Exploring Pathways to Commercialization for Modified Microbes, 54762-54764 [2024-14498]
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54762
Notices
Federal Register
Vol. 89, No. 127
Tuesday, July 2, 2024
This section of the FEDERAL REGISTER
contains documents other than rules or
proposed rules that are applicable to the
public. Notices of hearings and investigations,
committee meetings, agency decisions and
rulings, delegations of authority, filing of
petitions and applications and agency
statements of organization and functions are
examples of documents appearing in this
section.
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection
Service
[Docket No. APHIS–2024–0002]
RIN 0579–AE81
Exploring Pathways to
Commercialization for Modified
Microbes
Animal and Plant Health
Inspection Service, USDA.
ACTION: Notice; request for information.
AGENCY:
We are notifying the public
that the Animal and Plant Health
Inspection Service (APHIS) is soliciting
the public to respond to this Request for
Information (RFI) as part of our
stakeholder engagement to explore
pathways to commercialization for
modified microbes subject to APHIS
jurisdiction, consistent with the APHIS
regulations for the movement of
organisms modified or produced
through genetic engineering. In response
to the Office of Science and Technology
Policy’s (OSTP’s) RFI ‘‘Identifying
Ambiguities, Gaps, Inefficiencies, and
Uncertainties in the Coordinated
Framework for the Regulation of
Biotechnology’’ issued in December
2022 pursuant to Executive Order
14081, multiple commenters expressed
a need for clear regulatory pathways to
commercialization for modified
microbes. Therefore, we are requesting
comments from the public regarding
pathways to commercialization,
including needs, ideas, and concerns,
regarding possible APHIS risk-based
deregulation of modified microbes and
other potential regulatory and nonregulatory pathways to
commercialization. The information
provided will help to identify potential
criteria and mechanisms for risk-based
deregulation, develop a regulatory
framework that could inform future
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SUMMARY:
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rulemaking, and identify potential nonregulatory solutions.
DATES: We will consider all comments
that we receive on or before September
3, 2024.
ADDRESSES: You may submit comments
by either of the following methods:
• Federal eRulemaking Portal: Go to
www.regulations.gov. Enter APHIS–
2024–0002 in the Search field. Select
the Documents tab, then select the
Comment button in the list of
documents.
• Postal Mail/Commercial Delivery:
Send your comment to Docket No.
APHIS–2024–0002, Regulatory Analysis
and Development, PPD, APHIS, Station
3A–03.8, 4700 River Road, Unit 118,
Riverdale, MD 20737–1238.
Supporting documents and any
comments we receive on this docket
may be viewed at Regulations.gov or in
our reading room, which is located in
room 1620 of the USDA South Building,
14th Street and Independence Avenue
SW, Washington, DC. Normal reading
room hours are 8 a.m. to 4:30 p.m.,
Monday through Friday, except
holidays. To be sure someone is there to
help you, please call (202) 799–7039
before coming.
Response to this RFI is voluntary.
Each individual or institution is
requested to submit only one response.
Responses should include the name of
the person(s) or organization(s) filing
the response. Please identify your
answers by referring to a specific
question number within the response.
Comments submitted in response to
this notice are subject to the Freedom of
Information Act (FOIA). Responses to
this RFI may be posted without change
online. No proprietary information,
copyrighted information, or personally
identifiable information should be
submitted in response to this RFI.
FOR FURTHER INFORMATION CONTACT: Mrs.
Chessa Huff-Woodard, Esq., Branch
Chief, Policy, Program, and
International Collaborations,
Biotechnology Regulatory Services,
APHIS, 4700 River Road, Unit 146,
Riverdale, MD 20737; (301) 851–3943;
chessa.d.huff-woodard@usda.gov.
SUPPLEMENTARY INFORMATION:
Background
Coordinated Framework
Along with the Environmental
Protection Agency (EPA) and the Food
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and Drug Administration (FDA), the
United States Department of
Agriculture’s (USDA’s) Animal and
Plant Health Inspection Service (APHIS)
and the Food Safety and Inspection
Service (FSIS) are responsible for the
oversight and review of organisms
modified or developed using genetic
engineering and the foods derived from
them. In 1986, the Coordinated
Framework for the Regulation of
Biotechnology (Coordinated
Framework) was published by the Office
of Science and Technology Policy
(OSTP). The Coordinated Framework
explains the regulatory roles for EPA,
FDA, and the USDA (APHIS and FSIS),
and how Federal agencies use existing
Federal statutes to ensure public health
and environmental safety while
maintaining regulatory flexibility to
avoid impeding innovation. The
Coordinated Framework was
subsequently updated in 1992 (see 57
FR 6753) and 2017 (see 2017_
coordinated_framework_update.pdf)
taking into account advances that had
occurred in the field of biotechnology.
APHIS Biotechnology Regulations
The regulations in 7 CFR part 340
govern the movement (importation,
interstate movement, and release into
the environment) of certain organisms,
to include plants, plant pests, and
biocontrol organisms, modified or
produced through genetic engineering.
APHIS first issued these regulations in
1987 under the authority of the Federal
Plant Pest Act of 1957 and the Plant
Quarantine Act of 1912, two acts that
were subsumed into the Plant Protection
Act (PPA, 7 U.S.C. 7701 et seq.) in 2000,
along with other provisions. Since 1987,
APHIS has amended the regulations
seven times, in 1988, 1990, 1993, 1994,
1997, 2005, and 2020.
The most recent update was on May
18, 2020, when we published in the
Federal Register (85 FR 29790–29838,
Docket No. APHIS–2018–0034) a final
rule that marked the first
comprehensive revision of the
regulations since they were established
in 1987. The May 2020 final rule
provided clear, predictable, and
efficient regulatory pathways for
innovators, facilitating the development
of plants developed using genetic
engineering that are unlikely to pose
plant pest risks.
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Federal Register / Vol. 89, No. 127 / Tuesday, July 2, 2024 / Notices
The May 2020 final rule included
regulatory exemptions for certain
categories of modified plants. Plants are
exempt from regulation in accordance
with paragraphs (b), (c), and (d) of
§ 340.1. Additionally, § 340.4 of the
2020 final rule included a regulatory
status review (RSR) process for APHIS
to determine if a plant developed or
modified using genetic engineering is
unlikely to pose an increased plant pest
risk relative to the plant pest risk posed
by the respective non-modified or other
appropriate comparator(s) and therefore
is not subject to the regulations. Because
most microbes 1 are not ‘‘plants,’’ they
do not qualify for an exemption under
§ 340.1 and are not eligible for an RSR
under § 340.4.
Under the May 2020 final rule,
modified 2 microbes that are plant pests
(as the term is defined in § 340.3); or
have received deoxyribonucleic acid
(DNA) from a plant pest and the DNA
from the donor organism either is
capable of producing an infectious agent
that causes plant disease or encodes a
compound that is capable of causing
plant disease; or are used to control
plant pests and could pose a plant pest
risk, are subject to the regulations.3
The May 2020 final rule included
permitting exemptions for some
microorganisms. A permit for interstate
movement is not required for disarmed
Agrobacterium tumefaciens, provided
that it is moved as a secure shipment,
the cloned genetic material is stably
integrated into the genome, and the
cloned material does not include the
complete infectious genome of a plant
pest. In response to comments on the
proposed rule about interagency
coordination, in the May 2020 final rule,
we also added paragraph (f) to § 340.5,
which contains an exemption from
permitting requirements for any
modified microorganism that is
currently registered with the EPA as a
microbial pesticide, so long as the
microorganism is not a plant pest as the
term is defined in § 340.3.
However, the May 2020 rule did not
include up-front regulatory exemptions
or a regulatory review process for
modified microorganisms. While several
commenters on the proposed rule
requested that APHIS develop a process
to evaluate the regulatory status of nonplant modified organisms, based on the
subject organism’s potential plant pest
risk, the commenters did not provide
specifics on what factors APHIS should
consider in such a process. At the time,
APHIS stated that further discussion
and outreach with impacted developers
and other stakeholders would be
required before pursuing rulemaking.
1 The terms ‘‘microbes’’ and ‘‘microorganisms’’
are used interchangeably throughout the document
because they are synonymous term; a microbe is a
common shortform and colloquial reference.
2 When we use the term ‘‘modified’’ in this notice,
we are referring to genetic engineering (GE) as
defined in the regulations.
3 7 CFR part 340.2(b)–(d).
4 https://www.federalregister.gov/documents/
2022/09/15/2022-20167/advancing-biotechnologyand-biomanufacturing-innovation-for-asustainable-safe-and-secure-american.
5 https://www.federalregister.gov/documents/
2023/04/27/2023-08841/executive-order-14081advancing-biotechnology-and-biomanufacturinginnovation-for-a-sustainable-safe.
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Executive Order 14081 and Subsequent
RFI
On September 12, 2022, President
Biden issued Executive Order (E.O.)
14081,4 ‘‘Advancing Biotechnology and
Biomanufacturing Innovation for a
Sustainable, Safe, and Secure American
Bioeconomy,’’ with the goal of
accelerating biotechnology innovation
and growing America’s bioeconomy
across multiple sectors, including
health, agriculture, and energy. Among
other objectives, E.O. 14081 aims to
support the safe use of biotechnology by
clarifying and streamlining regulations
in service of a science- and risk-based,
predictable, efficient, and transparent
regulatory system to support the safe
use of products of biotechnology.
Among other things, E.O. 14081 directs
the EPA, the FDA, and USDA to identify
any regulatory ambiguities, gaps, or
uncertainties in the January 2017 update
to the Coordinated Framework for the
Regulation of Biotechnology or
subsequent policy changes made by the
agencies, through engaging with
developers and stakeholders and
horizon scanning for novel
biotechnology products, and to provide
a plan with processes and timelines to
implement regulatory reform.
On December 20, 2022, in connection
with E.O. 14081, the White House Office
of Science and Technology Policy
(OSTP)—on behalf of the primary
agencies that regulate the products of
biotechnology (EPA, FDA, and USDA),
issued a request for information,5 or
RFI. The RFI requested relevant data
and information, including case studies,
that may assist in identifying any
regulatory ambiguities, gaps,
inefficiencies, or uncertainties in the
Coordinated Framework for the
Regulation of Biotechnology,
particularly regarding new and
emerging biotechnology products. The
RFI indicated that the information
provided would inform regulatory
agency efforts to improve the clarity and
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54763
efficiency of the regulatory processes for
biotechnology products.
There has been significant investment
and growth over the last few years in the
development of modified microbes for
agricultural and industrial uses,
including for use as biopesticides,
fertilizers, biofuel production, and the
manufacture of chemicals and other
materials. A number of comments were
received that discussed APHIS’
regulation of modified microbes.
Commenters expressed various concerns
including the lack of clarity regarding
the regulation of modified microbes
generally, a lack of a clear and
predictable pathway to
commercialization, and what were
perceived as onerous regulatory
requirements. Commenters suggested
APHIS develop regulatory pathways for
commercialization for modified
microbes, including exemptions and a
process similar to the RSR process
described in § 340.4 for modified plants.
Suggestions for exemptions included
exemptions based on the modification
similar to exemptions provided for
modified plants listed in § 340.1,
exemptions based on the species of
microbe, and exemptions based on the
trait (e.g., barcoding traits). Suggestions
were also made to improve the
efficiency of the permitting system for
modified microbes by reducing
information requirements for certain
movement permits (approved under
OMB control number 0579–0471) and to
set permit conditions that are risk-based
and in alignment with agricultural
practices.
Draft Microbial Permits Guide
On March 23, 2023, APHIS made
available for review a draft Guide for
Submitting Permit Applications for
Microorganisms Developed using
Genetic Engineering Under 7 CFR part
340 on its website at https://www.aphis.
usda.gov/aphis/newsroom/stakeholderinfo/sa_by_date/sa-2023/
microorganism-guide. We indicated that
comments should be submitted to
Regulations.gov and received by May
22, 2023. Comments received within
that 60-day comment period were
similar to those received to the RFI
related to potential pathways to
commercialization for modified
microbes. For example, commenters
expressed concern that there were no
processes for modified microbes similar
to the up-front exemptions at § 340.1
and the Regulatory Status Review
process at § 340.4 for modified plants.
Based on this background
information, we are soliciting public
comments regarding the following
questions:
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54764
Federal Register / Vol. 89, No. 127 / Tuesday, July 2, 2024 / Notices
RFI Questions
1. Describe new or emerging
categories of biotechnology products
that are relevant to the development and
use of modified microorganisms. To
assess new and emerging technologies
with modified microbes, what expertise
and resources are needed in the
government to evaluate the overall plant
pest risk of modified microbes?
2. Describe areas where the clarity
and/or efficiency of regulations
governing modified microorganisms
could be improved (e.g., definitions that
need to be provided or revised, barriers
to obtaining the data necessary to
achieve commercialization).
3. Describe key elements of a
regulatory framework that would enable
a scientifically sound assessment of a
modified microorganism’s plant pest
risk, in order to inform regulatory
decision-making by APHIS.
a. Describe any biological features of
microorganisms that APHIS should
consider when determining whether a
modification changes the plant pest risk,
and thus the regulatory status of a
modified microorganism (e.g., the
potential for horizontal gene transfer,
the production of airborne spores, its
ecological role, or the ability to remain
dormant for long periods of time).
b. What criteria, data, and information
should be considered when assessing a
modified microorganism’s plant pest
risk?
c. What should APHIS consider when
determining whether modification of a
biocontrol organism could result in it
posing a plant pest risk? Provide
scientific evidence to support which
types of biocontrol organisms and
methods could or could not pose a plant
pest risk.
4. How should modified
microorganisms with multiple uses (e.g.,
developed for both biomedical or
pharmaceutical purposes and
agricultural purposes) be regulated and
evaluated by APHIS? What steps should
APHIS take to ensure efficient and
appropriate oversight and evaluation
when a product is subject to regulation
and review by both USDA and another
Federal agency?
5. Should APHIS consider risk-based
exemptions for certain types of
microorganisms, or for certain
modifications in microorganisms? If so,
please provide examples of the types of
modified microorganisms that should be
exempt from regulation and provide
scientific evidence to support which
modifications and types of
microorganisms should or should not be
exempt.
6. Are there any other specific issues
or topics APHIS should consider in
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developing a regulatory framework for
assessing the plant pest risk of modified
microorganisms, or possible pathways
to commercialization for modified
microorganisms?
We welcome all comments on the
issues outlined above.
Authority: 7 U.S.C. 7701–7772 and
7781–7786; 31 U.S.C. 9701; 7 CFR 2.22,
2.80, and 371.3.
Done in Washington, DC, this 26th day of
June 2024.
Katherine Zenk,
Deputy Under Secretary for Marketing and
Regulatory Programs.
[FR Doc. 2024–14498 Filed 7–1–24; 8:45 am]
BILLING CODE 3410–34–P
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection
Service
[Docket No. APHIS–2024–0020]
Notice of Request for Extension of
Approval of an Information Collection;
On-Farm Monitoring of Antimicrobial
Use and Resistance in U.S. Broiler
Production Study
Animal and Plant Health
Inspection Service, USDA.
ACTION: Extension of approval of an
information collection; comment
request.
AGENCY:
In accordance with the
Paperwork Reduction Act of 1995, this
notice announces the Animal and Plant
Health Inspection Service’s intention to
request an extension of approval of an
information collection for continuing
the On-Farm Monitoring of
Antimicrobial Use and Resistance in
U.S. Broiler Production Study.
DATES: We will consider all comments
that we receive on or before September
3, 2024.
ADDRESSES: You may submit comments
by either of the following methods:
• Federal eRulemaking Portal: Go to
www.regulations.gov. Enter APHIS–
2024–0020 in the Search field. Select
the Documents tab, then select the
Comment button in the list of
documents.
• Postal Mail/Commercial Delivery:
Send your comment to Docket No.
APHIS–2024–0020, Regulatory Analysis
and Development, PPD, APHIS, Station
3A–03.8, 4700 River Road, Unit 118,
Riverdale, MD 20737–1238.
Supporting documents and any
comments we receive on this docket
may be viewed at regulations.gov or in
our reading room, which is located in
Room 1620 of the USDA South
SUMMARY:
PO 00000
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Fmt 4703
Sfmt 4703
Building, 14th Street and Independence
Avenue SW, Washington, DC. Normal
reading room hours are 8 a.m. to 4:30
p.m., Monday through Friday, except
holidays. To be sure someone is there to
help you, please call (202) 799–7039
before coming.
FOR FURTHER INFORMATION CONTACT: For
information on the On-Farm Monitoring
of Antimicrobial Use and Resistance in
U.S. Broiler Production Study, contact
Ms. Nia Washington-Plaskett, Program
Analyst, Center for Epidemiology and
Animal Health, VS, APHIS, 2150 Centre
Ave., Bldg. B, Fort Collins, CO 80524;
(866) 907–8190; email: nia.washingtonplaskett@usda.gov or vs.sp.ceah.pci@
usda.gov. For more detailed information
on the information collection process,
contact Mr. Joseph Moxey, APHIS’
Paperwork Reduction Act Coordinator,
at (301) 851–2533, or email:
joseph.moxey@usda.gov.
SUPPLEMENTARY INFORMATION:
Title: On-Farm Monitoring of
Antimicrobial Use and Resistance in
U.S. Broiler Production Study.
OMB Control Number: 0579–0481.
Type of Request: Extension of
approval of an information collection.
Abstract: Under the Animal Health
Protection Act (7 U.S.C. 8301 et seq.),
the Secretary of the U.S. Department of
Agriculture (USDA) is authorized to
protect the health of the livestock,
equine, poultry, and aquaculture
populations in the United States by
preventing the introduction and
interstate spread of serious diseases and
pests of livestock, equine, poultry, and
aquaculture, and for eradicating such
diseases and pests from the United
States, when feasible. Within the USDA,
this authority and mission is delegated
to the Animal and Plant Health
Inspection Service (APHIS).
In connection with this mission,
APHIS operates the National Animal
Health Monitoring System (NAHMS),
which collects on a national basis,
statistically valid and scientifically
sound data on the prevalence and
economic importance of livestock,
equine, poultry, and aquaculture disease
risk factors. APHIS is the only agency
responsible for collecting data on
livestock, equine, poultry, and
aquaculture health. NAHMS’ studies
have evolved into a collaborative
industry and Government initiative to
help determine the most effective means
of preventing and controlling diseases of
livestock, equine, poultry, and
aquaculture. Participation in any
NAHMS study is voluntary, and all data
are confidential.
APHIS currently conducts the OnFarm Monitoring of Antimicrobial Use
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Agencies
[Federal Register Volume 89, Number 127 (Tuesday, July 2, 2024)]
[Notices]
[Pages 54762-54764]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-14498]
========================================================================
Notices
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains documents other than rules
or proposed rules that are applicable to the public. Notices of hearings
and investigations, committee meetings, agency decisions and rulings,
delegations of authority, filing of petitions and applications and agency
statements of organization and functions are examples of documents
appearing in this section.
========================================================================
Federal Register / Vol. 89, No. 127 / Tuesday, July 2, 2024 /
Notices
[[Page 54762]]
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection Service
[Docket No. APHIS-2024-0002]
RIN 0579-AE81
Exploring Pathways to Commercialization for Modified Microbes
AGENCY: Animal and Plant Health Inspection Service, USDA.
ACTION: Notice; request for information.
-----------------------------------------------------------------------
SUMMARY: We are notifying the public that the Animal and Plant Health
Inspection Service (APHIS) is soliciting the public to respond to this
Request for Information (RFI) as part of our stakeholder engagement to
explore pathways to commercialization for modified microbes subject to
APHIS jurisdiction, consistent with the APHIS regulations for the
movement of organisms modified or produced through genetic engineering.
In response to the Office of Science and Technology Policy's (OSTP's)
RFI ``Identifying Ambiguities, Gaps, Inefficiencies, and Uncertainties
in the Coordinated Framework for the Regulation of Biotechnology''
issued in December 2022 pursuant to Executive Order 14081, multiple
commenters expressed a need for clear regulatory pathways to
commercialization for modified microbes. Therefore, we are requesting
comments from the public regarding pathways to commercialization,
including needs, ideas, and concerns, regarding possible APHIS risk-
based deregulation of modified microbes and other potential regulatory
and non-regulatory pathways to commercialization. The information
provided will help to identify potential criteria and mechanisms for
risk-based deregulation, develop a regulatory framework that could
inform future rulemaking, and identify potential non-regulatory
solutions.
DATES: We will consider all comments that we receive on or before
September 3, 2024.
ADDRESSES: You may submit comments by either of the following methods:
Federal eRulemaking Portal: Go to www.regulations.gov.
Enter APHIS-2024-0002 in the Search field. Select the Documents tab,
then select the Comment button in the list of documents.
Postal Mail/Commercial Delivery: Send your comment to
Docket No. APHIS-2024-0002, Regulatory Analysis and Development, PPD,
APHIS, Station 3A-03.8, 4700 River Road, Unit 118, Riverdale, MD 20737-
1238.
Supporting documents and any comments we receive on this docket may
be viewed at Regulations.gov or in our reading room, which is located
in room 1620 of the USDA South Building, 14th Street and Independence
Avenue SW, Washington, DC. Normal reading room hours are 8 a.m. to 4:30
p.m., Monday through Friday, except holidays. To be sure someone is
there to help you, please call (202) 799-7039 before coming.
Response to this RFI is voluntary. Each individual or institution
is requested to submit only one response. Responses should include the
name of the person(s) or organization(s) filing the response. Please
identify your answers by referring to a specific question number within
the response.
Comments submitted in response to this notice are subject to the
Freedom of Information Act (FOIA). Responses to this RFI may be posted
without change online. No proprietary information, copyrighted
information, or personally identifiable information should be submitted
in response to this RFI.
FOR FURTHER INFORMATION CONTACT: Mrs. Chessa Huff-Woodard, Esq., Branch
Chief, Policy, Program, and International Collaborations, Biotechnology
Regulatory Services, APHIS, 4700 River Road, Unit 146, Riverdale, MD
20737; (301) 851-3943; [email protected].
SUPPLEMENTARY INFORMATION:
Background
Coordinated Framework
Along with the Environmental Protection Agency (EPA) and the Food
and Drug Administration (FDA), the United States Department of
Agriculture's (USDA's) Animal and Plant Health Inspection Service
(APHIS) and the Food Safety and Inspection Service (FSIS) are
responsible for the oversight and review of organisms modified or
developed using genetic engineering and the foods derived from them. In
1986, the Coordinated Framework for the Regulation of Biotechnology
(Coordinated Framework) was published by the Office of Science and
Technology Policy (OSTP). The Coordinated Framework explains the
regulatory roles for EPA, FDA, and the USDA (APHIS and FSIS), and how
Federal agencies use existing Federal statutes to ensure public health
and environmental safety while maintaining regulatory flexibility to
avoid impeding innovation. The Coordinated Framework was subsequently
updated in 1992 (see 57 FR 6753) and 2017 (see
2017_coordinated_framework_update.pdf) taking into account advances
that had occurred in the field of biotechnology.
APHIS Biotechnology Regulations
The regulations in 7 CFR part 340 govern the movement (importation,
interstate movement, and release into the environment) of certain
organisms, to include plants, plant pests, and biocontrol organisms,
modified or produced through genetic engineering. APHIS first issued
these regulations in 1987 under the authority of the Federal Plant Pest
Act of 1957 and the Plant Quarantine Act of 1912, two acts that were
subsumed into the Plant Protection Act (PPA, 7 U.S.C. 7701 et seq.) in
2000, along with other provisions. Since 1987, APHIS has amended the
regulations seven times, in 1988, 1990, 1993, 1994, 1997, 2005, and
2020.
The most recent update was on May 18, 2020, when we published in
the Federal Register (85 FR 29790-29838, Docket No. APHIS-2018-0034) a
final rule that marked the first comprehensive revision of the
regulations since they were established in 1987. The May 2020 final
rule provided clear, predictable, and efficient regulatory pathways for
innovators, facilitating the development of plants developed using
genetic engineering that are unlikely to pose plant pest risks.
[[Page 54763]]
The May 2020 final rule included regulatory exemptions for certain
categories of modified plants. Plants are exempt from regulation in
accordance with paragraphs (b), (c), and (d) of Sec. 340.1.
Additionally, Sec. 340.4 of the 2020 final rule included a regulatory
status review (RSR) process for APHIS to determine if a plant developed
or modified using genetic engineering is unlikely to pose an increased
plant pest risk relative to the plant pest risk posed by the respective
non-modified or other appropriate comparator(s) and therefore is not
subject to the regulations. Because most microbes \1\ are not
``plants,'' they do not qualify for an exemption under Sec. 340.1 and
are not eligible for an RSR under Sec. 340.4.
---------------------------------------------------------------------------
\1\ The terms ``microbes'' and ``microorganisms'' are used
interchangeably throughout the document because they are synonymous
term; a microbe is a common shortform and colloquial reference.
---------------------------------------------------------------------------
Under the May 2020 final rule, modified \2\ microbes that are plant
pests (as the term is defined in Sec. 340.3); or have received
deoxyribonucleic acid (DNA) from a plant pest and the DNA from the
donor organism either is capable of producing an infectious agent that
causes plant disease or encodes a compound that is capable of causing
plant disease; or are used to control plant pests and could pose a
plant pest risk, are subject to the regulations.\3\
---------------------------------------------------------------------------
\2\ When we use the term ``modified'' in this notice, we are
referring to genetic engineering (GE) as defined in the regulations.
\3\ 7 CFR part 340.2(b)-(d).
---------------------------------------------------------------------------
The May 2020 final rule included permitting exemptions for some
microorganisms. A permit for interstate movement is not required for
disarmed Agrobacterium tumefaciens, provided that it is moved as a
secure shipment, the cloned genetic material is stably integrated into
the genome, and the cloned material does not include the complete
infectious genome of a plant pest. In response to comments on the
proposed rule about interagency coordination, in the May 2020 final
rule, we also added paragraph (f) to Sec. 340.5, which contains an
exemption from permitting requirements for any modified microorganism
that is currently registered with the EPA as a microbial pesticide, so
long as the microorganism is not a plant pest as the term is defined in
Sec. 340.3.
However, the May 2020 rule did not include up-front regulatory
exemptions or a regulatory review process for modified microorganisms.
While several commenters on the proposed rule requested that APHIS
develop a process to evaluate the regulatory status of non-plant
modified organisms, based on the subject organism's potential plant
pest risk, the commenters did not provide specifics on what factors
APHIS should consider in such a process. At the time, APHIS stated that
further discussion and outreach with impacted developers and other
stakeholders would be required before pursuing rulemaking.
Executive Order 14081 and Subsequent RFI
On September 12, 2022, President Biden issued Executive Order
(E.O.) 14081,\4\ ``Advancing Biotechnology and Biomanufacturing
Innovation for a Sustainable, Safe, and Secure American Bioeconomy,''
with the goal of accelerating biotechnology innovation and growing
America's bioeconomy across multiple sectors, including health,
agriculture, and energy. Among other objectives, E.O. 14081 aims to
support the safe use of biotechnology by clarifying and streamlining
regulations in service of a science- and risk-based, predictable,
efficient, and transparent regulatory system to support the safe use of
products of biotechnology. Among other things, E.O. 14081 directs the
EPA, the FDA, and USDA to identify any regulatory ambiguities, gaps, or
uncertainties in the January 2017 update to the Coordinated Framework
for the Regulation of Biotechnology or subsequent policy changes made
by the agencies, through engaging with developers and stakeholders and
horizon scanning for novel biotechnology products, and to provide a
plan with processes and timelines to implement regulatory reform.
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On December 20, 2022, in connection with E.O. 14081, the White
House Office of Science and Technology Policy (OSTP)--on behalf of the
primary agencies that regulate the products of biotechnology (EPA, FDA,
and USDA), issued a request for information,\5\ or RFI. The RFI
requested relevant data and information, including case studies, that
may assist in identifying any regulatory ambiguities, gaps,
inefficiencies, or uncertainties in the Coordinated Framework for the
Regulation of Biotechnology, particularly regarding new and emerging
biotechnology products. The RFI indicated that the information provided
would inform regulatory agency efforts to improve the clarity and
efficiency of the regulatory processes for biotechnology products.
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There has been significant investment and growth over the last few
years in the development of modified microbes for agricultural and
industrial uses, including for use as biopesticides, fertilizers,
biofuel production, and the manufacture of chemicals and other
materials. A number of comments were received that discussed APHIS'
regulation of modified microbes. Commenters expressed various concerns
including the lack of clarity regarding the regulation of modified
microbes generally, a lack of a clear and predictable pathway to
commercialization, and what were perceived as onerous regulatory
requirements. Commenters suggested APHIS develop regulatory pathways
for commercialization for modified microbes, including exemptions and a
process similar to the RSR process described in Sec. 340.4 for
modified plants. Suggestions for exemptions included exemptions based
on the modification similar to exemptions provided for modified plants
listed in Sec. 340.1, exemptions based on the species of microbe, and
exemptions based on the trait (e.g., barcoding traits). Suggestions
were also made to improve the efficiency of the permitting system for
modified microbes by reducing information requirements for certain
movement permits (approved under OMB control number 0579-0471) and to
set permit conditions that are risk-based and in alignment with
agricultural practices.
Draft Microbial Permits Guide
On March 23, 2023, APHIS made available for review a draft Guide
for Submitting Permit Applications for Microorganisms Developed using
Genetic Engineering Under 7 CFR part 340 on its website at https://www.aphis.usda.gov/aphis/newsroom/stakeholder-info/sa_by_date/sa-2023/microorganism-guide. We indicated that comments should be submitted to
Regulations.gov and received by May 22, 2023. Comments received within
that 60-day comment period were similar to those received to the RFI
related to potential pathways to commercialization for modified
microbes. For example, commenters expressed concern that there were no
processes for modified microbes similar to the up-front exemptions at
Sec. 340.1 and the Regulatory Status Review process at Sec. 340.4 for
modified plants.
Based on this background information, we are soliciting public
comments regarding the following questions:
[[Page 54764]]
RFI Questions
1. Describe new or emerging categories of biotechnology products
that are relevant to the development and use of modified
microorganisms. To assess new and emerging technologies with modified
microbes, what expertise and resources are needed in the government to
evaluate the overall plant pest risk of modified microbes?
2. Describe areas where the clarity and/or efficiency of
regulations governing modified microorganisms could be improved (e.g.,
definitions that need to be provided or revised, barriers to obtaining
the data necessary to achieve commercialization).
3. Describe key elements of a regulatory framework that would
enable a scientifically sound assessment of a modified microorganism's
plant pest risk, in order to inform regulatory decision-making by
APHIS.
a. Describe any biological features of microorganisms that APHIS
should consider when determining whether a modification changes the
plant pest risk, and thus the regulatory status of a modified
microorganism (e.g., the potential for horizontal gene transfer, the
production of airborne spores, its ecological role, or the ability to
remain dormant for long periods of time).
b. What criteria, data, and information should be considered when
assessing a modified microorganism's plant pest risk?
c. What should APHIS consider when determining whether modification
of a biocontrol organism could result in it posing a plant pest risk?
Provide scientific evidence to support which types of biocontrol
organisms and methods could or could not pose a plant pest risk.
4. How should modified microorganisms with multiple uses (e.g.,
developed for both biomedical or pharmaceutical purposes and
agricultural purposes) be regulated and evaluated by APHIS? What steps
should APHIS take to ensure efficient and appropriate oversight and
evaluation when a product is subject to regulation and review by both
USDA and another Federal agency?
5. Should APHIS consider risk-based exemptions for certain types of
microorganisms, or for certain modifications in microorganisms? If so,
please provide examples of the types of modified microorganisms that
should be exempt from regulation and provide scientific evidence to
support which modifications and types of microorganisms should or
should not be exempt.
6. Are there any other specific issues or topics APHIS should
consider in developing a regulatory framework for assessing the plant
pest risk of modified microorganisms, or possible pathways to
commercialization for modified microorganisms?
We welcome all comments on the issues outlined above.
Authority: 7 U.S.C. 7701-7772 and 7781-7786; 31 U.S.C. 9701; 7 CFR
2.22, 2.80, and 371.3.
Done in Washington, DC, this 26th day of June 2024.
Katherine Zenk,
Deputy Under Secretary for Marketing and Regulatory Programs.
[FR Doc. 2024-14498 Filed 7-1-24; 8:45 am]
BILLING CODE 3410-34-P