Securities and Exchange Commission December 5, 2019 – Federal Register Recent Federal Regulation Documents

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Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

Document Number: 2019-26230

Type: Notice

Date: 2019-12-05

Agency: Securities and Exchange Commission, Agencies and Commissions

Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On July 11, 2019, applicant made a final liquidating distribution to its shareholders based on net asset value. Expenses of $285,369 incurred in connection with the liquidation were paid by applicant's investment adviser. Filing Dates: The application was filed on September 18, 2019, and amended on November 13, 2019. Applicant's Address: 50 South LaSalle Street, Chicago, Illinois 60603.

https://regulations.justia.com/regulations/fedreg/2019/12/05/2019-26230.html

Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC

Document Number: 2019-26229

Type: Notice

Date: 2019-12-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2019/12/05/2019-26229.html