Securities and Exchange Commission May 2, 2007 – Federal Register Recent Federal Regulation Documents

Results 1 - 6 of 6
HSBC Securities (USA) Inc.; Notice of Application
Document Number: E7-8364
Type: Notice
Date: 2007-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8364.html
Hill Physicians Medical Group, Inc.; Notice of Application
Document Number: E7-8353
Type: Notice
Date: 2007-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8353.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Require That Companies Submit Material News to Nasdaq Using Nasdaq's Electronic Disclosure System, Except in Emergency Situations
Document Number: E7-8313
Type: Notice
Date: 2007-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8313.html
Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Its Minor Rule Violation Fine Systems
Document Number: E7-8312
Type: Notice
Date: 2007-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8312.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Securities Manager Examination (“Series 12”)
Document Number: E7-8311
Type: Notice
Date: 2007-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8311.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of a Fee Pilot for National Quotation Data Service
Document Number: E7-8310
Type: Notice
Date: 2007-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8310.html
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