Securities and Exchange Commission August 4, 2005 – Federal Register Recent Federal Regulation Documents

Results 1 - 16 of 16
Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
Document Number: E5-4153
Type: Notice
Date: 2005-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4153.html
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Institute a Netting Process for Fail Deliver and Fail Receive Obligations for Netting Members in Its Government Securities Division
Document Number: E5-4152
Type: Notice
Date: 2005-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4152.html
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40
Document Number: E5-4151
Type: Notice
Date: 2005-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4151.html
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Brut's Directed Cross Order Routing Process
Document Number: E5-4150
Type: Notice
Date: 2005-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4150.html
Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program Relating to Boston Options Exchange Trading Rules Regarding Market Opening Procedures
Document Number: E5-4149
Type: Notice
Date: 2005-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4149.html
Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the “All or None” and “Fill or Kill” Order Types in the Exchange's Equity Market
Document Number: E5-4148
Type: Notice
Date: 2005-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4148.html
Submission for OMB Review; Comment Request; Reinstatement
Document Number: E5-4141
Type: Notice
Date: 2005-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4141.html
Submission for OMB Review; Comment Request
Document Number: E5-4140
Type: Notice
Date: 2005-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4140.html
Submission for OMB Review; Comment Request
Document Number: E5-4139
Type: Notice
Date: 2005-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4139.html
Submission for OMB Review; Comment Request
Document Number: E5-4137
Type: Notice
Date: 2005-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4137.html
Submission for OMB Review; Comment Request
Document Number: E5-4136
Type: Notice
Date: 2005-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4136.html
Proposed Extension of Collection of Information; Comment Request
Document Number: E5-4135
Type: Notice
Date: 2005-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4135.html
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Regarding the Nasdaq Opening Process for Initial Public Offerings
Document Number: E5-4134
Type: Notice
Date: 2005-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4134.html
Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating To Removal of Size and Frequency Restrictions on Orders Entered Through Direct+ in Investment Company Units, Trust Issued Receipts and StreetTRACKS ® Gold Shares
Document Number: E5-4133
Type: Notice
Date: 2005-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4133.html
Issuer Delisting; Notice of Application of Air Products and Chemicals, Inc. To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc. File No. 1-04534
Document Number: E5-4132
Type: Notice
Date: 2005-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/08/04/E5-4132.html
Sunshine Act Meeting
Document Number: 05-15507
Type: Notice
Date: 2005-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/08/04/05-15507.html
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