Securities and Exchange Commission November 2, 2018 – Federal Register Recent Federal Regulation Documents

Results 1 - 11 of 11
Sunshine Act Meeting; Cancellation
Document Number: 2018-24148
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/11/02/2018-24148.html
Sunshine Act Meetings
Document Number: 2018-24071
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/11/02/2018-24071.html
Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the Recovery Plan and Wind-Down Plan
Document Number: 2018-23968
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/11/02/2018-23968.html
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Concerning Certain Data Elements on Form G-45 Under MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities
Document Number: 2018-23966
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/11/02/2018-23966.html
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Pricing Schedule Rules
Document Number: 2018-23963
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/11/02/2018-23963.html
Submission to OMB; Comment Request
Document Number: 2018-23962
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/11/02/2018-23962.html
Submission for OMB Review; Comment Request
Document Number: 2018-23961
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/11/02/2018-23961.html
Submission for OMB Review; Comment Request
Document Number: 2018-23960
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/11/02/2018-23960.html
Submission for OMB Review; Comment Request
Document Number: 2018-23959
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/11/02/2018-23959.html
Proposed Collection; Comment Request
Document Number: 2018-23958
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/11/02/2018-23958.html
Proposed Collection; Comment Request
Document Number: 2018-23957
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/11/02/2018-23957.html
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