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Securities and Exchange Commission
2017
September
25
Securities and Exchange Commission September 25, 2017 – Federal Register Recent Federal Regulation Documents
Results 1 - 8 of 8
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Barings Corporate Investors, et al.; Notice of Application
Document Number:
2017-20438
Type:
Notice
Date:
2017-09-25
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/25/2017-20438.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 4, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund Under NYSE Arca Rule 8.200-E
Document Number:
2017-20365
Type:
Notice
Date:
2017-09-25
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/25/2017-20365.html
Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BYX Exchange, Inc.
Document Number:
2017-20364
Type:
Notice
Date:
2017-09-25
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/25/2017-20364.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules and the NYSE Arca Options Fees and Charges Schedule in Connection With the Name Change of Its Affiliate NYSE MKT LLC to NYSE American LLC
Document Number:
2017-20363
Type:
Notice
Date:
2017-09-25
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/25/2017-20363.html
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules To Make Technical and Conforming Updates, in Connection With the Merger of NYSE Arca Equities, Inc. With and Into the Exchange's Affiliate NYSE Arca, Inc. and the Name Change of NYSE National, Inc.
Document Number:
2017-20361
Type:
Notice
Date:
2017-09-25
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/25/2017-20361.html
Submission for OMB Review; Comment Request
Document Number:
2017-20360
Type:
Notice
Date:
2017-09-25
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/25/2017-20360.html
Submission for OMB Review; Comment Request
Document Number:
2017-20359
Type:
Notice
Date:
2017-09-25
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/25/2017-20359.html
Submission for OMB Review; Comment Request
Document Number:
2017-20358
Type:
Notice
Date:
2017-09-25
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/25/2017-20358.html