Securities and Exchange Commission 2015 – Federal Register Recent Federal Regulation Documents

Results 151 - 200 of 1,842
Alcentra Capital Corporation, et al.; Notice of Application
Document Number: 2015-31070
Type: Notice
Date: 2015-12-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicants request an order to permit business development companies (``BDCs'') and certain closed-end management investment companies to co-invest in portfolio companies with each other and with affiliated investment funds. Applicants: Alcentra Capital Corporation (the ``Company''); BNY Mellon Alcentra Multi-Strategy Credit Fund, Inc. (``BAMSCF,'' and together with the Company, the ``Existing Regulated Funds''); Alcentra BDC Equity Holdings, LLC (the ``Subsidiary''); Alcentra Middle Market Fund IV, L.P. (the ``Existing Co-Investment Affiliate''); Alcentra NY, LLC (``Alcentra NY''); Alcentra Limited (together with Alcentra NY, the ``Alcentra Advisers''), and The Dreyfus Corporation (``Dreyfus'').
Submission for OMB Review; Comment Request
Document Number: 2015-31069
Type: Notice
Date: 2015-12-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2015-31068
Type: Notice
Date: 2015-12-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2015-31067
Type: Notice
Date: 2015-12-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2015-31066
Type: Notice
Date: 2015-12-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2015-31106
Type: Notice
Date: 2015-12-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2015-30866
Type: Notice
Date: 2015-12-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2015-31071
Type: Notice
Date: 2015-12-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2015-30946
Type: Notice
Date: 2015-12-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Nuveen Fund Advisors, LLC, et al.; Notice of Application
Document Number: 2015-30867
Type: Notice
Date: 2015-12-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2015-30746
Type: Notice
Date: 2015-12-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2015-30481
Type: Notice
Date: 2015-11-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change To Amend Rule 804(g)
Document Number: 2015-30241
Type: Notice
Date: 2015-11-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2015-30093
Type: Notice
Date: 2015-11-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant transferred its assets to BlackRock MuniYield Michigan Quality Fund, Inc., and effective September 14, 2015, made distributions to its shareholders based on net asset value. Expenses of approximately $331,358 incurred in connection with the reorganization were paid by Applicant and Applicant's investment adviser. Filing Dates: The application was filed on November 16, 2015. Applicant's Address: 100 Bellevue Parkway, Wilmington, Delaware 19809.