Securities and Exchange Commission September 2, 2010 – Federal Register Recent Federal Regulation Documents

Submission for OMB Review; Comment Request

Document Number: 2010-21936

Type: Notice

Date: 2010-09-02

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21936.html

Submission for OMB Review; Comment Request

Document Number: 2010-21935

Type: Notice

Date: 2010-09-02

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21935.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Security Futures Risk Disclosure Statement

Document Number: 2010-21934

Type: Notice

Date: 2010-09-02

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21934.html

Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Assessed to Members Using the NASDAQ Market Center

Document Number: 2010-21933

Type: Notice

Date: 2010-09-02

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21933.html

Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Eligibility Criteria for the Second Compliance Period for a Bid Price Deficiency on the Nasdaq Capital Market

Document Number: 2010-21932

Type: Notice

Date: 2010-09-02

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21932.html

Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2260 To Reflect Changes to Corresponding FINRA Rule

Document Number: 2010-21931

Type: Notice

Date: 2010-09-02

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21931.html

Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Adopt a Pilot Program To List Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange

Document Number: 2010-21930

Type: Notice

Date: 2010-09-02

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21930.html

Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2260 To Reflect Changes to Corresponding FINRA Rule

Document Number: 2010-21929

Type: Notice

Date: 2010-09-02

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21929.html

Notice Regarding the Requirement To Use eXtensible Business Reporting Language Format To Make Publicly Available the Information Required Pursuant to Rule 17g-2(d) of the Exchange Act

Document Number: 2010-21887

Type: Notice

Date: 2010-09-02

Agency: Securities and Exchange Commission, Agencies and Commissions

The Commission is providing notice that the List of XBRL Tags for NRSROs (``List of XBRL Tags'') to be used for the ratings history disclosure requirements in paragraph (d) of Rule 17g-2 has been published on the Commission's Internet Web site. An NRSRO subject to the disclosure provisions of paragraph (d) of Rule 17g-2 shall make this information available in an interactive data file on its corporate Internet Web site in XBRL format using the List of XBRL Tags beginning no later than 60 days after the publication of this Notice in the Federal Register.

https://regulations.justia.com/regulations/fedreg/2010/09/02/2010-21887.html