Securities and Exchange Commission October 29, 2019 – Federal Register Recent Federal Regulation Documents

Results 1 - 16 of 16
Investor Advisory Committee Meeting
Document Number: 2019-23607
Type: Notice
Date: 2019-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.
https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23607.html
Submission for OMB Review; Comment Request
Document Number: 2019-23602
Type: Notice
Date: 2019-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23602.html
Submission for OMB Review; Comment Request
Document Number: 2019-23601
Type: Notice
Date: 2019-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23601.html
Submission for OMB Review; Comment Request
Document Number: 2019-23600
Type: Notice
Date: 2019-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23600.html
Submission for OMB Review; Comment Request
Document Number: 2019-23599
Type: Notice
Date: 2019-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23599.html
Submission for OMB Review; Comment Request
Document Number: 2019-23598
Type: Notice
Date: 2019-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23598.html
Proposed Collection; Comment Request
Document Number: 2019-23597
Type: Notice
Date: 2019-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23597.html
Submission for OMB Review; Comment Request
Document Number: 2019-23596
Type: Notice
Date: 2019-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23596.html
MassMutual Select Funds, et al.
Document Number: 2019-23554
Type: Notice
Date: 2019-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23554.html
Self-Regulatory Organizations; LCH SA; Notice of Filing of a Proposed Rule Change Relating to the Updated 2018 Version of the Recovery Plan
Document Number: 2019-23552
Type: Notice
Date: 2019-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23552.html
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to Proposed Changes to the Options Clearing Corporation's Rules, Margin Policy, Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology To Address Specific Wrong-Way Risk
Document Number: 2019-23551
Type: Notice
Date: 2019-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23551.html
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to Proposed Changes to The Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology
Document Number: 2019-23550
Type: Notice
Date: 2019-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23550.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Investments of the Janus Henderson Mortgage-Backed Securities ETF Currently Listed and Traded on the Exchange Under NYSE Arca Rule 8.600-E
Document Number: 2019-23549
Type: Notice
Date: 2019-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23549.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 4121
Document Number: 2019-23548
Type: Notice
Date: 2019-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23548.html
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Maker Plus Program
Document Number: 2019-23547
Type: Notice
Date: 2019-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23547.html
Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the NYSE Chicago BBO, NYSE Chicago Trades and NYSE Chicago Integrated Feed Market Data Feeds
Document Number: 2019-23546
Type: Notice
Date: 2019-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23546.html
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