Securities and Exchange Commission July 17, 2020 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meetings

Document Number: 2020-15630

Type: Notice

Date: 2020-07-17

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15630.html

Sunshine Act Meeting; Cancellation

Document Number: 2020-15589

Type: Notice

Date: 2020-07-17

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15589.html

Sunshine Act Meetings

Document Number: 2020-15588

Type: Notice

Date: 2020-07-17

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15588.html

Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail To Add MEMX LLC as a Participant

Document Number: 2020-15461

Type: Notice

Date: 2020-07-17

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15461.html

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fee Schedule

Document Number: 2020-15452

Type: Notice

Date: 2020-07-17

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15452.html

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the −1x Short VIX Futures ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts

Document Number: 2020-15451

Type: Notice

Date: 2020-07-17

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15451.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Address Broker-Dealers With a Significant History of Misconduct

Document Number: 2020-15450

Type: Notice

Date: 2020-07-17

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15450.html

Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule

Document Number: 2020-15449

Type: Notice

Date: 2020-07-17

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15449.html

Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fee Schedule

Document Number: 2020-15448

Type: Notice

Date: 2020-07-17

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15448.html

Proposed Collection; Comment Request

Document Number: 2020-15436

Type: Notice

Date: 2020-07-17

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15436.html

Proposed Collection; Comment Request