Securities and Exchange Commission March 13, 2017 – Federal Register Recent Federal Regulation Documents
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Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change To Amend FINRA Rules To Conform to the Commission's Proposed Amendment to Commission Rule 15c6-1(a) and the Industry-Led Initiative To Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions From T+3 to T+2; Correction
The Securities and Exchange Commission published a document in the Federal Register on February 15, 2017, concerning an Order Granting Approval of a Proposed Rule Change to Amend FINRA Rules to conform to the Commission's Proposed Amendment to Commission Rule 15c6-1(a) and the Industry-led Initiative to Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions from T+3 to T+2. The document made an erroneous reference to ``an Equity Regulatory Alert'' instead of to ``a Regulatory Notice.''
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