Securities and Exchange Commission January 31, 2017 – Federal Register Recent Federal Regulation Documents

Results 1 - 5 of 5
Sunshine Act Meeting
Document Number: 2017-02079
Type: Notice
Date: 2017-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/01/31/2017-02079.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, To Enhance the Reopening Auction Process Following a Trading Halt Declared Pursuant to the Plan To Address Extraordinary Market Volatility
Document Number: 2017-02001
Type: Notice
Date: 2017-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/01/31/2017-02001.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Rule 4702 To Adopt a New Retail Post-Only Order
Document Number: 2017-02000
Type: Notice
Date: 2017-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/01/31/2017-02000.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule
Document Number: 2017-01999
Type: Notice
Date: 2017-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/01/31/2017-01999.html
Causeway ETMF Trust, et al.; Notice of Application
Document Number: 2017-01998
Type: Notice
Date: 2017-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/01/31/2017-01998.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.