Securities and Exchange Commission November 26, 2012 – Federal Register Recent Federal Regulation Documents

Results 1 - 17 of 17
Sunshine Act Meeting
Document Number: 2012-28685
Type: Notice
Date: 2012-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28685.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change Related to CBSX To Address Authority To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of Routing Service Error Accounts
Document Number: 2012-28595
Type: Notice
Date: 2012-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28595.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change To Address Authority To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of Routing Service Error Accounts
Document Number: 2012-28594
Type: Notice
Date: 2012-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28594.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Monthly Fees for the Use of Ports
Document Number: 2012-28593
Type: Notice
Date: 2012-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28593.html
Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Proposed Rule Change To Address Authority To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of Routing Service Error Accounts
Document Number: 2012-28592
Type: Notice
Date: 2012-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28592.html
Proposed Collection; Comment Request
Document Number: 2012-28535
Type: Notice
Date: 2012-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28535.html
Proposed Collection; Comment Request
Document Number: 2012-28534
Type: Notice
Date: 2012-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28534.html
Proposed Collection; Comment Request
Document Number: 2012-28533
Type: Notice
Date: 2012-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28533.html
Proposed Collection; Comment Request
Document Number: 2012-28532
Type: Notice
Date: 2012-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28532.html
Proposed Collection; Comment Request
Document Number: 2012-28531
Type: Notice
Date: 2012-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28531.html
Proposed Collection; Comment Request
Document Number: 2012-28530
Type: Notice
Date: 2012-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28530.html
Proposed Collection; Comment Request
Document Number: 2012-28529
Type: Notice
Date: 2012-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28529.html
Proposed Collection; Comment Request
Document Number: 2012-28528
Type: Notice
Date: 2012-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28528.html
Proposed Collection; Comment Request
Document Number: 2012-28527
Type: Notice
Date: 2012-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28527.html
Proposed Collection; Comment Request
Document Number: 2012-28526
Type: Notice
Date: 2012-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28526.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 14.11, Entitled “Other Securities,” and To List and Trade Shares of Certain ProShares Products
Document Number: 2012-28525
Type: Notice
Date: 2012-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28525.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Limited Waiver of the TRACE Professional Real-Time Data Display Fee on a Pilot Basis
Document Number: 2012-28524
Type: Notice
Date: 2012-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28524.html
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