Securities and Exchange Commission May 2020 – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 167
Sunshine Act Meetings
Document Number: 2020-10049
Type: Notice
Date: 2020-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Asset Management Advisory Committee; Meeting
Document Number: 2020-09862
Type: Notice
Date: 2020-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice is being provided that the Securities and Exchange Commission Asset Management Advisory Committee will hold a public meeting on May 27, 2020, by remote means. The meeting will begin at 9:00 a.m. (ET) and will be open to the public via webcast on the Commission's website at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The meeting will include a discussion of matters relating to the subcommittees and to COVID-19 and the asset management industry.
Temporary Amendments to Regulation Crowdfunding
Document Number: 2020-09806
Type: Rule
Date: 2020-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is adopting temporary final rules to facilitate capital formation for small businesses impacted by coronavirus disease 2019 (COVID-19). The temporary final rules are intended to expedite the offering process for smaller, previously established companies directly or indirectly affected by COVID-19 that are seeking to meet their funding needs through the offer and sale of securities pursuant to Regulation Crowdfunding. The temporary final rules are designed to facilitate this offering process by providing tailored, conditional relief from certain requirements of Regulation Crowdfunding relating to the timing of the offering and the availability of financial statements required to be included in issuers' offering materials while retaining appropriate investor protections.
Proposed Collection; Comment Request
Document Number: 2020-09797
Type: Notice
Date: 2020-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2020-09796
Type: Notice
Date: 2020-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940
Document Number: 2020-09708
Type: Notice
Date: 2020-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Investor Advisory Committee Meeting
Document Number: 2020-09662
Type: Notice
Date: 2020-05-06
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.
Sunshine Act Meetings
Document Number: 2020-09710
Type: Notice
Date: 2020-05-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2020-09631
Type: Notice
Date: 2020-05-05
Agency: Securities and Exchange Commission, Agencies and Commissions
USCF Advisers LLC, et al.
Document Number: 2020-09612
Type: Notice
Date: 2020-05-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2020-09626
Type: Notice
Date: 2020-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2020-09560
Type: Notice
Date: 2020-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2020-09529
Type: Notice
Date: 2020-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
First Trust Series Fund, et. al.
Document Number: 2020-09378
Type: Notice
Date: 2020-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
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