Securities and Exchange Commission September 15, 2005 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Scope and Update the Description of the Security Position Reports Service
Document Number: E5-5028
Type: Notice
Date: 2005-09-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/09/15/E5-5028.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 8.4 Relating to Remote Market-Maker Appointments
Document Number: E5-5027
Type: Notice
Date: 2005-09-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/09/15/E5-5027.html
Tuxis Corporation; Notice of Application
Document Number: E5-5026
Type: Notice
Date: 2005-09-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/09/15/E5-5026.html
Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of “Broker” Under Section 3(a)(4) of the Securities Exchange Act of 1934
Document Number: E5-5025
Type: Notice
Date: 2005-09-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/09/15/E5-5025.html
Marshall Funds, Inc., et al.; Notice of Application
Document Number: 05-18311
Type: Notice
Date: 2005-09-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/09/15/05-18311.html
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