Securities and Exchange Commission January 14, 2021 – Federal Register Recent Federal Regulation Documents

SEC Small Business Capital Formation Advisory Committee
Document Number: 2021-00764
Type: Notice
Date: 2021-01-14
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Small Business Capital Formation Advisory Committee, established pursuant to Section 40 of the Securities Exchange Act of 1934 as added by the SEC Small Business Advocate Act of 2016, is providing notice that it will hold a public meeting by videoconference. The public is invited to submit written statements to the Committee.
Submission for OMB Review; Comment Request
Document Number: 2021-00733
Type: Notice
Date: 2021-01-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2021-00732
Type: Notice
Date: 2021-01-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2021-00728
Type: Notice
Date: 2021-01-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets
Document Number: 2020-24749
Type: Rule
Date: 2021-01-14
Agency: Securities and Exchange Commission, Agencies and Commissions
We are adopting amendments to facilitate capital formation and increase opportunities for investors by expanding access to capital for small and medium-sized businesses and entrepreneurs across the United States. Specifically, the amendments simplify, harmonize, and improve certain aspects of the exempt offering framework to promote capital formation while preserving or enhancing important investor protections. The amendments also seek to close gaps and reduce complexities in the exempt offering framework that may impede access to investment opportunities for investors and access to capital for businesses and entrepreneurs.
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