Securities and Exchange Commission October 11, 2017 – Federal Register Recent Federal Regulation Documents

Results 1 - 14 of 14
Sunshine Act Meetings
Document Number: 2017-21988
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21988.html
Sunshine Act Meetings
Document Number: 2017-21987
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21987.html
Proposed Collection; Comment Request
Document Number: 2017-21911
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21911.html
Submission for OMB Review; Comment Request
Document Number: 2017-21910
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21910.html
Proposed Collection; Comment Request
Document Number: 2017-21909
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21909.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Review Charges for Communications Filed With or Submitted to FINRA
Document Number: 2017-21846
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21846.html
Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Options on Index Credit Default Swaps
Document Number: 2017-21816
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21816.html
Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Options on Index Credit Default Swaps
Document Number: 2017-21815
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21815.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Listing Requirements Related to Special Purpose Acquisition Companies Listing Standards To Reduce Round Lot Holders on Nasdaq Capital Market for Initial Listing From 300 to 150 and Eliminate Public Holders for Continued Listing From 300 to Zero, Require $5 Million in Net Tangible Assets for Initial and Continued Listing, and Impose a Deadline To Demonstrate Compliance With Initial Listing Requirements on All Nasdaq Markets Within 30 Days Following Each Business Combination
Document Number: 2017-21814
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21814.html
Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the CBOE S&P 500® Dividend Aristocrats® Target Income Index ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares
Document Number: 2017-21813
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21813.html
Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Rule 1009 To Modify the Criteria for Listing an Option on an Underlying Covered Security
Document Number: 2017-21812
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21812.html
Whitford Asset Management, LLC, et al.
Document Number: 2017-21811
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21811.html
USCF Fund Advisors, LLC, et al.
Document Number: 2017-21776
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21776.html
OppenheimerFunds, Inc., et al.
Document Number: 2017-21775
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21775.html
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