Securities and Exchange Commission March 15, 2019 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; The Depository Trust Company; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions to a Matching Utility
Document Number: 2019-04809
Type: Notice
Date: 2019-03-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04809.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information)
Document Number: 2019-04808
Type: Notice
Date: 2019-03-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04808.html
Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Document Number: 2019-04806
Type: Notice
Date: 2019-03-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04806.html
O'Shaughnessy Asset Management, LLC, et al.
Document Number: 2019-04804
Type: Notice
Date: 2019-03-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04804.html
Order Making Fiscal Year 2019 Annual Adjustments to Transaction Fee Rates
Document Number: 2019-04800
Type: Notice
Date: 2019-03-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04800.html
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