Securities and Exchange Commission February 2, 2021 – Federal Register Recent Federal Regulation Documents

Results 1 - 12 of 12
Hamilton Lane Private Assets Fund, et al.
Document Number: 2021-02179
Type: Notice
Date: 2021-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/02/02/2021-02179.html
Securities Act of 1933; Securities Exchange Act of 1934; Order Regarding Review of Financial Accounting Standards Board (FASB) Accounting Support Fee for 2021 Under Section 109 of the Sarbanes-Oxley Act of 2002
Document Number: 2021-02171
Type: Notice
Date: 2021-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/02/02/2021-02171.html
Securities Investor Protection Corporation; Determination
Document Number: 2021-02128
Type: Notice
Date: 2021-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Pursuant to Section 3(e)(2) of the Securities Investor Protection Act of 1970 (``SIPA''), notice is hereby given that the Board of Directors of SIPC (the ``Board'') filed with the Securities and Exchange Commission (``Commission'') on January 5, 2021, notification that the Board has determined, beginning January 1, 2022, and for the five year period immediately thereafter, that the standard maximum cash advance amount available to satisfy customer claims for cash in a SIPA liquidation proceeding will remain at $250,000. The Commission is publishing this notice to solicit comments on Board's determination from interested parties.
https://regulations.justia.com/regulations/fedreg/2021/02/02/2021-02128.html
Submission for OMB Review; Comment Request
Document Number: 2021-02126
Type: Notice
Date: 2021-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/02/02/2021-02126.html
Submission for OMB Review; Comment Request
Document Number: 2021-02124
Type: Notice
Date: 2021-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/02/02/2021-02124.html
Submission for OMB Review; Comment Request
Document Number: 2021-02123
Type: Notice
Date: 2021-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/02/02/2021-02123.html
Submission for OMB Review; Comment Request
Document Number: 2021-02122
Type: Notice
Date: 2021-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/02/02/2021-02122.html
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule
Document Number: 2021-02119
Type: Notice
Date: 2021-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/02/02/2021-02119.html
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule
Document Number: 2021-02118
Type: Notice
Date: 2021-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/02/02/2021-02118.html
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Eliminate Certain Routing Fee Codes
Document Number: 2021-02117
Type: Notice
Date: 2021-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/02/02/2021-02117.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amend Its Fee Schedule To Eliminate Certain Routing Fee Codes
Document Number: 2021-02116
Type: Notice
Date: 2021-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/02/02/2021-02116.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.32
Document Number: 2021-02115
Type: Notice
Date: 2021-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/02/02/2021-02115.html
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