Securities and Exchange Commission January 28, 2009 – Federal Register Recent Federal Regulation Documents

Results 1 - 10 of 10
Proposed Collection; Comment Request
Document Number: E9-1873
Type: Notice
Date: 2009-01-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1873.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.8, Entitled “Obligations of Market Makers.”
Document Number: E9-1872
Type: Notice
Date: 2009-01-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1872.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders
Document Number: E9-1808
Type: Notice
Date: 2009-01-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1808.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt Rules Governing Financial Responsibility in the Consolidated FINRA Rulebook
Document Number: E9-1807
Type: Notice
Date: 2009-01-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1807.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Relating to the Limited Liability Company Agreement of New York Block Exchange, a Facility of NYSE
Document Number: E9-1806
Type: Notice
Date: 2009-01-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1806.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Trading Rules for the New York Block Exchange
Document Number: E9-1805
Type: Notice
Date: 2009-01-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1805.html
Submission for OMB Review; Comment Request
Document Number: E9-1717
Type: Notice
Date: 2009-01-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1717.html
Submission for OMB Review; Comment Request
Document Number: E9-1716
Type: Notice
Date: 2009-01-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1716.html
Submission for OMB Review; Comment Request
Document Number: E9-1715
Type: Notice
Date: 2009-01-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1715.html
Submission for OMB Review; Comment Request
Document Number: E9-1714
Type: Notice
Date: 2009-01-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1714.html
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