Securities and Exchange Commission July 30, 2020 – Federal Register Recent Federal Regulation Documents

Results 1 - 5 of 5
Sunshine Act Meetings
Document Number: 2020-16627
Type: Notice
Date: 2020-07-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/07/30/2020-16627.html
Joint Industry Plan; Order Approving Amendment to the National Market System Plan Governing the Consolidated Audit Trail
Document Number: 2020-16476
Type: Notice
Date: 2020-07-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/07/30/2020-16476.html
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning The Options Clearing Corporation's Synthetic Futures Model
Document Number: 2020-16472
Type: Notice
Date: 2020-07-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/07/30/2020-16472.html
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3
Document Number: 2020-16469
Type: Notice
Date: 2020-07-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/07/30/2020-16469.html
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance OCC's Stock Loan Close-Out Process
Document Number: 2020-16467
Type: Notice
Date: 2020-07-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/07/30/2020-16467.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.