Securities and Exchange Commission September 22, 2017 – Federal Register Recent Federal Regulation Documents

Results 1 - 12 of 12
Submission for OMB Review; Comment Request
Document Number: 2017-20221
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/22/2017-20221.html
Submission for OMB Review; Comment Request
Document Number: 2017-20220
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/22/2017-20220.html
Submission for OMB Review; Comment Request
Document Number: 2017-20219
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/22/2017-20219.html
Submission for OMB Review; Comment Request
Document Number: 2017-20218
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/22/2017-20218.html
Submission for OMB Review; Comment Request
Document Number: 2017-20217
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/22/2017-20217.html
Submission for OMB Review; Comment Request
Document Number: 2017-20216
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/22/2017-20216.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts
Document Number: 2017-20204
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/22/2017-20204.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts
Document Number: 2017-20203
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/22/2017-20203.html
Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Certain Sections of Rules 1024, Conduct of Accounts for Options Trading, and of 1025, Supervision of Accounts, To Conform Them More Closely To Comparable Rules of the Chicago Board Options Exchange (“CBOE”) and To Make Minor Clarifications and Corrections to the Text
Document Number: 2017-20202
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/22/2017-20202.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt New Equity Trading Rules for Trading UTP Securities on Pillar, Including Orders and Modifiers, Order Ranking and Display, and Order Execution and Routing
Document Number: 2017-20201
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/22/2017-20201.html
AQR Funds, et al.
Document Number: 2017-20177
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/22/2017-20177.html
Eagle Series Trust, et al.
Document Number: 2017-20176
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/22/2017-20176.html
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