Securities and Exchange Commission June 10, 2014 – Federal Register Recent Federal Regulation Documents

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In the Matter of Prospect Ventures, Inc.; Order of Suspension of Trading
Document Number: 2014-13574
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13574.html
In the Matter of Alternative Energy Partners, Inc. and SK3 Group, Inc; Order of Suspension of Trading
Document Number: 2014-13573
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13573.html
Proposed Collection; Comment Request
Document Number: 2014-13467
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13467.html
Submission for OMB Review; Comment Request
Document Number: 2014-13466
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13466.html
Submission for OMB Review; Comment Request
Document Number: 2014-13465
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13465.html
Proposed Collection; Comment Request
Document Number: 2014-13464
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13464.html
Proposed Collection; Comment Request
Document Number: 2014-13463
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13463.html
Proposed Collection; Comment Request
Document Number: 2014-13462
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13462.html
Proposed Collection; Comment Request
Document Number: 2014-13461
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13461.html
Proposed Collection; Comment Request
Document Number: 2014-13460
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13460.html
ValMark Advisers, Inc. and Northern Lights Variable Trust; Notice of Application
Document Number: 2014-13459
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13459.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the ARK Innovation ETF, ARK Genomic Revolution ETF, ARK Industrial Innovation ETF, and ARK Web x.0 ETF Under NYSE Arca Equities Rule 8.600
Document Number: 2014-13458
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13458.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 900.3NY(d)(3) in Order To Delete Reserve Orders and References Thereto From the Rules
Document Number: 2014-13457
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13457.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Lead Market Maker Rights Fees
Document Number: 2014-13456
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13456.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Amend IM-5900-7 to, Among Other Things, Modify the Free Services Offered to Certain Newly Listing Companies
Document Number: 2014-13455
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13455.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Fees on Strategy Executions
Document Number: 2014-13454
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13454.html
Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Implementation of a Fee for ACATS-Related Deliveries and Receives
Document Number: 2014-13453
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13453.html
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fee Schedule
Document Number: 2014-13452
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13452.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Revise End-of-Day Price Discovery Policies and Procedures
Document Number: 2014-13451
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13451.html
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Government Securities Division Fee Schedule, the Mortgage-Backed Securities Division Fee Schedule for Dealers and the Mortgage-Backed Securities Division EPN Fee Schedule
Document Number: 2014-13450
Type: Notice
Date: 2014-06-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13450.html
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