Securities and Exchange Commission September 25, 2020 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meetings

Document Number: 2020-21296

Type: Notice

Date: 2020-09-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21296.html

Rule 17g-2 30 Day Notice 2020-Submission for OMB Review; Comment Request

Document Number: 2020-21252

Type: Notice

Date: 2020-09-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21252.html

Submission for OMB Review; Comment Request; Rule 17g-1 and Form NRSRO 30 Day Notice 2020; Extension

Document Number: 2020-21245

Type: Notice

Date: 2020-09-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21245.html

Submission for OMB Review; Comment Request

Document Number: 2020-21242

Type: Notice

Date: 2020-09-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21242.html

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Rule 5.24

Document Number: 2020-21142

Type: Notice

Date: 2020-09-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21142.html

Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule

Document Number: 2020-21141

Type: Notice

Date: 2020-09-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21141.html

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction

Document Number: 2020-21100

Type: Rule

Date: 2020-09-25

Agency: Commodity Futures Trading Commission, Agencies and Commissions, Federal Deposit Insurance Corporation, Federal Reserve System, Securities and Exchange Commission, Department of Treasury, Office of the Comptroller of the Currency

The OCC, Board, FDIC, SEC, and CFTC (together, the agencies) are issuing this correction to make technical corrections to the Federal Register rule adopting amendments to the regulations implementing section 13 of the Bank Holding Company Act published on July 31, 2020.

https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21100.html