Securities and Exchange Commission July 9, 2020 – Federal Register Recent Federal Regulation Documents

Results 1 - 6 of 6
Submission for OMB Review; Comment Request
Document Number: 2020-14750
Type: Notice
Date: 2020-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14750.html
Submission for OMB Review; Comment Request
Document Number: 2020-14749
Type: Notice
Date: 2020-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14749.html
Proposed Collection; Comment Request
Document Number: 2020-14747
Type: Notice
Date: 2020-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14747.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 3241 (Registered Person Being Named a Customer's Beneficiary or Holding a Position of Trust for a Customer)
Document Number: 2020-14743
Type: Notice
Date: 2020-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14743.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the JPMorgan Large Cap Growth ETF Under Rule 14.11(k), Managed Portfolio Shares
Document Number: 2020-14742
Type: Notice
Date: 2020-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14742.html
Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Designation of Members for Mandatory Disaster Recovery Testing Pursuant to Regulation SCI for Calendar Year 2020
Document Number: 2020-14741
Type: Notice
Date: 2020-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/07/09/2020-14741.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.