Movement of Organisms Modified or Produced Through Genetic Engineering; Notice of Additional Modifications Exempt Plants Can Contain, 89569-89585 [2024-26232]
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Federal Register
Vol. 89, No. 219
Wednesday, November 13, 2024
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DEPARTMENT OF AGRICULTURE
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Submission for OMB Review;
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information on those who are to
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Comments regarding this information
collection received by December 13,
2024 will be considered. Written
comments and recommendations for the
proposed information collection should
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DEPARTMENT OF AGRICULTURE
Economic Research Service
Animal and Plant Health Inspection
Service
Title: Corn and Soybean Grower
Survey.
OMB Control Number: 0536–NEW.
Summary of Collection: 0536–NEW.
The proposed data collection will use a
survey of corn and soybean farmers in
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Description of Respondents:
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Number of Respondents: 2,500.
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Total Burden Hours: 2,411 hours.
Levi S. Harrell,
Departmental Information Collection
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[FR Doc. 2024–26252 Filed 11–12–24; 8:45 am]
BILLING CODE 3410–18–P
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[Docket No. APHIS–2023–0022]
Movement of Organisms Modified or
Produced Through Genetic
Engineering; Notice of Additional
Modifications Exempt Plants Can
Contain
Animal and Plant Health
Inspection Service, USDA.
AGENCY:
ACTION:
Notice.
We are adding modifications
a plant may contain and qualify for
exemption from regulations governing
movement of organisms modified or
produced using genetic engineering
because the modifications are
achievable through conventional
breeding. An earlier notice proposed
five types of modifications. Based on a
review of public comments, we have
been able to streamline and simplify our
description of these modifications and
are now finalizing two additional
modifications a plant can contain and
qualify for exemption. This action
updates and clarifies the types of
modifications that can be made to plants
that qualify for exemption to reflect
advances in science and technology,
and what is achievable through
conventional breeding methods to
facilitate the application of
biotechnology for the development of
new crops.
SUMMARY:
The APHIS website will be
updated with these additional
modifications on November 13, 2024.
DATES:
Dr.
Neil Hoffman, Science Advisor,
Biotechnology Regulatory Services,
APHIS, 4700 River Road, Unit 78,
Riverdale, MD 20737–1238;
Neil.E.Hoffman@usda.gov; (301) 851–
3877.
FOR FURTHER INFORMATION CONTACT:
The
regulations in 7 CFR part 340 govern the
movement (importation, interstate
movement, or release into the
environment) of certain organisms
modified or produced through genetic
engineering. The U.S. Department of
SUPPLEMENTARY INFORMATION:
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Agriculture’s (USDA’s) Animal and
Plant Health Inspection Service (APHIS)
first issued these regulations in 1987
under the authority of the Federal Plant
Pest Act of 1957 and the Plant
Quarantine Act of 1912, two acts that
were subsumed into the Plant Protection
Act (PPA, 7 U.S.C. 7701 et seq.) in 2000,
along with other provisions. Since 1987,
APHIS has amended the regulations
seven times, in 1988, 1990, 1993, 1994,
1997, 2005, and 2020.
On May 18, 2020, we published in the
Federal Register (85 FR 29790–29838,
Docket No. APHIS–2018–0034) a final
rule 1 that marked the first
comprehensive revision of the
regulations since they were established
in 1987. The final rule provided a clear,
predictable, and efficient regulatory
pathway for innovators, facilitating the
development of organisms modified or
produced using genetic engineering
(modified organisms) that are unlikely
to pose plant pest risks.
The May 2020 final rule described the
scope or applicability of regulations and
stated that the regulations do not apply
to plants with modifications that are
achievable through conventional
breeding (85 FR 29790–29796). To
ensure the regulations do not apply to
plants that are equivalent to those that
could be developed through
conventional breeding, the May 2020
final rule established a regulatory
exemption to initially identify and
continuously update modifications that
are achievable through conventional
breeding and, thus, exempt from
regulation (85 FR 29791–29796;
§ 340.1(b)).
Initially, APHIS identified three
commonly known modifications
achievable through conventional
breeding methods, including small
insertions/deletions at a single locus of
a plant’s genome (85 FR 29792;
§ 340.1(b)(1) through (3)). Specifically,
§ 340.1(b) exempted plants that contain
a single modification of one of the
following types, specified in
§ 340.1(b)(1) through (3):
• The genetic modification is a
change resulting from cellular repair of
a targeted DNA break in the absence of
an externally provided repair template;
or
• The genetic modification is a
targeted single base pair substitution; or
• The genetic modification introduces
a gene known to occur in the plant’s
gene pool or makes changes in a
targeted sequence to correspond to a
known allele of such a gene or to a
1 To view the final rule and supporting
documents, go to https://www.regulations.gov/
docket/APHIS-2018-0034.
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known structural variation present in
the gene pool.
Knowing that it is impracticable to
identify and list the universe of
modifications that are achievable
through conventional breeding at any
given time because of advances in
knowledge, technology and
conventional breeding methods, the
May 2020 final rule also established a
process for listing additional
modifications that plants can contain
while still being exempted from the
regulations (85 FR 29793–29795;
§ 340.1(b)(4)). Thus, § 340.1(b)(4)
provides that the Administrator may
propose to exempt plants with
additional modifications, based on what
could be achieved through conventional
breeding. Such proposals may either be
APHIS-initiated or may be initiated via
a request that is accompanied by
adequate supporting information and
submitted by another party. In either
case, APHIS will publish a notice in the
Federal Register of the proposal, along
with the supporting documentation, and
will request public comments. After
reviewing the comments, APHIS will
publish a subsequent notice in the
Federal Register announcing its final
determination. A list specifying
modifications a plant can contain and
be exempt pursuant to § 340.1(b)(4) is
available on the APHIS website at
https://www.aphis.usda/gov/biotechexemptions.
On November 15, 2023, we published
a notice in the Federal Register (88 FR
78285–78291, Docket No. APHIS–2023–
0022) proposing the five modifications
that plants could contain and be eligible
for exemption:
First, we proposed that a diploid or
autopolyploid plant with any
combination of complete loss of
function modifications in one to all
alleles of a single genetic locus, or an
allopolyploid plant with any
combination of complete loss of
function modifications in one or both
alleles of a single genetic locus on up to
four pairs of homoeologous
chromosomes, without the insertion of
exogenous DNA, would qualify for
exemption (proposed 340.1(b)(4)(vi)
(Additional Modification 1 (AM1)).
APHIS explained that this category was
intended to apply to scenarios involving
targeted DNA breaks—through
insertions, deletions, and other types of
modifications (such as a nick)—created
using different techniques that might
not be expressly outlined in the initial
modifications APHIS described in the
May 2020 final rule (namely, paragraphs
(b)(1) and (2) of § 340.1), but
functionally would achieve the same
end result—loss of function. In addition,
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it proposed to extend loss of function
mutations without the insertion of
exogenous DNA to polyploid plants.
Second, we proposed that any diploid
or autopolyploid plant in which the
genetic modification is a single
contiguous deletion of any size,
resulting from cellular repair of one or
two targeted DNA breaks on a single
chromosome or at the same location(s)
on two or more homologous
chromosomes, without insertion of
DNA, or with insertion of DNA in the
absence of a repair template, would
qualify for exemption (proposed
340.1(b)(4)(vi)(AM2)). As proposed,
allopolyploid plants with additional
modifications to homoeologous loci of
homoeologous chromosomes would not
have qualified for exemption.
Third, we proposed to allow the
modifications described at § 340.1(b)(2)
and (3) to be made to all alleles of a
genetic locus on the homologous
chromosomes of autopolyploids
(proposed 340.1(b)(4)(vi)(AM3)). As
proposed, allopolyploid plants with
additional modifications to
homoeologous loci of homoeologous
chromosomes would not have qualified
for exemption.
Fourth, we proposed that plants with
up to four modifications, made
simultaneously or sequentially, of types
that already qualify such plants for
exemption when made individually,
and provided each modification is at a
different genetic locus, would be
exempt from regulation because such
modifications are achievable through
conventional breeding methods
(proposed 340.1(b)(4)(vi)(AM4)). It
proposed that allopolyploid plants
could contain up to four of the proposed
complete loss of function modifications
described or four modifications
described under § 340.1(b)(2) and (3) or
a combination thereof, provided each
modification is introduced into just one
allele; however, allopolyploid plants
would not be exempt if they contain a
modification that is allowable only in
diploid and autopolyploid plants.
Fifth, we proposed that plants that
have previously completed voluntary
reviews confirming the plants’ exempt
status as described in § 340.1(e), which
provides the process by which
developers can request such a
confirmation of exempt status, and that
have been produced, grown, and
observed consistent with conventional
breeding methods appropriate for the
plant species, could be successively
modified in accordance with any of the
modifications listed under paragraph
340.1(b) of the regulations (proposed
340.1(b)(4)(vi)(AM5)).
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We initially took comments on the
notice through December 15, 2023. In a
notice published in the Federal Register
on December 27, 2023 (88 FR 89362,
Docket No. APHIS–2023–0022), we
reopened the comment period, and
extended it until January 19, 2024.
We received 6,477 comments by the
end of the reopened comment period.
The comments were diverse and from
interest groups, industry
representatives, industry trade
organizations, private individuals,
scientists, plant breeders, and crop
specialists.
Based on a review of public
comments, we have made several
revisions to the five proposed
modifications, simplifying and
consolidating them into two
modification categories, AM1 and AM2.
To achieve this, APHIS consolidated the
first and second proposed modifications
to create the AM1 described in this final
notice. The intent of the first and second
proposed modifications was to provide
developers with greater flexibility in
how they could generate targeted breaks
in a plant’s DNA like those that occur
through conventional breeding methods.
AM1, as finalized, carries through this
intent by building on the existing
modification described at § 340.1(b)(1),
which currently allows a single targeted
break in DNA and self-repair (i.e., a nontemplated insertion, deletion, or a
combination of insertion and deletion
(indel) to rejoin the DNA). AM1 now
allows more than one cut to make the
targeted break and the use of external
templates in some circumstances. The
finalized AM1 also carries through the
original intent of the proposal by
allowing developers to use a deletion of
any size resulting from a targeted break,
thereby recovering the functionality
APHIS originally included in the 2019
proposed rule (84 FR 26514–26541,
Docket No. APHIS–2018–0034) but did
not expressly articulate in the May 2020
final rule, and which APHIS proposed
as additional modifications in the
November 2023 notice (88 FR 78286, 88
FR 78288, Docket No. APHIS–2023–
0022). Collectively, as described in this
final notice, AM1 allows plants with
modifications involving an insertion or
deletion (indel), or contiguous deletion
of any size, made at a targeted location,
with or without insertion of DNA if
generated without using a repair
template, or without insertion of DNA if
generated using a repair template, to
qualify for exemption.
Similarly, APHIS consolidated the
third and fourth proposed modifications
to create the AM2 described in this final
notice. The intent of the third and
fourth proposed modifications was to
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make modifications that are already
listed in the regulations (§ 340.1(b)(2)
and (3)) available for use in polyploid
plants and to increase the number of
modifications that can be made
simultaneously or sequentially to
plants. AM2 carries through this intent
by exempting plants with up to 12
modifications, made simultaneously or
sequentially, if each modification occurs
in a different gene and is of a type listed
under § 340.1(b). By increasing the
number of modifications that can be
made to a plant, AM2 also effectively
allows all modifications listed in
§ 340.1(b) to be made in all polyploids.
Finally, the fifth proposed
modification would have required
developers to complete a confirmation
process to verify a plant’s exempt status
before making sequential modifications
and outlined conditions to ensure that
simultaneous or sequential
modifications were made in plants that
had been produced, grown, and
observed, consistent with conventional
breeding practices. APHIS has not
finalized a modification associated with
this proposal. Instead, to stay true to the
voluntary nature of APHIS’
confirmation request process and ensure
that plants are developed consistent
with conventional breeding practices,
APHIS will only accept voluntary
requests to confirm a plant’s exempt
status for plants that have been
produced. This means APHIS will no
longer accept confirmation requests
involving plants with hypothetical
modifications because, if produced, the
plants may not be viable, may not have
the intended phenotype, or have a
different genotype than originally
requested.
We wish to highlight additional
distinctions between AM1 and AM2
described in this final notice, and the
modifications we initially proposed.
First, we are no longer restricting AM1
to loss of function modifications if the
gain of function (GOF) modification
results from natural DNA repair in the
absence of a repair template. We
received comments and supporting
literature during the comment period
that such GOF modifications can be
accomplished through conventional
breeding techniques. Second, we are no
longer making distinctions between
allopolyploids and autopolyploids
when describing the modifications. We
received comments during the comment
period indicating the distinction
between allopolyploids and
autopolyploids was not necessary, with
documentation demonstrating that
similar modifications can be made in
the two ploidy types by conventional
breeding. Eliminating this distinction
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was a key factor that enabled us to
consolidate the modifications from five
to two and simplify our description of
the modifications overall. Third, we are
increasing the number of simultaneous
or sequential modifications from 4 (as
proposed) to 12 (as described in this
final notice). In the proposal we
published in November 2023, we noted
that we welcomed comments from the
public on the number of individual
modifications that are achievable
simultaneously or sequentially in plants
based on conventional breeding
methods, and comments on the reasons
for or against allowing for simultaneous
or sequential modifications in all plants.
We received comments during the
comment period requesting an increase
in the number of simultaneous or
sequential modifications covered by the
exemption and documentation that
more than four modifications are
possible by conventional breeding. In
our discussion below, we further
describe these comments and the
literature references we received that
show 12 simultaneous or sequential
modifications are achievable through
conventional breeding. Fourth, we are
no longer considering hypothetical
plants for confirmation requests based
on comments we received on AM5
suggesting the exclusion of hypothetical
plants from the scope of exemption
would simplify the exemption. We are
also clarifying that any plant not subject
to part 340 (because it is not modified,
meets the criteria for a regulatory
exemption, or has completed the
regulatory status review process) may be
modified in accordance with the
exemption.
Below, we first discuss the specific
comments that resulted in the changes
to the modifications we proposed in the
November 2023 notice. We then discuss
the other comments received on the
notice.
Comment: Many commenters felt that
we should not make a distinction
between Loss of Function (LOF) and
GOF mutations in AM1. They noted that
the distinction greatly increases the
complexity of the modification
descriptions.
Response: Proposed AM1 described
LOF modifications in all alleles of a
single genetic locus in diploids and
autopolyploids and on up to four pairs
of homoeologous chromosomes in
allopolyploids. Our proposal limited the
modification to LOF mutations because
GOF modifications are statistically less
common than LOF mutations, and we
thought the same GOF mutation would
not be expected to occur across multiple
alleles in allopolyploids by
conventional breeding. Based on
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comments we received demonstrating
proof of concept that GOF mutations
can occur across all subgenomes in
allopolyploids (e.g., (Ostlie, et al.,
2015)), we are revising AM1 to allow
GOF modifications that result from the
generation of insertions and deletions
(indels) that occur through DNA break
and repair.
Because we are dispensing with
distinctions between LOF and GOF and
allopolyploids and autopolyploids, we
no longer consider it useful to have a
separate modification that allows for a
deletion of any size (proposed AM2).
Instead, we have introduced this
functionality into the final AM1. Indels
are typically modifications that are
under 50 base pairs (bp) whereas
deletions of any size are a type of
structural variant (Mahmoud, et al.,
2019).
As noted previously, we are revising
AM1 to: ‘‘An indel or contiguous
deletion of any size, made at a targeted
location, with or without insertion of
DNA if generated without using a repair
template, or without insertion of DNA if
generated using a repair template.’’
We wish to emphasize that AM1 is
not prescriptive in how indel
modifications or contiguous deletions
are made. It is based on the outcome
rather than any specific techniques
used. We also wish to resolve confusion
around our use of the phrase ‘‘without
the insertion of exogenous DNA.’’ Our
intent is to ensure exempt plants are
free of foreign DNA in the final product,
but not to prohibit foreign DNA used to
make the final product. For example,
CRISPR-Cas9, a foreign DNA, could be
used to make a modification and plants
with the modification and lacking
CRISPR-Cas9 would still qualify for the
exemption. To be clear, to qualify for
AM1, the final plant must not retain
foreign DNA. Lastly, although we
initially defined GOF and LOF based on
gene activity, commenters noted they
were confused, because LOF of a gene
can result in a GOF in phenotype and
vice versa. Also, by our proposed
definition, promoter deletions that led
to either increases or decreases in the
expression of a downstream gene could
be GOF or LOF, respectively. AM1, as
described in this final notice, no longer
makes a distinction between LOF and
GOF, thereby resolving this confusion
and incongruence and mooting these
comments.
Comment: The language of the
proposed modifications is complex and
can be simplified by not making a
distinction between autopolyploids and
allopolyploids and loss of function and
gain of function modifications.
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Response: After reading information
provided in the comments describing
the types of modifications that can be
made in allopolyploids, APHIS agrees
that our descriptions of modifications
that plants can contain and qualify for
exemption can be simplified to
eliminate the distinction between
autopolyploid and allopolyploids and
allow gain of function indels. More
detail is provided in responses below.
Comment: Many commenters felt the
modifications should not make a
distinction between autopolyploids and
allopolyploids and noted that regulatory
authorities in no other countries make
this distinction.
Response: Although APHIS initially
made a distinction between
allopolyploids (such as wheat) and
autopolyploids (such as potato) in the
proposed modifications, based on our
review of the comments and cited
literature, we agree that such distinction
is not necessary.
For example, we originally proposed
that AM4 would have allowed multiple
modifications involving single base pair
substitutions and insertions described
in § 340.1(b)(2) and (3), for
autopolyploids as homozygous
modifications and for allopolyploids
only as heterozygous modifications. In
the comments, we learned of two
reasons to change our view on this
distinction. First, in some
allopolyploids, such as wheat, that are
largely self-pollinating, homozygous
modifications routinely accumulate, and
heterozygous alleles are less common
(Rutkoski, et al., 2022). Second, doubled
haploids are commonly used in
breeding to generate homozygous alleles
in a single generation in over 250
species (Maluszynski, et al., 2003).
Commenters provided 4 examples of 4to-8 homozygous mutations pyramided
in wheat and rapeseed (Tyagi, et al.,
2014; Zhang, et al., 2019; Zheng, et al.,
2020; Luo, et al., 2021; Wang, et al.,
2023b). Given this new information, we
have removed the distinction between
allopolyploids and autopolyploids in
AM2 as described in this final notice.
Similarly, as originally proposed,
AM1, would have limited the number of
knockouts of a single genetic locus in
allopolyploids to four pairs of
homoeologous chromosomes, consistent
with the limit of four modifications in
proposed AM4, but counting
modifications differently in
autopolyploids and allopolyploids. As
described in more detail below in our
discussion of final AM2, which allows
multiple modifications, we will now
count modifications in the same way in
autopolyploids and allopolyploids.
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Along these lines, as originally
proposed, AM3 would have allowed
single nucleotide substitutions (also
known as base pair substitutions) to all
alleles of a single genetic locus in
autopolyploids, but not allopolyploids.
In response to this proposal,
commenters provided references to
published scientific data to demonstrate
the use of conventional breeding to
produce an identical homozygous single
nucleotide substitution across all three
subgenomes of wheat (Ostlie, et al.,
2015). This modification, a cytosine to
thymine (C/T) transition that converted
valine at amino acid 2004 to an alanine,
created resistance to ACCase type
inhibitors (Ostlie, et al., 2015) and the
researchers enhanced their chances of
finding the desired modification by
using selection with ACCase inhibitors.
To evaluate whether the single
nucleotide substitution across all three
subgenomes could be found without
selection, we examined the EMS
generated mutant collection (Krasileva,
et al., 2017) that is publicly available
through the EnsemblPlants database
(https://plants.ensembl.org/).
The technology created by (Krasileva, et
al., 2017) makes it possible to identify
mutations across multiple genomes.
Plants with the desired mutations can
then be crossed to generate plants with
the identified mutations across three
genomes. Using this source, we
identified 11 cases where wheat lines
had C/T mutations that resulted in
identical mutations in ACCase in all 3
subgenomes (D53N; G55D; V212M;
A321T; G543D; G655E; S708N; G1377D;
A1848T; G1984E; E2203K) and 2 cases
where wheat lines had G/A mutations
that resulted in the identical ACCase
mutation in all three subgenomes
(P647S and L1003F). This finding
demonstrated to us that the Krasileva
mutagenesis library could be used to
identify plants with the identical single
nucleotide substitution across all three
subgenomes even in the absence of
selection. This is a proof of concept that
single nucleotide substitutions across
subgenomes can be isolated using
ordered mutant libraries prepared from
allopolyploids.
Mutagenized lines tend to create
specific types of DNA modifications.
For example, ethyl methanesulfonate
(EMS) mutagenesis preferentially
converts the base guanine (G) to adenine
(A) and the base cytosine (C) to thymine
(T) (Leitao, 2012). A similar mutagen,
methyl methanesulfonate (MMS)
preferentially converts A to T, T to A,
A to G, and T to C (Leitao, 2012).
Radiation mutagenesis by gamma
radiation or fast neutron bombardment
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preferentially results in deletions
(Wyant, et al., 2022). Historically,
breeders have created collections of
lines based on naturally occurring
variation to be used for their breeding
pool. Naturally occurring mutations
have been shown to occur at comparable
frequencies for all 12 combinations of
nucleotide substitutions (Weng, et al.,
2018). A recent trend is to characterize
the collection by whole genome
sequencing (genotyping by sequencing)
to facilitate identification of specific
mutations. Sequenced collections of
diversity panels are available in
Arabidopsis (The 1001 Genomes
Consortium, 2016), maize (Bukowski, et
al., 2018), rice (Zhao, et al., 2021),
soybean (Torkamaneh, et al., 2021),
cotton (He, et al., 2021), canola
(Hurgobin, et al., 2018), tobacco
(Thimmegowda, et al., 2018), strawberry
(Qiao, et al., 2021), alfalfa (Shen, et al.,
2020), sorghum (Jensen, et al., 2020),
and wheat (Brinton, et al., 2020), to
name a few. In some cases, second
releases are available with more
sequenced lines covering greater
variation than the original. We can
expect these community resources to
include more species and details over
time. Genotyping by sequencing is
generally applicable to any species.
Given the new information about the
availability, for breeding purposes, of
naturally occurring and mutagenized
collections genotyped through
sequencing, APHIS concludes that it is
possible to identify and introduce single
nucleotide substitutions and deletions
across the subgenomes of allopolyploids
by conventional breeding.
As originally proposed, AM3 would
have also allowed a modification that
introduces a gene known to occur in the
plant’s gene pool or makes changes in
a targeted sequence to correspond to a
known allele of such a gene or to a
known structural variation present in
the gene pool for autopolyploids, but
not for allopolyploids. In the comments,
we were made aware of an example
where homozygous copies of a cellulose
synthase-like F6 gene were introduced
into all three subgenomes of wheat
(Danilova, et al., 2019). This new
information demonstrates that
sequences from the gene pool can be
introduced into all subgenomes of
allopolyploids by conventional
breeding.
Based on the comments and
information we collectively received
related to the proposed modification
described as AM3, and as discussed in
the above paragraphs, we are removing
the proposed limitation to
autopolyploids. The modifications
described in § 340.1(b)(2) and (3) apply
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to a single modification. As a result,
they were effectively limited to a single
pair of homologous chromosomes in
polyploids species. As discussed more
fully below, based on the comments and
literature in this final notice, we will
allow up to 12 such modifications in
plants (now AM2). This means
modifications can now be made across
subgenomes of polyploids and the
plants can qualify for exemption from
regulation, further removing
distinctions involving ploidy plants.
As originally proposed, AM2 would
have allowed a modification consisting
of a single contiguous deletion of any
size in diploids and autopolyploids.
Given the proof of concept for using an
ordered mutant collection to identify
single nucleotide substitutions across
subgenomes of allopolyploids, we
considered whether a similar approach
could be used to identify similar
deletions across subgenomes such that
allopolyploids would also qualify for
proposed AM2. (Krasileva, et al., 2017)
identified just 1268 deletions in their
mutant collection, which is not
surprising based on observations that
EMS primarily creates point mutations
(Gilchrist and Haughn, 2010). Fast
neutron or gamma radiation
mutagenesis, however, predominantly
creates deletions (Gilchrist and Haughn,
2010; Kumawat, et al., 2019) and mutant
population resources using these
techniques have been reported (Anai,
2012; Du, et al., 2021). It is likely that
ordered mutant collections prepared by
fast neutron bombardment or gamma
radiation mutagenesis can be used to
isolate similar, but not identical,
deletions across subgenomes. Given
this, and for simplicity, the
functionality described in the
modification proposed AM2, is now
included in the modification described
as AM1 in this final notice.
Comment: Many commenters felt that
proposed AM4 was overly limiting
because breeders routinely combine
many more favorable genes, alleles, or
quantitative trait loci (QTL) than four
during a breeding project. One
commenter suggested there should be
no upper limit following the lead of
other countries such as Canada. Another
noted that a complex trait such as
flowering time may require the
combination of 50 to 100 QTLs.
Response: In the May 2020 final rule,
when USDA first adopted the
exemption for plants with modifications
achievable through conventional
breeding, APHIS explained:
‘‘There are many biological and
practical factors that affect a plant
breeder’s ability to develop a new crop
variety by introducing genetic variation
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and intentionally selecting for desired
traits. These include the number of
targeted loci and type of desired genetic
changes, the genetic distance between
the desired changes, generation time,
breeding system (sexual or asexual),
ploidy type and level and genomic
complexity, resource availability (time,
money, labor, and genomic resources),
extent of domestication, and other
factors. These factors, and thus the
extent of intentionally selected genetic
variation that can be introduced, vary
widely among plant species. Moreover,
new plant breeding techniques can
make possible more complex
combinations of genetic modifications
than can practically be achieved
through conventional breeding methods.
Initially, the exemptions will apply
only to plants containing a single
targeted modification in one of the
categories listed. APHIS anticipates
scientific information and/or experience
may, over time, allow APHIS to list
additional modifications that plants can
contain and still be exempted from the
regulations so that the regulatory system
stays up to date and keeps pace with
advances in scientific knowledge,
evidence, and experience. This may
include multiple simultaneous genomic
changes.’’ (U.S. Department of
Agriculture Animal and Plant Health
Inspection Service, 2020c).
Since APHIS initially adopted its
exemption 4 years ago, there has been
steady introgression of desired genes,
alleles, and QTLs in several crops
through modern conventional breeding
methods. Genomic assisted breeding,
genetic mapping and studies, high
through-put genotyping, speed breeding,
multi-parent advance generation intercrosses, and pyramid breeding
strategies, to name a few, have advanced
quickly and are now affordable for many
crop types. New methods, like
OutcrossSeq (Chen, et al., 2021), are
consistently emerging to improve and
accelerate breeding methods for difficult
to breed crops, like those for which no
inbred lines are available for genetic
study and breeding because they are
self-incompatible, clonally propagated,
or have a long generation time, making
the identification or integration of
agronomically important genes difficult,
particularly in crops with a complex
autopolyploid genome or with
predominant asexual reproduction.
We also considered the progress made
in breeding potato, a clonally
propagated crop. Clonally propagated
crops are thought to be difficult to breed
because, as a result of not requiring seed
production, they accumulate genetic
alterations that are detrimental to
breeding and hence require
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heterozygosity for vigorous growth
(Brown, et al., 2017; Kardile, et al.,
2022). Recently much progress has been
made in breeding inbred diploid potato
lines by overcoming self-incompatibility
(Kardile, et al., 2022) and purging
deleterious alleles causing inbreeding
depression in homozygous lines (Zhang,
et al., 2021). These developments have
led to the first potato elite inbred lines
established through selfing that were
crossed to successfully exploit heterosis
in the F1 generation (Zhang, et al.,
2021).
Similarly, in banana, another clonally
propagated crop, low fertility and seed
viability, abnormal meiosis, and
inbreeding depression have been
breeding challenges, but some progress
has been made in overcoming fertility
problems and seed viability by
screening for fertile plants and using
embryo rescue to improve seed
germination ((Brown, et al., 2017; Batte,
et al., 2019)). The insight gained in
overcoming inbreeding depression in
potato will likely be used in other clonal
crops such as banana. We are witnessing
conventional breeding advancements
that were once used nearly exclusively
to improve easy to breed crops, now
being actively used in breeding
programs for difficult to breed crops.
Some crops that play key roles in
nutrition security, sustainable
agriculture, biodiversity, and cultural
traditions, have been overlooked in
agricultural crop development because
they represent a small percentage of
total tonnage and acreage of production
or belong to resource poor nations.
These crops may be difficult to breed
because genetic tools have yet to be
developed. However, this situation
could change as advanced breeding
tools become more affordable, due to the
steep decline in sequencing costs, and
therefore more widely deployed in all
crops.
Commenters provided APHIS with
examples demonstrating that many
more than four favorable alleles or QTL
can be pyramided. In some cases,
modifications are made to more than
one gene to create the desired trait. In
one example, (Ye, et al., 2008) noted
that, in theory, with marker assisted
selection coupled with gene pyramiding
and double haploid practices, ‘‘a plant
having as many as twenty target markers
can be obtained at an almost perfect
certainty in about three rounds of
selection.’’ APHIS found several
examples in rice where 10 to 11
favorable alleles or QTLs were
successfully pyramided (Das, et al.,
2018; Dixit, et al., 2020; Sandhu, et al.,
2021; Yadav, et al., 2021). In one of the
cases, the group initially pyramided 15
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alleles and QTLs, with at least some in
a heterozygous (non-fixed) condition
but lost some in later generations that
they might have retained had they
chosen to use double haploid
technology to fix the alleles and QTLs
of interest. We found cases for
pyramiding eight alleles or QTLs in
tomato (Hanson, et al., 2016), eight and
perhaps more in wheat (Tyagi, et al.,
2014; Rahman, et al., 2020), seven in
canola (Wang, et al., 2023b), six in
potato (Rogozina, et al., 2021), five in
apple (Baumgartner, et al., 2015), five in
tobacco (Lewis, et al., 2020), five in
soybean (Diers, et al., 2023), five in
grape (Hádlı́k, et al., 2024), four in
coffee (de Almeida, et al., 2021;
Saavedra, et al., 2023), and three in
poplar (Lv, et al., 2021). In many cases,
these pyramids were fixed in the
homozygous state, while in other
species that are typically vegetatively
propagated, some were present in the
heterozygous state. For the potato and
grape examples, the papers describe
cases where breeder collections were
screened with markers for resistance
genes and individuals in the collection,
representing historical crosses, were
found to have pyramids of resistance
genes. The other examples represent
cases where the pyramids were
specifically bred de novo to combine
target genes in the population.
Given the breeding advances that
have been made in many crops, the
number of modifications that can be
made in any crop is not static. Periodic
updates to the modifications plants can
contain and qualify for exemption, like
this one, will remain necessary moving
forward. In general, the greater the
number of favorable alleles or QTLs to
be pyramided in a crop, the greater the
number of plants that need to be
screened to obtain the desired plant.
Various techniques, such as second
filial (F2) enrichment, are used to
reduce the numbers of plants required,
but the numbers of plants required
nonetheless rise exponentially with the
number of alleles or QTLs to be
pyramided (Bonnett, et al., 2005; Wang,
et al., 2023a). The extent of pyramiding
that is possible also depends on whether
the alleles or QTLs are all present in
elite lines, such that little or no
backcrossing may be required to remove
deleterious alleles, or whether the
alleles and QTLs are being introgressed
from multiple different non-elite lines
and wild relatives, requiring extensive
backcrossing. Taking these factors and
the noted differences between species
into consideration, in the final notice
we are establishing the number of
allowable modifications based on a
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number that is readily achievable in
crops with advanced breeding systems
and extending this number to all crops
as we see evidence of breeding advances
being widely deployed. As we described
earlier, for rice at least 10 modifications
have already been achieved multiple
times (Das, et al., 2018; Dixit, et al.,
2020; Rahman, et al., 2020; Sandhu, et
al., 2021; Yadav, et al., 2021). Given the
rapid advances in plant breeding this
number of modifications will quickly, if
not already, become out of date.
Therefore, in this final notice, AM2 will
allow up to 12 modifications made
simultaneously or sequentially. Setting
the limit at 12 modifications also
enables an even number of
modifications in diploids, triploids,
tetraploids, hexaploids, and octaploids.
In terms of counting modifications, both
a modification to a single allele and a
pair of functionally equivalent
modifications to a pair of alleles on
homologous chromosomes will count as
one modification. Thus, where all
alleles of a given locus are modified, the
maximum number of modified loci is 12
in diploids, 6 in tetraploids, 4 in
hexaploids, and 3 in octoploids.
Triploids and pentaploid modifications
will be counted as tetraploids and
hexaploids, respectively. In polyploids,
if only one allele is modified in the case
of a dominant mutation, the loci
modified can exceed 6, 4, and 3 in
tetraploids, hexaploids, and octoploids,
respectively. In terms of counting, there
are at least three cases where multiple
DNA breaks or edits can be made and
‘‘counted’’ as a single modification:
1. When two guide RNAs are used to
cut out a single contiguous portion of a
gene or to otherwise make a single
deletion of any size.
2. When multiple indels are created
near the target site or at any other
unintended sites with near homology to
the target site with one indel being
functional while the other indels have
no additional effect.
3. A gene in the gene pool is inserted
into the genome or an existing gene is
edited several times to correspond to a
gene in the gene pool.
As noted previously, in this final
notice, the proposed AM4 is
renumbered as AM2 and is revised as
follows: ‘‘Plants with up to 12
modifications, made simultaneously or
sequentially, are exempt from regulation
if each modification individually
qualifies the plant for exemption and
occurs in a different gene.’’
With respect to this final version of
AM2, we wish to clarify that the phrase
‘‘individually qualifies the plant for
exemption’’ refers to the modifications
described at § 340.1(b) that qualify
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plants for exemption and does not
include the exemptions described in
§ 340.1(c). We also wish to note that
when AM2 is used in combination with
AM1, we are restricting the use of repair
templates to create modifications across
subgenomes. As noted above, we expect
that ordered mutant libraries could be
used to identify similar but not identical
deletions across subgenomes in
allopolyploid species. We have not yet
identified any literature demonstrating
that identical indel or deletion
modifications can be achieved across
subgenomes using conventional
breeding methods. For this reason, we
are restricting the application of AM2 in
combination with AM1, when a repair
template is used, to allow modification
to one pair of homologous
chromosomes. If new literature emerges
demonstrating an identical indel or
deletion modification can be achieved
across subgenomes using conventional
breeding methods, we will reconsider
this restriction.
Comment: Several commenters asked
APHIS to clarify whether AM5 applies
to plants that have been cleared through
the regulatory status review or petition
process. Another concern raised was
that AM5 would change a voluntary
consultation process into a mandatory
process with the requirement that the
exemption only applied to plants that
are ‘‘produced, grown, and observed
consistent with conventional breeding
methods.’’ Another commenter
suggested removing the requirement for
a plant to be produced, grown, and
observed consistent with conventional
breeding methods because it is not clear
what APHIS meant. Some commenters
noted that APHIS could restrict
hypothetical, successively modified
plants from AM5 by stating in
associated guidance that plants that are
merely hypothetical in nature would not
be eligible for subsequent hypothetical
modifications because they have not yet
been produced, grown, and observed
consistent with conventional breeding
methods for the appropriate plant
species.
Response: APHIS acknowledges that
plants that are not subject to part 340,
because they have undergone the
petition process, the regulatory status
review process, or meet the criteria for
regulatory exemption, may be modified
in accordance with the exemption.
Therefore, it is no longer necessary to
use proposed AM5 to describe this
allowance. APHIS wishes to clarify that
an exempt plant can only contain a
single modification to a particular gene.
For example, this means that once a
modification has been made to a
particular gene and that plant is not
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subject to part 340, plants with
successive modifications to the same
gene will not qualify for exemption
because such modifications are not
achievable through conventional
breeding.
APHIS agrees with the commenters
who suggested that APHIS should no
longer consider hypothetical
modifications for confirmation requests.
APHIS is concerned that allowing large
numbers of hypothetical modifications
will overburden APHIS with
confirmation requests for plants that
have little or no value because the
plants may not be viable, may not have
the intended phenotype, or have a
different genotype than originally
requested.
Response to General Comments on the
Proposed Modifications
Comment: Pay special attention to the
massive lawsuits resulting from the
human health impacts of glyphosate,
which would not have happened if
glyphosate-resistant genetically
modified organisms (GMOs) had not
been released into the environment.
Response: While it is true that
glyphosate has been the subject of
litigation, APHIS does not agree with
the commenter that glyphosate use on
glyphosate resistant (GR) crops has been
the primary subject of the litigation.
Glyphosate is widely used in the
residential lawn and garden market
business segment. When glyphosate is
used in the lawn and garden markets,
glyphosate is not sprayed on GR crops.
According to Werner Baumann, CEO of
Bayer AG, more than 90 percent of the
Roundup litigation claims Bayer has
faced in recent years have come from
the U.S. residential lawn and garden
market business segment that do not
involve the application of glyphosate
onto GR crops (Brooks, 2021).
Comment: Absent case-specific
government oversight, testing, and
approval of individual GMO products,
how would ‘‘voluntary’’ testing by
manufacturers protect Americans from
potentially negative health effects of
consuming products engineered under
such broad exemptions?
Response: The modifications (AM1
and AM2) described in this final notice
pertain to products that otherwise could
be produced by conventional breeding.
Although conventional breeding is not
risk free, the risks associated with it are
manageable by accepted standards
(National Research Council, 1989). The
health effects of products that qualify
for exemption are not expected to be
different than the risks posed by
conventionally bred crops and likewise
manageable by accepted standards.
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Comment: What level of
documentation and data transparency
would be required of GMO producers
who might exploit the proposed
exemptions?
Response: The developers of crops
that qualify for exemption have no
requirements to submit documentation
to APHIS. If they wish confirmation
from APHIS that their particular crop
meets the criteria for exemption, the
developer can request a confirmation
request. Information needed for a
confirmation request is detailed in a
guide found on APHIS’ Biotechnology
Regulatory Services website (https://
www.aphis.usda.gov/sites/default/files/
requesting-confirmation-ofexemption.pdf). Again, however, we
wish to reiterate that this final notice
describes modifications pertaining to
products that could otherwise have been
developed through conventional
breeding. This limitation on the scope of
the modifications that plants can
contain and qualify for exemption
precludes the sort of abuse envisioned
by the commenters.
Comment: Would third-party testing
be required before releasing food
products produced using the proposed
modifications and exempt from
regulation?
Response: Oversight of all food
products including those produced
using plants that qualify for exemption
is conducted by the U.S. Food and Drug
Administration (FDA). FDA recently
released guidance for industry on foods
derived from plants produced using
genome editing (U.S. Food and Drug
Administration, 2024). FDA explained
in the New Plant Variety (NPV) policy
that the regulatory status of a food,
irrespective of the method by which it
is developed, is dependent upon
objective characteristics of the food and
the intended use of the food (or its
components) (57 FR 22984 at 22984).2
Please see the FDA’s guidance for more
information (U.S. Food and Drug
Administration, 2024).
Comment: One commenter suggested
that USDA conduct public trials to
establish the modifications are safe
before finalizing the exemptions.
Response: We disagree. The
modifications described in this final
notice only pertain to plants with
modifications that could otherwise be
achieved through conventional
breeding. Conventionally bred crops
have a history of safe use. Public field
trials of crops with modifications
eligible for exemption would not be
expected to reveal otherwise because
2 May 29, 1992 (57 FR 22984–23005; Docket No.
92N–0139).
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the use of genetic engineering, in and of
itself, does not present an increased
plant pest risk (National Research
Council, 1987; National Research
Council, 1989; National Academies of
Sciences Engineering and Medicine,
2016).
Comment: The proposed
modifications sidestep National
Environmental Protection Act (NEPA)
review, transparency, and public
participation.
Response: We disagree with this
comment. The exemption at § 340.1(b)
excludes from the scope of regulation at
part 340, modified plants that could
have been created through conventional
breeding to ensure that plants with
similar characteristics are treated
similarly from a regulatory perspective.
APHIS assessed this exemption in the
Programmatic Environmental Impact
Statement (PEIS) prepared to support
the 2020 revisions to part 340, which
included a thorough, detailed, and
transparent review, and invited public
comment on, the description of why
modified plants described at § 340.1(b)
fall outside of APHIS’s authority under
the regulations. APHIS explained that
modified plants that qualify for
exemption under § 340.1(b), are no
different, as a class, and in terms of
plant pest risk, from comparable plants
that are made through conventional
breeding, which, likewise, do not come
before APHIS. In May 2020, when
APHIS adopted the revised part 340,
APHIS expressly stated in the final rule
that it would continue to update the
modifications that plants can contain
and qualify for exemption to further
clarify the types of modified plants that
do not fall within the scope of
regulation. As described in the PEIS,
where, as here, modified plants are not
within APHIS’s scope of regulation or
jurisdictional authority, a NEPA
analysis is not required. It is also worth
noting that the modifications described
in this final notice would have also
fallen outside the scope of the legacy
regulations previously codified at part
340, because plants with such
modifications would not have met the
definition of a ‘‘regulated article.’’
§§ 340.0, 340.1 (2019). Many developers
provide transparency by voluntarily
submitting confirmation requests to
APHIS. When APHIS confirms a
modified plant meets the criteria for
exemption from regulation, APHIS posts
on its website the incoming submission
and our response, redacted to protect
Confidential Business Information, as
appropriate.
Comment: The modifications may
increase the amount of genome edited
crops in the food supply and lead to an
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increase in commingling of genome
edited crops with crops that are not
produced with genetic engineering or
genome editing including organic crops.
Crops created using genome editing may
not be disclosed as bioengineered. For
these two reasons, consumers wishing
to purchase food made without this
technology may have more limited
consumer choice.
Response: Again, it is worth noting
that the modifications described in this
final notice would have also fallen
outside the scope of the legacy
regulations previously codified at 7 CFR
part 340, because plants with such
modifications would not have meet
definition of a ‘‘regulated article.’’
§§ 340.0, 340.1 (2019). With that said,
genome edited crops that meet the
criteria for exemption from part 340 are
currently not permitted to be used in
organic production (National Organic
Standards Board, 2019). Inadvertent
commingling of crops exempted from
part 340 would not result in loss of
organic certification to the organic
producer, however. Although
commingling is possible, if it were to
occur, we expect it to occur at a low
frequency.
As we noted in the PEIS associated
with the 2020 revisions to part 340, on
average 1 to 3 percent of non-GE farmers
have reported commodity rejection by
suppliers due to the presence of GE crop
material, and the number of organic
farms reporting economic losses from
the presence of GE material was 0.7
percent in 2010 (U.S. Department of
Agriculture Animal and Plant Health
Inspection Service, 2020a). In the PEIS,
we also noted that we expected
innovation in the agricultural
biotechnology to increase under revised
part 340, and there could be seen a
wider variety of modified crop plants in
commercial production. If development
and adoption by growers of new
varieties of modified crop plants does
occur, there may be an increase in the
potential for incidents of unintended
presence of modified crop material in
non-modified crops or crop products.
This would primarily be due to the
possibility that there would be more
modified crop varieties in production
and therefore more non-modified crop
types that could potentially have
commingling issues with the
corresponding GE crops. An increase in
development and adoption of new
varieties of modified crops would entail
maintaining segregation of modified
crop products from a wider variety of
non-modified and identity-preserved
cropping systems along supply chains.
Though the likelihood of
commingling could increase, there are
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incentives to keep it low. Identity
preserved systems are in place to guard
against commingled products entering
the marketplace and non-modified
producers have economic incentives to
keep it low. Furthermore, most modified
plants exempt from § 340.1(b) are not
immediately commercialized as they
may still be subject to regulation by
FDA and U.S. Environmental Protection
Agency (EPA), as appropriate. From our
experience with the Am I Regulated
Program (AIR) under the legacy
regulations, there were roughly 80 cases
of plants that completed the AIR
process, but only three of the modified
plants were or are being grown in the
United States for commercial purposes
(High Oleic Acid soybean, waxy corn,
and a reduced pungency mustard
green). Additionally, it has been our
experience that many developers whose
products meet the criteria for exemption
nonetheless ask for confirmation letters
because the letters help them market
their products domestically and
overseas. These letters are posted on the
APHIS website and are available to the
public. Organic and other growers of
non-modified crops have this resource
to become aware of new genome edited
crops. Conversations between neighbors
and other voluntary interactions are
another way for an organic grower to
learn whether their neighbors are
growing GE crops, and if so, to take
steps to minimize commingling.
Comment: Some commenters
expressed concern about off target and
unintended effects.
Response: APHIS considers some offtarget and unintended effects. For
example, APHIS considers the
unintended retention of exogenous DNA
inserted as part of the modification
process to be an unintended
modification (e.g., DNA encoding
genome modification machinery such as
the Cas9 protein). APHIS also considers
modifications to DNA sequences that
are highly similar to the target sequence
as unintended modifications (e.g.,
sequences found in multigene families
that have the same or highly similar
sequences as the intended target,
pseudogenes, or other conserved
sequences), as those sequences would
likely be modified at frequencies
exceeding low-similarity promiscuous
binding. Except for § 340.1(b)(3) and
AM2 involving § 340.1(b)(3) type
modifications (i.e., modifications that
allow for the insertion of a gene from a
plant’s gene pool), the modified plant
must be free of any DNA that was
deliberately inserted as part of the
modification process, including vector
sequences, and requests to confirm a
plant’s exempt status should include
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scientific methodology describing the
design or verification steps taken to
anticipate, reduce, and monitor for offtarget modifications to highly similar
sequences. For § 340.1(b)(3) and AM2
involving § 340.1(b)(3) type
modifications, only DNA from within
the gene pool may be retained in the
plant.
APHIS does not consider
modifications occurring at sites without
similarity to the target region, as these
are associated with spontaneous or
other types of background mutation that
occur naturally in plants and do not
raise plant pest risk concerns in
conventional breeding programs. APHIS
does not believe it is necessary to
regulate such modifications of genome
editing in plants because (1) the
mutation rate from genome editing at
sites without similarity to the target
region is low relative to the background
mutation rate that occurs in
conventional breeding, and (2) whatever
changes do occur are likely to be
segregated away from the target
mutation during the breeding process.
Comprehensive CRISPR/Cas off-target
analysis on a genome-wide scale has
been performed in rice, maize, tomato,
and Arabidopsis (Feng, et al., 2014;
Peterson, et al., 2016; Nekrasov, et al.,
2017; Feng, et al., 2018; Tang, et al.,
2018; Lee, et al., 2019). In these cases
where the frequency of mutation at sites
without similarity to the target region
was measured in CRISPR/Cas
expressing lines and their progeny, the
authors concluded that the rate of
mutation was below the level of
background mutation induced during
seed multiplication or tissue culture
(Hahn and Nekrasov, 2019). Although
there can be variation in mutation rates
due to the nature of the technique used
and the biological system to which it is
applied, the mutation rates in such
conventional breeding techniques as
chemical and irradiation-based
mutagenesis dwarf the rate associated
with genome editing methods.
Due to the nature of plant breeding—
in which populations are created and
evaluated, and individual plants are
selected for the intended
modifications—untargeted
modifications (or untargeted mutations)
are likely to be lost unless they are
genetically linked to the targeted
modification that is introduced. For
these reasons, APHIS does not consider
untargeted modifications (untargeted
mutations) when determining eligibility
for an exemption. This is also consistent
with APHIS’ approach regarding
conventional breeding techniques.
APHIS believes that similar products
should have similar regulatory
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requirements. Crops made by
conventional breeding are not reviewed
for spontaneous and/or background
mutations.
Comment: There should be no
exemptions. There needs to be
comprehensive safety testing and longterm environmental monitoring for all
GE crops.
Response: This comment is outside
the scope of this notice, and, for reasons
discussed in the final rule (U.S.
Department of Agriculture Animal and
Plant Health Inspection Service, 2020c),
we disagree with the commenter.
Comment: USDA does not and cannot
demonstrate that GE plants thus
exempted would not pose increased
plant pest or noxious weed risks. Plants
that are exempt are more disease
susceptible, e.g. Nicotiana attenuata,
low lignin plants.
Response: Consistent with the
provisions in § 340.1(b)(4), the
modifications that APHIS has described
are not based on plant pest risk per se
but, instead, are based on whether the
modified plant could have been
achieved through conventional
breeding. Plants produced through
conventional breeding are not risk free;
rather, their risks are at an acceptable
level that has historically not merited
regulation. Plants with additional
modifications listed in this final notice
are not expected to have any greater risk
than those having a history of safe use.
Comment: USDA has placed
limitations on the modifications and
these limitations are not based on plant
pest risk.
Response: As described in the
regulations, the modifications described
in this final notice are based on
modifications that could be achieved
through conventional breeding. For each
modification, APHIS has identified
literature and publicly available
information indicating proof of concept
that the additional modifications are
achievable through conventional
breeding.
Comment: Modifications should be
inclusive of the current state of
scientific knowledge and not just the
literature record because the literature
does not capture the full range of
modifications that are achievable
through conventional breeding.
Response: Consistent with the
provision at § 340.1(b)(4), APHIS has
developed the modifications based on
available literature and public
information (including the comments
we received in response to the proposal)
describing modifications achievable
through conventional breeding.
Comment: The modifications should
broaden the origin boundaries for
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insertions to include any sequences in
the kingdom Plantae versus sexual
compatibility.
Response: We acknowledge that
examples of horizontal gene transfer
have occurred in plants on an
evolutionary time scale. Our review of
the literature indicates these types of
insertions do not routinely occur during
the conventional plant breeding process.
At this time, we will not broaden the
modifications to allow insertions from
any species within the kingdom Plantae.
Comment: USDA should broadly
exempt all gene edited products.
Response: The exemption at § 340.1(b)
is for DNA modifications that could be
achieved through conventional plant
breeding. Based on the available
literature and public information, some
types of gene editing can accomplish
modifications beyond what can
currently be achieved through
conventional breeding. Although
products with these types of edits are
not currently exempt from regulation,
most non-exempt plants have a pathway
for commercialization through the
regulatory status review process to
evaluate the plant pest risk of those
products.
Comment: A commenter advised
APHIS to conduct regular and frequent
review of regulations to stay relevant in
light of new scientific developments.
Response: APHIS agrees and in fact
does so. APHIS also reminds
stakeholders that under § 340.1(b)(4),
they can help APHIS ensure the
regulations are current by informing
APHIS of new scientific developments
that demonstrate that additional
modifications are possible through
conventional breeding.
Response To Specific Comments on the
Proposed Modifications
Comment: APHIS should also
consider the de-regulation of cis
genetically engineered crops, made by
targeted insertion or CRISPR
transposition systems (emerging tools to
be utilized in crops).
Response: Plants with targeted
insertions qualify for the exemption
listed at § 340.1(b)(3) if the inserted
sequence is found within the plant’s
gene pool. CRISPR transposition
systems can be used to make cisgenic
modifications to plants that qualify for
exemption provided the CRISPR tools
(or any foreign DNA) are segregated
away from the final product.
Comment: APHIS should provide
guidance for when a plant contains a
modification meets more than one of the
criteria for exemption.
Response: The commenter has
presented an example where two cuts
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are made to a single locus, a deletion
that would qualify under AM1 and a
targeted insertion that would qualify
under § 340.1(b)(3). In cases where a
plant has been edited in a manner that
meets the description of more than one
of the modifications listed under
§ 340.1(b), developers can claim either
type of modification as the basis for
their confirmation request.
With the new AM2, there will be
cases where a plant may have
modifications of multiple types listed
under paragraph 340.1(b). For example,
a developer might make an indel
modification to one gene and a single
nucleotide substitution to a second
gene. In that case the developer should
claim AM2 for the multiple
modifications and specify the type of
each modification made in the plant.
APHIS will provide additional examples
on its website for greater clarity. It will
be fact specific based on the specific
nature of the plant. We invite
developers to consult with us to
determine the appropriate path.
Comment: Commenters raised the
point that the notice did not address
triploid crops such as watermelon,
banana, and plantain and aneuploids
such as peppermint and complex auto/
allopolyploids such as sweet potato. A
commenter also pointed out that for
many species the distinction between
auto and allopolyploids is not always
straightforward. For example,
homologous recombination, one of the
distinguishing characteristics of
autopolyploid is thought to occur to
varying degrees in allopolyploids.
Response: As we are no longer making
a distinction between autopolyploids
and allopolyploids in the modifications
described in this final notice, these
points are now moot.
Comment: A comment was made that
the term ‘‘loci’’ is not precise when
applied to allopolyploids because it
implies a positional relationship
remains intact in evolution and
positional relationships between
homoeologs could have changed during
speciation prior to polyploidization.
Response: We agree with the
commenter. It can be difficult to tell
whether a gene in one subgenome
directly corresponds to a similar gene
on another subgenome. Confusion can
result because gene families may have
arisen due to gene duplication prior to
the hybridization event that resulted in
the speciation, and after speciation
genetic rearrangements may have
altered positional information (Adams
and Wendel, 2005; Soltis, et al., 2014).
Furthermore, after speciation gene
inactivation may have reduced the
number of gene family members on one
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subgenome relative to another further
confounding the evolutionary
relationships between genes (Adams
and Wendel, 2005; Soltis, et al., 2014).
We wish to clarify that our meaning for
genetic locus in allopolyploids pertains
to a single pair of alleles in each
subgenome at a fixed location and need
not reflect positional relationships
across other subgenomes.
Comment: Commenters requested
clarification as to when an external
template may be used.
Response: An external repair template
may be used to generate a modification
and the plant will qualify for an
exemption when creating:
1. An indel without insertion of DNA
or a single contiguous deletion of any
size provided the final product does not
retain foreign DNA (AM1). When
combined with AM2, application of
AM1/AM2 is restricted in creating exact
modifications across subgenomes. For
indels or deletions that require exact
modifications for the desired outcome,
the exemption allows modification to
one pair of homologous chromosomes. If
an external template is used to make an
indel or deletion that need not be
specific, such as for gene inactivation,
the restriction of AM1/AM2 to one pair
of homologous chromosomes does not
apply;
2. A single base pair (nucleotide)
substitution (§ 340.1(b)(2)); and
3. Insertion based on sequences
within the gene pool (§ 340.1(b)(3)).
When an external repair template is
used to make a targeted insertion
representing a sequence outside the
gene pool, the plant would not qualify
for exemption.
Comment: The proposed
modifications are at odds with
international regulations especially on
the number of edits allowed and with
respect to ploidy. The USDA should
consider evaluations undertaken by
expert agencies in other geographies
such as Argentina, Brazil, Canada, and
the European Union.
Response: In response to these
comments, APHIS has reviewed the
frameworks for other international and
domestic regulatory agencies that
oversee products of biotechnology.
Globally, regulatory frameworks for
biotechnology leverage different
authorities and definitions, and
subsequently have different approaches
to regulation. One approach uses the
definition of a ‘‘living modified
organism’’ from the Cartagena Protocol
on Biosafety (Secretariat of the
Convention on Biological Diversity,
2000) to determine what biotechnology
products fall under a regulatory scope.
This approach is now used by many
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countries, including Argentina.
Beginning in 2015, and continuing with
updates through 2021, Argentina has
maintained a regulatory framework 3 for
new breeding technologies, including
genome editing (Lema, 2020). In
Argentina, all modified plants require
evaluation to determine whether or not
they are considered a GMO under
Argentina law. Under the ‘‘Argentina
Model,’’ products developed using
genome editing are not considered
genetically modified organisms unless
they contain a ‘‘new combination of
genetic material,’’ which it defines as
‘‘change produced in the genome of the
organism by the incorporation, in a
stable and joint manner, of ONE (1) or
more genes or nucleic acid sequences
that are part of a defined genetic
construction.’’ Regardless of the
outcome of this analysis, Argentina may
impose monitoring requirements on any
plant product based on its
characteristics and/or novelty. Countries
that have adopted approaches that are
similar to the Argentina Model, include
Chile, Brazil, Paraguay, Uruguay,
Colombia, Guatemala, Honduras, Japan,
the Philippines, and Israel.
Other countries have also recently
considered how to regulate the products
of genome editing within their existing
regulatory frameworks. For example, in
2023, the Canadian Food Inspection
Agency updated their guidance to
clarify that genome edited crops do not
present novel risks and, like certain
other crops grown in Canada, do not
require review unless the crop has an
herbicide resistance trait or has both a
novel trait and a potential to have
significant environmental impacts
(Government of Canada, 2023b;
Government of Canada, 2023a). The
United Kingdom also finalized a
‘‘Genetic Technology Act’’ 4 in 2023 to
establish new regulatory and marketing
standards for plants and animals that
are ‘‘precision bred’’ and remove such
products from regulation as genetically
modified organisms. Under this law, a
modified plant is ‘‘precision bred’’ if
‘‘(a) any feature of its genome results
from the application of modern
biotechnology, (b) every feature of its
genome that results from the application
of modern biotechnology is stable, (c)
every feature of its genome that results
from the application of modern
biotechnology could have resulted from
traditional processes, whether or not in
conjunction with selection techniques,
alone, and (d) its genome does not
3 https://www.argentina.gob.ar/normativa/
nacional/resoluci%C3%B3n-21-2021-346839/texto.
4 Genetic Technology (Precision Breeding) Act
2023 (legislation.gov.uk).
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contain any feature that results from the
application of any artificial modification
technique other than modern
biotechnology produced through
precision breeding techniques, so long
as they could have resulted from
traditional processes.’’ (emphasis
added).
In February 2024, the European
Parliament voted in favor of proposed
legislation 5 that would consider plants
produced through ‘‘New Genomic
Techniques’’ (NGT) (like genome
editing) as conventional equivalents if
such plants could also occur naturally
or be produced by conventional
breeding. Under the proposal, an NGT
plant ‘‘is considered equivalent to
conventional plants when it differs from
the recipient/parental plant by no more
than 20 genetic modifications’’ of
various types (European Commission,
2023b). These include targeted
modifications are similar to those
APHIS has identified in § 340.1(b)(1)
through (3) and in AM1 and AM2 (small
insertions, deletions of any length,
nucleotide substitutions, and insertions
or substitutions of DNA present in the
gene pool of the plant). The proposal,
which has not yet reached consensus
agreement among EU members, includes
a mandatory verification that a plant
meets the NGT criteria. Most recently,
on July 11, 2024, the European Food
Safety Authority (EFSA) published an
opinion (European Food Safety
Authority Panel on Genetically
Modified Organisms, et al., 2024) on the
definitions and scientific justification of
the NGT proposal in response to an
analysis by the French Agency for Food,
Environmental and Occupational Health
& Safety. EFSA concluded that ‘‘it is
scientifically justified to consider
[certain NGT plants identified in the
proposal] as equivalent to
conventionally bred plants.’’ As a next
step, the Council of the European Union
will begin negotiations with member
states about the specifics of the
legislation—that is to say, this law is not
yet final.
Changes in regulatory approaches
involving products of genome editing
are also being made in southeast Asia.
Most recently, in July of 2024, Thailand
revised its regulations to allow for the
certification and subsequent release into
the environment of ‘‘organisms
developed from gene editing
technology,’’ defined as ‘‘organisms that
have been genetically improved in a
manner similar to mutation or
5 https://food.ec.europa.eu/document/download/
c03805a6-4dcc-42ce-959c-e4d609010fa3_
en?filename=gmo_biotech_ngt_proposal_2023-411_
en.pdf.
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hybridization, where the final product
contains genetic material from donor
organisms that can naturally crossbreed
with the recipient organisms.’’ In
August 2024, the Singapore Food
Agency (SFA) published its framework
for genome edited crops (Singapore
Food Agency, 2024). SFA will regulate
crops that contain foreign DNA, which
includes crops with DNA that could not
have been inserted naturally or been
introduced into the crop using
conventional breeding techniques. In
cases where the developer determines
their crop contains foreign DNA, SFA
requires the crop to undergo a premarket safety assessment. For crops
with modifications made through
genome editing that do not involve the
retention of foreign DNA, developers are
encouraged (but not required) to notify
SFA in cases where they determine their
crop does not contain foreign DNA.
Within the United States, in May
2023, the EPA issued a final rule
exempting a class of plant-incorporated
protectants (PIPs) created using genetic
engineering from registration
requirements under the Federal
Insecticide, Fungicide, and Rodenticide
Act (FIFRA), and from the food or feed
residue tolerance requirements under
the Federal Food, Drug, and Cosmetic
Act (FFDCA) (U.S. Environmental
Protection Agency, 2023). The final rule
exempts PIPs from FIFRA registration
and FFDCA tolerance requirements in
cases where they both pose no greater
risk than PIPs that EPA has already
concluded meet safety requirements,
and when they could have otherwise
been created through conventional
breeding, as follows: PIPs in which
genetic engineering has been used to
insert or modify a gene to match a gene
found in a sexually compatible plant;
and, loss-of-function PIPs in which the
genetically engineered modification
reduces or eliminates the activity of a
gene, which then helps make the plant
resistant to pests. EPA’s PIP exemption
does not limit the number of
modifications developers can make
using genetic engineering provided the
resulting PIPs meet the criteria for
exemption. More recently, on February
22, 2024, FDA issued updated guidance
related to the handling of NPV to affirm
that ‘‘the regulatory status of foods
derived from plant varieties produced
using genome editing will, like that of
food from other plant varieties, be based
on the objective characteristics of the
food and the intended use of the food
(or its components)’’ (U.S. Food and
Drug Administration, 2024).
Although there are some differences
in specific details, in general, we see
countries around the world adopting a
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similar approach as we have for the
movement of plants developed using
new genome editing techniques: If a
modified plant could have been
developed using conventional breeding,
the level of regulatory oversight will
more closely align with a
conventionally developed product. In
2020, when APHIS first adopted the
exemption for plants with modifications
achievable through conventional
breeding, APHIS explained:
‘‘There are many biological and
practical factors that affect a plant
breeder’s ability to develop a new crop
variety by introducing genetic variation
and intentionally selecting for desired
traits. These include the number of
targeted loci and type of desired genetic
changes, the genetic distance between
the desired changes, generation time,
breeding system (sexual or asexual),
ploidy type and level and genomic
complexity, resource availability (time,
money, labor, and genomic resources),
extent of domestication, and other
factors. These factors, and thus the
extent of intentionally selected genetic
variation that can be introduced, vary
widely among plant species. Moreover,
new plant breeding techniques can
make possible more complex
combinations of genetic modifications
than can practically be achieved
through conventional breeding methods.
Initially, the exemptions will apply
only to plants containing a single
targeted modification in one of the
categories listed. APHIS anticipates
scientific information and/or experience
may, over time, allow APHIS to list
additional modifications that plants can
contain and still be exempted from the
regulations so that the regulatory system
stays up to date and keeps pace with
advances in scientific knowledge,
evidence, and experience. This may
include multiple simultaneous genomic
changes.’’ (U.S. Department of
Agriculture Animal and Plant Health
Inspection Service, 2020c).
As discussed above, APHIS has
received numerous comments and
supporting literature and has conducted
our own extensive literature review
indicating that 12 modifications are
within the scope of conventional
breeding for diploids and polyploids.
Based on this new information, we have
eliminated most restrictions on the
modification of allopolyploids,
eliminated the restrictions with regard
to GOF modifications, and increased to
12 the number of modifications that can
be made simultaneously or sequentially
in plants that qualify for exemption. As
such, the modifications described in
this final notice bring APHIS’ treatment
of plants with modifications that are
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achievable through conventional
breeding into greater alignment with
other countries that have adopted
regulatory approaches that consider
most genome edited plants as
conventional equivalents, including
those that allow multiple modifications
and modifications in ploidy plants.
Comment: A commenter noted that
several modifications might be made to
the same genetic locus if successive
rounds of mutagenesis were used. Thus,
it seems unnecessary to limit targeted
base pair substitutions to one base pair
in § 340.1(b)(2).
Response: APHIS is not aware, and
the commenter did not provide an
example of this type of modification
made by conventional breeding. Until
we have more concrete proof of concept,
APHIS will limit targeted modifications
to a single modification per gene. This
limitation applies to successive
modifications made to a plant that
qualifies for exemption under § 340.1(b).
Comment: A commenter noted that a
certain number of nucleotides can
always be present in a plant’s genome
simply by chance. In the European
Union’s proposal for the regulation of
NGT, insertions or substitutions of up to
twenty nucleotides are considered to be
exempted from the GMO regulations,
irrespective if they result in GOF or
LOF. A similar sentiment was expressed
in the comment that sequences of
smaller sizes from outside the breeder’s
gene pool should be exempted.
Response: As noted above, the
European Union proposal is not yet
final and remains under negotiation
within the European Union. As part of
considering this proposal, the European
Commission has made available a
document entitled, ‘‘Potential criteria to
determine whether a plant obtained by
targeted mutagenesis or cisgenesis could
also occur naturally or be produced by
conventional breeding techniques,’’
which includes a disclaimer indicating
this ‘‘draft has not been adopted or
endorsed by the European Commission
(European Commission, 2023a). Any
views expressed are the preliminary
views of the Commission services and
may not in any circumstances be
regarded as stating an official position of
the Commission.’’ Although we are not
revising the modifications to
incorporate this suggestion at this time,
we will continue to follow
developments in the European Union as
they are finalized. With that said, we
wish to note that within this final
notice, in AM1, we allow insertions that
occur in the absence of a repair
template. This repair could result in a
sequence not within the gene pool and
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there is no restriction on the size of the
repair (insertion).
Comment: One commenter asked for
clarification as to whether, in proposed
AM4 and AM5, heterozygosity refers to
genomic rather than allelic.
Response: In the proposed
modifications, the heterozygosity
referred to allelic. However, the
modifications described in this final
notice no longer make distinctions
between allopolyploids and
autopolyploids, so this point in now
moot.
Comment: One commenter noted that
the observation mandate in AM5
unfairly penalizes crops with
excessively long breeding cycles such as
trees or berries, and research groups
with limited access to field trials such
as small universities.
Response: Moving forward, we will
only consider confirmation requests for
actual plants with up to 12
modifications. Our standard for the
exemption is based on a conventional
breeding standard and crops with long
breeding cycles are also at a similar
disadvantage compared to short cycle
crops under conventional breeding. The
regulatory status review process
provides another pathway to
commercialization that may be more
advantageous for long cycle crops that
require more than 12 simultaneous
modifications.
Comment: There is ongoing litigation
on the revisions to 7 CFR part 340. New
modifications should not be finalized
prior to judicial ruling on the ongoing
litigation.
Response: We disagree with this
comment.
In May 2020, when APHIS issued the
final rule outlining the updates to 7 CFR
part 340, APHIS anticipated scientific
information and/or experience would,
over time, allow APHIS to list
additional modifications that plants can
contain and be exempted from the
regulations so that the regulatory system
stays up to date and keeps pace with
advances in scientific knowledge,
evidence, and experience. To ensure the
regulations do not apply to plants that
are equivalent to those that could be
developed through conventional
breeding, the May 2020 final rule
established a regulatory process for
continuously identifying and updating
modifications that are achievable
through conventional breeding and,
thus, exempt from regulation (85 FR
29791–29796; § 340.1(b)). To this end,
§ 340.1(b)(4) provides that the
Administrator may propose to exempt
plants with additional modifications,
based on what could be achieved
through conventional breeding through
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a notice published in the Federal
Register.
As of August 2, 2024, APHIS has
issued 96 responses confirming the
exempt status of modified plants,
reviewed 70 other modified plants
through the regulatory status review
process, and continued to gather
information and literature about what
can be achieved through conventional
breeding methods. For example, as
discussed more fully above, since
APHIS initially adopted its exemption 4
years ago, advances in conventional
breeding methods have enabled the
steady introgression of desired genes,
alleles, and QTLs in several crops
(Krishna, et al., 2023; Abdul Aziz and
Masmoudi, 2024). Genomic assisted
breeding, genetic mapping and studies,
high through-put genotyping, speed
breeding, multi-parent advance
generation inter-crosses, and pyramid
breeding strategies have advanced
quickly and are now affordable for many
crop types (Krishna, et al., 2023; Abdul
Aziz and Masmoudi, 2024), and new
methods are consistently emerging to
improve and accelerate breeding
methods for difficult to breed crops,
particularly in crops with a complex
autopolyploid genome or with
predominant asexual reproduction
(Chen, et al., 2021). It is important that
APHIS update its list of modifications
plants can contain and qualify for
exemption from regulations to ensure its
regulations reflect these advances in
science and technology and remain
rooted in the best science.
Indeed, since July 2021, APHIS has
followed the established regulatory
processes to identify modifications that
plants can contain without being subject
to part 340 (86 FR 37988 (July 19, 2021);
88 FR 78285). In late July 2021,
plaintiffs filed a lawsuit in the United
States District Court for the Northern
District of California to challenge
APHIS’ May 2020 final rule.6 During the
pendency of this litigation, countries
around the globe have updated their
biotechnology policies and regulations
related to new plant breeding
techniques (or plants with modifications
achievable through conventional
breeding). As described in greater detail
above, many of these countries,
including the United Kingdom, the
Philippines, Singapore, and Thailand,
treat genome edited plants (including
polyploid plants) that are free of
exogenous DNA as conventional plants
irrespective of the number of
modifications made to the plants. In
contrast, because APHIS was an early
6 National Family Farm Coalition, et al. v Vilsack,
et al. No. 3:21–cv–05695.
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leader in establishing a regulatory
exemption for plants with modifications
that are achievable through
conventional breeding, APHIS initially
limited developers to a single
modification of the type described in
§ 340.1(b)(1) through (3)—a narrower
standard for conventional equivalence
compared to both international
regulatory frameworks and scientific
literature describing what can be
accomplished today through
conventional breeding methods. To
ensure the United States maintains its
position as a global leader in
agricultural biotechnology regulation
and that its regulatory system and list of
modifications exempt plants can
contain is current and accurately
reflects what can be achieved through
conventional breeding methods, it is
essential that APHIS issue this final
notice updating the types of
modifications plants can contain and
qualify for exemption from regulation.
Issuing this notice is also important to
avoid differential treatment for products
produced through genetic engineering
that are otherwise equivalent to
conventionally bred and/or developed
products. As discussed above, plants
with modifications that are achievable
through conventional breeding that
qualify for exemption, are no different,
as a class, and in terms of plant pest
risk, from comparable plants that are
made through conventional breeding,
which, likewise, do not come before
APHIS. Updating the list of
modifications that plants can contain
and qualify for exemption will ensure
that APHIS’ regulations do not impose
unnecessary costs on modified plants
that are equivalent to those developed
through conventional breeding,
including expenses associated with
obtaining a permit, complying with
permitting conditions, and preparing
submissions for regulatory status review
(i.e., the case-by-case method for
determining whether a modified plant is
subject to part 340, described in
§ 340.5).
To put these costs in perspective,
developers with modified plants that do
not meet the criteria for regulatory
exemption have the option for obtaining
a permit that authorizes the use of the
modified plant under conditions or
submitting a regulatory status review
request that seeks a determination that
the plant is not subject to part 340,
because it is unlikely to present an
increased plant pest risk compared to
the non-modified version of the plant.
To date, roughly 45 percent of APHIS’
regulatory status review submissions
have involved plants with modifications
that would likely meet the criteria for
exemption described in this final notice.
On average, APHIS has taken roughly
234 days to complete its evaluation of
these modified plants and determine
they are not subject to regulation under
part 340. Until now, developers have
incurred costs associated with
regulatory uncertainty, obtaining a
permit and complying with associated
conditions if they wish to engage in
regulated activities (which, could range
in cost from $13,000–$671,000,
depending on a variety of factors) (U.S.
Department of Agriculture Animal and
Plant Health Inspection Service, 2020b),
and preparing regulatory status review
submissions for modified plants that
were intended to be exempt from
regulation, while APHIS has expended
staff resources evaluating modified
plants that were not intended to fall
within the scope of part 340, which has
increased workloads, and, in turn,
drawn criticism for increased regulatory
processing times and calls for
improvement (Bass and Kovak, 2024;
Kovak and Bass, 2024; US Congress
Committee on Appropriations, 2024).
Beyond this, if APHIS were to continue
imposing unnecessary regulatory costs
on plants with modifications achievable
through conventional breeding, the
United States could face the risk of U.S.
89581
investors going to countries with
regulatory frameworks that already treat
such modifications as conventional
equivalents, including global
agricultural competitors (Clayton
Yeutter Institute Round Table
Discussion, 2023), at a time when the
United States seeks to advance the U.S.
bioeconomy and biotechnology.
Along these lines, in September 2022,
the President issued Executive Order
14081, entitled ‘‘Advancing
Biotechnology and Biomanufacturing
Innovation for a Sustainable, Safe, and
Secure Bioeconomy,’’ which directs
regulatory agencies to improve the
efficiency of biotechnology regulations
(Executive Office of the President,
2022). Issuing this notice directly
supports Section 8 of this Executive
Order, will aid the United States in
maintaining its position as a global
leader in agricultural biotechnology,
and will help keep U.S. developers
working in the United States on
products that help U.S. producers tackle
climate, resource, and food security
challenges.
Lastly, it is important to note that the
modified plants that are described in
this final notice and that are eligible for
exemption under § 340.1(b) have never
been subject to regulation under part
340—these modified plants were not
intended to be within the scope of the
revised regulations (part 340 (2020)) and
were not within the scope of the legacy
regulations (part 340 (2019)), and their
conventionally bred counterparts have
not been subject to regulation. In fact, if
the May 2020 final rule that established
the exemption for plants with
modifications achievable through
conventional breeding were to be set
aside, it would mean that all the plants
containing the modifications described
in this notice—and more—would still
be outside the scope of regulation.
The following table summarizes the
modifications and their applicability to
polyploids:
lotter on DSK11XQN23PROD with NOTICES1
TABLE 1—SUMMARY OF MODIFICATIONS AND APPLICABILITY TO POLYPLOIDS
Notes
Designation
Modification
1 pair of homologous chromosomes .......................
§ 340.1(b)(1) ...............
1 pair of homologous chromosomes .......................
1 pair of homologous chromosomes .......................
§ 340.1(b)(2) ...............
§ 340.1(b)(3) ...............
1
340.1(b)(4)(vi)(AM1) ..
The genetic modification is a change resulting from cellular repair
of a targeted DNA break in the absence of an externally provided repair template.
The genetic modification is a targeted single base pair substitution.
The genetic modification introduces a gene known to occur in the
plant’s gene pool or makes changes in a targeted sequence to
correspond to a known allele of such a gene or to a known
structural variation present in the gene pool.
An indel or contiguous deletion of any size, made at a targeted location, with or without insertion of DNA if generated without
using a repair template, or without insertion of DNA if generated
using a repair template.
pair of homologous chromosomes across
subgenomes without repair template and one
pair of homologous chromosomes with repair
template.
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Federal Register / Vol. 89, No. 219 / Wednesday, November 13, 2024 / Notices
TABLE 1—SUMMARY OF MODIFICATIONS AND APPLICABILITY TO POLYPLOIDS—Continued
Notes
Designation
Modification
Allows up to 12 simultaneous (multiplex) or sequential modifications.
340.1(b)(4)(vi)(AM2) ..
Plants with up to 12 modifications, made simultaneously or sequentially, are exempt from regulation if each modification individually qualifies the plant for exemption and occurs in a different gene. Modifications to either a single allele or pair of
alleles on homologous chromosomes will count as one modification. See website for information on counting modifications.
lotter on DSK11XQN23PROD with NOTICES1
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U.S. Environmental Protection Agency. 2023.
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from Newer Technologies 88, pp. 34756–
34779.
U.S. Food and Drug Administration. 2024.
Foods derived from plants produced
using genome editing: Guidance for
Industry. Retrieved from https://
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US Congress Committee on Appropriations.
2024. Agriculture, rural development,
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Chen Y, Peng H, and Wang J. 2023a.
Breeding design in wheat by combining
the QTL information in a GWAS panel
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P, Song Y, Hong D, and Yang G. 2023b.
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Accordingly, pursuant to the process
established under § 340.1(b)(4), we are
adopting the two additional
modifications articulated in this notice
for the reasons set forth in our initial
notice and in this final notice.
Authority: 7 U.S.C. 7701–7772 and
7781–7786; 31 U.S.C. 9701; 7 CFR 2.22,
2.80, and 371.3.
Done in Washington, DC, this 6th day of
November 2024.
Michael Watson,
Administrator, Animal and Plant Health
Inspection Service.
[FR Doc. 2024–26232 Filed 11–12–24; 8:45 am]
BILLING CODE 3410–34–P
lotter on DSK11XQN23PROD with NOTICES1
DEPARTMENT OF AGRICULTURE
Natural Resources Conservation
Service
Environmental Impact Statement;
Coon Creek Watershed
Natural Resources
Conservation Service, USDA.
AGENCY:
VerDate Sep<11>2014
17:40 Nov 12, 2024
Jkt 265001
Notice of availability; record of
decision.
ACTION:
This notice of availability
presents the Record of Decision (ROD)
on a Watershed Project Plan—
Programmatic Environmental Impact
Statement (Plan-PEIS) for the Coon
Creek Watershed prepared in
partnership with La Crosse, Monroe,
and Vernon Counties, Wisconsin
(Sponsors). This notice announces the
plan to proceed with the
implementation of Alternative 2—
Proposed Action—Decommission Dams,
identified in the Plan-PEIS. Alternative
2 proposes to decommission all 14 dams
by excavating a notch to pass the 100year flood without impounding water.
This action will avoid environmental
impacts to the extent possible and
mitigate impacts that are unavoidable.
ADDRESSES: You may request a copy of
the ROD from: Steve Becker, NRCS State
Conservation Engineer, 8030 Excelsior
Drive, Suite 200, Madison, WI 53717.
FOR FURTHER INFORMATION CONTACT:
Steve Becker; telephone: (608) 400–
6176; or email: steve.becker@usda.gov.
Individuals who require alternative
means for communication should
contact the U.S. Department of
Agriculture (USDA) Target Center at
(202) 720–2600 (voice and text
telephone (TTY)) or dial 711 for
Telecommunications Relay service (both
voice and text telephone users can
initiate this call from any telephone).
SUPPLEMENTARY INFORMATION:
SUMMARY:
Decision
Natural Resources Conservation
Service (NRCS) has prepared a ROD
following completion of the Plan-PEIS.
The Plan-PEIS provides a retrospective
analysis of the existing flood control
project and then evaluates alternatives
for the final disposition of 14 flood
control dams. The purpose of the PlanPEIS is to ensure agencies consider the
environmental impacts of their action in
decision making. NRCS involvement is
through Public Law 83–566, Watershed
Protection and Flood Prevention Act, as
amended. The ROD is available for
viewing at the following link: https://
www.wfkandccwatersheds.com/2023.
NRCS has decided to assist the
Sponsors with implementing
Alternative 2 which proposes to
decommission all 14 dams in the
watershed.
Background
The Coon Creek Watershed has an
area of 90,601 acres (141.6 square miles)
to the confluence with the Mississippi
River. The focused planning area for the
Plan-PEIS is 68,762 acres (107.4 square
PO 00000
Frm 00017
Fmt 4703
Sfmt 4703
89585
miles). The Plan-PEIS is follows an
original Watershed Work Plan
developed in 1958 to reduce flood
damages in the Coon Creek valley under
the Watershed Protection and Flood
Prevention Act of 1954, as amended.
The major problems in the watershed
in 1958 were floodwater damages to:
crops and pasture, fences, farmsteads,
machinery, buildings, livestock, county
and township roads and bridges, and
urban areas of Coon Valley and
Chaseburg. Project measures
implemented under the original
Watershed Work Plan included 14 flood
control dams installed between 1961
and 1964 with a total capacity of 1,160
acre-feet to regulate flood flows from 21
square miles, or 27 percent of the
watershed above the village of Coon
Valley. Project measures also included a
multitude of land treatment practices to
reduce erosion and sedimentation
behind the dams. The dams have now
completed their Federal interest or
original economic evaluation period of
50 years.
On the night of August 27, 2018,
seven watershed dams over-topped and
three dams failed including the
Luckasson Dam (CC 21); Blihovde Dam
(CC23); Korn Dam (CC 29). Rainfall
amounts up to 11 inches were reported
on the night of August 27 and early
morning of August 28. Additional
rainfall amounts up to 7 inches were
reported in the afternoon of August 28
after the dam failures.
The dams failed (breached) along the
interface between the earthfill and
highly jointed sandstone abutments.
Each breach extended full depth to the
valley floor. No one was injured or
killed. Large debris fields were observed
downstream of the dams for about 2
miles. Barns and outbuildings were
destroyed. An unoccupied house was
moved off its foundation. Agricultural
lands and road crossings were damaged.
Engineering investigations concluded
that flow through the jointed sandstone
during high pool stage caused internal
erosion and piping of the earthfill dam
and contributed to the failures. The
Sponsors and NRCS are concerned that
a similar vulnerability exists in the
remaining 11 dams.
Environmental Review
The ROD summarizes the findings of
the Plan-PEIS and provides the basis for
a decision to decommission 14 flood
control dams in the Coon Creek
watershed. The watershed project plan
and the environmental document were
combined in the single Plan-PEIS
document. NRCS is the lead Federal
agency responsible for the content and
quality of the Plan-EIS for the purposes
E:\FR\FM\13NON1.SGM
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Agencies
[Federal Register Volume 89, Number 219 (Wednesday, November 13, 2024)]
[Notices]
[Pages 89569-89585]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-26232]
-----------------------------------------------------------------------
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection Service
[Docket No. APHIS-2023-0022]
Movement of Organisms Modified or Produced Through Genetic
Engineering; Notice of Additional Modifications Exempt Plants Can
Contain
AGENCY: Animal and Plant Health Inspection Service, USDA.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: We are adding modifications a plant may contain and qualify
for exemption from regulations governing movement of organisms modified
or produced using genetic engineering because the modifications are
achievable through conventional breeding. An earlier notice proposed
five types of modifications. Based on a review of public comments, we
have been able to streamline and simplify our description of these
modifications and are now finalizing two additional modifications a
plant can contain and qualify for exemption. This action updates and
clarifies the types of modifications that can be made to plants that
qualify for exemption to reflect advances in science and technology,
and what is achievable through conventional breeding methods to
facilitate the application of biotechnology for the development of new
crops.
DATES: The APHIS website will be updated with these additional
modifications on November 13, 2024.
FOR FURTHER INFORMATION CONTACT: Dr. Neil Hoffman, Science Advisor,
Biotechnology Regulatory Services, APHIS, 4700 River Road, Unit 78,
Riverdale, MD 20737-1238; [email protected]; (301) 851-3877.
SUPPLEMENTARY INFORMATION: The regulations in 7 CFR part 340 govern the
movement (importation, interstate movement, or release into the
environment) of certain organisms modified or produced through genetic
engineering. The U.S. Department of
[[Page 89570]]
Agriculture's (USDA's) Animal and Plant Health Inspection Service
(APHIS) first issued these regulations in 1987 under the authority of
the Federal Plant Pest Act of 1957 and the Plant Quarantine Act of
1912, two acts that were subsumed into the Plant Protection Act (PPA, 7
U.S.C. 7701 et seq.) in 2000, along with other provisions. Since 1987,
APHIS has amended the regulations seven times, in 1988, 1990, 1993,
1994, 1997, 2005, and 2020.
On May 18, 2020, we published in the Federal Register (85 FR 29790-
29838, Docket No. APHIS-2018-0034) a final rule \1\ that marked the
first comprehensive revision of the regulations since they were
established in 1987. The final rule provided a clear, predictable, and
efficient regulatory pathway for innovators, facilitating the
development of organisms modified or produced using genetic engineering
(modified organisms) that are unlikely to pose plant pest risks.
---------------------------------------------------------------------------
\1\ To view the final rule and supporting documents, go to
https://www.regulations.gov/docket/APHIS-2018-0034.
---------------------------------------------------------------------------
The May 2020 final rule described the scope or applicability of
regulations and stated that the regulations do not apply to plants with
modifications that are achievable through conventional breeding (85 FR
29790-29796). To ensure the regulations do not apply to plants that are
equivalent to those that could be developed through conventional
breeding, the May 2020 final rule established a regulatory exemption to
initially identify and continuously update modifications that are
achievable through conventional breeding and, thus, exempt from
regulation (85 FR 29791-29796; Sec. 340.1(b)).
Initially, APHIS identified three commonly known modifications
achievable through conventional breeding methods, including small
insertions/deletions at a single locus of a plant's genome (85 FR
29792; Sec. 340.1(b)(1) through (3)). Specifically, Sec. 340.1(b)
exempted plants that contain a single modification of one of the
following types, specified in Sec. 340.1(b)(1) through (3):
The genetic modification is a change resulting from
cellular repair of a targeted DNA break in the absence of an externally
provided repair template; or
The genetic modification is a targeted single base pair
substitution; or
The genetic modification introduces a gene known to occur
in the plant's gene pool or makes changes in a targeted sequence to
correspond to a known allele of such a gene or to a known structural
variation present in the gene pool.
Knowing that it is impracticable to identify and list the universe
of modifications that are achievable through conventional breeding at
any given time because of advances in knowledge, technology and
conventional breeding methods, the May 2020 final rule also established
a process for listing additional modifications that plants can contain
while still being exempted from the regulations (85 FR 29793-29795;
Sec. 340.1(b)(4)). Thus, Sec. 340.1(b)(4) provides that the
Administrator may propose to exempt plants with additional
modifications, based on what could be achieved through conventional
breeding. Such proposals may either be APHIS-initiated or may be
initiated via a request that is accompanied by adequate supporting
information and submitted by another party. In either case, APHIS will
publish a notice in the Federal Register of the proposal, along with
the supporting documentation, and will request public comments. After
reviewing the comments, APHIS will publish a subsequent notice in the
Federal Register announcing its final determination. A list specifying
modifications a plant can contain and be exempt pursuant to Sec.
340.1(b)(4) is available on the APHIS website at https://www.aphis.usda/gov/biotech-exemptions.
On November 15, 2023, we published a notice in the Federal Register
(88 FR 78285-78291, Docket No. APHIS-2023-0022) proposing the five
modifications that plants could contain and be eligible for exemption:
First, we proposed that a diploid or autopolyploid plant with any
combination of complete loss of function modifications in one to all
alleles of a single genetic locus, or an allopolyploid plant with any
combination of complete loss of function modifications in one or both
alleles of a single genetic locus on up to four pairs of homoeologous
chromosomes, without the insertion of exogenous DNA, would qualify for
exemption (proposed 340.1(b)(4)(vi) (Additional Modification 1 (AM1)).
APHIS explained that this category was intended to apply to scenarios
involving targeted DNA breaks--through insertions, deletions, and other
types of modifications (such as a nick)--created using different
techniques that might not be expressly outlined in the initial
modifications APHIS described in the May 2020 final rule (namely,
paragraphs (b)(1) and (2) of Sec. 340.1), but functionally would
achieve the same end result--loss of function. In addition, it proposed
to extend loss of function mutations without the insertion of exogenous
DNA to polyploid plants.
Second, we proposed that any diploid or autopolyploid plant in
which the genetic modification is a single contiguous deletion of any
size, resulting from cellular repair of one or two targeted DNA breaks
on a single chromosome or at the same location(s) on two or more
homologous chromosomes, without insertion of DNA, or with insertion of
DNA in the absence of a repair template, would qualify for exemption
(proposed 340.1(b)(4)(vi)(AM2)). As proposed, allopolyploid plants with
additional modifications to homoeologous loci of homoeologous
chromosomes would not have qualified for exemption.
Third, we proposed to allow the modifications described at Sec.
340.1(b)(2) and (3) to be made to all alleles of a genetic locus on the
homologous chromosomes of autopolyploids (proposed
340.1(b)(4)(vi)(AM3)). As proposed, allopolyploid plants with
additional modifications to homoeologous loci of homoeologous
chromosomes would not have qualified for exemption.
Fourth, we proposed that plants with up to four modifications, made
simultaneously or sequentially, of types that already qualify such
plants for exemption when made individually, and provided each
modification is at a different genetic locus, would be exempt from
regulation because such modifications are achievable through
conventional breeding methods (proposed 340.1(b)(4)(vi)(AM4)). It
proposed that allopolyploid plants could contain up to four of the
proposed complete loss of function modifications described or four
modifications described under Sec. 340.1(b)(2) and (3) or a
combination thereof, provided each modification is introduced into just
one allele; however, allopolyploid plants would not be exempt if they
contain a modification that is allowable only in diploid and
autopolyploid plants.
Fifth, we proposed that plants that have previously completed
voluntary reviews confirming the plants' exempt status as described in
Sec. 340.1(e), which provides the process by which developers can
request such a confirmation of exempt status, and that have been
produced, grown, and observed consistent with conventional breeding
methods appropriate for the plant species, could be successively
modified in accordance with any of the modifications listed under
paragraph 340.1(b) of the regulations (proposed 340.1(b)(4)(vi)(AM5)).
[[Page 89571]]
We initially took comments on the notice through December 15, 2023.
In a notice published in the Federal Register on December 27, 2023 (88
FR 89362, Docket No. APHIS-2023-0022), we reopened the comment period,
and extended it until January 19, 2024.
We received 6,477 comments by the end of the reopened comment
period. The comments were diverse and from interest groups, industry
representatives, industry trade organizations, private individuals,
scientists, plant breeders, and crop specialists.
Based on a review of public comments, we have made several
revisions to the five proposed modifications, simplifying and
consolidating them into two modification categories, AM1 and AM2. To
achieve this, APHIS consolidated the first and second proposed
modifications to create the AM1 described in this final notice. The
intent of the first and second proposed modifications was to provide
developers with greater flexibility in how they could generate targeted
breaks in a plant's DNA like those that occur through conventional
breeding methods. AM1, as finalized, carries through this intent by
building on the existing modification described at Sec. 340.1(b)(1),
which currently allows a single targeted break in DNA and self-repair
(i.e., a non-templated insertion, deletion, or a combination of
insertion and deletion (indel) to rejoin the DNA). AM1 now allows more
than one cut to make the targeted break and the use of external
templates in some circumstances. The finalized AM1 also carries through
the original intent of the proposal by allowing developers to use a
deletion of any size resulting from a targeted break, thereby
recovering the functionality APHIS originally included in the 2019
proposed rule (84 FR 26514-26541, Docket No. APHIS-2018-0034) but did
not expressly articulate in the May 2020 final rule, and which APHIS
proposed as additional modifications in the November 2023 notice (88 FR
78286, 88 FR 78288, Docket No. APHIS-2023-0022). Collectively, as
described in this final notice, AM1 allows plants with modifications
involving an insertion or deletion (indel), or contiguous deletion of
any size, made at a targeted location, with or without insertion of DNA
if generated without using a repair template, or without insertion of
DNA if generated using a repair template, to qualify for exemption.
Similarly, APHIS consolidated the third and fourth proposed
modifications to create the AM2 described in this final notice. The
intent of the third and fourth proposed modifications was to make
modifications that are already listed in the regulations (Sec.
340.1(b)(2) and (3)) available for use in polyploid plants and to
increase the number of modifications that can be made simultaneously or
sequentially to plants. AM2 carries through this intent by exempting
plants with up to 12 modifications, made simultaneously or
sequentially, if each modification occurs in a different gene and is of
a type listed under Sec. 340.1(b). By increasing the number of
modifications that can be made to a plant, AM2 also effectively allows
all modifications listed in Sec. 340.1(b) to be made in all
polyploids.
Finally, the fifth proposed modification would have required
developers to complete a confirmation process to verify a plant's
exempt status before making sequential modifications and outlined
conditions to ensure that simultaneous or sequential modifications were
made in plants that had been produced, grown, and observed, consistent
with conventional breeding practices. APHIS has not finalized a
modification associated with this proposal. Instead, to stay true to
the voluntary nature of APHIS' confirmation request process and ensure
that plants are developed consistent with conventional breeding
practices, APHIS will only accept voluntary requests to confirm a
plant's exempt status for plants that have been produced. This means
APHIS will no longer accept confirmation requests involving plants with
hypothetical modifications because, if produced, the plants may not be
viable, may not have the intended phenotype, or have a different
genotype than originally requested.
We wish to highlight additional distinctions between AM1 and AM2
described in this final notice, and the modifications we initially
proposed. First, we are no longer restricting AM1 to loss of function
modifications if the gain of function (GOF) modification results from
natural DNA repair in the absence of a repair template. We received
comments and supporting literature during the comment period that such
GOF modifications can be accomplished through conventional breeding
techniques. Second, we are no longer making distinctions between
allopolyploids and autopolyploids when describing the modifications. We
received comments during the comment period indicating the distinction
between allopolyploids and autopolyploids was not necessary, with
documentation demonstrating that similar modifications can be made in
the two ploidy types by conventional breeding. Eliminating this
distinction was a key factor that enabled us to consolidate the
modifications from five to two and simplify our description of the
modifications overall. Third, we are increasing the number of
simultaneous or sequential modifications from 4 (as proposed) to 12 (as
described in this final notice). In the proposal we published in
November 2023, we noted that we welcomed comments from the public on
the number of individual modifications that are achievable
simultaneously or sequentially in plants based on conventional breeding
methods, and comments on the reasons for or against allowing for
simultaneous or sequential modifications in all plants. We received
comments during the comment period requesting an increase in the number
of simultaneous or sequential modifications covered by the exemption
and documentation that more than four modifications are possible by
conventional breeding. In our discussion below, we further describe
these comments and the literature references we received that show 12
simultaneous or sequential modifications are achievable through
conventional breeding. Fourth, we are no longer considering
hypothetical plants for confirmation requests based on comments we
received on AM5 suggesting the exclusion of hypothetical plants from
the scope of exemption would simplify the exemption. We are also
clarifying that any plant not subject to part 340 (because it is not
modified, meets the criteria for a regulatory exemption, or has
completed the regulatory status review process) may be modified in
accordance with the exemption.
Below, we first discuss the specific comments that resulted in the
changes to the modifications we proposed in the November 2023 notice.
We then discuss the other comments received on the notice.
Comment: Many commenters felt that we should not make a distinction
between Loss of Function (LOF) and GOF mutations in AM1. They noted
that the distinction greatly increases the complexity of the
modification descriptions.
Response: Proposed AM1 described LOF modifications in all alleles
of a single genetic locus in diploids and autopolyploids and on up to
four pairs of homoeologous chromosomes in allopolyploids. Our proposal
limited the modification to LOF mutations because GOF modifications are
statistically less common than LOF mutations, and we thought the same
GOF mutation would not be expected to occur across multiple alleles in
allopolyploids by conventional breeding. Based on
[[Page 89572]]
comments we received demonstrating proof of concept that GOF mutations
can occur across all subgenomes in allopolyploids (e.g., (Ostlie, et
al., 2015)), we are revising AM1 to allow GOF modifications that result
from the generation of insertions and deletions (indels) that occur
through DNA break and repair.
Because we are dispensing with distinctions between LOF and GOF and
allopolyploids and autopolyploids, we no longer consider it useful to
have a separate modification that allows for a deletion of any size
(proposed AM2). Instead, we have introduced this functionality into the
final AM1. Indels are typically modifications that are under 50 base
pairs (bp) whereas deletions of any size are a type of structural
variant (Mahmoud, et al., 2019).
As noted previously, we are revising AM1 to: ``An indel or
contiguous deletion of any size, made at a targeted location, with or
without insertion of DNA if generated without using a repair template,
or without insertion of DNA if generated using a repair template.''
We wish to emphasize that AM1 is not prescriptive in how indel
modifications or contiguous deletions are made. It is based on the
outcome rather than any specific techniques used. We also wish to
resolve confusion around our use of the phrase ``without the insertion
of exogenous DNA.'' Our intent is to ensure exempt plants are free of
foreign DNA in the final product, but not to prohibit foreign DNA used
to make the final product. For example, CRISPR-Cas9, a foreign DNA,
could be used to make a modification and plants with the modification
and lacking CRISPR-Cas9 would still qualify for the exemption. To be
clear, to qualify for AM1, the final plant must not retain foreign DNA.
Lastly, although we initially defined GOF and LOF based on gene
activity, commenters noted they were confused, because LOF of a gene
can result in a GOF in phenotype and vice versa. Also, by our proposed
definition, promoter deletions that led to either increases or
decreases in the expression of a downstream gene could be GOF or LOF,
respectively. AM1, as described in this final notice, no longer makes a
distinction between LOF and GOF, thereby resolving this confusion and
incongruence and mooting these comments.
Comment: The language of the proposed modifications is complex and
can be simplified by not making a distinction between autopolyploids
and allopolyploids and loss of function and gain of function
modifications.
Response: After reading information provided in the comments
describing the types of modifications that can be made in
allopolyploids, APHIS agrees that our descriptions of modifications
that plants can contain and qualify for exemption can be simplified to
eliminate the distinction between autopolyploid and allopolyploids and
allow gain of function indels. More detail is provided in responses
below.
Comment: Many commenters felt the modifications should not make a
distinction between autopolyploids and allopolyploids and noted that
regulatory authorities in no other countries make this distinction.
Response: Although APHIS initially made a distinction between
allopolyploids (such as wheat) and autopolyploids (such as potato) in
the proposed modifications, based on our review of the comments and
cited literature, we agree that such distinction is not necessary.
For example, we originally proposed that AM4 would have allowed
multiple modifications involving single base pair substitutions and
insertions described in Sec. 340.1(b)(2) and (3), for autopolyploids
as homozygous modifications and for allopolyploids only as heterozygous
modifications. In the comments, we learned of two reasons to change our
view on this distinction. First, in some allopolyploids, such as wheat,
that are largely self-pollinating, homozygous modifications routinely
accumulate, and heterozygous alleles are less common (Rutkoski, et al.,
2022). Second, doubled haploids are commonly used in breeding to
generate homozygous alleles in a single generation in over 250 species
(Maluszynski, et al., 2003). Commenters provided 4 examples of 4-to-8
homozygous mutations pyramided in wheat and rapeseed (Tyagi, et al.,
2014; Zhang, et al., 2019; Zheng, et al., 2020; Luo, et al., 2021;
Wang, et al., 2023b). Given this new information, we have removed the
distinction between allopolyploids and autopolyploids in AM2 as
described in this final notice.
Similarly, as originally proposed, AM1, would have limited the
number of knockouts of a single genetic locus in allopolyploids to four
pairs of homoeologous chromosomes, consistent with the limit of four
modifications in proposed AM4, but counting modifications differently
in autopolyploids and allopolyploids. As described in more detail below
in our discussion of final AM2, which allows multiple modifications, we
will now count modifications in the same way in autopolyploids and
allopolyploids.
Along these lines, as originally proposed, AM3 would have allowed
single nucleotide substitutions (also known as base pair substitutions)
to all alleles of a single genetic locus in autopolyploids, but not
allopolyploids. In response to this proposal, commenters provided
references to published scientific data to demonstrate the use of
conventional breeding to produce an identical homozygous single
nucleotide substitution across all three subgenomes of wheat (Ostlie,
et al., 2015). This modification, a cytosine to thymine (C/T)
transition that converted valine at amino acid 2004 to an alanine,
created resistance to ACCase type inhibitors (Ostlie, et al., 2015) and
the researchers enhanced their chances of finding the desired
modification by using selection with ACCase inhibitors. To evaluate
whether the single nucleotide substitution across all three subgenomes
could be found without selection, we examined the EMS generated mutant
collection (Krasileva, et al., 2017) that is publicly available through
the EnsemblPlants database (https://plants.ensembl.org/). The
technology created by (Krasileva, et al., 2017) makes it possible to
identify mutations across multiple genomes. Plants with the desired
mutations can then be crossed to generate plants with the identified
mutations across three genomes. Using this source, we identified 11
cases where wheat lines had C/T mutations that resulted in identical
mutations in ACCase in all 3 subgenomes (D53N; G55D; V212M; A321T;
G543D; G655E; S708N; G1377D; A1848T; G1984E; E2203K) and 2 cases where
wheat lines had G/A mutations that resulted in the identical ACCase
mutation in all three subgenomes (P647S and L1003F). This finding
demonstrated to us that the Krasileva mutagenesis library could be used
to identify plants with the identical single nucleotide substitution
across all three subgenomes even in the absence of selection. This is a
proof of concept that single nucleotide substitutions across subgenomes
can be isolated using ordered mutant libraries prepared from
allopolyploids.
Mutagenized lines tend to create specific types of DNA
modifications. For example, ethyl methanesulfonate (EMS) mutagenesis
preferentially converts the base guanine (G) to adenine (A) and the
base cytosine (C) to thymine (T) (Leitao, 2012). A similar mutagen,
methyl methanesulfonate (MMS) preferentially converts A to T, T to A, A
to G, and T to C (Leitao, 2012). Radiation mutagenesis by gamma
radiation or fast neutron bombardment
[[Page 89573]]
preferentially results in deletions (Wyant, et al., 2022).
Historically, breeders have created collections of lines based on
naturally occurring variation to be used for their breeding pool.
Naturally occurring mutations have been shown to occur at comparable
frequencies for all 12 combinations of nucleotide substitutions (Weng,
et al., 2018). A recent trend is to characterize the collection by
whole genome sequencing (genotyping by sequencing) to facilitate
identification of specific mutations. Sequenced collections of
diversity panels are available in Arabidopsis (The 1001 Genomes
Consortium, 2016), maize (Bukowski, et al., 2018), rice (Zhao, et al.,
2021), soybean (Torkamaneh, et al., 2021), cotton (He, et al., 2021),
canola (Hurgobin, et al., 2018), tobacco (Thimmegowda, et al., 2018),
strawberry (Qiao, et al., 2021), alfalfa (Shen, et al., 2020), sorghum
(Jensen, et al., 2020), and wheat (Brinton, et al., 2020), to name a
few. In some cases, second releases are available with more sequenced
lines covering greater variation than the original. We can expect these
community resources to include more species and details over time.
Genotyping by sequencing is generally applicable to any species.
Given the new information about the availability, for breeding
purposes, of naturally occurring and mutagenized collections genotyped
through sequencing, APHIS concludes that it is possible to identify and
introduce single nucleotide substitutions and deletions across the
subgenomes of allopolyploids by conventional breeding.
As originally proposed, AM3 would have also allowed a modification
that introduces a gene known to occur in the plant's gene pool or makes
changes in a targeted sequence to correspond to a known allele of such
a gene or to a known structural variation present in the gene pool for
autopolyploids, but not for allopolyploids. In the comments, we were
made aware of an example where homozygous copies of a cellulose
synthase-like F6 gene were introduced into all three subgenomes of
wheat (Danilova, et al., 2019). This new information demonstrates that
sequences from the gene pool can be introduced into all subgenomes of
allopolyploids by conventional breeding.
Based on the comments and information we collectively received
related to the proposed modification described as AM3, and as discussed
in the above paragraphs, we are removing the proposed limitation to
autopolyploids. The modifications described in Sec. 340.1(b)(2) and
(3) apply to a single modification. As a result, they were effectively
limited to a single pair of homologous chromosomes in polyploids
species. As discussed more fully below, based on the comments and
literature in this final notice, we will allow up to 12 such
modifications in plants (now AM2). This means modifications can now be
made across subgenomes of polyploids and the plants can qualify for
exemption from regulation, further removing distinctions involving
ploidy plants.
As originally proposed, AM2 would have allowed a modification
consisting of a single contiguous deletion of any size in diploids and
autopolyploids. Given the proof of concept for using an ordered mutant
collection to identify single nucleotide substitutions across
subgenomes of allopolyploids, we considered whether a similar approach
could be used to identify similar deletions across subgenomes such that
allopolyploids would also qualify for proposed AM2. (Krasileva, et al.,
2017) identified just 1268 deletions in their mutant collection, which
is not surprising based on observations that EMS primarily creates
point mutations (Gilchrist and Haughn, 2010). Fast neutron or gamma
radiation mutagenesis, however, predominantly creates deletions
(Gilchrist and Haughn, 2010; Kumawat, et al., 2019) and mutant
population resources using these techniques have been reported (Anai,
2012; Du, et al., 2021). It is likely that ordered mutant collections
prepared by fast neutron bombardment or gamma radiation mutagenesis can
be used to isolate similar, but not identical, deletions across
subgenomes. Given this, and for simplicity, the functionality described
in the modification proposed AM2, is now included in the modification
described as AM1 in this final notice.
Comment: Many commenters felt that proposed AM4 was overly limiting
because breeders routinely combine many more favorable genes, alleles,
or quantitative trait loci (QTL) than four during a breeding project.
One commenter suggested there should be no upper limit following the
lead of other countries such as Canada. Another noted that a complex
trait such as flowering time may require the combination of 50 to 100
QTLs.
Response: In the May 2020 final rule, when USDA first adopted the
exemption for plants with modifications achievable through conventional
breeding, APHIS explained:
``There are many biological and practical factors that affect a
plant breeder's ability to develop a new crop variety by introducing
genetic variation and intentionally selecting for desired traits. These
include the number of targeted loci and type of desired genetic
changes, the genetic distance between the desired changes, generation
time, breeding system (sexual or asexual), ploidy type and level and
genomic complexity, resource availability (time, money, labor, and
genomic resources), extent of domestication, and other factors. These
factors, and thus the extent of intentionally selected genetic
variation that can be introduced, vary widely among plant species.
Moreover, new plant breeding techniques can make possible more complex
combinations of genetic modifications than can practically be achieved
through conventional breeding methods.
Initially, the exemptions will apply only to plants containing a
single targeted modification in one of the categories listed. APHIS
anticipates scientific information and/or experience may, over time,
allow APHIS to list additional modifications that plants can contain
and still be exempted from the regulations so that the regulatory
system stays up to date and keeps pace with advances in scientific
knowledge, evidence, and experience. This may include multiple
simultaneous genomic changes.'' (U.S. Department of Agriculture Animal
and Plant Health Inspection Service, 2020c).
Since APHIS initially adopted its exemption 4 years ago, there has
been steady introgression of desired genes, alleles, and QTLs in
several crops through modern conventional breeding methods. Genomic
assisted breeding, genetic mapping and studies, high through-put
genotyping, speed breeding, multi-parent advance generation inter-
crosses, and pyramid breeding strategies, to name a few, have advanced
quickly and are now affordable for many crop types. New methods, like
OutcrossSeq (Chen, et al., 2021), are consistently emerging to improve
and accelerate breeding methods for difficult to breed crops, like
those for which no inbred lines are available for genetic study and
breeding because they are self-incompatible, clonally propagated, or
have a long generation time, making the identification or integration
of agronomically important genes difficult, particularly in crops with
a complex autopolyploid genome or with predominant asexual
reproduction.
We also considered the progress made in breeding potato, a clonally
propagated crop. Clonally propagated crops are thought to be difficult
to breed because, as a result of not requiring seed production, they
accumulate genetic alterations that are detrimental to breeding and
hence require
[[Page 89574]]
heterozygosity for vigorous growth (Brown, et al., 2017; Kardile, et
al., 2022). Recently much progress has been made in breeding inbred
diploid potato lines by overcoming self-incompatibility (Kardile, et
al., 2022) and purging deleterious alleles causing inbreeding
depression in homozygous lines (Zhang, et al., 2021). These
developments have led to the first potato elite inbred lines
established through selfing that were crossed to successfully exploit
heterosis in the F1 generation (Zhang, et al., 2021).
Similarly, in banana, another clonally propagated crop, low
fertility and seed viability, abnormal meiosis, and inbreeding
depression have been breeding challenges, but some progress has been
made in overcoming fertility problems and seed viability by screening
for fertile plants and using embryo rescue to improve seed germination
((Brown, et al., 2017; Batte, et al., 2019)). The insight gained in
overcoming inbreeding depression in potato will likely be used in other
clonal crops such as banana. We are witnessing conventional breeding
advancements that were once used nearly exclusively to improve easy to
breed crops, now being actively used in breeding programs for difficult
to breed crops.
Some crops that play key roles in nutrition security, sustainable
agriculture, biodiversity, and cultural traditions, have been
overlooked in agricultural crop development because they represent a
small percentage of total tonnage and acreage of production or belong
to resource poor nations. These crops may be difficult to breed because
genetic tools have yet to be developed. However, this situation could
change as advanced breeding tools become more affordable, due to the
steep decline in sequencing costs, and therefore more widely deployed
in all crops.
Commenters provided APHIS with examples demonstrating that many
more than four favorable alleles or QTL can be pyramided. In some
cases, modifications are made to more than one gene to create the
desired trait. In one example, (Ye, et al., 2008) noted that, in
theory, with marker assisted selection coupled with gene pyramiding and
double haploid practices, ``a plant having as many as twenty target
markers can be obtained at an almost perfect certainty in about three
rounds of selection.'' APHIS found several examples in rice where 10 to
11 favorable alleles or QTLs were successfully pyramided (Das, et al.,
2018; Dixit, et al., 2020; Sandhu, et al., 2021; Yadav, et al., 2021).
In one of the cases, the group initially pyramided 15 alleles and QTLs,
with at least some in a heterozygous (non-fixed) condition but lost
some in later generations that they might have retained had they chosen
to use double haploid technology to fix the alleles and QTLs of
interest. We found cases for pyramiding eight alleles or QTLs in tomato
(Hanson, et al., 2016), eight and perhaps more in wheat (Tyagi, et al.,
2014; Rahman, et al., 2020), seven in canola (Wang, et al., 2023b), six
in potato (Rogozina, et al., 2021), five in apple (Baumgartner, et al.,
2015), five in tobacco (Lewis, et al., 2020), five in soybean (Diers,
et al., 2023), five in grape (H[aacute]dl[iacute]k, et al., 2024), four
in coffee (de Almeida, et al., 2021; Saavedra, et al., 2023), and three
in poplar (Lv, et al., 2021). In many cases, these pyramids were fixed
in the homozygous state, while in other species that are typically
vegetatively propagated, some were present in the heterozygous state.
For the potato and grape examples, the papers describe cases where
breeder collections were screened with markers for resistance genes and
individuals in the collection, representing historical crosses, were
found to have pyramids of resistance genes. The other examples
represent cases where the pyramids were specifically bred de novo to
combine target genes in the population.
Given the breeding advances that have been made in many crops, the
number of modifications that can be made in any crop is not static.
Periodic updates to the modifications plants can contain and qualify
for exemption, like this one, will remain necessary moving forward. In
general, the greater the number of favorable alleles or QTLs to be
pyramided in a crop, the greater the number of plants that need to be
screened to obtain the desired plant. Various techniques, such as
second filial (F2) enrichment, are used to reduce the numbers of plants
required, but the numbers of plants required nonetheless rise
exponentially with the number of alleles or QTLs to be pyramided
(Bonnett, et al., 2005; Wang, et al., 2023a). The extent of pyramiding
that is possible also depends on whether the alleles or QTLs are all
present in elite lines, such that little or no backcrossing may be
required to remove deleterious alleles, or whether the alleles and QTLs
are being introgressed from multiple different non-elite lines and wild
relatives, requiring extensive backcrossing. Taking these factors and
the noted differences between species into consideration, in the final
notice we are establishing the number of allowable modifications based
on a number that is readily achievable in crops with advanced breeding
systems and extending this number to all crops as we see evidence of
breeding advances being widely deployed. As we described earlier, for
rice at least 10 modifications have already been achieved multiple
times (Das, et al., 2018; Dixit, et al., 2020; Rahman, et al., 2020;
Sandhu, et al., 2021; Yadav, et al., 2021). Given the rapid advances in
plant breeding this number of modifications will quickly, if not
already, become out of date. Therefore, in this final notice, AM2 will
allow up to 12 modifications made simultaneously or sequentially.
Setting the limit at 12 modifications also enables an even number of
modifications in diploids, triploids, tetraploids, hexaploids, and
octaploids. In terms of counting modifications, both a modification to
a single allele and a pair of functionally equivalent modifications to
a pair of alleles on homologous chromosomes will count as one
modification. Thus, where all alleles of a given locus are modified,
the maximum number of modified loci is 12 in diploids, 6 in
tetraploids, 4 in hexaploids, and 3 in octoploids. Triploids and
pentaploid modifications will be counted as tetraploids and hexaploids,
respectively. In polyploids, if only one allele is modified in the case
of a dominant mutation, the loci modified can exceed 6, 4, and 3 in
tetraploids, hexaploids, and octoploids, respectively. In terms of
counting, there are at least three cases where multiple DNA breaks or
edits can be made and ``counted'' as a single modification:
1. When two guide RNAs are used to cut out a single contiguous
portion of a gene or to otherwise make a single deletion of any size.
2. When multiple indels are created near the target site or at any
other unintended sites with near homology to the target site with one
indel being functional while the other indels have no additional
effect.
3. A gene in the gene pool is inserted into the genome or an
existing gene is edited several times to correspond to a gene in the
gene pool.
As noted previously, in this final notice, the proposed AM4 is
renumbered as AM2 and is revised as follows: ``Plants with up to 12
modifications, made simultaneously or sequentially, are exempt from
regulation if each modification individually qualifies the plant for
exemption and occurs in a different gene.''
With respect to this final version of AM2, we wish to clarify that
the phrase ``individually qualifies the plant for exemption'' refers to
the modifications described at Sec. 340.1(b) that qualify
[[Page 89575]]
plants for exemption and does not include the exemptions described in
Sec. 340.1(c). We also wish to note that when AM2 is used in
combination with AM1, we are restricting the use of repair templates to
create modifications across subgenomes. As noted above, we expect that
ordered mutant libraries could be used to identify similar but not
identical deletions across subgenomes in allopolyploid species. We have
not yet identified any literature demonstrating that identical indel or
deletion modifications can be achieved across subgenomes using
conventional breeding methods. For this reason, we are restricting the
application of AM2 in combination with AM1, when a repair template is
used, to allow modification to one pair of homologous chromosomes. If
new literature emerges demonstrating an identical indel or deletion
modification can be achieved across subgenomes using conventional
breeding methods, we will reconsider this restriction.
Comment: Several commenters asked APHIS to clarify whether AM5
applies to plants that have been cleared through the regulatory status
review or petition process. Another concern raised was that AM5 would
change a voluntary consultation process into a mandatory process with
the requirement that the exemption only applied to plants that are
``produced, grown, and observed consistent with conventional breeding
methods.'' Another commenter suggested removing the requirement for a
plant to be produced, grown, and observed consistent with conventional
breeding methods because it is not clear what APHIS meant. Some
commenters noted that APHIS could restrict hypothetical, successively
modified plants from AM5 by stating in associated guidance that plants
that are merely hypothetical in nature would not be eligible for
subsequent hypothetical modifications because they have not yet been
produced, grown, and observed consistent with conventional breeding
methods for the appropriate plant species.
Response: APHIS acknowledges that plants that are not subject to
part 340, because they have undergone the petition process, the
regulatory status review process, or meet the criteria for regulatory
exemption, may be modified in accordance with the exemption. Therefore,
it is no longer necessary to use proposed AM5 to describe this
allowance. APHIS wishes to clarify that an exempt plant can only
contain a single modification to a particular gene. For example, this
means that once a modification has been made to a particular gene and
that plant is not subject to part 340, plants with successive
modifications to the same gene will not qualify for exemption because
such modifications are not achievable through conventional breeding.
APHIS agrees with the commenters who suggested that APHIS should no
longer consider hypothetical modifications for confirmation requests.
APHIS is concerned that allowing large numbers of hypothetical
modifications will overburden APHIS with confirmation requests for
plants that have little or no value because the plants may not be
viable, may not have the intended phenotype, or have a different
genotype than originally requested.
Response to General Comments on the Proposed Modifications
Comment: Pay special attention to the massive lawsuits resulting
from the human health impacts of glyphosate, which would not have
happened if glyphosate-resistant genetically modified organisms (GMOs)
had not been released into the environment.
Response: While it is true that glyphosate has been the subject of
litigation, APHIS does not agree with the commenter that glyphosate use
on glyphosate resistant (GR) crops has been the primary subject of the
litigation. Glyphosate is widely used in the residential lawn and
garden market business segment. When glyphosate is used in the lawn and
garden markets, glyphosate is not sprayed on GR crops. According to
Werner Baumann, CEO of Bayer AG, more than 90 percent of the Roundup
litigation claims Bayer has faced in recent years have come from the
U.S. residential lawn and garden market business segment that do not
involve the application of glyphosate onto GR crops (Brooks, 2021).
Comment: Absent case-specific government oversight, testing, and
approval of individual GMO products, how would ``voluntary'' testing by
manufacturers protect Americans from potentially negative health
effects of consuming products engineered under such broad exemptions?
Response: The modifications (AM1 and AM2) described in this final
notice pertain to products that otherwise could be produced by
conventional breeding. Although conventional breeding is not risk free,
the risks associated with it are manageable by accepted standards
(National Research Council, 1989). The health effects of products that
qualify for exemption are not expected to be different than the risks
posed by conventionally bred crops and likewise manageable by accepted
standards.
Comment: What level of documentation and data transparency would be
required of GMO producers who might exploit the proposed exemptions?
Response: The developers of crops that qualify for exemption have
no requirements to submit documentation to APHIS. If they wish
confirmation from APHIS that their particular crop meets the criteria
for exemption, the developer can request a confirmation request.
Information needed for a confirmation request is detailed in a guide
found on APHIS' Biotechnology Regulatory Services website (https://www.aphis.usda.gov/sites/default/files/requesting-confirmation-of-exemption.pdf). Again, however, we wish to reiterate that this final
notice describes modifications pertaining to products that could
otherwise have been developed through conventional breeding. This
limitation on the scope of the modifications that plants can contain
and qualify for exemption precludes the sort of abuse envisioned by the
commenters.
Comment: Would third-party testing be required before releasing
food products produced using the proposed modifications and exempt from
regulation?
Response: Oversight of all food products including those produced
using plants that qualify for exemption is conducted by the U.S. Food
and Drug Administration (FDA). FDA recently released guidance for
industry on foods derived from plants produced using genome editing
(U.S. Food and Drug Administration, 2024). FDA explained in the New
Plant Variety (NPV) policy that the regulatory status of a food,
irrespective of the method by which it is developed, is dependent upon
objective characteristics of the food and the intended use of the food
(or its components) (57 FR 22984 at 22984).\2\ Please see the FDA's
guidance for more information (U.S. Food and Drug Administration,
2024).
---------------------------------------------------------------------------
\2\ May 29, 1992 (57 FR 22984-23005; Docket No. 92N-0139).
---------------------------------------------------------------------------
Comment: One commenter suggested that USDA conduct public trials to
establish the modifications are safe before finalizing the exemptions.
Response: We disagree. The modifications described in this final
notice only pertain to plants with modifications that could otherwise
be achieved through conventional breeding. Conventionally bred crops
have a history of safe use. Public field trials of crops with
modifications eligible for exemption would not be expected to reveal
otherwise because
[[Page 89576]]
the use of genetic engineering, in and of itself, does not present an
increased plant pest risk (National Research Council, 1987; National
Research Council, 1989; National Academies of Sciences Engineering and
Medicine, 2016).
Comment: The proposed modifications sidestep National Environmental
Protection Act (NEPA) review, transparency, and public participation.
Response: We disagree with this comment. The exemption at Sec.
340.1(b) excludes from the scope of regulation at part 340, modified
plants that could have been created through conventional breeding to
ensure that plants with similar characteristics are treated similarly
from a regulatory perspective. APHIS assessed this exemption in the
Programmatic Environmental Impact Statement (PEIS) prepared to support
the 2020 revisions to part 340, which included a thorough, detailed,
and transparent review, and invited public comment on, the description
of why modified plants described at Sec. 340.1(b) fall outside of
APHIS's authority under the regulations. APHIS explained that modified
plants that qualify for exemption under Sec. 340.1(b), are no
different, as a class, and in terms of plant pest risk, from comparable
plants that are made through conventional breeding, which, likewise, do
not come before APHIS. In May 2020, when APHIS adopted the revised part
340, APHIS expressly stated in the final rule that it would continue to
update the modifications that plants can contain and qualify for
exemption to further clarify the types of modified plants that do not
fall within the scope of regulation. As described in the PEIS, where,
as here, modified plants are not within APHIS's scope of regulation or
jurisdictional authority, a NEPA analysis is not required. It is also
worth noting that the modifications described in this final notice
would have also fallen outside the scope of the legacy regulations
previously codified at part 340, because plants with such modifications
would not have met the definition of a ``regulated article.''
Sec. Sec. 340.0, 340.1 (2019). Many developers provide transparency by
voluntarily submitting confirmation requests to APHIS. When APHIS
confirms a modified plant meets the criteria for exemption from
regulation, APHIS posts on its website the incoming submission and our
response, redacted to protect Confidential Business Information, as
appropriate.
Comment: The modifications may increase the amount of genome edited
crops in the food supply and lead to an increase in commingling of
genome edited crops with crops that are not produced with genetic
engineering or genome editing including organic crops. Crops created
using genome editing may not be disclosed as bioengineered. For these
two reasons, consumers wishing to purchase food made without this
technology may have more limited consumer choice.
Response: Again, it is worth noting that the modifications
described in this final notice would have also fallen outside the scope
of the legacy regulations previously codified at 7 CFR part 340,
because plants with such modifications would not have meet definition
of a ``regulated article.'' Sec. Sec. 340.0, 340.1 (2019). With that
said, genome edited crops that meet the criteria for exemption from
part 340 are currently not permitted to be used in organic production
(National Organic Standards Board, 2019). Inadvertent commingling of
crops exempted from part 340 would not result in loss of organic
certification to the organic producer, however. Although commingling is
possible, if it were to occur, we expect it to occur at a low
frequency.
As we noted in the PEIS associated with the 2020 revisions to part
340, on average 1 to 3 percent of non-GE farmers have reported
commodity rejection by suppliers due to the presence of GE crop
material, and the number of organic farms reporting economic losses
from the presence of GE material was 0.7 percent in 2010 (U.S.
Department of Agriculture Animal and Plant Health Inspection Service,
2020a). In the PEIS, we also noted that we expected innovation in the
agricultural biotechnology to increase under revised part 340, and
there could be seen a wider variety of modified crop plants in
commercial production. If development and adoption by growers of new
varieties of modified crop plants does occur, there may be an increase
in the potential for incidents of unintended presence of modified crop
material in non-modified crops or crop products. This would primarily
be due to the possibility that there would be more modified crop
varieties in production and therefore more non-modified crop types that
could potentially have commingling issues with the corresponding GE
crops. An increase in development and adoption of new varieties of
modified crops would entail maintaining segregation of modified crop
products from a wider variety of non-modified and identity-preserved
cropping systems along supply chains.
Though the likelihood of commingling could increase, there are
incentives to keep it low. Identity preserved systems are in place to
guard against commingled products entering the marketplace and non-
modified producers have economic incentives to keep it low.
Furthermore, most modified plants exempt from Sec. 340.1(b) are not
immediately commercialized as they may still be subject to regulation
by FDA and U.S. Environmental Protection Agency (EPA), as appropriate.
From our experience with the Am I Regulated Program (AIR) under the
legacy regulations, there were roughly 80 cases of plants that
completed the AIR process, but only three of the modified plants were
or are being grown in the United States for commercial purposes (High
Oleic Acid soybean, waxy corn, and a reduced pungency mustard green).
Additionally, it has been our experience that many developers whose
products meet the criteria for exemption nonetheless ask for
confirmation letters because the letters help them market their
products domestically and overseas. These letters are posted on the
APHIS website and are available to the public. Organic and other
growers of non-modified crops have this resource to become aware of new
genome edited crops. Conversations between neighbors and other
voluntary interactions are another way for an organic grower to learn
whether their neighbors are growing GE crops, and if so, to take steps
to minimize commingling.
Comment: Some commenters expressed concern about off target and
unintended effects.
Response: APHIS considers some off-target and unintended effects.
For example, APHIS considers the unintended retention of exogenous DNA
inserted as part of the modification process to be an unintended
modification (e.g., DNA encoding genome modification machinery such as
the Cas9 protein). APHIS also considers modifications to DNA sequences
that are highly similar to the target sequence as unintended
modifications (e.g., sequences found in multigene families that have
the same or highly similar sequences as the intended target,
pseudogenes, or other conserved sequences), as those sequences would
likely be modified at frequencies exceeding low-similarity promiscuous
binding. Except for Sec. 340.1(b)(3) and AM2 involving Sec.
340.1(b)(3) type modifications (i.e., modifications that allow for the
insertion of a gene from a plant's gene pool), the modified plant must
be free of any DNA that was deliberately inserted as part of the
modification process, including vector sequences, and requests to
confirm a plant's exempt status should include
[[Page 89577]]
scientific methodology describing the design or verification steps
taken to anticipate, reduce, and monitor for off-target modifications
to highly similar sequences. For Sec. 340.1(b)(3) and AM2 involving
Sec. 340.1(b)(3) type modifications, only DNA from within the gene
pool may be retained in the plant.
APHIS does not consider modifications occurring at sites without
similarity to the target region, as these are associated with
spontaneous or other types of background mutation that occur naturally
in plants and do not raise plant pest risk concerns in conventional
breeding programs. APHIS does not believe it is necessary to regulate
such modifications of genome editing in plants because (1) the mutation
rate from genome editing at sites without similarity to the target
region is low relative to the background mutation rate that occurs in
conventional breeding, and (2) whatever changes do occur are likely to
be segregated away from the target mutation during the breeding
process. Comprehensive CRISPR/Cas off-target analysis on a genome-wide
scale has been performed in rice, maize, tomato, and Arabidopsis (Feng,
et al., 2014; Peterson, et al., 2016; Nekrasov, et al., 2017; Feng, et
al., 2018; Tang, et al., 2018; Lee, et al., 2019). In these cases where
the frequency of mutation at sites without similarity to the target
region was measured in CRISPR/Cas expressing lines and their progeny,
the authors concluded that the rate of mutation was below the level of
background mutation induced during seed multiplication or tissue
culture (Hahn and Nekrasov, 2019). Although there can be variation in
mutation rates due to the nature of the technique used and the
biological system to which it is applied, the mutation rates in such
conventional breeding techniques as chemical and irradiation-based
mutagenesis dwarf the rate associated with genome editing methods.
Due to the nature of plant breeding--in which populations are
created and evaluated, and individual plants are selected for the
intended modifications--untargeted modifications (or untargeted
mutations) are likely to be lost unless they are genetically linked to
the targeted modification that is introduced. For these reasons, APHIS
does not consider untargeted modifications (untargeted mutations) when
determining eligibility for an exemption. This is also consistent with
APHIS' approach regarding conventional breeding techniques.
APHIS believes that similar products should have similar regulatory
requirements. Crops made by conventional breeding are not reviewed for
spontaneous and/or background mutations.
Comment: There should be no exemptions. There needs to be
comprehensive safety testing and long-term environmental monitoring for
all GE crops.
Response: This comment is outside the scope of this notice, and,
for reasons discussed in the final rule (U.S. Department of Agriculture
Animal and Plant Health Inspection Service, 2020c), we disagree with
the commenter.
Comment: USDA does not and cannot demonstrate that GE plants thus
exempted would not pose increased plant pest or noxious weed risks.
Plants that are exempt are more disease susceptible, e.g. Nicotiana
attenuata, low lignin plants.
Response: Consistent with the provisions in Sec. 340.1(b)(4), the
modifications that APHIS has described are not based on plant pest risk
per se but, instead, are based on whether the modified plant could have
been achieved through conventional breeding. Plants produced through
conventional breeding are not risk free; rather, their risks are at an
acceptable level that has historically not merited regulation. Plants
with additional modifications listed in this final notice are not
expected to have any greater risk than those having a history of safe
use.
Comment: USDA has placed limitations on the modifications and these
limitations are not based on plant pest risk.
Response: As described in the regulations, the modifications
described in this final notice are based on modifications that could be
achieved through conventional breeding. For each modification, APHIS
has identified literature and publicly available information indicating
proof of concept that the additional modifications are achievable
through conventional breeding.
Comment: Modifications should be inclusive of the current state of
scientific knowledge and not just the literature record because the
literature does not capture the full range of modifications that are
achievable through conventional breeding.
Response: Consistent with the provision at Sec. 340.1(b)(4), APHIS
has developed the modifications based on available literature and
public information (including the comments we received in response to
the proposal) describing modifications achievable through conventional
breeding.
Comment: The modifications should broaden the origin boundaries for
insertions to include any sequences in the kingdom Plantae versus
sexual compatibility.
Response: We acknowledge that examples of horizontal gene transfer
have occurred in plants on an evolutionary time scale. Our review of
the literature indicates these types of insertions do not routinely
occur during the conventional plant breeding process. At this time, we
will not broaden the modifications to allow insertions from any species
within the kingdom Plantae.
Comment: USDA should broadly exempt all gene edited products.
Response: The exemption at Sec. 340.1(b) is for DNA modifications
that could be achieved through conventional plant breeding. Based on
the available literature and public information, some types of gene
editing can accomplish modifications beyond what can currently be
achieved through conventional breeding. Although products with these
types of edits are not currently exempt from regulation, most non-
exempt plants have a pathway for commercialization through the
regulatory status review process to evaluate the plant pest risk of
those products.
Comment: A commenter advised APHIS to conduct regular and frequent
review of regulations to stay relevant in light of new scientific
developments.
Response: APHIS agrees and in fact does so. APHIS also reminds
stakeholders that under Sec. 340.1(b)(4), they can help APHIS ensure
the regulations are current by informing APHIS of new scientific
developments that demonstrate that additional modifications are
possible through conventional breeding.
Response To Specific Comments on the Proposed Modifications
Comment: APHIS should also consider the de-regulation of cis
genetically engineered crops, made by targeted insertion or CRISPR
transposition systems (emerging tools to be utilized in crops).
Response: Plants with targeted insertions qualify for the exemption
listed at Sec. 340.1(b)(3) if the inserted sequence is found within
the plant's gene pool. CRISPR transposition systems can be used to make
cisgenic modifications to plants that qualify for exemption provided
the CRISPR tools (or any foreign DNA) are segregated away from the
final product.
Comment: APHIS should provide guidance for when a plant contains a
modification meets more than one of the criteria for exemption.
Response: The commenter has presented an example where two cuts
[[Page 89578]]
are made to a single locus, a deletion that would qualify under AM1 and
a targeted insertion that would qualify under Sec. 340.1(b)(3). In
cases where a plant has been edited in a manner that meets the
description of more than one of the modifications listed under Sec.
340.1(b), developers can claim either type of modification as the basis
for their confirmation request.
With the new AM2, there will be cases where a plant may have
modifications of multiple types listed under paragraph 340.1(b). For
example, a developer might make an indel modification to one gene and a
single nucleotide substitution to a second gene. In that case the
developer should claim AM2 for the multiple modifications and specify
the type of each modification made in the plant. APHIS will provide
additional examples on its website for greater clarity. It will be fact
specific based on the specific nature of the plant. We invite
developers to consult with us to determine the appropriate path.
Comment: Commenters raised the point that the notice did not
address triploid crops such as watermelon, banana, and plantain and
aneuploids such as peppermint and complex auto/allopolyploids such as
sweet potato. A commenter also pointed out that for many species the
distinction between auto and allopolyploids is not always
straightforward. For example, homologous recombination, one of the
distinguishing characteristics of autopolyploid is thought to occur to
varying degrees in allopolyploids.
Response: As we are no longer making a distinction between
autopolyploids and allopolyploids in the modifications described in
this final notice, these points are now moot.
Comment: A comment was made that the term ``loci'' is not precise
when applied to allopolyploids because it implies a positional
relationship remains intact in evolution and positional relationships
between homoeologs could have changed during speciation prior to
polyploidization.
Response: We agree with the commenter. It can be difficult to tell
whether a gene in one subgenome directly corresponds to a similar gene
on another subgenome. Confusion can result because gene families may
have arisen due to gene duplication prior to the hybridization event
that resulted in the speciation, and after speciation genetic
rearrangements may have altered positional information (Adams and
Wendel, 2005; Soltis, et al., 2014). Furthermore, after speciation gene
inactivation may have reduced the number of gene family members on one
subgenome relative to another further confounding the evolutionary
relationships between genes (Adams and Wendel, 2005; Soltis, et al.,
2014). We wish to clarify that our meaning for genetic locus in
allopolyploids pertains to a single pair of alleles in each subgenome
at a fixed location and need not reflect positional relationships
across other subgenomes.
Comment: Commenters requested clarification as to when an external
template may be used.
Response: An external repair template may be used to generate a
modification and the plant will qualify for an exemption when creating:
1. An indel without insertion of DNA or a single contiguous
deletion of any size provided the final product does not retain foreign
DNA (AM1). When combined with AM2, application of AM1/AM2 is restricted
in creating exact modifications across subgenomes. For indels or
deletions that require exact modifications for the desired outcome, the
exemption allows modification to one pair of homologous chromosomes. If
an external template is used to make an indel or deletion that need not
be specific, such as for gene inactivation, the restriction of AM1/AM2
to one pair of homologous chromosomes does not apply;
2. A single base pair (nucleotide) substitution (Sec.
340.1(b)(2)); and
3. Insertion based on sequences within the gene pool (Sec.
340.1(b)(3)).
When an external repair template is used to make a targeted
insertion representing a sequence outside the gene pool, the plant
would not qualify for exemption.
Comment: The proposed modifications are at odds with international
regulations especially on the number of edits allowed and with respect
to ploidy. The USDA should consider evaluations undertaken by expert
agencies in other geographies such as Argentina, Brazil, Canada, and
the European Union.
Response: In response to these comments, APHIS has reviewed the
frameworks for other international and domestic regulatory agencies
that oversee products of biotechnology. Globally, regulatory frameworks
for biotechnology leverage different authorities and definitions, and
subsequently have different approaches to regulation. One approach uses
the definition of a ``living modified organism'' from the Cartagena
Protocol on Biosafety (Secretariat of the Convention on Biological
Diversity, 2000) to determine what biotechnology products fall under a
regulatory scope. This approach is now used by many countries,
including Argentina. Beginning in 2015, and continuing with updates
through 2021, Argentina has maintained a regulatory framework \3\ for
new breeding technologies, including genome editing (Lema, 2020). In
Argentina, all modified plants require evaluation to determine whether
or not they are considered a GMO under Argentina law. Under the
``Argentina Model,'' products developed using genome editing are not
considered genetically modified organisms unless they contain a ``new
combination of genetic material,'' which it defines as ``change
produced in the genome of the organism by the incorporation, in a
stable and joint manner, of ONE (1) or more genes or nucleic acid
sequences that are part of a defined genetic construction.'' Regardless
of the outcome of this analysis, Argentina may impose monitoring
requirements on any plant product based on its characteristics and/or
novelty. Countries that have adopted approaches that are similar to the
Argentina Model, include Chile, Brazil, Paraguay, Uruguay, Colombia,
Guatemala, Honduras, Japan, the Philippines, and Israel.
---------------------------------------------------------------------------
\3\ https://www.argentina.gob.ar/normativa/nacional/resoluci%C3%B3n-21-2021-346839/texto.
---------------------------------------------------------------------------
Other countries have also recently considered how to regulate the
products of genome editing within their existing regulatory frameworks.
For example, in 2023, the Canadian Food Inspection Agency updated their
guidance to clarify that genome edited crops do not present novel risks
and, like certain other crops grown in Canada, do not require review
unless the crop has an herbicide resistance trait or has both a novel
trait and a potential to have significant environmental impacts
(Government of Canada, 2023b; Government of Canada, 2023a). The United
Kingdom also finalized a ``Genetic Technology Act'' \4\ in 2023 to
establish new regulatory and marketing standards for plants and animals
that are ``precision bred'' and remove such products from regulation as
genetically modified organisms. Under this law, a modified plant is
``precision bred'' if ``(a) any feature of its genome results from the
application of modern biotechnology, (b) every feature of its genome
that results from the application of modern biotechnology is stable,
(c) every feature of its genome that results from the application of
modern biotechnology could have resulted from traditional processes,
whether or not in conjunction with selection techniques, alone, and (d)
its genome does not
[[Page 89579]]
contain any feature that results from the application of any artificial
modification technique other than modern biotechnology produced through
precision breeding techniques, so long as they could have resulted from
traditional processes.'' (emphasis added).
---------------------------------------------------------------------------
\4\ Genetic Technology (Precision Breeding) Act 2023
(legislation.gov.uk).
---------------------------------------------------------------------------
In February 2024, the European Parliament voted in favor of
proposed legislation \5\ that would consider plants produced through
``New Genomic Techniques'' (NGT) (like genome editing) as conventional
equivalents if such plants could also occur naturally or be produced by
conventional breeding. Under the proposal, an NGT plant ``is considered
equivalent to conventional plants when it differs from the recipient/
parental plant by no more than 20 genetic modifications'' of various
types (European Commission, 2023b). These include targeted
modifications are similar to those APHIS has identified in Sec.
340.1(b)(1) through (3) and in AM1 and AM2 (small insertions, deletions
of any length, nucleotide substitutions, and insertions or
substitutions of DNA present in the gene pool of the plant). The
proposal, which has not yet reached consensus agreement among EU
members, includes a mandatory verification that a plant meets the NGT
criteria. Most recently, on July 11, 2024, the European Food Safety
Authority (EFSA) published an opinion (European Food Safety Authority
Panel on Genetically Modified Organisms, et al., 2024) on the
definitions and scientific justification of the NGT proposal in
response to an analysis by the French Agency for Food, Environmental
and Occupational Health & Safety. EFSA concluded that ``it is
scientifically justified to consider [certain NGT plants identified in
the proposal] as equivalent to conventionally bred plants.'' As a next
step, the Council of the European Union will begin negotiations with
member states about the specifics of the legislation--that is to say,
this law is not yet final.
---------------------------------------------------------------------------
\5\ https://food.ec.europa.eu/document/download/c03805a6-4dcc-42ce-959c-e4d609010fa3_en?filename=gmo_biotech_ngt_proposal_2023-411_en.pdf.
---------------------------------------------------------------------------
Changes in regulatory approaches involving products of genome
editing are also being made in southeast Asia. Most recently, in July
of 2024, Thailand revised its regulations to allow for the
certification and subsequent release into the environment of
``organisms developed from gene editing technology,'' defined as
``organisms that have been genetically improved in a manner similar to
mutation or hybridization, where the final product contains genetic
material from donor organisms that can naturally crossbreed with the
recipient organisms.'' In August 2024, the Singapore Food Agency (SFA)
published its framework for genome edited crops (Singapore Food Agency,
2024). SFA will regulate crops that contain foreign DNA, which includes
crops with DNA that could not have been inserted naturally or been
introduced into the crop using conventional breeding techniques. In
cases where the developer determines their crop contains foreign DNA,
SFA requires the crop to undergo a pre-market safety assessment. For
crops with modifications made through genome editing that do not
involve the retention of foreign DNA, developers are encouraged (but
not required) to notify SFA in cases where they determine their crop
does not contain foreign DNA.
Within the United States, in May 2023, the EPA issued a final rule
exempting a class of plant-incorporated protectants (PIPs) created
using genetic engineering from registration requirements under the
Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA), and from
the food or feed residue tolerance requirements under the Federal Food,
Drug, and Cosmetic Act (FFDCA) (U.S. Environmental Protection Agency,
2023). The final rule exempts PIPs from FIFRA registration and FFDCA
tolerance requirements in cases where they both pose no greater risk
than PIPs that EPA has already concluded meet safety requirements, and
when they could have otherwise been created through conventional
breeding, as follows: PIPs in which genetic engineering has been used
to insert or modify a gene to match a gene found in a sexually
compatible plant; and, loss-of-function PIPs in which the genetically
engineered modification reduces or eliminates the activity of a gene,
which then helps make the plant resistant to pests. EPA's PIP exemption
does not limit the number of modifications developers can make using
genetic engineering provided the resulting PIPs meet the criteria for
exemption. More recently, on February 22, 2024, FDA issued updated
guidance related to the handling of NPV to affirm that ``the regulatory
status of foods derived from plant varieties produced using genome
editing will, like that of food from other plant varieties, be based on
the objective characteristics of the food and the intended use of the
food (or its components)'' (U.S. Food and Drug Administration, 2024).
Although there are some differences in specific details, in
general, we see countries around the world adopting a similar approach
as we have for the movement of plants developed using new genome
editing techniques: If a modified plant could have been developed using
conventional breeding, the level of regulatory oversight will more
closely align with a conventionally developed product. In 2020, when
APHIS first adopted the exemption for plants with modifications
achievable through conventional breeding, APHIS explained:
``There are many biological and practical factors that affect a
plant breeder's ability to develop a new crop variety by introducing
genetic variation and intentionally selecting for desired traits. These
include the number of targeted loci and type of desired genetic
changes, the genetic distance between the desired changes, generation
time, breeding system (sexual or asexual), ploidy type and level and
genomic complexity, resource availability (time, money, labor, and
genomic resources), extent of domestication, and other factors. These
factors, and thus the extent of intentionally selected genetic
variation that can be introduced, vary widely among plant species.
Moreover, new plant breeding techniques can make possible more complex
combinations of genetic modifications than can practically be achieved
through conventional breeding methods.
Initially, the exemptions will apply only to plants containing a
single targeted modification in one of the categories listed. APHIS
anticipates scientific information and/or experience may, over time,
allow APHIS to list additional modifications that plants can contain
and still be exempted from the regulations so that the regulatory
system stays up to date and keeps pace with advances in scientific
knowledge, evidence, and experience. This may include multiple
simultaneous genomic changes.'' (U.S. Department of Agriculture Animal
and Plant Health Inspection Service, 2020c).
As discussed above, APHIS has received numerous comments and
supporting literature and has conducted our own extensive literature
review indicating that 12 modifications are within the scope of
conventional breeding for diploids and polyploids. Based on this new
information, we have eliminated most restrictions on the modification
of allopolyploids, eliminated the restrictions with regard to GOF
modifications, and increased to 12 the number of modifications that can
be made simultaneously or sequentially in plants that qualify for
exemption. As such, the modifications described in this final notice
bring APHIS' treatment of plants with modifications that are
[[Page 89580]]
achievable through conventional breeding into greater alignment with
other countries that have adopted regulatory approaches that consider
most genome edited plants as conventional equivalents, including those
that allow multiple modifications and modifications in ploidy plants.
Comment: A commenter noted that several modifications might be made
to the same genetic locus if successive rounds of mutagenesis were
used. Thus, it seems unnecessary to limit targeted base pair
substitutions to one base pair in Sec. 340.1(b)(2).
Response: APHIS is not aware, and the commenter did not provide an
example of this type of modification made by conventional breeding.
Until we have more concrete proof of concept, APHIS will limit targeted
modifications to a single modification per gene. This limitation
applies to successive modifications made to a plant that qualifies for
exemption under Sec. 340.1(b).
Comment: A commenter noted that a certain number of nucleotides can
always be present in a plant's genome simply by chance. In the European
Union's proposal for the regulation of NGT, insertions or substitutions
of up to twenty nucleotides are considered to be exempted from the GMO
regulations, irrespective if they result in GOF or LOF. A similar
sentiment was expressed in the comment that sequences of smaller sizes
from outside the breeder's gene pool should be exempted.
Response: As noted above, the European Union proposal is not yet
final and remains under negotiation within the European Union. As part
of considering this proposal, the European Commission has made
available a document entitled, ``Potential criteria to determine
whether a plant obtained by targeted mutagenesis or cisgenesis could
also occur naturally or be produced by conventional breeding
techniques,'' which includes a disclaimer indicating this ``draft has
not been adopted or endorsed by the European Commission (European
Commission, 2023a). Any views expressed are the preliminary views of
the Commission services and may not in any circumstances be regarded as
stating an official position of the Commission.'' Although we are not
revising the modifications to incorporate this suggestion at this time,
we will continue to follow developments in the European Union as they
are finalized. With that said, we wish to note that within this final
notice, in AM1, we allow insertions that occur in the absence of a
repair template. This repair could result in a sequence not within the
gene pool and there is no restriction on the size of the repair
(insertion).
Comment: One commenter asked for clarification as to whether, in
proposed AM4 and AM5, heterozygosity refers to genomic rather than
allelic.
Response: In the proposed modifications, the heterozygosity
referred to allelic. However, the modifications described in this final
notice no longer make distinctions between allopolyploids and
autopolyploids, so this point in now moot.
Comment: One commenter noted that the observation mandate in AM5
unfairly penalizes crops with excessively long breeding cycles such as
trees or berries, and research groups with limited access to field
trials such as small universities.
Response: Moving forward, we will only consider confirmation
requests for actual plants with up to 12 modifications. Our standard
for the exemption is based on a conventional breeding standard and
crops with long breeding cycles are also at a similar disadvantage
compared to short cycle crops under conventional breeding. The
regulatory status review process provides another pathway to
commercialization that may be more advantageous for long cycle crops
that require more than 12 simultaneous modifications.
Comment: There is ongoing litigation on the revisions to 7 CFR part
340. New modifications should not be finalized prior to judicial ruling
on the ongoing litigation.
Response: We disagree with this comment.
In May 2020, when APHIS issued the final rule outlining the updates
to 7 CFR part 340, APHIS anticipated scientific information and/or
experience would, over time, allow APHIS to list additional
modifications that plants can contain and be exempted from the
regulations so that the regulatory system stays up to date and keeps
pace with advances in scientific knowledge, evidence, and experience.
To ensure the regulations do not apply to plants that are equivalent to
those that could be developed through conventional breeding, the May
2020 final rule established a regulatory process for continuously
identifying and updating modifications that are achievable through
conventional breeding and, thus, exempt from regulation (85 FR 29791-
29796; Sec. 340.1(b)). To this end, Sec. 340.1(b)(4) provides that
the Administrator may propose to exempt plants with additional
modifications, based on what could be achieved through conventional
breeding through a notice published in the Federal Register.
As of August 2, 2024, APHIS has issued 96 responses confirming the
exempt status of modified plants, reviewed 70 other modified plants
through the regulatory status review process, and continued to gather
information and literature about what can be achieved through
conventional breeding methods. For example, as discussed more fully
above, since APHIS initially adopted its exemption 4 years ago,
advances in conventional breeding methods have enabled the steady
introgression of desired genes, alleles, and QTLs in several crops
(Krishna, et al., 2023; Abdul Aziz and Masmoudi, 2024). Genomic
assisted breeding, genetic mapping and studies, high through-put
genotyping, speed breeding, multi-parent advance generation inter-
crosses, and pyramid breeding strategies have advanced quickly and are
now affordable for many crop types (Krishna, et al., 2023; Abdul Aziz
and Masmoudi, 2024), and new methods are consistently emerging to
improve and accelerate breeding methods for difficult to breed crops,
particularly in crops with a complex autopolyploid genome or with
predominant asexual reproduction (Chen, et al., 2021). It is important
that APHIS update its list of modifications plants can contain and
qualify for exemption from regulations to ensure its regulations
reflect these advances in science and technology and remain rooted in
the best science.
Indeed, since July 2021, APHIS has followed the established
regulatory processes to identify modifications that plants can contain
without being subject to part 340 (86 FR 37988 (July 19, 2021); 88 FR
78285). In late July 2021, plaintiffs filed a lawsuit in the United
States District Court for the Northern District of California to
challenge APHIS' May 2020 final rule.\6\ During the pendency of this
litigation, countries around the globe have updated their biotechnology
policies and regulations related to new plant breeding techniques (or
plants with modifications achievable through conventional breeding). As
described in greater detail above, many of these countries, including
the United Kingdom, the Philippines, Singapore, and Thailand, treat
genome edited plants (including polyploid plants) that are free of
exogenous DNA as conventional plants irrespective of the number of
modifications made to the plants. In contrast, because APHIS was an
early
[[Page 89581]]
leader in establishing a regulatory exemption for plants with
modifications that are achievable through conventional breeding, APHIS
initially limited developers to a single modification of the type
described in Sec. 340.1(b)(1) through (3)--a narrower standard for
conventional equivalence compared to both international regulatory
frameworks and scientific literature describing what can be
accomplished today through conventional breeding methods. To ensure the
United States maintains its position as a global leader in agricultural
biotechnology regulation and that its regulatory system and list of
modifications exempt plants can contain is current and accurately
reflects what can be achieved through conventional breeding methods, it
is essential that APHIS issue this final notice updating the types of
modifications plants can contain and qualify for exemption from
regulation.
---------------------------------------------------------------------------
\6\ National Family Farm Coalition, et al. v Vilsack, et al. No.
3:21-cv-05695.
---------------------------------------------------------------------------
Issuing this notice is also important to avoid differential
treatment for products produced through genetic engineering that are
otherwise equivalent to conventionally bred and/or developed products.
As discussed above, plants with modifications that are achievable
through conventional breeding that qualify for exemption, are no
different, as a class, and in terms of plant pest risk, from comparable
plants that are made through conventional breeding, which, likewise, do
not come before APHIS. Updating the list of modifications that plants
can contain and qualify for exemption will ensure that APHIS'
regulations do not impose unnecessary costs on modified plants that are
equivalent to those developed through conventional breeding, including
expenses associated with obtaining a permit, complying with permitting
conditions, and preparing submissions for regulatory status review
(i.e., the case-by-case method for determining whether a modified plant
is subject to part 340, described in Sec. 340.5).
To put these costs in perspective, developers with modified plants
that do not meet the criteria for regulatory exemption have the option
for obtaining a permit that authorizes the use of the modified plant
under conditions or submitting a regulatory status review request that
seeks a determination that the plant is not subject to part 340,
because it is unlikely to present an increased plant pest risk compared
to the non-modified version of the plant. To date, roughly 45 percent
of APHIS' regulatory status review submissions have involved plants
with modifications that would likely meet the criteria for exemption
described in this final notice. On average, APHIS has taken roughly 234
days to complete its evaluation of these modified plants and determine
they are not subject to regulation under part 340. Until now,
developers have incurred costs associated with regulatory uncertainty,
obtaining a permit and complying with associated conditions if they
wish to engage in regulated activities (which, could range in cost from
$13,000-$671,000, depending on a variety of factors) (U.S. Department
of Agriculture Animal and Plant Health Inspection Service, 2020b), and
preparing regulatory status review submissions for modified plants that
were intended to be exempt from regulation, while APHIS has expended
staff resources evaluating modified plants that were not intended to
fall within the scope of part 340, which has increased workloads, and,
in turn, drawn criticism for increased regulatory processing times and
calls for improvement (Bass and Kovak, 2024; Kovak and Bass, 2024; US
Congress Committee on Appropriations, 2024). Beyond this, if APHIS were
to continue imposing unnecessary regulatory costs on plants with
modifications achievable through conventional breeding, the United
States could face the risk of U.S. investors going to countries with
regulatory frameworks that already treat such modifications as
conventional equivalents, including global agricultural competitors
(Clayton Yeutter Institute Round Table Discussion, 2023), at a time
when the United States seeks to advance the U.S. bioeconomy and
biotechnology.
Along these lines, in September 2022, the President issued
Executive Order 14081, entitled ``Advancing Biotechnology and
Biomanufacturing Innovation for a Sustainable, Safe, and Secure
Bioeconomy,'' which directs regulatory agencies to improve the
efficiency of biotechnology regulations (Executive Office of the
President, 2022). Issuing this notice directly supports Section 8 of
this Executive Order, will aid the United States in maintaining its
position as a global leader in agricultural biotechnology, and will
help keep U.S. developers working in the United States on products that
help U.S. producers tackle climate, resource, and food security
challenges.
Lastly, it is important to note that the modified plants that are
described in this final notice and that are eligible for exemption
under Sec. 340.1(b) have never been subject to regulation under part
340--these modified plants were not intended to be within the scope of
the revised regulations (part 340 (2020)) and were not within the scope
of the legacy regulations (part 340 (2019)), and their conventionally
bred counterparts have not been subject to regulation. In fact, if the
May 2020 final rule that established the exemption for plants with
modifications achievable through conventional breeding were to be set
aside, it would mean that all the plants containing the modifications
described in this notice--and more--would still be outside the scope of
regulation.
The following table summarizes the modifications and their
applicability to polyploids:
Table 1--Summary of Modifications and Applicability to Polyploids
----------------------------------------------------------------------------------------------------------------
Notes Designation Modification
----------------------------------------------------------------------------------------------------------------
1 pair of homologous chromosomes....... Sec. 340.1(b)(1).................... The genetic modification is a
change resulting from cellular
repair of a targeted DNA break
in the absence of an
externally provided repair
template.
1 pair of homologous chromosomes....... Sec. 340.1(b)(2).................... The genetic modification is a
targeted single base pair
substitution.
1 pair of homologous chromosomes....... Sec. 340.1(b)(3).................... The genetic modification
introduces a gene known to
occur in the plant's gene pool
or makes changes in a targeted
sequence to correspond to a
known allele of such a gene or
to a known structural
variation present in the gene
pool.
1 pair of homologous chromosomes across 340.1(b)(4)(vi)(AM1).................. An indel or contiguous deletion
subgenomes without repair template and of any size, made at a
one pair of homologous chromosomes targeted location, with or
with repair template. without insertion of DNA if
generated without using a
repair template, or without
insertion of DNA if generated
using a repair template.
[[Page 89582]]
Allows up to 12 simultaneous 340.1(b)(4)(vi)(AM2).................. Plants with up to 12
(multiplex) or sequential modifications, made
modifications. simultaneously or
sequentially, are exempt from
regulation if each
modification individually
qualifies the plant for
exemption and occurs in a
different gene. Modifications
to either a single allele or
pair of alleles on homologous
chromosomes will count as one
modification. See website for
information on counting
modifications.
----------------------------------------------------------------------------------------------------------------
References
Abdul Aziz M and Masmoudi K. 2024. Molecular Breakthroughs in Modern
Plant Breeding Techniques. Horticultural Plant Journal. Retrieved
from https://www.sciencedirect.com/science/article/pii/S2468014124000311.
Adams KL and Wendel JF. 2005. Polyploidy and genome evolution in
plants. Current Opinion in Plant Biology 8, pp. 135-141. Retrieved
from https://www.sciencedirect.com/science/article/pii/S1369526605000051.
Anai T. 2012. Potential of a mutant-based reverse genetic approach
for functional genomics and molecular breeding in soybean. Breed Sci
61, pp. 462-467.
Bass E and Kovak E. 2024. Viewpoint: US regulators are not keeping
up with the lightning fast advances in biotechnology. How can that
gap be closed. Retrieved from https://geneticliteracyproject.org/
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Accordingly, pursuant to the process established under Sec.
340.1(b)(4), we are adopting the two additional modifications
articulated in this notice for the reasons set forth in our initial
notice and in this final notice.
Authority: 7 U.S.C. 7701-7772 and 7781-7786; 31 U.S.C. 9701; 7 CFR
2.22, 2.80, and 371.3.
Done in Washington, DC, this 6th day of November 2024.
Michael Watson,
Administrator, Animal and Plant Health Inspection Service.
[FR Doc. 2024-26232 Filed 11-12-24; 8:45 am]
BILLING CODE 3410-34-P