Securities and Exchange Commission April 23, 2009 – Federal Register Recent Federal Regulation Documents

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Act Manufacturing, Inc., Aerovox, Inc. (n/k/a New Bedford Capacitor, Inc.), Agility Capital, Inc., Air Water International Corp. (f/k/a Universal Communications Systems, Inc.), Allegiant Physician Services, Inc., and Alpha Microsystems, Inc. (n/k/a NQL, Inc.); Order of Suspension of Trading

Document Number: E9-9418

Type: Notice

Date: 2009-04-23

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/04/23/E9-9418.html

Adoption of Updated EDGAR Filer Manual

Document Number: E9-9314

Type: Rule

Date: 2009-04-23

Agency: Securities and Exchange Commission, Agencies and Commissions

The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system. The revisions were made primarily to improve the Form D filing process. The revisions to the Filer Manual reflect changes within Volume I entitled EDGAR Filer Manual, Volume I: ``General Information,'' Version 6 (March 2009) and Volume II entitled EDGAR Filer Manual, Volume II: ``EDGAR Filing,'' Version 11 (March 2009). The updated manual will be incorporated by reference into the Code of Federal Regulations.

https://regulations.justia.com/regulations/fedreg/2009/04/23/E9-9314.html

Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Amendment No. 1 to Proposed Rule Change Relating to the Exchange's Enhanced Electronic Trading Platform for Options, Phlx XL II

Document Number: E9-9241

Type: Notice

Date: 2009-04-23

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/04/23/E9-9241.html

Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Adopt a Policy Relating to Its Treatment of Trade Reports That It Determines To Be Inconsistent With the Prevailing Market

Document Number: E9-9240

Type: Notice

Date: 2009-04-23

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/04/23/E9-9240.html

Technical Amendments to Rules, Forms, Schedules, and Codification of Financial Reporting Policies

Document Number: E9-9089

Type: Rule

Date: 2009-04-23

Agency: Securities and Exchange Commission, Agencies and Commissions

The Securities and Exchange Commission (``Commission'') is adopting technical amendments to various rules, forms and schedules under the Securities Act of 1933 (``Securities Act'') and the Securities Exchange Act of 1934 (``Exchange Act''). The Commission also is making certain technical changes to the Codification of Financial Reporting Policies (``CFRP''). These revisions are necessary to conform those rules, forms, schedules and the CFRP to two recently issued Statements of Financial Accounting Standards (``SFAS'') issued by the Financial Accounting Standards Board (``FASB''). SFAS 141 (revised 2007), Business Combinations, and SFAS 160, Noncontrolling Interests in Consolidated Financial Statementsan amendment of ARB No. 51 (collectively ``Statements'') were both issued in December 2007. The technical amendments include revision of certain rules in Regulation S- X, certain items in Regulation S-K, certain sections in the CFRP and various forms and schedules prescribed under the Securities Act and Exchange Act.

https://regulations.justia.com/regulations/fedreg/2009/04/23/E9-9089.html