Securities and Exchange Commission February 14, 2019 – Federal Register Recent Federal Regulation Documents

Results 1 - 12 of 12
Submission for OMB Review; Comment Request
Document Number: 2019-02313
Type: Notice
Date: 2019-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02313.html
Submission for OMB Review; Comment Request
Document Number: 2019-02312
Type: Notice
Date: 2019-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02312.html
Submission for OMB Review; Comment Request
Document Number: 2019-02311
Type: Notice
Date: 2019-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02311.html
Submission for OMB Review; Comment Request
Document Number: 2019-02310
Type: Notice
Date: 2019-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02310.html
Proposed Collection; Comment Request
Document Number: 2019-02309
Type: Notice
Date: 2019-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02309.html
Submission for OMB Review; Comment Request
Document Number: 2019-02308
Type: Notice
Date: 2019-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02308.html
Proposed Collection; Comment Request
Document Number: 2019-02307
Type: Notice
Date: 2019-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02307.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036
Document Number: 2019-02289
Type: Notice
Date: 2019-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02289.html
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee
Document Number: 2019-02288
Type: Notice
Date: 2019-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02288.html
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee
Document Number: 2019-02287
Type: Notice
Date: 2019-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02287.html
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Applicable to Its Equities Trading Platform (“EDGX Equities”) To Introduce a “Cross-Asset Volume Tier”
Document Number: 2019-02286
Type: Notice
Date: 2019-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02286.html
Pharos Capital BDC, Inc., et al.
Document Number: 2019-02285
Type: Notice
Date: 2019-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02285.html
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