Securities and Exchange Commission May 16, 2007 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendment Nos. 1 and 2 to, and Order Granting Accelerated Approval of, a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 To Require the Provision of Certain Information About the Securities Investor Protection Corporation to Customers
Document Number: E7-9433
Type: Notice
Date: 2007-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9433.html
Proposed Collection; Comment Request
Document Number: E7-9412
Type: Notice
Date: 2007-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9412.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change To Waive 2007 Annual Listing Fees for Certain Dually-Listed Issuers Who Delist During 2007
Document Number: E7-9411
Type: Notice
Date: 2007-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9411.html
Proposed Collection; Comment Request
Document Number: E7-9372
Type: Notice
Date: 2007-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9372.html
Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Interpretive Notice to Compliance Rule 2-4 Regarding Disclosure Guidelines for FCMs Offering Sweep Accounts
Document Number: E7-9371
Type: Notice
Date: 2007-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9371.html
Submission for OMB Review; Comment Request
Document Number: E7-9370
Type: Notice
Date: 2007-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9370.html
Submission for OMB Review; Comment Request
Document Number: E7-9369
Type: Notice
Date: 2007-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9369.html
Submission for OMB Review; Comment Request
Document Number: E7-9368
Type: Notice
Date: 2007-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9368.html
Submission for OMB Review; Comment Request
Document Number: E7-9367
Type: Notice
Date: 2007-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9367.html
Self-Regulatory Organizations; New York Stock Exchange LLC.; Order Approving Proposed Rule Change To Amend NYSE Rule 440A (“Telephone Solicitations”)
Document Number: E7-9366
Type: Notice
Date: 2007-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9366.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Split Prices
Document Number: E7-9365
Type: Notice
Date: 2007-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9365.html
Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Section 107 of the Company Guide
Document Number: E7-9364
Type: Notice
Date: 2007-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9364.html
Submission for OMB Review; Comment Request
Document Number: E7-9363
Type: Notice
Date: 2007-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9363.html
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