Securities and Exchange Commission September 13, 2017 – Federal Register Recent Federal Regulation Documents

Submission for OMB Review; Comment Request

Document Number: 2017-19446

Type: Notice

Date: 2017-09-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2017/09/13/2017-19446.html

Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Expand the Application of the Family-Issued Securities Charge

Document Number: 2017-19379

Type: Notice

Date: 2017-09-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2017/09/13/2017-19379.html

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule

Document Number: 2017-19378

Type: Notice

Date: 2017-09-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2017/09/13/2017-19378.html

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Rules To Make Technical and Conforming Updates, in Connection With the Merger of NYSE Arca Equities, Inc. With and Into the Exchange's Affiliate NYSE Arca, Inc. and the Name Change of NYSE National, Inc.

Document Number: 2017-19377

Type: Notice

Date: 2017-09-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2017/09/13/2017-19377.html

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Price List

Document Number: 2017-19376

Type: Notice

Date: 2017-09-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2017/09/13/2017-19376.html

Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection to an Advance Notice To Expand the Application of the Family-Issued Securities Charge

Document Number: 2017-19375

Type: Notice

Date: 2017-09-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2017/09/13/2017-19375.html

Submission for OMB Review; Comment Request

Document Number: 2017-19360

Type: Notice

Date: 2017-09-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2017/09/13/2017-19360.html