Use of Electronic Identification Eartags as Official Identification in Cattle and Bison, 39540-39566 [2024-09717]
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BILLING CODE 3410–E2–P
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection
Service
9 CFR Parts 71, 77, 78, and 86
[Docket No. APHIS–2021–0020]
RIN 0579–AE64
Use of Electronic Identification Eartags
as Official Identification in Cattle and
Bison
Animal and Plant Health
Inspection Service, USDA.
ACTION: Final rule.
AGENCY:
We are amending the animal
disease traceability regulations to
require that eartags applied on or after
a date 180 days after publication in the
Federal Register of this final rule be
both visually and electronically
readable in order to be recognized for
use as official eartags for interstate
movement of cattle and bison covered
under the regulations. We are also
clarifying certain record retention and
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SUMMARY:
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record access requirements and revising
some requirements pertaining to
slaughter cattle. These changes will
enhance the ability of Tribal, State and
Federal officials, private veterinarians,
and livestock producers to quickly
respond to high-impact diseases
currently existing in the United States,
as well as foreign animal diseases that
threaten the viability of the U.S. cattle
and bison industries.
DATES: This rule is effective November
5, 2024.
FOR FURTHER INFORMATION CONTACT: Dr.
Alexander K. Turner, Acting Director,
Animal Disease Traceability and
Veterinary Accreditation Center,
Strategy and Policy, VS, APHIS, 2150
Centre Ave., Building B, Fort Collins,
CO 80526; (970) 494–7353.
SUPPLEMENTARY INFORMATION:
Under the Animal Health Protection
Act (AHPA, 7 U.S.C. 8301 et seq.), the
Secretary of Agriculture has the
authority to issue orders and regulations
to prevent the introduction into the
United States and the dissemination
within the United States of any pest or
disease of livestock. Within the U.S.
Department of Agriculture (USDA), the
Animal and Plant Health Inspection
Service (APHIS) has primary regulatory
responsibility to prevent, control, and
eradicate communicable diseases of
livestock in the United States. Knowing
where diseased and at-risk animals are,
where they have been, and when, is
indispensable in emergency response
and in ongoing disease control and
eradication programs.
The animal disease traceability
regulations, which were set forth in a
final rule 1 published on January 9, 2013
(78 FR 2040–2075, Docket No. APHIS–
2009–0091) and are contained in 9 CFR
part 86, provide the requirements for
identification and documentation for
certain classes of cattle and bison to
move interstate. These regulations
establish minimum national official
identification and documentation
requirements for the traceability of
livestock moving interstate. The species
covered in the regulations include cattle
and bison (sexually intact and 18
months of age or older, all female dairy
cattle of any age and male dairy cattle
born after March 11, 2013, cattle and
bison of any age used for rodeo or
recreational events, and cattle and bison
of any age used for shows or
exhibitions), sheep and goats, swine,
1 To view the final rule, supporting documents,
and comments we received, go to: https://
www.regulations.gov/docket/APHIS-2009-0091.
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horses and other equids, captive cervids
(e.g., deer and elk), and poultry.
Under the regulations, official
identification devices or methods are
determined by the APHIS
Administrator. An ‘‘official
identification device or method’’ is
defined in § 86.1 of the regulations as
‘‘[a] means approved by the
Administrator of applying an official
identification number to an animal of a
specific species or associating an official
identification number with an animal or
group of animals of a specific species or
otherwise officially identifying an
animal or group of animals.’’
One of the approved identification
methods for cattle and bison covered by
part 86 is an official eartag. An official
eartag is defined in § 86.1 of the
regulations as ‘‘[a]n identification tag
approved by APHIS that bears an
official identification number for
individual animals. Beginning March
11, 2014, all official eartags
manufactured must bear an official
eartag shield. Beginning March 11,
2015, all official eartags applied to
animals must bear an official eartag
shield. The design, size, shape, color,
and other characteristics of the official
eartag will depend on the needs of the
users, subject to the approval of the
Administrator. The official eartag must
be tamper-resistant and have a high
retention rate in the animal.’’ The other
methods of official identification of
cattle and bison include ‘‘[b]rands
registered with a recognized brand
inspection authority and accompanied
by an official brand inspection
certificate, when agreed to by the
shipping and receiving State or Tribal
animal health authorities; or [t]attoos
and other identification methods
acceptable to a breed association for
registration purposes, accompanied by a
breed registration certificate, when
agreed to by the shipping and receiving
State or Tribal animal health authorities;
or Group/lot identification when a
group/lot identification number (GIN)
may be used.’’ 9 CFR 86.4(a)(1)(ii)
through (iv).
Historically, APHIS has used metal,
non-electronic identification (EID) tags
for animal identification in disease
programs for many decades and has
approved both non-EID and radio
frequency identification (RFID, a form of
EID) tags for use as official eartags in
cattle and bison since 2008.
Since the enactment of the animal
disease traceability regulations, APHIS
has worked with stakeholders to
enhance its traceability capacity within
the Animal Disease Traceability (ADT)
program. In January 2017, APHIS staff
officers met with State officials and
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APHIS Veterinary Services field officers
to gather input on what was working
well in the traceability program and
what gaps remained. A report of our
findings was published in April 2017
(https://www.aphis.usda.gov/
traceability/downloads/adtassessment.pdf). Among other findings,
the report discussed gaps in tracing
animals due to the challenges of reading
and recording numbers from non-EID
eartags. A similar gap identified was the
need for greater efficiency in collecting
Animal Identification Numbers (AINs)
or other official identification numbers
of individual animals at slaughter and
removing those identification numbers
from future tracing efforts. Eliminating
this gap was determined not to be
feasible with visual-only eartags, but
could be achieved with EID eartags.
On April 4, 2017, we published in the
Federal Register (82 FR 16336, Docket
No. APHIS–2017–0016) a notice 2
announcing a series of public meetings
aimed at soliciting comment on the
animal disease traceability program. A
total of nine public meetings were
hosted by APHIS between April and
July of that year, and an additional
meeting was hosted by the Kansas
Department of Agriculture. As discussed
in the April 2017 notice, the purpose of
the meetings paralleled the prior
discussion with State officials and
APHIS field officers: to ‘‘hear from the
public about the successes and
challenges of the current ADT
framework.’’ We specifically solicited
attendance from cattle and bison
industry members, as well as impacted
States and Tribes.
The notice and meetings generated
462 written public comments. A
working group composed of State and
Federal officials, formed in March of
2017 to plan and attend the public
meetings, was further tasked with
listening to the discussions and
preparing a final report summarizing
input from the meetings and proposing
directions to address gaps in the
traceability system. The report was
presented at the National Institute for
Animal Agriculture fall public forum in
September of 2017 and published in
April of 2018 (https://
www.aphis.usda.gov/publications/
animal_health/adt-summary-programreview.pdf).
During the remainder of 2017, 2018,
and 2019, APHIS personnel frequently
met with stakeholders to discuss
questions and topics that arose during
the 2017 outreach meetings. In addition
2 To
view the notice, go to: https://
www.regulations.gov/document/APHIS-2017-00160001.
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to individual and industry organization
meetings, APHIS officers met with State
officials as well as industry stakeholders
at national public forums including the
United States Animal Health
Association and the National Institute
for Animal Agriculture forum.
During this period, cattle and bison
organizations provided significant and
ongoing input on the animal disease
traceability program. Although not
everyone agreed, many stakeholders
commented that electronic records and
electronic identification were of
significant value and were needed to
protect the industry from diseases with
potential for high economic impacts.
While APHIS focuses on interstate
movement of livestock, States and
Tribal Nations remain responsible for
the traceability of livestock within their
jurisdictions. APHIS partners with State
veterinary officials each year to test the
performance of States’ animal disease
traceability systems with regard to the
interstate movement of cattle and bison
covered under 9 CFR part 86. (Tribes are
free to request such test exercises on a
voluntary basis and APHIS will report
to the Tribes the results of any such
exercise. At this time, Tribes have not
requested such test exercises.) Results of
these test exercises can be viewed on
APHIS’ traceability web page.3 The
results indicate that when State
veterinary officials are provided an
identification number from an animal
that has been identified with an official
identification eartag, whether non-EID
(e.g., metal or plastic) or electronic, and
the number has been entered accurately
into a data system, States on average can
trace animals to any one of these four
locations in less than 1 hour: the State
where an animal was officially
identified, the location in-State where
an animal was officially identified, the
State from which an animal was
shipped out of, and the location in-State
that an animal was shipped out-of-State
from. However, lengthy times or failed
traces in the test exercises resulted
when numbers from non-EID tags were
transcribed inaccurately, movement
records were not readily available, or
information was only retrievable from
labor-intensive paper filing systems. We
believe electronic tags and electronic
record systems provide a significant
advantage over non-EID tags and paper
record systems, or systems that involve
manual entry of tag numbers, by
enabling rapid and accurate reading and
recording of tag numbers and retrieval
of traceability information.
In support of greater efficiency in
traceability and in furtherance of the
above-listed program goals, on July 6,
2020, we published in the Federal
Register (85 FR 40184–40185, Docket
No. APHIS–2020–0022) a notice 4 in
which we announced our proposal to
approve only RFID tags as the official
eartag for use in interstate movement of
cattle and bison that are covered under
the regulations. Specifically, the notice
proposed that:
• Beginning January 1, 2022, USDA
would no longer approve vendors to use
the official USDA shield in production
of visual eartags or other eartags that do
not have RFID components.
• On January 1, 2023, RFID tags
would become the only identification
devices approved as an official eartag
for cattle and bison pursuant to
§ 86.4(a)(1)(i).
• For cattle and bison that have
official USDA visual (metal) tags in
place before January 1, 2023, APHIS
would recognize the visual (metal) tag
as an official identification device for
the life of the animal.
The 2020 notice further clarified that
we were proposing no changes to the
regulations pertaining to, nor proposing
to restrict the use of, other official
identification methods authorized by 9
CFR 86.4(a)(1)(ii) through (iv) (such as
the use of tattoos and brands when
accepted by State veterinary officials in
the sending and receiving States).
We solicited comments on the 2020
notice for 90 days ending on October 5,
2020. We received 935 comments by
that date from industry groups,
producers, veterinarians, State
departments of agriculture, and
individuals.
Many of the commenters representing
industry organizations and State
department of agriculture regulatory
officials were supportive of the
transition and agreed with APHIS that
RFID allowed for greater efficiency than
non-electronic means of identification
and furthered the goals of the ADT
program with regard to animal
traceability. We also received many
comments expressing opposition to the
proposal. These commenters expressed
concern about issues including
perceived costs, retention time on the
animals of RFID eartags, as well as our
legal authority under the Administrative
Procedure Act (5 U.S.C. 500 et seq.) to
change the eartag requirements using a
3 See ADT Trace Performance Metric Report
2013–2022. https://www.aphis.usda.gov/
traceability/downloads/adt-trace-perf-report-20132022.pdf.
4 To view the notice, supporting documents, and
comments we received, go to: https://
www.regulations.gov/document/APHIS-2020-00220001.
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notice-based procedure rather than
rulemaking.
After reviewing the comments on the
July 2020 notice, we determined that
withdrawing our recognition of visualonly (non-EID) eartags as official eartags
for cattle and bison moving interstate
would constitute a change in the
application of our regulatory
requirements of sufficient magnitude to
merit rulemaking rather than the noticebased process we originally envisioned.
We also determined that the goal of
maximizing transparency and public
participation would also best be served
through rulemaking in this instance.
Therefore, on March 23, 2021, we issued
a stakeholder announcement indicating
that we would not finalize the 2020
notice, and that we ‘‘would use the
rulemaking process for further action
related to the proposal.’’ 5
To that end, on January 19, 2023, we
published in the Federal Register (88
FR 3320–3330, Docket No. APHIS–
2021–0020) a proposal 6 to amend the
animal disease traceability regulations
to require that eartags applied on or
after a date 6 months (180 days) after
publication in the Federal Register of a
final rule be both visually and
electronically readable in order to be
recognized for use as official eartags for
interstate movement of cattle and bison
covered under the regulations. The
proposed rule differed from the 2020
notice in that we referred to electronic
identification (EID) tags rather than to
RFID tags to recognize the permissibility
of other electronically readable
technology, in addition to RFID
technology, should it become available
in the future. We also proposed several
other changes to part 86 aimed at
clarifying the regulations, including
revising the definition of dairy cattle,
amending certain provisions pertaining
to recordkeeping, and revising certain
requirements pertaining to slaughter
cattle. We began soliciting comments
concerning the proposal for 60 days,
ending March 20, 2023, and in response
to several requests by commenters, we
extended 7 the comment period by 30
days to April 19, 2023.
We received 2,006 comments by the
extended date. The comments were
from industry groups, producers,
veterinarians, State departments of
agriculture, and individuals.
Similar to the response to the notice
published on July 6, 2020,8 many of the
commenters representing industry
organizations and State departments of
agriculture regulatory officials were
supportive of the proposed rule and
agreed that EID furthered the goals of
the ADT program with regard to animal
traceability. We also received many
comments expressing opposition to our
proposal. Our responses to those
comments are provided below,
organized by topic.
General Comments
Several commenters stated that our
proposed rule would not improve
animal disease traceability because an
insufficient number of animals are
covered under the proposed rule. These
commenters noted that USDA has stated
that a participation rate of 70 percent of
the nation’s cattle herd would be
necessary for an ADT program to be
effective.
Having a higher percentage of the
nation’s cattle population officially
identified would certainly be a benefit
to a robust ADT program, but our focus
in this rulemaking is to continue to
enhance our ability to respond quickly
to high-impact diseases of livestock
within the constraints of the animal
classes and movements that are
currently required to have official
identification and the animal classes
and movements that are currently
exempted.
The source 9 cited by the commenters
was the 2009 Congressional testimony
of Dr. John Clifford, a former APHIS
Deputy Administrator for Veterinary
Services. Dr. Clifford was testifying
about what measures were in place to
survey for and respond to the possible
introduction of high-risk foreign animal
diseases (FADs) into the United States.
His comments should be viewed
through that lens and understood to
mean that, in order to be fully prepared
for a possible incursion of an FAD, an
estimated 70 percent 10 of animals of a
specific species/sector would need to be
traceable. At the time of his testimony,
Dr. Clifford estimated that 25 percent of
the nation’s beef cattle herd participated
8 See
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5 The
notice was posted to https://
www.aphis.usda.gov/aphis/newsroom/news/sa_by_
date/sa-2021/rfid-traceability-rulemaking. It is
available by contacting traceability@usda.gov.
6 To view the proposal, supporting documents,
and the comments we received, go to https://
www.regulations.gov/document/APHIS-2021-00200001.
7 The comment extension notice was published
on March 20, 2023 (88 FR 16576, Docket No.
APHIS–2021–0020).
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footnote 4.
9 https://www.usda.gov/sites/default/files/
documents/5_5_09_Clifford_Dep_Admin_for_Vet_
Services_APHIS_National_Animal_ID.pdf.
10 More recently, a 2018 World Perspectives study
commissioned by the National Cattlemen’s Beef
Association estimated that a window of 45 percent
to 90 percent, with a midpoint of 68 percent, is
needed for traceability to have ‘‘national
significance.’’ (‘‘Comprehensive Feasibility Study:
U.S. Beef Cattle Identification and Traceability
Systems.’’ World Perspectives, Inc. 2018.)
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in the USDA’s National Animal
Identification System (a voluntary
system that prefigured the current ADT
program). The higher the number of
animals that are traceable, the higher the
likelihood that we are able to trace any
particular instance of disease and
effectively respond.
These statements do not preclude
APHIS from taking measures, such as
our proposed rule, to move closer to that
stated objective, nor do they contradict
our claim that our proposal would
improve the efficacy of our current ADT
program. For the reasons outlined in the
proposed rule and summarized above in
this document, requiring EID for eartags
will improve our ability to trace the
cattle and bison that are currently
required to have official identification
and that meet this requirement with
eartags.
A commenter stated that our proposed
rule would not improve ADT because
our proposal included no measure to
solve problems with paper records by,
for example, requiring the digitization of
paper records used in disease traceback
investigations.
We are making no change in response
to the commenter. While the regulations
do not require the digitization of paper
records, APHIS has elsewhere
encouraged the use of electronic
recordkeeping through efforts such as
targeted funding to State and Tribal
animal health officials operating under
an ADT cooperative agreement to
support their electronic recordkeeping
systems and maintain their internal
databases used for animal disease
traceability. Cooperators have used this
funding in a variety of ways, including
providing accredited veterinarians and
livestock markets with free EID readers.
Partly as a result of these efforts,
electronic interstate certificate of
veterinary inspections (ICVIs) are
readily available now and frequently
used. Moreover, our proposal included
editing language in the definition of
interstate certificate of veterinary
inspection (ICVI) in § 86.1 to clarify that
electronic ICVIs may be used as an
alternative to paper ICVIs. Our intention
with respect to this change was to
continue to encourage electronic
recordkeeping in order to further
alleviate the potential problems caused
by paper records. However, because
electronic ICVIs may sometimes be
impracticable for the regulated
community, we are not requiring the use
of electronic ICVIs.
A commenter stated that typos were
not a legitimate basis for major Federal
action and claimed that APHIS was
suggesting that ranchers ‘‘are doing
sloppy work.’’
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Transcription errors in animal
location and movement documents have
the potential to significantly impede
trace investigations. APHIS recognizes
that producers and others who complete
these documents typically take care in
producing the documents; however,
reading and transcribing tag identifiers
by hand, especially National Uniform
Eartagging System (NUES) tags that may
be obstructed with debris or worn
down, is a process that is inherently
subject to human error. Errors can occur
at the level of writing, reviewing, or
completing movement documents, and
an error in recording a single digit can
have major impacts on a trace.
Some commenters stated that APHIS
has failed to articulate the need for the
proposed EID requirement, as the
current ADT program has proven
adequate. One of these commenters
cited examples of successful disease
outbreak control of bovine tuberculosis
(TB) in Michigan; mad cow disease in
Washington in 2003; and foot-andmouth disease (FMD) in California in
1929.
Successes in the past do not mean EID
is unnecessary. As explained in the
proposed rule and summarized earlier
in this document, APHIS partners with
State veterinary officials each year to
test the performance of States’ animal
disease traceability systems. Results of
these test exercises currently show that
when State veterinary officials are
provided an identification number from
an animal that has been identified with
an official identification tag, either
metal or EID, that has been entered
accurately into a data system, over half
of States can trace animals to any one
of four locations in less than 1 hour
(these four locations are: the State where
an animal was tagged, the location inState where an animal was tagged, the
State from which an animal was
shipped out of, and the location in-State
that an animal was shipped out-of-State
from). However, lengthy times in the
trace test exercises resulted when
numbers from visual (metal) tags were
transcribed inaccurately, movement
records were not readily available, or
information was only retrievable from
labor-intensive paper filing systems. EID
tags and electronic record systems thus
provide significant advantage over other
forms of official identification to rapidly
and accurately read and record tag
numbers and retrieve traceability
information.
As for the examples cited by the
commenter, Michigan was unable to
regain TB-free status in the vast majority
of the State until improvements to its
traceability program were made
following the State’s implementation of
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the mandatory use of RFID ear tags in
cattle and bison in 2007. Michigan faces
a unique challenge in eradicating bovine
TB, as the disease is endemic in freeranging white-tailed deer present in
specific areas of Michigan, and the
disease can be transmitted between deer
and cattle. Because of this, Michigan
maintains a split-state status for TB: the
State is divided into a Modified
Accredited Zone and Accredited Free
areas.11 International trading partners
and States have required Michigan to
maintain a robust traceability program
to continue to allow animals to move
internationally or to other States from
the Accredited Free areas of Michigan.
Utilizing mandatory RFID tags in this
traceability program allows immediate
uploading of accurate records to the
Michigan Department of Agriculture
and Rural Development’s system, which
in turn allows Michigan to show their
trading partners proof of where animals
have been within the State, and helps to
guarantee rapid response in the event of
an animal disease emergency.
In addition to allowing for more rapid
tracing of animals into and out of TBpositive herds, the mandatory RFID
tagging requirement allows Michigan to
provide real-time animal movement
data for animals leaving the Modified
Accredited Zone. This program allows
State and Federal animal health officials
to trace potentially exposed herds
within hours, as opposed to days or
weeks, saving both time and money. TB
traces in Michigan are linked to source
and exposed herds more accurately,
which reduces the number of additional
herds impacted by quarantine and
testing. We believe Michigan’s
experience further supports our
contention that increased use of EID
eartags nationwide will improve
APHIS’s animal disease traceability
program.
Regarding the 1929 outbreak of FMD
in California, historically, cattle
movement in the United States was
much smaller. Animals today can be
transported quickly and easily across
State lines, allowing for a much more
rapid and uncontrolled spread of
disease. While the United States was
fortunate to contain the disease in 1929,
containing an outbreak would be far
more difficult today. Moreover, the cost
of containment, eradication, and the
loss of export markets would far
outweigh the cost of EID tags.
Regarding the 2003 case of bovine
spongiform encephalopathy (BSE, ‘‘mad
11 The
Modified Accredited Zone is currently
comprised of 4 counties; the State’s remaining 79
counties are Accredited Free areas (https://
www.michigan.gov/mdard/animals/diseases/
bovine-tuberculosis).
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39543
cow disease’’) in Washington, the
diseased cow was traceable to Canada.
The United States was unable to trace
all the cows in the diseased cow’s
cohort, leading to suspicion that more
cows with BSE existed in the United
States, which resulted in negative
impacts to cattle prices and export
markets that lasted several years.12 We
consider this further support for
improving the animal disease
traceability program, as we believe that
a more effective and efficient animal
disease traceability program may have
prevented those impacts.
As we have previously stated, in order
to be fully prepared for a possible
incursion of a high-risk FAD, an
estimated 70 percent of each species/
sector would need to be traceable. To be
an effective tool for disease control, the
traceability must be successful to the
source of the disease and exposed
animals within the time window of the
particular disease’s exposure and
transmission parameters. This
rulemaking furthers this goal.
Some commenters claimed that the
ADT program’s goal to trace an animal
from birth to death in less than 24 hours
was flawed, as birth-to-death
traceability is not needed for fastmoving diseases such as FMD. The
commenter suggested that the program
need only trace where the infected
animal has been in the last few days.
The commenters also claimed that slowmoving diseases such as TB do not
require rapid traceback.
The ADT program does not have a
goal of tracing an animal from birth to
death in less than 24 hours; the ADT
program’s goal is to be able to trace
animals’ movements completely and as
rapidly as necessary to contain the
disease in question, which depends on
the speed of disease transmission.
Traceability is necessary for
controlling both fast-moving diseases,
like FMD, as well as slower-moving
diseases, like TB and brucellosis. In
both cases, speed of data retrieval and
information sharing is important for
efficiently and effectively completing a
trace investigation. Responders can
better identify animals that may have
come in contact with an affected animal,
which sometimes can number in the
thousands or tens of thousands,
implement mitigation strategies, and
thereby minimize the economic impact
of outbreaks to the industry. This speed
of information retrieval and sharing is
12 Coffey, B., Mintert, J., Fox, J.A., Schroeder, T.C.
and Valentin, L., 2005. The economic impact of BSE
on the US beef industry: product value losses,
regulatory costs, and consumer reactions. Kansas
State University Agricultural Experiment Station
and Cooperative Extension Service, MF–2678.
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enhanced when electronic identification
and recordkeeping methods are utilized.
A commenter stated that use of EID
eartags would not be enough to help
control a potential FMD outbreak, and
that prevention should be the first line
of defense.
APHIS agrees that a response to FMD
in the United States would require a
multifactorial approach. As explained in
Dr. Clifford’s 2009 testimony 13 before
Congress, APHIS’ response plan
includes specific emergency response
guidelines; coordination with
Departments and Agencies that will
support and partner with USDA in
emergency response; rapid response
teams stationed around the country;
access to personnel through the
International Animal Health Emergency
Response Corps; the National Veterinary
Stockpile; and guidelines regarding the
use of FMD vaccine.
Moreover, while prevention and
biosecurity are necessary first-line
defenses, we do not agree that they are
sufficient risk mitigation strategies
alone. EID eartags will make the process
of tracing infected and exposed animals
more efficient and will improve our
implementation of mitigations, like
tracing animals forward or utilizing
vaccination or regionalization strategies.
EID would be critical to reopening
export markets closed as a result of an
FMD outbreak, as the rapid tracing
afforded by EID would help the United
States demonstrate freedom from
disease and disposition of all infected
and exposed animals.
A commenter stated that early
diagnosis and good animal husbandry
are more important to disease control
than ADT, as evidenced by the failure
of EID to prevent the porcine epidemic
diarrhea (PED) outbreak of 2013.
While we agree that good animal
husbandry is important for preventing
disease and that early diagnosis can
help prevent its spread, this does not
negate the importance of an ADT
program, which can help us contain
potentially devastating disease
outbreaks before they can do substantial
damage.
The commenter is correct that
electronic identification of swine
moving interstate would not have
materially impacted the spread of PED.
However, this is due to the nature of the
disease and swine industry practices,
rather than a failure of EID
identification. The primary mechanism
of PED spread was through fomites (e.g.,
pig feed, trucks, etc.) and not animal-toanimal contact where tracing would
have been of greater benefit. In contrast,
13 See
footnote 9.
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diseases of cattle and bison, such as TB,
brucellosis, and FMD, often are
transmitted by animal-to-animal contact
and, when the cattle or bison are
moving in interstate commerce, the
diseases can rapidly damage the cattle
and bison industry in multiple States.
Some commenters disagreed that our
proposal would address animal disease
outbreaks because they claimed the risk
of outbreaks of diseases of livestock
originates from people crossing the
border into the United States.
Commenters specifically cited the risk
of human-to-animal transmission of TB.
The commenter’s claim that disease
outbreaks of TB in cattle and bison are
largely the result of zoonosis, and
exposure to infected humans is not
supported by data. Information from
APHIS’ National Tuberculosis
Eradication Program indicates that TB is
usually spread through the purchase of
infected animals or exposure to infected
cattle or wildlife. While human-toanimal transmission of TB may
periodically occur, genomic testing
shows the incidence to be low.
Some commenters disagreed that our
proposal would address livestock
disease outbreaks because they claimed
the risk of livestock disease outbreaks
originates from imported cattle and beef.
The commenters suggested that APHIS
focus its efforts on restricting imports to
prevent the introduction of livestock
disease rather than improving ADT.
This rulemaking is limited in scope to
improving our national animal disease
traceability program; restrictions on the
importation of live animals and animal
products are outside of its scope. We
note that, under our regulations in 9
CFR part 93, APHIS only allows the
importation of live animals from
countries that meet certain freedom
from disease testing requirements.
Under 9 CFR part 94, APHIS similarly
restricts the importation of animal
products based on the animal disease
status of the exporting region. Animals
and animal products that do not meet
these requirements may not be imported
into the United States.
A commenter stated that the proposed
rule does not mention biosecurity and,
therefore, is not focused on disease
prevention.
We agree with the commenter that
biosecurity is important to preventing
disease and encourage producers to
follow biosecurity practices. The
commenter is correct that this final rule
is not focused on disease prevention. As
acknowledged in the proposed rule, the
intent of the proposed rule was not to
prevent disease epidemics. Rather, it
would facilitate containing disease
outbreaks before they can do substantial
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damage to the U.S. cattle and bison
industries. This final rule is specifically
focused on improving our ability to
trace animals accurately and rapidly in
order to prevent that potential damage.
Many commenters who opposed the
proposed EID tag requirement based
their opposition on issues related to
food safety. Commenters stated that the
majority of food-borne illnesses in meat
are the result of practices at the
slaughterhouse and in processing and
handling. Since animal identification
programs end at the time of slaughter,
commenters argued that requiring EID
tags on cattle will not increase food
safety.
Within the USDA, food safety of meat
and meat food products falls under the
purview of the Food Safety and
Inspection Service (FSIS). APHIS does
not have statutory authority to regulate
for food safety. The EID eartag
requirement is intended to facilitate
animal disease traceability, thereby
improving our ability to trace outbreaks
of diseases of livestock in live animals
and more efficiently control or eradicate
these diseases. This is consistent with
our statutory authority under the AHPA.
It was further stated that, to address
food safety and animal disease, APHIS
should increase oversight and testing at
the large meat processing plants. The
commenters felt that would be more
effective in preventing the spread of
disease than requiring EID eartags.
As noted above, FSIS is a separate
agency of USDA that regulates the
slaughter and processing of meat and
meat food products. APHIS does not
provide oversight of the slaughter or
processing operations; however, APHIS
conducts surveillance for domestic
animal diseases, such as brucellosis and
TB, and some foreign animal diseases in
certain species through slaughter
surveillance. APHIS regularly evaluates
its slaughter surveillance programs for
efficacy; however, we disagree with the
commenter that more stringent oversight
of such facilities would prove more
effective than requiring EID tags.
Slaughter facilities are a terminal point,
and cattle and bison may pass through
multiple intermediate locations and
commingle with animals from other
premises and of other health statuses
prior to slaughter. In the event of a
disease outbreak, addressing this
possible intermediate movement
requires rapid and accurate traceability
of all potentially affected livestock.
Some commenters asked us to
reinstate mandatory country of origin
labeling (COOL) in order to have a
successful traceability program. Some
commenters asked whether we intended
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to use EID tags for the purposes of
COOL.
COOL pertains to the labeling of food
products and is not related to APHIS’
animal disease traceability program.
Moreover, COOL was never under
APHIS’ purview, but under the purview
of the Agricultural Marketing Service
(AMS).
Some commenters expressed their
support for the continued exemption of
cattle under 18 months of age from
official identification requirements.
The regulations will continue to
exempt most feeder cattle (beef cattle
less than 18 months of age) from official
identification requirements.
A commenter stated that ADT should
only apply to breeding cattle or cattle in
interstate commerce. Conversely, other
commenters recommended that we
apply the EID tag requirement to all
cattle and/or that all cattle should be
tagged at birth or before being sold, as
this would improve our ability to locate
diseased animals and lessen the effects
of a disease outbreak. Some of these
commenters added that this issue
should be addressed in a separate
rulemaking.
We will consider the commenters’
recommendations in the future;
however, changing the type of cattle
needing official identification is outside
the scope of this rulemaking. Should
APHIS decide to change the type of
cattle that require official identification
in the future, this process would occur
through rulemaking that would solicit
public comment.
Some commenters expressed concern
about APHIS expanding ADT
requirements to encompass other types
of cattle in the future.
This rulemaking is only intended to
address the transition to EID official
eartags for cattle and bison that are
currently required to have official
identification.
Some commenters expressed
confusion regarding whether the EID tag
requirement applied to their animals.
Commenters provided various examples
of beef cattle that do not move
interstate, or that moved interstate but
were less than 18 months of age. It was
stated that the rule would require
producers to tag their direct-to-slaughter
cows and bulls. Similarly, two
commenters requested that we exclude
small producers from the EID eartag
requirements in order to reduce burden
on these entities.
This final rule does not change the
types of animals to which official
identification requirements apply, nor
does it change the categories of animals
that are exempted from official
identification requirements. Under the
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current regulations in § 86.4(b), which
this final rule does not change, the
following categories of cattle and bison
are subject to official identification
requirements for interstate movement:
all sexually intact cattle and bison 18
months of age or over; all female dairy
cattle of any age and all male dairy
cattle born after March 11, 2013; cattle
and bison of any age used for rodeo or
recreational events; and cattle and bison
of any age used for shows or
exhibitions. Cattle and bison are
exempted from official identification
requirements if they are going directly
to slaughter.
Because of these strictures, many
small entities have cattle that are
excluded from the requirement
currently, including many of the
commenters who asked whether the rule
applies to them. Beef feeder cattle under
18 months of age are not subject to the
identification requirements. Direct-toslaughter cattle, including cull cattle,
are not subject to the identification
requirements. Cattle and bison that do
not move interstate are not subject to the
identification requirements, unless
required by APHIS program disease
regulations in 9 CFR subchapter C.
Some commenters stated that when
the new EID tag requirement goes into
effect, we should continue to exempt
animals moved between States on
pasture-to-pasture movement permits,
i.e., commuter herd agreements, from
the requirements for official
identification.
The EID tag requirement does not
change the categories of animals that are
subject to, or exempted from, the
requirements for official identification.
Under a commuter herd agreement
between a livestock owner and State or
Tribal animal health officials, cattle and
bison may be moved interstate between
two premises, without a change of
ownership in the course of normal
livestock operations, subject to the
conditions of the agreement. The
regulations in § 86.4 provide for
interstate movement of commuter herds
under commuter herd agreements. See 9
CFR 86.4(b)(1)(i)(A). The EID tag
requirement does not affect those
regulations and, therefore, does not have
any implications for the interstate
movement of commuter herds.
A commenter stated that animals
involved in private treaty sales for the
purpose of breeding should be exempt
from EID tag requirements when moved
interstate.
This comment is outside the scope of
this rulemaking. Per § 86.2(b), no person
may move covered livestock interstate
or receive livestock moved interstate
unless all requirements of part 86 are
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39545
met. Private treaty sales of breeding
cattle are required to meet these
requirements, including official
identification and an ICVI.
A commenter stated that allowing
animals to move through a livestock
facility to a slaughter establishment
where a backtag can be applied, in
accordance with § 86.4(b)(1)(ii)(B),
leaves a potential gap in traceability to
the premises of origin.
Section 86.4(b)(1)(ii) refers to a
situation in which cattle are exempted
from the requirement for official
identification. Exemptions from the
requirement for official identification
are outside the scope of this rulemaking.
A commenter stated that finalizing
this proposed rule would ‘‘invite
limitless incremental regulation from
other agencies.’’
The commenter’s stated supposition
for this statement is that this rulemaking
represents a concerted effort by the
Federal Government, as a whole, to
wrest livestock management decisions
from individual producers. APHIS has
no intent to do so, nor is it aware of any
such effort.
The same commenter opined that the
rule could be used by APHIS as a basis
for incremental further expansion of the
ADT program, citing, as purportedly
analogous examples, requirements by
the Security and Exchange Commission
regarding environmental, social, and
governance reporting, and policies by
the Food and Drug Administration
regarding the use of antibiotics in
livestock.
APHIS has no authority over the
regulatory actions and policies of other
agencies. However, as noted above, the
proposed rule is a distinct action meant,
primarily, to change the official eartag
requirements for cattle and bison
covered by the ADT regulations in order
to improve its emergency response and
ongoing disease control and eradication
programs. The proposed rule is not
intended as part of a suite of
interlocking, incremental regulatory
changes to the regulations, and any
possible future revisions to the
regulations would be through proposed
rules with the opportunity for public
comment.
Some commenters, while generally
supporting the use of EID eartags for
official identification of cattle and
bison, believed that such use should be
voluntary rather than a requirement.
The use of EID official eartags has
been voluntary for many years. In our
view, and as stated above, continuing to
allow the use of EID eartags by
producers on a voluntary basis will not
provide the degree of enhancement to
our traceability capacity that is needed
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for optimal animal disease investigation
and control.
We also received a number of
comments regarding the public
comment period and outreach efforts
related to this rulemaking. A few
commenters stated that more
stakeholder outreach was needed. Some
commenters stated that APHIS ignored
previous stakeholder outreach in
drafting our proposed rule. Some
commenters requested an extension of
the comment period, ranging from 30
days to 90 days, to allow more time for
public input.
We extended the comment period for
the proposed rule by 30 days, which we
consider appropriate given our prior
outreach efforts to stakeholders. We
disagree that our outreach efforts were
inadequate or that the feedback received
during our outreach efforts was ignored.
As stated in the proposed rule and
summarized earlier in this document,
outreach included meetings with State
officials and APHIS Veterinary Services
field officers; nine public meetings that
solicited attendance from cattle and
bison industry members, as well as
impacted States and Tribes; the July
2020 notice seeking public comment for
90 days; as well as the January 2023
proposed rule, which solicited comment
for a total of 90 days. All input and
comments received from these efforts
were considered when drafting this
rulemaking.
Effective Date and Implementation
Some commenters advocated
grandfathering in existing eartags, i.e.,
recognizing visual tags, such as National
Uniform Eartagging System eartags, as
official eartags for animals tagged with
them prior to November 5, 2024, the
effective date of the EID tag
requirement.
We agree with these commenters. As
we noted in the proposed rule, visual
eartags applied to animals prior to
November 5, 2024 will be recognized as
official eartags for the life of the animal.
Some commenters expressed concern
about the effective date of November 5,
2024, stating that 6 months was a
relatively short amount of time to notify
producers of the new requirements and
for producers to meet the EID tag
requirement. Other commenters
expressed support for our proposed
timeline.
We believe that an effective date of
November 5, 2024 provides sufficient
time for stakeholders to comply with the
new requirements. APHIS has engaged
in extensive outreach efforts regarding
the use of EID eartags, as summarized
earlier in this document, and it has
ensured that the new requirements will
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only apply to eartags applied to animals
after the effective date.
Two commenters stated that
implementation of the proposed rule
would be difficult due to a general labor
shortage.
We note that producers may apply
official eartags to their animals
themselves. Whether producers have
tags applied to their animals at
approved tagging sites, apply tags to
their animals themselves, or hire labor
to apply tags to their animals, we do not
believe there is more labor involved in
the application of EID eartags as
opposed to applying eartags that are
only visually readable.
Multiple commenters expressed
concern about potential shortages of EID
tags in light of supply chain and
manufacturing challenges. Some
commenters mentioned that EID tags are
often backordered or that there are high
wait times for EID tag orders. Some
commenters recommended we create a
contingency plan in the event EID tags
required by this rulemaking are not
available once the final rule goes into
effect.
APHIS ADT staff have had frequent
conversations with manufacturers of
official devices and have been assured
that manufacturing and shipping
capacity is adequate for the projected
number of cattle requiring official
identification for interstate movement.
APHIS is aware of supply chain and
manufacturing disruptions due to the
COVID–19 pandemic, but these issues
have been resolved. APHIS is also aware
of long wait times due to customization
or brand preferences that are desired by
the producer, but the regulations do not
require such customizations or that any
specific brand be used. We do not
believe either of these issues indicate
that a current shortage exists or that a
future shortage is likely, and the
commenters have not provided any
additional evidence of reasonably
foreseeable supply chain issues.
Finally, as discussed in further detail
later in this document, we believe that
the streamlining changes we proposed
to the approval process for new EID
devices will help insulate against
unforeseen supply chain disruptions.
Definitions (§ 86.1)
In § 86.1, we proposed to revise the
definitions of approved tagging site,
dairy cattle, interstate certificate of
veterinary inspection (ICVI), and official
eartag. We also proposed to add a new
definition for Official Animal
Identification Device Standards
(OAIDS). Comments we received for
each of the revisions and addition to
§ 86.1 are addressed below.
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Approved Tagging Site
The current regulations define an
approved tagging site as ‘‘A premises,
authorized by APHIS, State, or Tribal
animal health officials, where livestock
may be officially identified on behalf of
their owner or the person in possession,
care, or control of the animals when
they are brought to the premises.’’ In
order to offer greater clarity regarding
the nature of an approved tagging site by
specifying that such sites are where
official identification tags are physically
applied to animals, we proposed to
revise this definition to read as follows:
‘‘A premises, authorized by APHIS,
State, or Tribal animal health officials,
where livestock without official
identification may be transferred to have
official identification applied on behalf
of their owner or the person in
possession, care, or control of the
animals when they are brought to the
premises.’’
One commenter, while expressing
support, suggested we also revise the
definition to require the physical
address of the originating premises to be
recorded alongside the animal’s official
identification number in order to
address a purported ambiguity in the
current regulations. The commenter
stated that, occasionally, livestock
exempt from the official identification
requirements for interstate movement by
§ 86.4(b)(1)(i)(C) that arrive to an
approved tagging site only have their
official identification numbers recorded
with the physical address of their
originating premises if they receive their
official identification at the tagging site,
while, for livestock that arrive already
bearing official identification and only
have backtags applied at the tagging site,
no record is made of their originating
premises.
We are making no change in response
to this comment. Cattle moving
interstate, whether or not already
bearing official identification, must be
accompanied by an ICVI or alternative
movement document. (See § 86.5(a).)
These records contain the physical
address of the animal’s originating
premises. Therefore, in both scenarios
referenced by the commenter, records
correlating the animal’s official
identification number to their
originating premises already exist, and
we do not agree that the definition of
approved tagging site is an appropriate
place to reference these records
requirements.
However, if States or Tribes wish to
require an approved tagging site to
complete this additional recordkeeping,
they could do so as part of their State
or Tribal agreements for authorizing an
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approved tagging site, as requirements
for approved tagging sites may vary
according to the relevant authority.
One commenter asked whether a
ranch was considered an approved
tagging site and, if so, whether this
involved an approval process. Another
commenter asked how a location can
become an approved tagging site.
Per the definition of approved tagging
site, approved tagging sites may be
authorized by State, Federal, or Tribal
animal health officials. Individual States
maintain lists of the approved tagging
sites in their State. The commenters are
encouraged to contact the appropriate
animal health official in their area 14 to
receive a list of approved tagging sites
in their State, as well as information
regarding becoming an approved tagging
site. Requirements for approved tagging
sites may vary depending on the
relevant authority.
A commenter stated that the process
for becoming an approved tagging site
should be consistent with the process
for becoming a Secondary Tagging Site
for the Agriculture Marketing Service
Process Verified Program.
We are making no change in response
to the comment, as approved tagging
sites, as defined in § 86.1 are not related
to Process Verified Programs. As
mentioned above, approved tagging sites
may be authorized by State, Federal, or
Tribal animal health officials.
Accordingly, the requirements for
authorizing an approved tagging site
may vary depending on the relevant
authority.
One commenter asked whether all inState general auction markets were
approved tagging sites.
No. In-State general auction markets
may become approved tagging sites if
authorized as such by APHIS, State, or
Tribal animal health officials.
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Dairy Cattle
The current definition for dairy cattle
reads, ‘‘All cattle, regardless of age or
sex or current use, that are of a breed(s)
used to produce milk or other dairy
products for human consumption,
including, but not limited to, Ayrshire,
Brown Swiss, Holstein, Jersey,
Guernsey, Milking Shorthorn, and Red
and Whites.’’ We proposed to add to
this definition cattle that are reared
under the same management practices
as purebred dairy cattle. The definition
in the proposed rule read: ‘‘All cattle,
regardless of age or sex, breed, or
current use, that are born on a dairy
farm or are of a breed(s) used to produce
14 Contact information for State animal health
officials (SAHOs) may be found at: https://
www.usaha.org/saho.
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milk or other dairy products for human
consumption, or cross bred calves of
any breed that are born to dairy cattle
including, but not limited to, Ayrshire,
Brown Swiss, Holstein, Jersey,
Guernsey, Milking Shorthorn, and Red
and Whites.’’ Commenters raised
concerns that caused us to further revise
this definition, which we discuss later
in this document.
We also proposed changes throughout
part 86 to align the regulations with this
revised definition. This included
revising § 86.4(b)(1)(iii)(B) to include
the offspring of dairy cattle in the list of
cattle subject to the official
identification requirements, as well as
revising § 86.5(c)(7)(ii) to require that
the official identification numbers of all
dairy cattle, regardless of whether the
dairy cattle are sexually intact, must be
recorded on ICVIs.
Multiple commenters expressed their
support for the revised definition for
dairy cattle presented in the proposed
rule, stating that the revision would
help eliminate confusion and ambiguity.
We agree with the commenters.
Eliminating ambiguity in the definition
will help ensure that all dairy cattle,
which have an increased risk of disease,
meet the appropriate requirements for
official identification and movement
documentation.
A commenter requested we clarify
whether our proposed revision intends
to capture beef animals ‘‘born on a dairy
farm,’’ and, if so, requested that we
clarify that these animals would be
required to have official identification if
moved interstate. The commenter also
noted that compliance challenges may
present themselves in situations where
an animal’s farm of birth is unknown.
The increased disease risk relevant to
animals born on a dairy farm that we
discussed in the proposed rule applies
specifically to beef/dairy cross bred
cattle born on a dairy farm. We agree
with the commenter that the phrase
‘‘born on a dairy farm’’ is unclear, as it
may give the false impression that it
applies to beef animals born on a dairy
farm that are not beef/dairy cross bred
animals. Therefore, we are revising our
proposal to address this potential
confusion. The revised definition of
dairy cattle will read as follows: ‘‘All
cattle, regardless of age or sex or current
use, that are of a breed(s) or offspring of
a breed used to produce milk or other
dairy products for human consumption,
including, but not limited to, Ayrshire,
Brown Swiss, Holstein, Jersey,
Guernsey, Milking Shorthorn, and Red
and Whites.’’
Some commenters, while expressing
their support for a revised definition,
asked us to replace the phrase ‘‘cross
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39547
bred calves of any breed’’ in the revised
definition presented in the proposed
rule with the phrase ‘‘cross bred cattle
of any breed’’ to further eliminate
confusion regarding to which animals
the definition applies.
The commenters are correct that we
intended to capture cross bred cattle of
any age, rather than only calves, in our
proposed revised definition. We believe
the modification to the proposed
definition provided above addresses
these commenters’ concern.
One commenter asked whether the
change to the dairy cattle definition
would apply across all Federal
regulations administered by APHIS. The
commenter stated that consistency in
definitions would prevent discrepancy
and aid enforcement.
In the proposed rule, we proposed to
revise definitions in 9 CFR parts 71, 77,
and 78 to correspond with the changes
to the definitions that we proposed for
part 86. While we accounted for the
definitions of official eartag and
interstate certificate of veterinary
inspection (ICVI), we erroneously
neglected to account for the definition
of dairy cattle, which the commenter
correctly points out is also used in part
78. Therefore, we will revise the
definition of dairy cattle in part 78 to
correspond with the change to the
definition made in part 86.
Some commenters disagreed with our
proposed revised definition, arguing
that there is no increased risk of disease
transmission from cattle that are reared
under the same management practices
as purebred dairy cattle.
We disagree with the commenters. As
stated in the proposed rule, dairy farm
management practices, such as pooling
colostrum from multiple cows for many
calves, commingling calves at different
locations during their lifetimes, and
movement to many destinations, result
in a higher risk of disease transmission.
Beef/dairy crosses born on dairy farms
are likely to be exposed to these
practices, especially in early life;
therefore, they are at an increased risk
of disease transmission.
Two commenters stated that our
revised definition would discourage
producers from including beef/dairy
cross bred calves as part of their
operations.
The commenter provided no evidence
to support this claim. We also note that
APHIS’ operational guidance has
consistently held that beef/dairy cross
bred cattle fall under the definition of
dairy cattle, and are therefore already
required to have official identification;
our change to the dairy cattle definition
codifies this longstanding guidance
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regarding how to interpret the
regulations.
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Interstate Certificate of Veterinary
Inspection (ICVI)
We proposed to add editorial and
formatting changes to the definition of
interstate certificate of veterinary
inspection (ICVI) to clarify that
electronic ICVIs may be used.
A commenter stated that APHIS
should require the recording of official
identification on ICVIs at the most
specific applicable level. The
commenter opined that official
individual animal identification
numbers should be recorded on ICVIs
even when animals are identified using
a group/lot identification number (GIN).
We are making no changes in
response to the comment. A GIN is used
to uniquely identify a unit of animals of
the same species that is managed as one
group throughout the preharvest
production chain. Animals identified
using a GIN are not required to have the
GIN, or any additional animal
identification number, affixed to them.
Instead, the GIN is recorded on
documents accompanying the animals
as they move interstate. Because these
animals move as a unit, a GIN provides
sufficient information to identify the
animals in the event of a trace. We also
note that cattle and bison typically do
not move on GINs due to the current
industry structure within the United
States.
A commenter asked us to clarify in
the definition of ICVI that accredited
veterinarians who issue ICVIs must be
licensed and accredited in the State of
origin of the animal requiring
documentation, as the current definition
only requires that issuing veterinarians
are licensed in State of origin and
federally accredited.
We are making no changes in
response to the commenter, as we do
not agree that the definition of ICVI is
an appropriate place to state the
regulations and standards relevant to
accredited veterinarians. The
commenter is incorrect that the
definition of ICVI lists licensure or
accreditation requirements for
veterinarians. Requirements for
licensure and accreditation for
veterinarians are covered in 9 CFR part
161.
Official Animal Identification Device
Standards (OAIDS)
We proposed to add a definition of
Official Animal Identification Device
Standards (OAIDS) to replace the
Animal Disease Traceability General
Standards document. The proposed
OAIDS, like the existing Standards
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document, provides guidelines,
technical standards, and specifications
for tag manufacturers requesting APHIS
approval of new official identification
devices. As stated in the proposed rule,
in addition to edits corresponding to
changes proposed to the regulations,
changes to the document include the
following:
• Accepting EID device testing
equivalent to International Committee
for Animal Recording (ICAR) testing and
allowing APHIS to consider requests, on
a case-by-case basis, for approval of
alternative field trials or eartags with
previously generated verifiable data if
equivalency to the standards is
demonstrated;
• Modifying the field trial
requirements by reducing timelines for
the three approval statuses (trial: from
0–12 months to 0–6 months;
preliminary: from 12–24 months to 6–12
months; and conditional: from 24–36
months to 12–36 months), reducing the
number of required field trial locations
(from at least 6 to at least 2), and
reducing the number of cattle and bison
required for field trials (from a
minimum of 1500 to a minimum of
300); and
• Reducing the timeframe before
allowing unlimited sales of devices from
a minimum of 24 months to a minimum
of 12 months if devices meet the
required performance standards.
Numerous commenters expressed
support for this addition and the
changes we proposed to make to the
document. These commenters noted
that streamlining the approval process
for EID devices will ensure availability
of tags, insulate against supply chain
disruptions, and help facilitate the
introduction of new technologies.
We agree with the commenters. As
stated in the proposed rule, our changes
are meant to encourage manufacturers to
seek APHIS approval of new official
identification devices.
One commenter expressed concern
regarding reducing the timeframe before
allowing unlimited sales of a device
from 24 months to 12 months, stating
that this could compromise assurance of
the devices’ quality and longevity.
We are making no changes in
response to the commenter. Tag
retention, durability, safety, and efficacy
are of utmost importance to APHIS. Our
approval process for EID eartags
continues to require testing and field
trials or performance data that ensure
the eartags meet the required standards.
We note the benchmark of unlimited
sales is conditional and does not
constitute full approval. The timeframe
for full approval will remain 36 months
(30 for swine); prior to full approval,
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manufacturers are required to have a
mechanism in place to collect and
report tag failure data to APHIS.
We believe that the tag standards
listed in the OAIDS, including the
aforementioned 12-month timeframe for
unlimited sales, will maintain a high
standard of quality without
discouraging manufacturers from
applying for official status. As we noted
in the proposed rule, we determined
that requiring manufacturers to wait 24
months before allowing unlimited sales
of a device that met the required
performance standards could have been
inhibiting manufacturers from seeking
APHIS approval.
One commenter stated that the
proposed changes to the OAIDS render
the proposed rule a major rule, as the
document allows for ‘‘regulatory
flexibility.’’
Under the Congressional Review Act
(CRA), major/non-major designations
occur at the final rule stage and are the
purview of the Office of Management
and Budget based on an assessment of
expected annual costs associated with
the rule. APHIS has no discretion to
label the rule major or not major under
the CRA. However, we note that the
commenter’s stated basis for considering
the rule major does not align with the
criteria in the CRA, which is whether
the rule is likely to result in (1) an
annual effect on the economy of
$100,000,000 or more; (2) a major
increase in costs or prices for
consumers, individual industries,
Federal, State, or local government
agencies, or geographic regions; or (3)
significant adverse effects on
competition, employment, investment,
productivity, innovation, or on the
ability of United States-based
enterprises to compete with foreignbased enterprises in domestic and
export markets. 5 U.S.C. 804(2).
Two commenters stated we should
reduce the required lifespan of a device
to 3 years from 10 years. One
commenter stated 3 years was sufficient
because the typical lifespan for beef
cattle going to slaughter is 18–24
months. The other commenter stated a
10-year requirement was a hindrance to
the adoption of future technologies.
The commenters are incorrect that the
requirements specify that tags should
have a lifespan of 10 years. The OAIDS
states that a tag is expected to remain on
an animal in a physically functional
state for the animal’s expected lifetime,
which, for cattle and bison, is up to 15
years.
We disagree with the commenters that
tags should only have a lifespan of 3
years. Cattle and bison under 18 months
of age and cattle and bison going
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directly to slaughter are exempt from
the requirements for official
identification, rendering their example
irrelevant. Moreover, a device that only
functions for 3 years would add
burdensome costs to producers, as they
would need to replace tags more
frequently. It would also make record
retention and tracing more difficult,
especially for longer-lived animals, as
the animals would be associated with a
different identification number every 3
years.
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Official Eartag
The current definition of official
eartag reads, ‘‘An identification tag
approved by APHIS that bears an
official identification number for
individual animals. Beginning March
11, 2014, all official eartags
manufactured must bear an official
eartag shield. Beginning March 11,
2015, all official eartags applied to
animals must bear an official eartag
shield. The design, size, shape, color,
and other characteristics of the official
eartag will depend on the needs of the
users, subject to the approval of the
Administrator. The official eartag must
be tamper-resistant and have a high
retention rate in the animal.’’ We
proposed to revise this definition to
remove language referencing the 2014
and 2015 dates, which are no longer
relevant. Our proposed revised
definition reads as follows: ‘‘An
identification tag approved by APHIS
that bears an official identification
number for individual animals. The
design, size, shape, color, and other
characteristics of the official eartag will
depend on the needs of the users,
subject to the approval of the
Administrator. The official eartag must
be tamper-resistant and have a high
retention rate in the animal.’’
One commenter asked that we
establish a standard for a ‘‘high
retention rate’’ to aid State officials in
enforcement.
Retention rates required for approved
EID tags have already been established
in the former Animal Disease
Traceability General Standards
document and are included in the
OAIDS. For cattle and bison, device loss
rates must not exceed 1 percent
annually or 3 percent in a 3-year period.
Additional Definitions
One commenter asked us to define the
term premises, as one of the dictionary
definitions for ‘‘premises’’ necessitates a
deed.
We are making no changes in
response to the commenter, as we
believe the regulations are sufficiently
clear that a premises in part 86 relates
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to a geographical location, not a deed.
For example, the definition of a
premises identification number (PIN) in
§ 86.1 describes a premises as ‘‘a
geographically distinct location.’’
Recordkeeping Requirements (§ 86.3)
Section 86.3 addresses recordkeeping
requirements for official identification.
Current § 86.3(a) states that any State,
Tribe, accredited veterinarian, or other
person or entity who distributes official
identification devices must maintain for
5 years a record of the names and
addresses of anyone to whom the
devices were distributed. We proposed
to add a requirement to that paragraph
that official identification device
distribution records must be entered by
the person distributing the devices into
the Tribal, State, or Federal databases
designated by APHIS.
We also proposed to add a new
paragraph (b), which would state that
records of official identification devices
applied by a federally accredited
veterinarian to a client’s animal must be
recorded in a readily accessible record
system to help ensure such records are
available to APHIS for traceback
investigations.
Finally, we proposed to add a new
paragraph (d), stating that records
required under paragraphs (a) through
(c) of § 86.3 must be maintained by the
responsible person or entity and be of
sufficient accuracy, quality, and
completeness to demonstrate
compliance with all conditions and
requirements under part 86. The
proposed new paragraph further
required that APHIS be allowed access
to all records during normal business
hours, to include visual inspection and
reproduction (e.g., photocopying, digital
reproduction), and the responsible
person or entity must submit to APHIS
all reports and notices containing the
information specified within 48 hours of
receipt of request for records.
Two commenters asked us to amend
§ 86.3(a) to allow the person distributing
EID eartags to provide records to a State
official, via a spreadsheet, and the State
official to enter the records into a State
or Federal database.
We are making no changes in
response to the commenter, as we
interpret our proposed change to
§ 86.3(a) as written to already allow for
the arrangement described by the
commenter. A person who provides
records to a State official to enter into
a State or Federal database would fulfill
the requirement of entering the official
identification device distribution
records into an acceptable database.
Two commenters asked us to amend
§ 86.3(b) (redesignated in our proposal
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as § 86.3(c)) to read, ‘‘Approved
livestock facilities must keep any ICVIs
or alternate documentation that is
required by this part for covered
livestock to enter the facility through
interstate movement’’ rather than
‘‘Approved livestock facilities must
keep any ICVIs or alternate
documentation that is required by this
part for the interstate movement of
covered livestock that enter the
facility.’’ The commenters stated that
this change would clarify that this
requirement is pertains to livestock
moving to the market from out-of-state,
rather than moving from the market to
an out-of-state facility.
We are making no change in response
to the commenter, as we believe the
regulations as written are sufficiently
clear that this paragraph refers to
livestock that enter an approved
livestock facility from out of state.
One commenter stated that the
proposed rule was not specific enough
about who was responsible for
recordkeeping. The commenter asked
whether the responsible party was the
veterinarian, producer, or tag
distributor.
We disagree that these requirements
are not sufficiently specific. In our
proposed rule, § 86.3(a) specifies that
any State, Tribe, accredited veterinarian,
or other person or entity who distributes
official identification devices is
responsible for maintaining records of
the names and addresses of anyone to
whom the devices were distributed. In
other words, the recordkeeping
requirements of § 86.3(a) apply to
whoever distributes the official
identification device in any one
transaction, whether that be a State,
Tribe, accredited veterinarian, or other
person or entity. We also note that a
producer applying official identification
devices to their own animals, but not
distributing the official identification
devices to anyone else, does not fall
under § 86.3(a).
In our proposed rule, § 86.3(c)
specifies that approved livestock
facilities are responsible for keeping
ICVIs or alternate documentation that is
required by part 86 for the interstate
movement of covered livestock that
enter the facility.
Two commenters stated that we
should amend proposed § 86.3(d) to
place the responsibility for ensuring
‘‘accuracy, quality, completeness’’ of an
ICVI on the veterinarian who created the
ICVI, not the approved livestock facility
that maintains the document.
The commenters have misinterpreted
the regulations. Contrary to the
commenters’ implication, § 86.3(d) does
not specifically or exclusively place
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responsibility for the accuracy, quality,
and completeness of ICVIs on approved
livestock facilities. Section 86.3(d)
requires ‘‘the responsible person or
entity’’ to maintain records required
under § 86.3(a) through (c) and to ensure
that they are accurate, of quality, and
complete. Multiple persons or entities
may bear this responsibility. Standards
for accredited veterinarians in 9 CFR
part 161 stipulate that accredited
veterinarians cannot issue documents
unless they have been ‘‘accurately and
fully completed’’ (9 CFR 161.4). This
standard applies to ICVIs or alternative
documentation referred to in § 86.3(c).
The approved livestock market
maintaining ICVIs or alternative
documentation as required by § 86.3(c)
is responsible for providing accurate
information, such as information
regarding which animals have been sold
and to whom, to a veterinarian creating
ICVIs for animals leaving the facility.
Ensuring the continued accuracy,
quality, and completeness is also a part
of the proper maintenance of records
and is not a standard limited to their
creation.
Some commenters asked us to shorten
the 48-hour timeframe for entities to
submit to APHIS all requested records
to 24 hours, stating that 48 hours was
too long. Other commenters asked us to
increase this timeframe to 72 hours, as
many livestock markets operate 1 day
each week and may not have the staff
availability to meet the 48-hour
requirement and to align with the
potential 72-hour national stop
movement order for livestock transport.
We believe that 48 hours is a
reasonable compromise. While animal
traces should occur as quickly as
possible, 24 hours may not be practical
for some markets, due to staffing and
availability constraints. The 72 hours
cited by commenters refers to a
potential emergency response for highly
contagious disease outbreaks, in which
all animal movement would be stopped
for 72 hours. This potential order
should not affect the ability to provide
information necessary for a trace, and it
would be disadvantageous to delay
tracing until the order were lifted, as the
delay may inhibit the speed of our
response to a disease threat.
One commenter asked whether
training on database use will be
provided to those responsible for
recordkeeping.
We are unsure to which database the
commenter is referring. The proposed
rule referred to three different types of
recordkeeping: (1) for recordkeeping of
device distribution, APHIS provides
training for APHIS databases such as the
Animal Identification Management
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System (AIMS); (2) for recordkeeping of
applying official ID, accredited
veterinarians may use AIMS or various
medical record systems and receive
training from their vendors; (3) finally,
State officials maintain records of ICVIs
and tag distributions in the State’s
regulatory database for which APHIS
does not provide training.
One commenter asked what would
happen to records if an individual, such
as an accredited veterinarian,
responsible for recordkeeping went out
of business.
Tag distributors must maintain
records in accordance with § 86.3,
whether or not their business is still in
service.
One commenter asked us to include
the specific requirements of
recordkeeping in the final rule, rather
than in the OAIDS, to increase
compliance.
We are making no changes in
response to the commenter. Apart from
streamlining the approval process of
new EID tags and applying changes
corresponding to this rulemaking, the
OAIDS contains the same information as
the previous iteration of the document,
titled the Animal Disease Traceability
General Standards document. As we
have not historically experienced
problems due to the location of the
information contained within the
Standards document, we do not have
reason to believe that the OAIDS is an
unsuitable location for the information
contained therein.
One commenter asked us to add a
time requirement of 48 hours for
entering records of distributed devices
into an acceptable database.
As we have not experienced problems
with the timely entrance of distribution
records into a database, we disagree that
specifying a time requirement in the
regulations is necessary. The entry into
a database should occur immediately
upon distributing the tags, because the
tags may be applied upon receipt to an
animal for immediate movement.
One commenter asked whether a
producer who applied tags to their
animals themselves would be
responsible for the recordkeeping
requirement in § 86.3.
No. Under § 86.3(a), a person
distributing tags must maintain for 5
years a record of the names and
addresses of anyone to whom the
devices were distributed. If a producer
is applying tags to their own animals
and not distributing tags to another
person, this requirement does not apply
to them.
One commenter stated that they
would prefer if States had consistent
forms for submitting recordkeeping
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information regarding EID tag
distribution to States.
This is outside the scope of this
rulemaking. APHIS does not mandate
the type of form States must use for this
recordkeeping.
Finally, in reviewing the proposed
rule while drafting this final rule, we
noticed that our proposed § 86.3(a)
incorrectly omitted mention of
distribution records kept by large
producer organizations that redistribute
tags to their members in their own
databases. In order to prevent the
interpretation that this will no longer be
permissible, we are amending the
second sentence of this paragraph to
state that identification device
distribution records must be entered by
the person distributing the devices into
the Tribal, State, Federal, or other
database acceptable to each government
entity.
Official Identification for Cattle and
Bison (§ 86.4)
Section 86.4 concerns official
documentation required for different
species. As discussed earlier in this
document, we proposed to revise
§ 86.4(a)(1)(i) to add the requirement
that, beginning November 5, 2024, all
official eartags sold for or applied to
cattle and bison must be readable both
visually and electronically.
Some commenters stated that
allowing EID tags to be visually readable
will fail to reduce, or will actually
increase, human error as individuals
would be transcribing 15-digit, rather
than 9-digit, identification numbers,
thus negating the intent of the rule.
We disagree that requiring EID tags to
be visually readable will increase the
likelihood of human error. The 15-digit
identification numbers of the AIN
numbering system currently used for all
approved EID eartags begin with the
same 6 digits: 840003. The first 3 digits
of an AIN comprise the country code,
which, for the United States, is 840. The
following 3 digits, 003, signal that the
animal has been identified using a
sequential numbering system from a
start number of 003,000,000,000. As a
result, an individual visually reading an
EID tag would only read 9 unique
characters (the characters following
840003). These characters are comprised
solely of numbers, whereas the 9-digit
NUES numbers are alpha-numeric.
Moreover, EID eartags have readability
standards, while metal tags with NUES
numbers do not. These include larger
font size and color contrast. Given these
comparisons of AIN numbers and NUES
numbers, it is our view that
transcription error is not likely to
significantly increase from the current
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state when relying on visual read of the
eartag; if anything, several factors
should make it easier, not harder, to
transcribe the tag number. However, the
use of EID tags would allow for an
electronic read of the tag if a
transcription error were believed to
have occurred.
Some commenters asked for
clarification about whether using brands
as official identification would continue
to be acceptable. Others stated that EID
eartags should not replace brands as a
means of official identification.
We proposed no changes to the
regulations pertaining to, nor did we
propose to restrict the use of, other
methods of official identification for
cattle and bison authorized by the
regulations, which include ‘‘brands
registered with a recognized brand
inspection authority and accompanied
by an official brand inspection
certificate, when agreed to by the
shipping and receiving State or Tribal
animal health authorities’’ (9 CFR
86.4(a)).
Some commenters expressed
preference for brands over eartags,
claiming the former to be a more
effective and reliable means of
identification.
As stated above, this rulemaking does
not discontinue brands as an official
means of animal identification for cattle
and bison. Brands registered with a
recognized brand inspection authority
and accompanied by an official brand
inspection certificate remain an official
means of identification for cattle and
bison, if agreed upon by the shipping
and receiving State.
Some commenters expressed concern
about the retention rates of EID eartags
that may fall off the animal or may be
relatively easy to remove.
We do not agree that tag retention is
a greater issue for EID tags than metal
tags. APHIS-approved official
identification tags undergo rigorous
testing and trials to assure a retention
rate of 99 percent (a loss of no more
than 1 percent per year) and are
intended for the life of the animal.
While data on retention rates of metal
NUES tags is lacking, field experience
and anecdotal observation from
regulators at the State and Federal level
suggest that the retention rate of these
metal tags is lower than our required
retention rate of EID eartags. As one
commenter mentioned, metal tags are
not immune from potential problems,
including tag loss, illegibility, and
infection.
Almost all reported retention issues
with EID tags are due to user error or
use of unofficial tags intended for use
for a shorter duration in feedlot cattle.
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Regarding removal, it is unlawful to
intentionally remove any official
identification under current regulations
in part 86. We proposed no change to
this regulation.
A commenter interested in selling
alternative identification devices that
use Bluetooth and GPS technology
stated that RFID tags are unreliable and
subject to fraudulent use.
As stated above, approved official
identification tags undergo rigorous
testing and field trials to ensure they
meet our high standards for efficacy.
The regulations prohibit the fraudulent
use and recording of official
identification. Sections 86.3 and 86.4(d)
and (f) outline requirements regarding
recordkeeping, removal, and sale or
transfer of devices.
Two commenters asked for an
explanation of the protocol for replacing
lost EID eartags.
Procedures for replacing any lost
official identification devices are
outlined in § 86.4(d) and remain
unchanged as a result of this
rulemaking.
Two commenters asked whether tags
can be applied to animals directly by
producers, or whether tags must be
applied at approved tagging sites. One
of these commenters stated that it
should be permissible for producers to
apply tags themselves.
Current regulations do not stipulate
that the tags can only be applied at
approved tagging sites. If a producer
desires, they may purchase tags directly
from a vendor and apply the tags to
their own animals. In this case, the
producer has no recordkeeping
requirement regarding tag distribution.
Some commenters expressed concern
that tags produced in foreign countries
may compromise national security.
Commenters also expressed concern
that foreign-sourced tags could increase
the vulnerability of the United States to
supply chain sabotage.
Commenters provided no evidence to
support the contentions that tags
produced in foreign countries may
‘‘compromise national security’’ or
increase the vulnerability of the United
States to ‘‘supply chain sabotage.’’
However, all APHIS purchasing is
compliant with all Federal contracting
laws and regulations and with the Buy
American Act (41 U.S.C. 8301–8303).
This has always been true of contract
purchasing by APHIS for the Animal
Disease Traceability Program.
One commenter stated that PINs
should not be a requirement to acquire
and apply EID tags as that information
can be gathered on other documents,
such as health certificates.
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The PIN is defined in 9 CFR 86.1 as
a nationally unique number assigned by
a State, Tribal, and/or Federal animal
health authority to a premises that is, in
the judgment of the State, Tribal, and/
or Federal animal health authority a
geographically distinct location from
other premises. All currently approved
EID eartags (RFID AIN ‘‘840’’ eartags)
are associated with a PIN or a State
location identification number (LID),
inasmuch as a PIN or a LID is required
for purchase of the tags (as stated in the
OAIDS). A PIN is the numerical
equivalent of a 911 postal address or a
GPS number. A LID is the Statemanaged equivalent for producers who
prefer to have the State store their
information, rather than the Federal
Government.
The commenter did not explain their
specific concerns regarding PINs. That
being said, we note that a PIN or LID is
associated with the location where
cattle are tagged, rather than the
location of the cattle owner. Cattle may
move to new locations that may have
different PINs, LIDs, or new owners at
will, but the PIN or LID associated with
the location where the tag was placed
on the animals remains specific to that
location, thus facilitating traceback of
the animals to that location when
needed.
Health certificates cannot substitute
for a PIN number because although
information on health certificates
include the location where the animal
was loaded for interstate movement and
destination location; they do not
necessarily provide the location where a
tag was placed on the animal.
Multiple commenters agreed with our
decision to use language in the
regulations to keep EID technologyneutral. Other commenters expressed
support for their various preferred
identification technologies, which
included UHF, biometric, Bluetooth,
and satellite geolocation. Commenters
also asked whether high frequency or
low frequency RFID tags would be the
required or recommended standard.
We are neither requiring nor
recommending any one type of EID
eartag over another. Maintaining
technological neutrality in the
regulations will allow APHIS to adapt to
technological developments and
conduct animal disease traceability as
rapidly and accurately as possible. So
long as devices meet the standards,
including for retention and safety, laid
out in the OAIDS, and are readable both
electronically and visually, they may be
approved for use by APHIS. Producers
will be able to decide which approved
technology works best for them, based
on their individual circumstances.
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Some commenters stated that EID
infrastructure should also support nonADT uses.
EID infrastructure already supports
non-ADT uses. For example, many
dairies use EID tags to tie individual
animals to production and management
records. That information is separate
from and not collected by the ADT
program.
One commenter asked whether, in the
event of an emergency, State
departments of agriculture would be
able to use orange EID tags typically
used for heifer calves for other animals.
States are free to distribute any color
of EID tag that is available. While orange
tags are typically reserved for
brucellosis vaccinates, this is not a
requirement in the regulations.
Two commenters expressed concern
regarding the purported difficulty of
applying EID eartags. The commenters
mentioned the difficulty of organizing
tags not packed in sequential order and
applying tags in cold conditions, as well
as risk of fatigue and trauma to the
hands.
The OAIDS provides guidance for
packaging eartags, and states that
packaging must maintain the tags in
sequential order. The commenters do
not provide evidence to support the
implication that applying EID eartags is
significantly more difficult in cold
conditions or prone to causing fatigue
and trauma to the hands than applying
metal eartags or other forms of approved
official identification, such as brands.
One commenter stated that the USDA
should target tag distribution to cattle
newly subject to the revised definition
of dairy cattle, as it now includes beef/
dairy cross bred cattle.
As noted in the economic analysis
that accompanied the proposed rule,
historically, APHIS has instructed dairy
cattle operations that beef/dairy cross
bred cattle should follow the same
traceability regulatory requirements as
purebred dairy cattle. Thus, official
identification requirements applied to
these animals prior to the
implementation of this final rule and no
targeted distribution is necessary.
One commenter stated that we should
maintain the current use of AIN Device
Managers to distribute official
identification.
This final rule makes no changes to
the current use of AIN Device Managers.
Individuals may continue to distribute
AIN devices by becoming AIN Device
Managers. More information regarding
this process can be found in the OAIDS.
One commenter volunteered to be a
tag distributor for bison producers.
The commenter may reference the
OAIDS document for further
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information on how to become an AIN
Device Manager and distribute tags.
Several commenters stated that the
regulations should specify that only
840-series, and not 900-series, EID tags
may be used as official identification on
domestic cattle because 900-series tags
are not unique in their official
identification. 840-series tags refer to
EID eartags that begin with the prefix
‘‘840’’ and are manufactured using the
AIN numbering system for the official
identification of individual animals
born in the United States. 900-series
tags refer to eartags that begin with the
prefix ‘‘900,’’ and are not manufactured
for the official identification of
individual animals in the United States,
but are sometimes used by producers for
individual livestock management
purposes.
We believe the regulations already
address the commenters’ concern about
the need for nationally unique numbers.
Per the definition of official eartag, an
official eartag is an identification tag
that bears an official identification
number. The regulations state that an
official identification number is a
nationally unique number that is
permanently associated with an animal
and adheres to the NUES system, AIN
system, location-based number system,
flock-based number system, or any other
numbering system approved by the
Administrator for the official
identification of animals.
Currently, all APHIS-approved EID
eartags available for domestic animals
are manufactured using the 840-series
AIN numbering system. 900-series tags
do not meet the definition of an official
eartag, as they do not bear an official
identification number. Although 900series tags may be suitable for non-ADT
uses, they are not approved for use as
official ID for animals born in the
United States.
We disagree that the regulations
should require the use of any specific
numbering system. As stated in the
proposed rule, this flexibility will allow
for the possibility that different
numbering systems may be developed
and used in the future on EID eartags.
Additionally, situations may arise that
require the use of official ID that is not
an 840-series tag. For example, cattle
not born in the United States may have
official identification from the country
of origin or an alternate official ID
approved by APHIS to designate a nonU.S. born animal. The NUES numbering
system is also allowed under the
regulations for official tags. Because
NUES eartags applied to animals before
November 5, 2024 will still be
recognized as official for the lifetime of
those animals, the NUES numbering
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format will still be in use for some time
after that.
Several commenters encouraged the
USDA to allow the use of all currently
used EID tags as official identification
for ADT purposes. Two commenters
specifically asked that we allow 900series tags to be used for official
identification, as these tags are already
used by some producers.
We disagree with the commenters.
Nine hundred-series EID eartags
currently used by producers for
livestock management purposes do not
fulfil the requirements of EID eartags
approved by APHIS for official
identification purposes. APHIS
approves the use of EID eartags for
official identification that meet certain
standards for durability, efficacy, and
safety. These standards are essential to
ensuring that methods of official
identification meet industry needs and
are retained and effective for the
purpose of traceability.
A 900-series tag could provide
traceability for a single movement;
however, because the tag is not
associated with an official identification
number, the initial distribution location
and additional movements would not be
tracked or readily available for officials
performing disease traces. Additionally,
other characteristics of the 900-series
tags make them unsuitable for
traceability. For example, it is illegal to
remove 840-series tags, while there is no
regulation preventing the removal,
replacement, or reuse of 900-series tags.
One commenter asked whether
official ID tags can be reused after the
death of an animal.
Tags cannot be reused. A requirement
of official identification tags is that they
are unique and not reusable. This
prohibition prevents an animal in a
disease trace from being confused with
another animal that should not be
included in the trace.
One commenter stated that the
proposed rule did not address the
problem of retiring eartags of dead
livestock and asked about protocol in
such situations.
The commenter is correct that this
proposal does not address tag retirement
protocols. Expired cattle generally do
not pose a high disease threat, although
a lack of tag retirement data can pose
challenges in disease traces if the final
disposition of the animal is unknown.
Retiring tags may become more feasible
once EID is more commonly used for
official identification. As this
rulemaking would increase the use of
EID, it may allow us to address this
issue in the future.
Some commenters stated that electric
and magnetic fields (EMFs) emitted by
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RFID technology have the potential to
harm humans and animals.
We do not agree with this comment.
RFID tags are passive devices and do not
emit EMFs. The Food and Drug
Administration is not aware of any
adverse health effects associated with
RFID technology.
Several commenters asked us to
require a specific placement and color
for EID eartags for the sake of simplicity
and uniformity.
The commenters do not provide
evidence of the potential benefits of
adding such a requirement. APHISapproved official identification eartags
are available in multiple colors from
several manufacturers and vendors. The
color orange is typically reserved by
manufacturers for official EID tags to be
used in official calfhood vaccinates for
brucellosis, although the regulations do
not require this. Otherwise, the color of
the tags is at the owner’s discretion. The
placement of official RFID tags is
recommended in the left ear, but there
is no such regulatory requirement, and
the tags may be placed in either ear at
the owner’s discretion.
One commenter stated that they have
encountered problems finding the
identity of cattle with EID eartags, as
they were unable to obtain identifying
information from the State about a stray
bull found on a ranch that had an 840series eartag for identification.
Producer data confidentiality is
highly valued and protected.
Availability of identifying information
is limited to regulatory officials for the
purpose of disease tracing activities and
not available to the general public.
Several commenters asked that we
address the issue of imported cattle that
have lost their eartags. One of these
commenters stated that they have
encountered difficulties due to being
unable to apply an 840-series tag to
imported cattle that have lost their
eartags.
It is not possible to tag animals born
outside of the United States with 840series tags as 840 is the country code for
the United States. We recognize this is
an issue and are working to provide an
acceptable EID alternative for imported
cattle that lose their official
identification. However, this is outside
the scope of this rulemaking.
Some commenters stated that
branding as a method of official
identification should be phased out,
citing animal welfare concerns. One
commenter stated that brands should
not be used for animal disease
traceability, but rather restricted to use
for proof of ownership.
The scope of this rulemaking is
limited to official eartags for cattle and
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bison. Other authorized forms of official
identification, including branding, are
outside the scope of this rulemaking.
One commenter stated that ‘‘male’’
parts of RFID tags should be more
readily available from manufacturers, as
these parts can fail.
APHIS is not aware of issues specific
to ‘‘male’’ ends of RFID tags. APHIS
recommends that anyone encountering
such issues contact the relevant tag
distributor or manufacturers, as
manufacturers are required to report tag
issues to APHIS.
Movement Within Slaughter Channels
The existing regulations in
§ 86.4(b)(1)(ii) allow cattle to move
interstate to an approved livestock
market and then to slaughter or directly
to slaughter without official
identification. Current § 86.4(b)(1)(ii)(C)
stipulates that the cattle or bison must
be identified if held for more than 3
days. The existing regulations are silent
on identification requirements for
slaughter cattle or bison that are not
held at slaughter or held at slaughter for
3 or fewer days and then move to a new
location.
To address this potential gap in
traceability, we proposed to add
paragraph (b)(1)(ii)(D) to § 86.4 to read
as follows: ‘‘Cattle and bison leaving a
slaughter establishment may only be
moved to another recognized slaughter
establishment or approved feedlot and
can only be sold/re-sold as slaughter
cattle and must be accompanied by an
owner-shipper statement in accordance
with § 86.5(c)(1). Information listed on
the owner-shipper statement must
include the name and address of the
slaughter establishment from which the
animals left, the official identification
numbers, as defined in § 86.1, correlated
with the USDA backtag number (if
available), the name of the destination
slaughter establishment, or approved
feedlot (as defined in 9 CFR 77.5) to
which the animals are being shipped.’’
This paragraph clarifies that the
animals must stay within the intended
terminal slaughter channels but may be
moved to an additional slaughter plant
or approved feedlot with appropriate
documentation and identification.
Two commenters expressed their
support for this proposed change, noting
that it would expedite disease tracking.
Two commenters recommended
improvements to the proposed new
language in § 86.4(b)(1)(ii)(D) to allow
cattle and bison leaving a slaughter
establishment to be moved to a USDAapproved livestock auction (in addition
to another slaughter establishment or
feedlot).
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We disagree with the commenters.
Proposed paragraph § 86.4 (b)(1)(ii)(D)
clarifies that animals may only move to
another slaughter establishment or
approved feedlot, with appropriate
documentation and identification, and
must remain in a terminal market. If
animals were allowed to move from a
slaughter facility to a livestock market
for resale outside of the slaughter
channel without official identification,
they could circumvent the traceability
regulations required for animals that
would otherwise move interstate to a
market, and thus become untraceable.
Multiple commenters asked us to add
a definition of slaughter channels in
order to provide clear regulations about
other movements of cattle, including
slaughter channel cattle not moving
from points of sale to slaughter facilities
in a timely manner; slaughter channel
cattle being diverted from slaughter
channels; and slaughter cattle moving to
unapproved feed yards and holding
pens. One commenter asked us to
replace the phrase ‘‘slaughter facility’’
in § 86.4 with the term ‘‘slaughter
channel’’ to clarify that livestock located
anywhere in a slaughter channel are
subject to the additional health and
traceability requirements of the
proposed rule.
We disagree with the commenters that
a definition of slaughter channel, or a
replacement of the term ‘‘slaughter
facility’’ with the term ‘‘slaughter
channel,’’ is needed, because any
movement not specifically described as
an exemption in § 86.4 requires the
animals to meet all requirements for
official identification. This includes the
examples provided by the commenter if
the cattle involved do not meet the
requirements for the exemptions.
EID in Use of More Than One Official
Eartag
Section 86.4(c) concerns situations in
which the use of more than one official
eartag is allowed. We proposed to
remove references to visual-only eartags
in this section.
Specifically, current paragraph (c)(3)
of § 86.4 allows the application of a
radio frequency identification or visualonly tag eartag with an animal
identification number (AIN) having an
840 prefix to animals already tagged
with NUES tags and/or brucellosis
vaccination eartags. Because visual-only
eartags will no longer be allowed as
official identification under part 86, we
proposed to revise this paragraph to
state that a visually and electronically
readable official eartag may be applied
to animals currently identified with
non-EID official eartags or vaccination
tags.
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We also proposed to remove
§ 86.4(c)(4), which states that a
brucellosis vaccination visual eartag
with a NUES number may be applied to
an animal that is already officially
identified with one or more official
eartags. As a result of this rulemaking,
the visual, i.e., non-EID, brucellosis
NUES tag would no longer be allowed
as official identification under part 86,
which eliminates the need for the
paragraph.
A commenter expressed confusion
about whether and why it was possible
for an animal to have multiple forms of
official identification.
Section 86.4(c) allows for the use of
more than one official eartag in certain
situations when the need to maintain
the identity of an animal is intensified,
such as for export shipments,
quarantined herds, field trials,
experiments, or disease surveys.
Multiple forms of official identification
are also allowed if an individual wishes
to apply a visually and electronically
readable official eartag to an animal that
is currently identified with non-EID
official eartags or vaccination tags. Our
proposed rule did not include changes
to the situations in which an animal is
allowed multiple forms of official
identification. To mitigate identification
challenges associated with these
situations, additional recordkeeping is
required in these instances to ensure
that adequate traceability is maintained.
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Data Security
Many commenters expressed
concerns related to data security and
confidentiality. Commenters sought
clarity about what data APHIS would
collect when the requirement is
implemented, where the data would be
stored, and with whom it would be
shared.
Commenters did not elaborate on
their specific data concerns in great
detail. APHIS takes care to protect
personally identifiable information (PII)
and proprietary business information in
its recordkeeping, in compliance with
the Privacy Act of 1974 (5 U.S.C.
552a).15 Moreover, an EID tag is
encoded with a number but no ownerspecific information (e.g., a number that
identifies the animal, such as 840 001
018 932 052 or 42CXP9965).
We also note that APHIS and State
animal disease traceability databases are
not public databases. They are
accessible only to Federal and State
officials who meet strict permissions
15 See the systems of records notice for the animal
disease traceability program, found at https://
www.regulations.gov/document/APHIS-2011-00570001.
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and security requirements; therefore,
proprietary information will not be
available to competitors or unauthorized
individuals.
Some commenters expressed the view
that producer information should be
exempt from Freedom of Information
Act (FOIA; 5 U.S.C. 552) requirements,
in order to preserve the confidentiality
of that information for producers.
We are making no change in response
to the comments, as APHIS does not
have the authority to define or redefine
exemptions to FOIA. We can only apply
FOIA consistent with the statute and
caselaw.
That being said, we believe that there
are adequate provisions in the law for
the protection of confidential producer
data. Some commenters appear to have
the misconception that all information
in Federal databases is available on
request; however, FOIA and the Privacy
Act each provide substantial protections
for producer information, including the
protection of financial and personal
identifying information. Under FOIA,
Exemption 4 protects trade secrets or
commercial or financial information
that is confidential or privileged; and
Exemption 6 protects information that,
if disclosed, would invade another
individual’s personal privacy. The
Privacy Act protects personal
information held by the Federal
Government by preventing
unauthorized disclosures of such
information. Individuals also have the
right to review such information,
request corrections, and be informed of
any disclosures. FOIA facilitates these
processes.
Some commenters stated that the
proposed rule does not adequately
protect producers’ data from potential
cyberattacks or security breaches.
The commenters did not provide
details regarding their specific concerns
regarding these hypothetical threats.
Both State and Federal databases
undergo extensive security testing,
restrictions, and permission for access
to assure that only authorized
individuals may access data. Both
APHIS and States employ substantial
teams of security and information
technology experts to assure data
security and integrity.
Commenters expressed differing
views regarding where to keep animal
identification data collected as a result
of this rulemaking. Some commenters
stated that a ‘‘government’’ or
‘‘national’’ database was needed, others
stated that data should be held in State
databases and shared with Federal
officials when needed, while others
stated that data should be kept in
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private databases to protect
confidentiality.
Animal traceability data and disease
information are kept in various Federal
as well as State databases, with asneeded access restricted to the State and
Federal officials responsible for
managing high-impact diseases of the
cattle industry. Device distribution
records may also be stored in databases
kept by producer organizations
redistributing tags. As noted earlier,
State and Federal databases undergo
extensive security testing, restrictions,
and permission for access, and both
APHIS and State agencies employ teams
of security and information technology
experts to ensure data integrity and
security.
One commenter stated that producers
should have access to records of the
animals produced on their farm after the
animals leave the farm.
We disagree with the commenter, as
this would compromise producer data
confidentiality. Availability of
information stored in APHIS and State
animal disease traceability databases is
limited to regulatory officials for the
purpose of disease tracing activities.
One commenter stated that data
integrity needs to be maintained when
tags are retired and then reused.
Tags used for official identification
are not reused.
One commenter stated that RFID
technology can elicit and transmit
information from clothing, appliances,
and vehicles, placing personal
information at risk.
The commenter provides no evidence
to support this claim. RFID tags that are
currently approved for official use by
APHIS are passive tags. A passive tag is
powered only by the reader emitting a
radio signal, which allows the antenna
within the tag to emit a signal back to
the reader. There is no active power
source within the tag, and the tag is
unable to emit any signal without first
being exposed to an RFID reader. There
are no batteries associated with passive
RFID tags.
Some commenters stated that data
collection should be minimal, and
access to it should be limited to animal
disease traceability purposes.
APHIS agrees. Data collection
required by this final rule is limited to
the necessary information for adequate
animal disease traceability. Access to
animal traceability data and disease
information kept in Federal and State
databases is restricted to the State and
Federal officials responsible for
managing high-impact diseases of the
cattle industry.
One commenter recommended APHIS
make improvements to information
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database systems to facilitate sharing of
data between agencies.
The commenter did not detail specific
improvements they believe should be
made. Enhanced sharing of electronic
information with appropriate
permissions is one of the ADT
program’s goals. In the past, we have
supported this goal by efforts such as
funding electronic databases through
cooperative agreements, and we intend
to continue doing so as funding allows.
One commenter stated that the
software available from APHIS is not
user-friendly and asked us to provide
software that will better meet the
requirements of this rule.
We are unsure to what software the
commenter is referring.
Legal Issues
A commenter stated that APHIS lacks
authority to require the use of EID
eartags, as the requirement does not
directly and actively detect, control, or
eradicate pests or diseases, nor is it an
operation or measure such as ‘‘drawing
of blood and diagnostic testing’’
authorized by 7 U.S.C. 8308.
The legal basis for this rulemaking is
the AHPA, under 7 U.S.C. 8305, by
which the Secretary of Agriculture may
restrict the movement in interstate
commerce of any animal, article, or
means of conveyance if the Secretary
determines that the restriction is
necessary to prevent the introduction
into or dissemination within the United
States of any pest or disease of livestock.
This authority is not limited to, as the
commenter implies, the examples of
‘‘drawing of blood and diagnostic
testing of animals’’ under 7 U.S.C. 8308.
Moreover, 7 U.S.C. 8308 supports,
rather than undercuts, this rulemaking;
it provides the agency authority to
‘‘carry out operations and measures to
detect, control, or eradicate any pest or
disease of livestock,’’ including but not
limited to diagnostic testing. Tracking
via EID eartags is plainly a measure for
these activities; it inherently facilitates
them by allowing APHIS to quickly and
easily identify livestock for the
detection, control, or eradication of any
livestock pest or disease.
One of these commenters further
stated that APHIS lacked the authority
to require EID tags because this
requirement is not a valid prohibition or
restriction in interstate commerce
authorized by 7 U.S.C. 8305.
We disagree with the commenter. The
Secretary of Agriculture is authorized by
7 U.S.C. 8305 to prohibit or restrict the
movement in interstate commerce of
any animal, article, or means of
conveyance if the Secretary determines
that the prohibition or restriction is
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necessary to prevent the introduction or
dissemination of any pest or disease of
livestock. The ADT program helps
prevent the dissemination of disease by
helping minimize the effects of disease
outbreaks through restrictions, such as
the EID eartag requirement, that the
agency has determined are necessary for
efficient livestock tracing.
We also note that this final rule does
not require producers to purchase and
affix EID eartags to their cattle as the
only acceptable official identification
device or method to meet the official
identification requirements for interstate
movement; the regulations continue to
list eartags as one of several forms of
authorized official identification, which
also include tattoos and brands when
accepted by State officials in the
sending and receiving States.
Several commenters stated that the
proposed rule violates the Tenth
Amendment as certain States have
codified into State law their own
options for animal identification.
The Tenth Amendment provides that
‘‘powers not delegated to the United
States by the Constitution, nor
prohibited by it to the States, are
reserved to the States respectively, or to
the people.’’ Regulating interstate
commerce, which includes the interstate
movement of animals, is a power
delegated to Congress as an enumerated
power under the Commerce Clause of
the Constitution. Exercising this
enumerated power through the AHPA,
Congress has delegated to the Secretary
of Agriculture the authority to restrict
the movement in interstate commerce of
any animal or article necessary to
prevent the introduction into or
dissemination within the United States
of any pest or disease of livestock. The
Tenth Amendment does not refute
APHIS’ authority to restrict the
interstate movement of animals for this
purpose and, in turn, displace a State’s
exercise of its regulatory power.
Two commenters stated that this
rulemaking violated the intent of Article
1, Section 8, of the Constitution. One of
these commenters stated that the USDA
was falsely asserting that Congress has
delegated and granted it broad powers
which are implied, plenary, and
inherent. The commenter noted that
Congress has not mandated an
electronic animal identification scheme,
and therefore APHIS lacks the authority
to impose one.
We did not assert that Congress has
granted the USDA ‘‘broad powers which
are implied, plenary and inherent.’’
Under the AHPA, Congress has
delegated authority to the Secretary of
Agriculture to promulgate regulations to
prevent the introduction into the United
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States and the dissemination within the
United States of any pest or disease of
livestock. This rulemaking is consistent
with Congress’s clear, intelligible
directive to protect animal health
because it is intended to prevent the
introduction and dissemination of
livestock pests or diseases by improving
the existing ADT program. USDA has
issued this rulemaking based on
Congress’s grant of clear authority to it,
not based on some implied or vague
powers. Additionally, electronic animal
identification represents a logical,
modest update to the ADT program that
is within USDA’s mandate to
implement.
Two commenters stated that this
rulemaking violates the Fourth
Amendment. One of these commenters
stated that this was because requiring
EID eartags constituted
‘‘unconstitutionally seizing the cattle
producers [sic] value-added information
without compensation.’’ The commenter
also alleged that the rulemaking violates
the Fifth Amendment because the
‘‘value-added information associated
with the mandatory EID eartags further
constitutes the private property of the
owner of the cattle.’’
The requirement for official EID tags
does not involve seizing a producer’s
value-added information. Some
producers use EID eartags to participate
in value-added verification programs
overseen by the AMS. Producers may,
but are not required, to use official EID
eartags to participate in these
verification programs and, alternatively,
may also use 900-series tags. The
premiums producers are paid for cattle
participating in these verification
programs are a result of the specific
management practices required by said
programs. While information regarding
such management practices may be
correlated with an animal’s EID number,
this information is kept in the hands of
the producer; the producer’s possession
or use of the information is not
interfered with at all, and, in any event,
this information is not the same as the
information collected for animal disease
traceability purposes that is kept in
State and Federal databases. Information
correlated with an animal’s EID number
kept in State and Federal databases is
limited to information necessary for
disease tracing.
A commenter stated that this
rulemaking violated Executive Orders
14005 and 14017 by requiring producers
to purchase EID eartags manufactured in
China. Another commenter stated that
this rulemaking should adhere to
Executive Order 14005 and be made in
the United States.
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Executive Orders 14005 and 14017
apply only to Federal Government
purchases. APHIS abides by the
Executive Orders and complies with the
Buy American Act (41 U.S.C. 8301–
8303).
We also note that this rulemaking
does not stipulate that producers must
purchase eartags made in a foreign
country. APHIS approves official EID
tags by any manufacturer, foreign or
domestic, that fulfils the rigorous
criteria listed in the OAIDS.
Additionally, as noted earlier, eartags
are one of several forms of authorized
official identification. Producers who do
not wish to use eartags may use another
form of authorized official
identification, such as tattoos and
brands when accepted by State officials
in the sending and receiving States.
Cost and Fairness
Many commenters opposed the
proposed rule because of their belief
that the cost of purchasing EID tags
placed an undue financial burden on
producers, particularly small farmers
and ranchers. Commenters also claimed
that these costs to producers would fuel
consolidation in the livestock industry.
We do not agree with these comments
regarding the magnitude of costs to the
domestic cattle and bison industry, and
do not think this rulemaking will result
in further consolidation of the cattle
industry. The commenters who raised
these concerns often based them on the
belief that official identification would
be required for all or most cattle and
bison regardless of whether they enter
interstate commerce. Official
identification is not required for all
cattle or bison. Under the current
regulations in § 86.4(b), which this final
rule does not change, the following
categories of cattle and bison are subject
to official identification requirements
for interstate movement: all sexually
intact cattle and bison 18 months of age
or over; all female dairy cattle of any age
and all male dairy cattle born after
March 11, 2013; cattle and bison of any
age used for rodeo or recreational
events; and cattle and bison of any age
used for shows or exhibitions. Cattle
and bison are exempted from official
identification requirements if they are
going directly to slaughter. Thus, large
categories of cattle, such as feeder cattle
or cull cattle going to slaughter, are not
subject to the identification
requirements. In addition, cattle and
bison only require official identification
under the regulations if they move
interstate or are in Federal or State
disease programs. Accordingly, many
small producers will be exempted
because they never move cattle
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interstate, so their cattle do not require
official identification.
While we acknowledge the
commenters’ concern over consolidation
of the cattle industry, we disagree that
an EID tag requirement would cause
consolidation. Data from USDA’s
National Agricultural Statistics Service
reflect consolidation as a broader trend
in the cattle industry that is present in
both States that have and States that
have not implemented a State-specific
EID tag requirement.
That being said, we acknowledge that
producers may at some point have to
assume costs associated with
purchasing EID tags as a result of this
rulemaking. Accordingly, we have
prepared a regulatory impact analysis
(RIA) that estimates aggregate annual
costs to the domestic cattle and bison
industry as a result of the rule. The
analysis estimates, conservatively, that
11 million cattle and bison are tagged
with visual official identification per
year to fulfill official identification
requirements under the regulations.
This number represents approximately
11 percent to 12 percent of the cattle
and bison in the domestic inventory. We
estimate that these are the average
percentages of cattle that would be
required to have EID tags instead of
visual-only tags each year under this
rule. The cost is estimated to be
approximately $26.1 million, assuming
no Federal funding is provided. (APHIS
has historically provided funding for
EID eartags and intends to continue
doing so as long as funding is available.
Funding is discussed in greater detail
later in this document.) This equates to
an average cost of $30.45 per cattle or
bison operation each year; or based on
total industry cash receipts from 2021,
approximately 2.5 cents per $100 (0.025
percent).
The RIA also articulates the benefits
of increased traceability that were
previously identified in the economic
analysis that accompanied the 2013
final rule establishing the regulations,
particularly the foregone liabilities
when traceability is not quick or
accurate, and delineates how EID
furthers the aims of efficient and
accurate traceability that undergird the
regulations. The RIA for this final rule
is available on Regulations.gov as a
supporting document for this final rule,
as well as by contacting the individual
listed below FOR FURTHER INFORMATION
CONTACT. For reasons discussed in the
2013 economic analysis and the RIA
that accompanies this final rule, it has
been and continues to be APHIS’
position that the benefits associated
with timely and accurate animal
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traceability significantly outweigh costs
to regulated entities.
Many commenters stated that the rule
unfairly favors large corporations over
small producers. It was stated that small
producers would have to pay more to
comply with the regulations than large
operations due to bulk discounts offered
by EID tag manufacturers. Other
commenters stated that large
corporations were favored because they
are allowed to use GINs to officially
identify their animals.
The commenters are correct that many
EID tag manufacturers currently offer
lower rates for EID tags bought in bulk.
The calculations for the average price of
an EID tag in the RIA factor in these
price differences. As noted previously,
most small producers will not be
affected by this rulemaking because they
do not move their cattle interstate.
Small producers that are affected by this
rulemaking may consider creative ways
to capitalize on bulk discounts for EID
tags, such as cooperative buying. These
would be individual business decisions
based on producer’s unique
circumstances. We also note that, while
APHIS cannot commit to long-term
funding for EID tags because the
availability of Federal funding in future
fiscal years is dependent on annual
Congressional appropriations and
USDA–APHIS budgetary priorities,
APHIS has provided these tags free of
charge since 2020. Funding for EID
eartags is discussed in greater detail
later in this document.
This rulemaking does not change the
regulations regarding the use of GINs.
Methods of official identification other
than official eartags are outside the
scope of this rulemaking.
Some commenters stated that this
rulemaking would force small
operations out of the livestock market
and thus undermine the resiliency of
the nation’s food system.
We disagree that an EID requirement
undermines efforts to build and
maintain a resilient food supply. For the
reasons discussed earlier in this
document, many small producers will
not be affected by this rulemaking. A
resilient food supply relies on the health
and wellbeing of our nation’s livestock,
which is the intended outcome of an
effective and efficient ADT system.
Some commenters stated that this
rulemaking is designed to benefit export
markets by making it easier for
companies to ‘‘ship products around the
world’’ or by protecting international
trade markets, at the expense of small
producers who will bear the cost of the
rulemaking.
We acknowledge possible benefits to
export markets and trade associated
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with domestic animal disease
traceability and EID—these are
referenced in the RIA that accompanies
this final rule. We disagree, however,
that this final rule is intended to
directly benefit cattle and bison
exporters. This final rule pertains to
interstate movement of cattle and bison,
not the export of cattle and bison, and
foreign markets are free to set their own
import requirements. While it is true
that many of these requirements
currently include EID, that is not within
APHIS’ purview. Furthermore, options
already exist for exporters to meet any
such requirements; many exporters
currently use third-party verification
programs under the purview of AMS to
comply with traceability requirements
of export markets.
Commenters stated that costs to
producers extended beyond the cost of
EID tags, and included infrastructure
such as EID readers, software, and labor.
A commenter stated that this
rulemaking would require additional
labor for accredited veterinarians to
enter data into a database, the cost of
which would be passed on to producers.
It was stated that our RIA was flawed
because it did not take these costs into
account.
We disagree with the commenters.
The official identification requirement
does not require the producer to have
hardware (readers) or software
(computer systems). Readers and
software are not required because each
EID tag also has a visual component.
The tag number is imprinted on the
plastic shell containing the EID portion
of the tag. The tags can thus be used in
the same manner as visual tags by
producers who do not wish to invest in
tag-reading hardware and software.
We disagree that this final rule
requires producers to incur additional
labor costs related to application of tags
because the regulations already require
the placement of official identification.
The EID requirement only changes the
type of eartag that must be used for
cattle that require official identification
and that are officially identified using
eartags. The labor involved in applying
a metal NUES eartag should not be any
more burdensome than the labor
involved in applying an EID eartag.
Likewise, this final rule imposes no
new requirement for accredited
veterinarians to enter data into a
database. Accredited veterinarians may
continue collecting the information
already required by the regulations in
their medical records in the same way
they currently do, so long as the records
are retrievable when a disease outbreak
occurs. Costs passed on to the producer
should only reflect the difference in the
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cost of tags because this final rule does
not require any additional labor.
Some commenters stated that APHIS
should acknowledge that EID tags are
meant to be read electronically and
update the RIA to account for the cost
of readers.
APHIS disagrees that EID tags are
meant to be read only electronically. As
explained above, EID tags must be
readable both electronically and
visually. To ensure the visual
readability of eartags, the OAIDS
requires that EID tags be readable from
30 inches with 20/20 vision, while there
was no readability standard for metal
NUES tags.
Two commenters stated that
mandatory EID may increase corporate
control over the livestock industry by
giving packers more information about
how animals are produced.
APHIS-approved official eartags only
encode the 15-digit animal
identification number. They do not
encode any producer information.
Many commenters noted that APHIS
has provided funding for EID eartags in
the past and stated that the agency
should commit to continuing this
funding. Some commenters specified
that funding should be provided for at
least the first 2 years after the final
rule’s implementation. Commenters also
stated that APHIS should provide
funding for necessary equipment and
related costs, such as readers, data
management systems, and labor.
Since 2020, APHIS has provided
funding for EID eartags, as well as
readers and ear taggers. Since the
availability of Federal funding in future
fiscal years is dependent on annual
Congressional appropriations and
USDA–APHIS budgetary priorities, a
long-term commitment to this funding is
not possible. We intend to continue to
provide assistance as long as funding is
available. However, in the absence of
Federal funding, producers would have
to assume costs associated with
purchasing EID tags. For this reason, we
have prepared an assessment that
estimates annual aggregate costs to the
domestic cattle and bison industry
associated with this rule.
As noted earlier, this final rule does
not require producers or livestock
markets to have electronic reading
equipment or additional data
management systems, because the
official EID tags must be readable
visually as well as electronically.
Producers may continue using EID
eartags the same way they currently use
non-EID, visual-only eartags.
Finally, for the reasons discussed
earlier in this document, we disagree
that this rulemaking will cause
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39557
producers to incur additional labor
costs. The application of an EID eartag
should not result in more labor costs
than the application of a non-EID eartag.
Two commenters stated that the
USDA should continue funding States
via cooperative agreements. A
commenter stated that funding for States
to support ADT infrastructure should be
increased.
This final rule does not impact the
ADT annual cooperative agreements
with States, Territories, or Tribes. We
note that this funding is separate from
the additional funding that APHIS has
provided since 2020 to support EID tags
and infrastructure. APHIS intends to
provide funding for EID eartags and
infrastructure for as long as funding is
available, but we are unable to commit
to multi-year funding for the reasons
discussed above.
Two commenters stated that the RIA
was inaccurate in its statement that the
cost of tags would increase from $3.3
million annually (the estimated cost of
metal NUES tags) to $29.3 million
annually (the estimated cost of EID
tags), as APHIS has been providing
metal NUES tags to producers at no cost.
The commenter is correct that APHIS
has provided NUES eartags at no cost to
producers. The commenter fails to
acknowledge, however, that APHIS has
also been providing EID tags at no cost
to producers since 2020. The estimates
in the RIA take into account that
funding for neither type of tag has been
guaranteed in the past, nor can funding
for EID tags be guaranteed in the future,
as this funding depends on each year’s
Agency budget and competing disease
priorities.
Two commenters stated that the
estimates for the annual cost of EID
eartags in the RIA were flawed because
they only accounted for costs to animals
currently being identified by non-EID
tags. The commenters stated that the
estimated number of affected animals
did not consider animals currently
tagged with EID tags, or animals that are
required to have official identification
but are not in compliance with the
regulations.
Cattle and bison already identified
with official EID eartags are already in
compliance with this final rule, and
therefore would not incur new expenses
as a result of it. While we recognize that
some people may not comply with the
current regulations regarding official
identification, we have no means of
estimating their number. We also note
that people currently not in compliance
with the regulations are unlikely to
begin complying as a result of this
rulemaking, and therefore would not
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increase demand for official
identification tags.
A commenter stated that the RIA does
not include information about the
estimated economic impact for
individual operations.
The commenter is incorrect. The RIA
states that, assuming the Federal
Government does not provide tags free
of charge in the future, the average cost
per operation to purchase EID eartags
would range from $26.24 to $29.45 for
FDX eartags, and from $31.13 to $34.73
for HDX eartags.
A commenter stated that our cost
estimates did not consider costs
incurred for livestock moved interstate
after purchased at an in-State general
auction market. The commenter asked
whether the buyer would be charged for
the cost of eartags or be required to
place official eartags on the animals
they purchased.
Under the current regulations in
§ 86.4(b), which this final rule does not
change, cattle and bison that are
required to have official identification
must be officially identified prior to
interstate movement unless they are
exempted from the requirement for
official identification. Animal classes
and movements that currently require
official identification will continue to
require official identification, while
animal classes and movements
exempted from the official identification
requirements will continue to be
exempted.
A commenter stated that we should
adjust the estimate of impacted cattle in
the RIA to account for the expanded
definition of dairy cattle.
We disagree with the commenter.
APHIS has not expanded the definition
of dairy cattle. The change to the
definition of dairy cattle is a
codification of guidance that APHIS has
consistently given to producers and
State animal health officials, and not a
change in policy. Beef/dairy cross
breeds should already be officially
identified. We have no indication of
noncompliance or controversy
surrounding this policy. Assuming
regulated parties are in compliance,
beef/dairy crosses are already accounted
for in our estimate of 11 million
impacted cattle.
We acknowledge the possibility that
there may be cattle producers that did
not consider their beef/dairy cross
breeds to be dairy cattle, and were
alerted to our interpretation of the
definition of dairy cattle to encompass
beef/dairy cross breeds by this
rulemaking. However, as we have no
indicators of widespread
noncompliance, we expect this scenario
to be rare and expect the number of
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cattle to be affected by it to be de
minimis.
A commenter asked why the RIA did
not report on tracing exercises using
branded cattle.
While the regulations allow the use of
brands to fulfil the requirements for
official identification if agreed upon by
sending and receiving States, brands do
not uniquely identify an animal and are
not intended for animal traceability.
Brands are not unique outside of local
areas, are currently only used in 14
States, and are not systematically
recorded in national databases. For
these reasons, tracing exercises are
restricted to animals identified with
AIN 840-numbered tags and NUES tags.
A commenter suggested further costbenefit analysis to assess the impact on
cattle and bison producers while
ensuring maximum expansion of ADT
capability.
The commenter did not specify what
they believe our analysis is lacking. We
believe the RIA comprehensively
assesses the costs and benefits of this
rule.
Some commenters disagreed with our
estimation that the number of impacted
cattle would be 11 million. A
commenter stated that, previously, the
USDA estimated that the final rule
would impact 30 million cattle that
cross State lines annually. Another
commenter stated that many State
identification programs are tied to the
Federal system, and therefore even
cattle that do not cross State lines would
be impacted by this rulemaking.
The commenter is mistaken that we
previously estimated this rulemaking
would impact 30 million cattle, and the
commenter provides no source for this
figure. Our estimate of 11 million cattle
is based on the number of official
identification tags that have been used
in previous years. Many animals that
move interstate are exempt from official
identification requirements, such as beef
cattle under 18 months of age, and
animals going to slaughter or to an
approved livestock market.
Regarding the concern about State
identification programs, APHIS is
unaware of any intrastate movement
requirements that may mimic Federal
regulations. Moreover, intrastate
movement regulations are beyond our
jurisdiction.
A commenter stated that the RIA uses
outdated 15-year-old data to determine
that many small entities would not be
affected because most small entities
market through local auctions. The
commenter stated that this is no longer
necessarily the case, as small entities
have increased their use of online
livestock video auctions and alternative
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livestock marketing channels that would
require the use of an EID tag. The
commenter also stated that market
consolidation has reduced the available
number of livestock auctions, forcing
some small producers to market outside
their state.
The RIA uses NAHMS data from 2008
as well as from 2017 to determine that
small operations are less likely to move
cattle interstate. Data from the 2008
NAHMS report indicated that 82
percent to 88 percent of beef cattle were
marketed through general auction
markets. These markets tend to be instate auctions or out-of-state APHIS
approved markets, for which official
identification is not required. Data from
the 2017 NAHMS report further
indicated that small operations were
most likely to use auction markets,
while larger producers used auctions as
well as other marketing channels.
Although the published literature on
small sized farms moving cattle
interstate is scarce, we believe the data
from these reports are still applicable
and relevant. We are not aware of any
significant change in marketing
practices for small producers.
Furthermore, we disagree with the
commenter that small producers are
forced to market out of State due to
market consolidation, as the number of
APHIS-approved livestock markets has
increased steadily each year. In 2013,
when the ADT rule was implemented,
there were 703 active APHIS-approved
markets; today there are 1,310.
A commenter stated that a calculated
benefit of $30 million per year is
inaccurate, as the calculation is based
on incorrect assumptions that EID
eartags will reduce the time to detect an
outbreak, reduce herd surveillance
costs, improve practices that identify
diseased cattle, and reduce the
probability of countries imposing trade
restrictions because of a disease
outbreak in cattle.
APHIS would like to clarify the
commentor’s misunderstanding. Thirty
million dollars was our estimate of the
additional cost of EID tags; we assessed,
but did not quantify, expected benefits.
Although use of EID would not reduce
the time it takes to initially detect a
disease or conduct surveillance, EID
reduces the time to find diseased and
exposed animals. APHIS disease
investigations are often concluded
through quarantine and testing or
depopulation of cattle herds when the
animal of interest is not identifiable,
which incurs costs for livestock
producers as well as APHIS. As
explained in the RIA, when outbreaks of
livestock diseases occur, the use of EID
eartags can help limit their size and
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scope, thus reducing the number of
animals that are depopulated, the
impact to producers and communities,
and the probability that trade
restrictions are imposed. Additionally,
rapid containment of foreign animal
diseases and identification of affected,
exposed, and vaccinated animals will
expedite the return of export markets,
should they close in the event of a
disease outbreak.
A commenter stated that, because
only approximately eight manufacturers
have had their EID eartags approved for
official use by APHIS, this rulemaking
creates an oligopoly of eartag
manufacturers on which producers are
forced to rely.
This rulemaking does not in any way
restrict new manufacturers from
applying for approval of their eartags for
use as official identification. In fact,
changes proposed in this rulemaking
streamline the approval process for new
EID devices in order to encourage new
manufacturers to enter the market.
APHIS will continue to approve official
identification tags from new companies
that are in compliance with our
regulations.
A commenter stated that producers
need assurance that eartags and related
infrastructure will be available at a
reasonable price.
APHIS will continue to approve
eartags for official identification. As
noted earlier, this final rule does not
require the use of infrastructure, such as
readers, because tags are required to
have a visual component.
A commenter asked us to include an
assessment of biometric tools for official
identification that have the potential to
reduce costs per head of cattle.
The RIA includes in its assessment
the types of EID eartags that are
currently approved for use, which
include FDX and HDX RFID tags. APHIS
would consider any type of alternate
EID methods that are supported by
credible research.
Two commenters stated that future
new EID technologies mentioned in the
proposed rule could result in higher
costs for producers.
The RIA estimated costs to producers
based on EID technology available and
approved for use today, which is
currently limited to RFID. In the
proposed rule, we stated that we refer to
EID, rather than RFID, tags in the
regulations in order to allow for other
electronically readable technology,
should it become available in the future.
Just as referring to EID would not limit
official eartags to the technology
available today, it would also not limit
official eartags to a hypothetical highercost technology available in the future.
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Maintaining technological neutrality in
the regulations provides flexibility for
the regulated community to choose the
technology that best meets their
individual needs, cost being one
consideration.
Some commenters stated that ADT
raises fear of market manipulation by
multinational packing corporations or
the government.
The commenters did not elaborate on
their specific concerns regarding market
manipulation and provided no
supporting evidence of this hypothetical
situation. As discussed earlier in this
document, APHIS protects personally
identifiable information (PII) and
proprietary business information in its
recordkeeping.
A commenter stated that the
requirement for ICVIs is an added
expense.
The commenter is incorrect. Cattle
and bison to which official
identification requirements apply are
already required to be accompanied by
an ICVI or alternate movement
document before moving interstate. We
did not propose to substantively change
any regulations pertaining to ICVIs.
Rather, we proposed to make an
editorial change to the definition of
ICVIs to account for the use of electronic
ICVIs in addition to paper ones.
A commenter stated that this
rulemaking will result in the
elimination of incentive programs that
encourage producers to adopt EID,
which may have been the only way
some producers could afford the
technology.
We believe that the ‘‘incentive
programs’’ to which the commenter is
referring are the verification programs
overseen by AMS. We disagree that this
rulemaking will necessarily eliminate
these verification programs. Verification
programs can fulfill trading partners’
requirements for traceability from birth
to slaughter as well as additional
recordkeeping requirements for
exported cattle. Because the current
regulations and this rulemaking do not
fulfil these requirements, we expect
continued need for verification
programs.
Miscellaneous
There were a number of comments
that did not fall into any of the
categories listed above.
A commenter asked for clarification
on the meaning of preemption language
in § 86.8 and the preemption language
mentioned in the proposed rule relevant
to Executive Order 12899 (sic).
Section 86.8 provides that States and
Tribes may not specify an official
identification device or method for
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39559
interstate movement if the regulations
allow for multiple devices or methods,
nor may a receiving State or Tribe
impose requirements that would require
the shipping State or Tribe to develop
a particular type of system or alter an
existing system in order to meet the
requirements. There was no Executive
Order 12899 language in the proposed
rule; however, we believe the
commenter is referring to Executive
Order 12988, which was referenced, and
transposed the numbers. The 12988
language in the preamble of the
proposed rule, in contrast, has the effect
of stating that, if finalized, State laws
that conflict with the specific provisions
of this rulemaking would be preempted.
For example, a State’s animal
identification regulations could not
continue to allow for non-EID forms of
official identification of cattle and bison
that are subject to the ADT regulations.
We emphasize that the regulations in
part 86 apply only to interstate
movement; States may develop their
own official identification requirements
for intrastate movement that apply after
an animal arrives from a shipping State
or may otherwise impose in-State
requirements for the cattle once the
movement has occurred.
The same commenter asked whether a
State could impose official
identification importation requirements
for classes of animals otherwise exempt
in the ADT rule.
The final rule 16 that established
§ 86.8 indicated that States may require
the official identification of classes of
animals that are exempt under our
regulations, provided that the receiving
State’s requirement does not require the
shipping State to develop a particular
type of system or alter an existing
system.
The same commenter asked whether a
State could restrict the types of official
identification devices required for
imported animals when the ADT rule
permits additional approved methods of
identification for the species, such as
restricting the use of GINs for the
movement of pigs and instead requiring
individual animal IDs. The commenter
asked us to amend the regulations to
allow a State to impose these additional
requirements if they are not currently
permissible.
Because the current regulations allow
for group or lot identification as a means
of official identification, restricting the
use of GINs and requiring individual
animal ID for pigs, or cattle or bison as
applicable to this rulemaking, is
prohibited under § 86.8.
16 See
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Amending § 86.8 as requested is
outside the scope of this rulemaking,
and one of the amendments requested
by the commenter goes against the
stated aims of the ADT program.
Finally, the same commenter asked us
to explain the enabling legislation for
§ 86.8.
The enabling legislation for § 86.8 is
the AHPA.
Two commenters stated that this
rulemaking would reduce the speed of
commerce. Conversely, another
commenter stated that EID allows for
the collection of animal movement data
at the speed of commerce.
We disagree with the commenters
who stated the rule would reduce the
speed of commerce. EID and electronic
records have the potential to increase
the efficiency and speed of routine
operations in the cattle and bison
industry. EID tags allow staff to read
animals’ identification numbers without
having to restrain or handle the cattle or
bison. For cattle or bison requiring
ICVIs, electronic tags also allow
veterinarians to rapidly and accurately
complete health certificates and
movement documentation without
slowing the speed of commerce.
One commenter asked that we amend
§ 86.5(c)(7)(i) to require that the official
identification numbers of cattle and
bison are recorded during the transfer
from an approved livestock facility
directly to a recognized slaughtering
establishment.
We will consider the commenters’
suggestion; however, this is outside the
scope of this rulemaking.
One commenter asked us to state that
forms used for interstate poultry
movement must meet the same accuracy
and clarity criteria that pertain to ICVIs
for poultry and other species.
We will consider the commenters’
suggestion; however, this is outside the
scope of this rulemaking.
One commenter asked us to create a
standardized ICVI form.
This is outside the scope of this
rulemaking. We note that all ICVI forms
are required to contain the same
information, which is listed under the
definition of interstate certificate of
veterinary inspection (ICVI) in § 86.1.
One commenter stated that this
rulemaking could reduce the use of the
brucellosis vaccine because the use of
EID tags would double the cost of
brucellosis vaccination.
APHIS requires brucellosis
vaccination for cattle in the Greater
Yellowstone Area. Cattle that are
vaccinated for brucellosis are required
to have official identification and
currently use metal official NUES tags.
While we acknowledge that EID tags are
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more expensive than metal NUES tags,
and discuss these differences in cost in
the RIA, we disagree with, and the
commenter provides no evidence to
support, the speculation that these costs
would discourage compliance with the
requirement for brucellosis vaccination.
Some commenters asked us to remove
the requirement to tattoo animals that
receive the brucellosis vaccine because
correct placement of an EID eartag
makes tattoo placement difficult.
We disagree with the commenters that
EID tag placement interferes with
brucellosis tattoo placement. While
official EID tags may be placed in either
ear, the recommended placement is the
left ear to avoid interference with the
brucellosis tattoo, which is required on
the right ear.
One commenter stated that additional
education regarding proper tag
application and retention for
veterinarians and producers is
necessary.
APHIS agrees that education assists in
proper tag application and increased tag
retention. We support education
through efforts such as cooperative
agreements and outreach and intend to
continue such efforts as funding allows.
One commenter asked for guidance
stating that exports from the United
States to Canada will clearly state
requirements for use of an approved
indicator with the International
Organization for Standardization (ISO)
11784.
The final rule does not pertain to the
export of livestock. Requirements for
exported livestock are found in 9 CFR
part 91.
One commenter asked us to establish
performance standards for the retention
of backtags referenced in
§ 86.4(b)(1)(i)(C).
Backtags are not methods of official
identification but are mentioned in
§ 86.4(b)(1)(i)(C), in the context of an
exemption for cattle and bison that are
moved interstate from the requirement
of official identification if certain
conditions are met. The existing
regulations require that backtags used to
fulfil this exemption must ‘‘ensure that
the identity of the animal is accurately
maintained until tagging.’’ We believe
this adequately addresses the required
performance of backtags used in this
context.
Two commenters stated that the use
of alternative movement records should
be increased, and that these alternative
movement records could be created by
a veterinarian or their designee, but
APHIS should not require an inspection
or attestation of health by a veterinarian.
The existing regulations in § 86.5(a)
already provide for alternatives to the
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ICVI for animals moving interstate.
Alternate documentation requires an
agreement between both shipping and
receiving States to be considered official
movement documentation. The current
regulations do not specify that an
alternative movement document
requires an inspection or attestation of
health by a veterinarian.
Two commenters stated that the
USDA and States should target
enforcement of ADT requirements
beyond fixed-facility livestock auction
markets to avoid incentivizing direct
selling outside of markets.
We do not believe this rulemaking
will incentivize direct selling outside of
markets. Compliance with the
regulations in 9 CFR part 86 is required
for animals subject to these regulations,
regardless of whether the animal is sold
through a livestock market or a private
sale. Accredited veterinarians
responsible for inspection and interstate
movement of animals are subject to the
same requirements and face the same
sanctions for noncompliance, regardless
of whether they work for or from a
market or private treaty sale. Accredited
veterinarians must submit copies of the
documentation (ICVI or alternate
movement documents) to the origin and
destination State official within 7 days
of inspecting the animal, and they must
complete this documentation accurately
and completely. Accredited
veterinarians that are non-compliant are
subject to sanctions including monetary
penalties, loss of accreditation, and, in
some cases, criminal penalties.
A commenter asked whether there
will be civil or criminal penalties for not
adhering to the requirements of the final
rule.
The AHPA lists criminal and civil
penalties relevant to violating the
requirements of the regulations in
section 8313. Changes to the regulations
do not impact the Act.
Some commenters stated that this
rulemaking could subject cattle
producers to liability, should the animal
bearing their EID eartag contract a
disease after the animal is sold or
should food safety issues arise in
meatpacking plants.
Under this rulemaking, producers are
not liable for disease infection after an
animal leaves their premises. The EID
requirement thus has no known
implications for producer liability.
One commenter claimed that the
reason behind requiring EID for eartags
is the Global Roundtable for Sustainable
Beef.
The commenter provided no evidence
to support this claim. As explained in
the proposed rule and earlier in this
document, the purpose of this action is
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to improve our animal disease
traceability program’s ability to trace
animals accurately and rapidly in order
to aid us in disease response.
Several commenters requested that
APHIS seek equivalency from trading
partners by requiring imported cattle to
have EID.
The scope of this rulemaking is
limited to requirements for domestic
cattle in interstate commerce. New
requirements for imported cattle would
require a separate rulemaking.
Some commenters stated that the ADT
program needs to be compatible with
the general traceability principles of the
World Organization for Animal Health
(WOAH).
We are unsure of what specific
principles the commenters are referring
to. However, we note that, as a WOAH
member country, the United States
contributes to development of, and
complies with, the guidelines that the
member countries develop.
Finally, we note that we are making
non-substantive editorial changes to the
OAIDS to improve clarity, readability,
and accuracy. This includes changes
such as reordering information,
removing duplicative information, and
removing broken links. It also includes
editing to a paragraph explaining which
criteria manufacturers must meet for
low-frequency devices. The edits
remove a sentence stating that
substantial sales data or approval in
another country may be considered in
lieu of International Committee on
Animal Recording’s (ICAR) materials/
environmental testing. We are making
this edit because sales data or approval
in another country may not be an
adequate substitute for ICAR testing,
and we do not have a standard for what
‘‘substantial sales data’’ means. The
revised OAIDS is published alongside
this final rule.
Therefore, for the reasons given in the
proposed rule and in this document, we
are adopting the proposed rule as a final
rule, with the changes discussed in this
document.
Executive Orders 12866, 13563, and
Regulatory Flexibility Act
This final rule has been determined to
be significant for the purposes of
Executive Order 12866, as amended by
Executive Order 14094, ‘‘Modernizing
Regulatory Review,’’ and, therefore, has
been reviewed by the Office of
Management and Budget.
We have prepared an economic
analysis for this final rule. The
economic analysis provides a costbenefit analysis, as required by
Executive Orders 12866 and 13563,
which direct agencies to assess all costs
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and benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, and equity). Executive Order
13563 emphasizes the importance of
quantifying both costs and benefits, of
reducing costs, of harmonizing rules,
and of promoting flexibility. The
economic analysis also examines the
potential economic effects of this final
rule on small entities, as required by the
Regulatory Flexibility Act. The
economic analysis is summarized
below. Copies of the full analysis are
available on the Regulations.gov website
(see footnote 6 in this document for a
link to Regulations.gov) or by contacting
the person listed under FOR FURTHER
INFORMATION CONTACT.
We are amending the animal disease
traceability regulations to recognize
only eartags that are both visually and
electronically readable as official eartags
for use for interstate movement of cattle
and bison that are covered under the
regulations. We are also clarifying
certain record retention and record
access requirements. These changes will
enhance the ability of State, Federal,
and private veterinarians, and livestock
producers, to quickly respond to highimpact diseases currently existing in the
United States, as well as foreign animal
diseases that threaten the viability of the
U.S. cattle and bison industries. The
benefits of animal disease traceability
include enhancing the ability of the
United States to regionalize and
compartmentalize animal health issues,
minimizing the costs of disease
outbreaks, and enabling the
reestablishment of foreign and domestic
market access with minimum delay
following an animal disease event.
APHIS conducted a cost-benefit
analysis to determine how the transition
to electronic identification (EID) tags
will affect the cattle and bison
industries. Our analysis suggests that
approximately 11 million cattle are
currently tagged with official non-EID
eartags per year. The rule will not
change the number of cattle tagged, but
it will increase the estimated average
annual cost of purchasing tags by
approximately $26.1 million dollars per
year, or $30.39 per cattle or bison
operation. As noted in APHIS’ costbenefit analysis, the cost of purchasing
new tags is the only additional costs
APHIS has determined will be imposed
on producers, regardless of whether
they currently own electronic reading
equipment.
We began soliciting comments
concerning the proposal for 60 days,
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39561
ending March 20, 2023. In response to
several requests by commenters, we
extended the comment period by 30
days, to April 19, 2023. We received
2,006 comments from industry groups,
producers, veterinarians, State
departments of agriculture, and
individuals. While many of these
comments were in support of the
proposed rule, we did receive concerns
regarding the economic impacts of this
rule. Comments included concerns
regarding the potential additional costs
of having to adhere to the new EID
technology, beyond the cost of the EID
tags, along with concerns that this
rulemaking will disproportionately
impact small businesses. We have
evaluated these concerns carefully and,
while the new EID tags will increase the
costs of identifying certain cattle and
bison as outlined in this analysis, we
have found the other concerns to be
unsubstantiated, which we discuss in
the cost section of this analysis.
Radio frequency identification (RFID)
technology, a type of electronic
identification, has been available in the
livestock industry for many years.
APHIS has evaluated the cost structure
of current RFID technologies, commonly
known as FDX and HDX. Both
technologies work well and have similar
qualities. This report describes the cost
structure of these EID eartags. We
provide 10 years of historic population
levels for cattle and bison in order to
provide the reader with a range of cost
estimates based upon a fluctuating cattle
and bison population.
EID eartags are a vital component to
efficient and accurate traceability of
cattle and bison. It benefits stakeholders
by significantly reducing the numbers of
animals and response time involved in
a disease investigation.
One of the most significant benefits of
the rule will be the enhanced ability of
the United States to regionalize and
compartmentalize animal disease
outbreaks. Regionalization is the
concept of separating subpopulations of
animals to maintain a specific health
status in one or more disease-free
regions or zones. This risk-based
process can help to mitigate the adverse
economic effects of a disease outbreak.
Traceability of animals is necessary to
form these zones that facilitate
reestablishment of foreign and domestic
market access with minimum delay in
the wake of an animal disease event.
The use of EID eartags can significantly
reduce the amount of time it takes
animal health officials to complete a
trace investigation, which involves
knowing where diseased and potentially
exposed animals are, and where they
have been. Animals that may have come
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in contact with an affected animal can
number in the thousands or tens of
thousands. Transitioning from visual to
electronic identification devices may
significantly reduce the time it takes
animal health officials conducting a
trace to scan animals in a herd during
a disease response. The more efficiently
and effectively animal health officials
can complete a trace, the faster we can
regionalize and compartmentalize
animal disease outbreaks in order to
mitigate adverse economic impacts.
Having an EID system in place will,
therefore, minimize not only the spread
of disease but also the trade impacts an
outbreak may have.
Executive Order 12372
This program/activity is listed in the
Catalog of Federal Domestic Assistance
under No. 10.025 and is subject to
Executive Order 12372, which requires
intergovernmental consultation with
State and local officials. (See 2 CFR
chapter IV.)
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Executive Order 12988
This final rule has been reviewed
under Executive Order 12988, Civil
Justice Reform. This rule: (1) Preempts
all State and local laws and regulations
that are in conflict with this rule; (2) has
no retroactive effect; and (3) does not
require administrative proceedings
before parties may file suit in court
challenging this rule.
Executive Order 13175
This final rule has been reviewed in
accordance with the requirements of
Executive Order 13175, ‘‘Consultation
and Coordination with Indian Tribal
Governments.’’ Executive Order 13175
requires Federal agencies to consult and
coordinate with Tribes on a
government-to-government basis on
policies that have tribal implications,
including regulations, legislative
comments or proposed legislation, and
other policy statements or actions that
have substantial direct effects on one or
more Indian Tribes, on the relationship
between the Federal Government and
Indian Tribes or on the distribution of
power and responsibilities between the
Federal Government and Indian Tribes.
APHIS has determined that Executive
Order 13175 is applicable to this
rulemaking and that therefore
consultation is required, as this final
rule may affect one or more Tribes and
the cost associated with managing cattle
and bison herds. To raise awareness of
this rulemaking, APHIS hosted an
informational webinar to Tribal nations
on October 27, 2021, to notify Tribes of
this rulemaking and solicit consultation.
On May 18, 2022, the APHIS Office of
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National Tribal Liaison sent letters to all
574 Tribal Leaders inviting them to
attend an upcoming Tribal listening
session. The listening session was held
on June 23, 2022. Sixteen individuals
attended, and we did not receive
feedback that substantively affected the
development of this rulemaking. APHIS
will work with the Office of Tribal
Relations to ensure that additional
outreach occurs in 2024. If a Tribe
requests consultation, APHIS will
coordinate with the Office of Tribal
Relations to ensure that meaningful
consultation occurs.
Paperwork Reduction Act
In accordance with section 3507(d) of
the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the reporting,
recordkeeping, and third-party
disclosure requirements described in
this final rule are currently approved by
the Office of Management and Budget
(OMB) under OMB control number
0579–0327. The categories of burden
and numbers haven’t changed as a result
of this rule. The last approval from 2021
(https://www.regulations.gov/document/
APHIS-2021-0056-0001) is still accurate.
E-Government Act Compliance
The Animal and Plant Health
Inspection Service is committed to
compliance with the EGovernment Act
to promote the use of the internet and
other information technologies, to
provide increased opportunities for
citizen access to Government
information and services, and for other
purposes. For information pertinent to
E-Government Act compliance related
to this final rule, please contact Mr.
Joseph Moxey, APHIS’ Paperwork
Reduction Act Coordinator, at (301)
851–2533.
Congressional Review Act
Pursuant to subtitle E of the Small
Business Regulatory Enforcement
Fairness Act of 1996 (also known as the
Congressional Review Act, 5 U.S.C. 801
et seq.) OIRA has determined that this
rule does not meet the criteria set forth
in 5 U.S.C. 804(2).
Unfunded Mandates Reform Act of
1995
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104.4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
tribal governments, and the private
sector. Under section 101 of the UMRA,
APHIS generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘Federal mandates’’ that may
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result in expenditures by State, local, or
tribal governments, in the aggregate, or
by the private sector, of $100 million or
more in any one year. When such a
statement is needed for a rule, section
205 of the UMRA generally requires
APHIS to identify and consider a
reasonable number of regulatory
alternatives and adopt the least costly,
more cost-effective, or least burdensome
alternative that achieves the objectives
of the rule.
This rule contains no Federal
mandates (under the regulatory
provisions of title II of the UMRA) that
may result in expenditures by State,
local, and tribal governments, in the
aggregate, or by the private sector, of
$100 million or more in any one year.
Thus, this rule is not subject to the
requirements of sections 202 and 205 of
the UMRA.
List of Subjects
9 CFR Part 71
Animal diseases, Livestock, Poultry
and poultry products, Quarantine,
Reporting and recordkeeping
requirements, Transportation.
9 CFR Part 77
Animal diseases, Bison, Cattle,
Reporting and recordkeeping
requirements, Transportation,
Tuberculosis.
9 CFR Part 78
Animal diseases, Bison, Cattle,
Quarantine, Reporting and
recordkeeping requirements, Swine,
Transportation.
9 CFR Part 86
Animal diseases, Bison, Cattle,
Livestock, Reporting and recordkeeping
requirements.
For the reasons stated in the
preamble, APHIS amends 9 CFR parts
71, 77, 78, and 86 as follows:
PART 71—GENERAL PROVISIONS
1. The authority citation for part 71
continues to read as follows:
■
Authority: 7 U.S.C. 8301–8317; 7 CFR
2.22, 2.80, and 371.4.
2. Amend § 71.1 by revising the
definition of ‘‘Official eartag’’ to read as
follows:
■
§ 71.1
Definitions.
*
*
*
*
*
Official eartag. An identification tag
approved by APHIS that bears an
official identification number for
individual animals. The design, size,
shape, color, and other characteristics of
the official eartag will depend on the
needs of the users, subject to the
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approval of the Administrator. The
official eartag must be tamper-resistant
and have a high retention rate in the
animal.
*
*
*
*
*
PART 77—TUBERCULOSIS
3. The authority citation for part 77
continues to read as follows:
■
Authority: 7 U.S.C. 8301–8317; 7 CFR
2.22, 2.80, and 371.4.
4. Amend § 77.2, by revising the
definitions of ‘‘Interstate certificate of
veterinary inspection (ICVI)’’ and
‘‘Official eartag’’ to read as follows:
■
§ 77.2
Definitions.
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*
*
*
*
*
Interstate certificate of veterinary
inspection (ICVI). An official document
issued by a Federal, State, Tribal, or
accredited veterinarian certifying the
inspection of animals in preparation for
interstate movement.
(1) The ICVI must show:
(i) The species of animals covered by
the ICVI;
(ii) The number of animals covered by
the ICVI;
(iii) The purpose for which the
animals are to be moved;
(iv) The address at which the animals
were loaded for interstate movement;
(v) The address to which the animals
are destined; and
(vi) The names of the consignor and
the consignee, and their addresses if
different from the address at which the
animals were loaded or the address to
which the animals are destined.
(vii) Additionally, unless the speciesspecific requirements for ICVIs provide
an exception, the ICVI must list the
official identification number of each
animal, except as provided in paragraph
(2) of this definition, or group of
animals moved that is required to be
officially identified, or, if an alternative
form of identification has been agreed
upon by the sending and receiving
States, the ICVI must include a record
of that identification. If animals moving
under a GIN also have individual
official identification, only the GIN
must be listed on the ICVI. An ICVI may
not be issued for any animal that is not
officially identified, if official
identification is required. If the animals
are not required by the regulations to be
officially identified, the ICVI must state
the exemption that applies (e.g., the
cattle and bison do not belong to one of
the classes of cattle and bison to which
the official identification requirements
of this part apply). If the animals are
required to be officially identified but
the identification number does not have
to be recorded on the ICVI, the ICVI
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must state that all animals to be moved
under the ICVI are officially identified.
(2) As an alternative to recording
individual animal identification on an
ICVI, if agreed to by the receiving State
or Tribe, another document may be
attached to provide this information, but
only under the following conditions:
(i) The document must be a State form
or APHIS form that requires individual
identification of animals, or a printout
of official identification numbers
generated by computer or other means;
(ii) A legible copy of the document
must be attached to the original and
each copy of the ICVI;
(iii) Each copy of the document must
identify each animal to be moved with
the ICVI. The document must not
contain any information pertaining to
other animals; and
(iv) The following information must
be included in the identification column
on the original and each copy of the
ICVI:
(A) The name of the document; and
(B) Either the unique serial number on
the document or both the name of the
person who prepared the document and
the date the document was signed.
*
*
*
*
*
Official eartag. An identification tag
approved by APHIS that bears an
official identification number for
individual animals. The design, size,
shape, color, and other characteristics of
the official eartag will depend on the
needs of the users, subject to the
approval of the Administrator. The
official eartag must be tamper-resistant
and have a high retention rate in the
animal.
*
*
*
*
*
PART 78—BRUCELLOSIS
5. The authority citation for part 78
continues to read as follows:
■
Authority: 7 U.S.C. 8301–8317; 7 CFR
2.22, 2.80, and 371.4.
6. Amend § 78.1 by revising the
definitions of ‘‘Dairy cattle’’, ‘‘Interstate
certificate of veterinary inspection
(ICVI)’’, and ‘‘Official eartag’’ to read as
follows:
■
§ 78.1
Definitions.
*
*
*
*
*
Dairy cattle. All cattle, regardless of
age or sex or current use, that are of a
breed(s) or offspring of a breed used to
produce milk or other dairy products for
human consumption, including, but not
limited to, Ayrshire, Brown Swiss,
Holstein, Jersey, Guernsey, Milking
Shorthorn, and Red and Whites.
*
*
*
*
*
Interstate certificate of veterinary
inspection (ICVI). An official document
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39563
issued by a Federal, State, Tribal, or
accredited veterinarian certifying the
inspection of animals in preparation for
interstate movement.
(1) The ICVI must show:
(i) The species of animals covered by
the ICVI;
(ii) The number of animals covered by
the ICVI;
(iii) The purpose for which the
animals are to be moved;
(iv) The address at which the animals
were loaded for interstate movement;
(v) The address to which the animals
are destined; and
(vi) The names of the consignor and
the consignee and their addresses if
different from the address at which the
animals were loaded or the address to
which the animals are destined.
(vii) Additionally, unless the speciesspecific requirements for ICVIs provide
an exception, the ICVI must list the
official identification number of each
animal, except as provided in paragraph
(2) of this definition, or group of
animals moved that is required to be
officially identified, or, if an alternative
form of identification has been agreed
upon by the sending and receiving
States, the ICVI must include a record
of that identification. If animals moving
under a GIN also have individual
official identification, only the GIN
must be listed on the ICVI. An ICVI may
not be issued for any animal that is not
officially identified, if official
identification is required. If the animals
are not required by the regulations to be
officially identified, the ICVI must state
the exemption that applies (e.g., the
cattle and bison do not belong to one of
the classes of cattle and bison to which
the official identification requirements
of this part apply). If the animals are
required to be officially identified but
the identification number does not have
to be recorded on the ICVI, the ICVI
must state that all animals to be moved
under the ICVI are officially identified.
(2) As an alternative to recording
individual animal identification on an
ICVI, if agreed to by the receiving State
or Tribe, another document may be
attached to provide this information, but
only under the following conditions:
(i) The document must be a Tribal or
State form or APHIS form that requires
individual identification of animals, or
a printout of official identification
numbers generated by computer or other
means;
(ii) A legible copy of the document
must be attached to the original and
each copy of the ICVI;
(iii) Each copy of the document must
identify each animal to be moved with
the ICVI. The document must not
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contain any information pertaining to
other animals; and
(iv) The following information must
be included in the identification column
on the original and each copy of the
ICVI:
(A) The name of the document; and
(B) Either the unique serial number on
the document or both the name of the
person who prepared the document and
the date the document was signed.
*
*
*
*
*
Official eartag. An identification tag
approved by APHIS that bears an
official identification number for
individual animals. The design, size,
shape, color, and other characteristics of
the official eartag will depend on the
needs of the users, subject to the
approval of the Administrator. The
official eartag must be tamper-resistant
and have a high retention rate in the
animal.
*
*
*
*
*
PART 86—ANIMAL DISEASE
TRACEABILITY
7. The authority citation for part 86
continues to read as follows:
■
Authority: 7 U.S.C. 8301–8317; 7 CFR
2.22, 2.80, and 371.4.
8. Amend § 86.1 by:
a. Revising the definitions of
‘‘Approved tagging site’’, ‘‘Dairy cattle’’,
and ‘‘Interstate certificate of veterinary
inspection (ICVI)’’;
■ b. Adding in alphabetical order the
definition for ‘‘Official Animal
Identification Device Standards
(OAIDS)’’;
■ c. Revising the definition of ‘‘Official
eartag’’; and
■ d. Adding an OMB citation at the end
of the section.
The revisions and additions read as
follows:
■
■
§ 86.1
Definitions.
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*
*
*
*
*
Approved tagging site. A premises,
authorized by APHIS, State, or Tribal
animal health officials, where livestock
without official identification may be
transferred to have official identification
applied on behalf of their owner or the
person in possession, care, or control of
the animals when they are brought to
the premises.
*
*
*
*
*
Dairy cattle. All cattle, regardless of
age or sex or current use, that are of a
breed(s) or offspring of a breed used to
produce milk or other dairy products for
human consumption, including, but not
limited to, Ayrshire, Brown Swiss,
Holstein, Jersey, Guernsey, Milking
Shorthorn, and Red and Whites.
*
*
*
*
*
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15:06 May 08, 2024
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Interstate certificate of veterinary
inspection (ICVI). An official document
issued by a Federal, State, or Tribal
government, or an accredited
veterinarian, certifying the inspection of
animals in preparation for interstate
movement.
(1) The ICVI must show:
(i) The species of animals covered by
the ICVI;
(ii) The number of animals covered by
the ICVI;
(iii) The purpose for which the
animals are to be moved;
(iv) The address at which the animals
were loaded for interstate movement;
(v) The address to which the animals
are destined; and
(vi) The names of the consignor and
the consignee and their addresses if
different from the address at which the
animals were loaded or the address to
which the animals are destined.
(vii) Additionally, unless the speciesspecific requirements for ICVIs provide
an exception, the ICVI must list the
official identification number of each
animal, except as provided in paragraph
(2) of this definition, or group of
animals moved that is required to be
officially identified, or, if an alternative
form of identification has been agreed
upon by the sending and receiving
States, the ICVI must include a record
of that identification. If animals moving
under a GIN also have individual
official identification, only the GIN
must be listed on the ICVI. An ICVI may
not be issued for any animal that is not
officially identified if official
identification is required. If the animals
are not required by the regulations to be
officially identified, the ICVI must state
the exemption that applies (e.g., the
cattle and bison do not belong to one of
the classes of cattle and bison to which
the official identification requirements
of this part apply). If the animals are
required to be officially identified but
the identification number does not have
to be recorded on the ICVI, the ICVI
must state that all animals to be moved
under the ICVI are officially identified.
(2) As an alternative to recording
individual animal identification on an
ICVI, if agreed to by the receiving State
or Tribe, another document may be
attached to provide this information, but
only under the following conditions:
(i) The document must be a State form
or APHIS form that requires individual
identification of animals, or a printout
of official identification numbers
generated by computer or other means;
(ii) A legible copy of the document
must be attached to the original and
each copy of the ICVI;
(iii) Each copy of the document must
identify each animal to be moved with
PO 00000
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Fmt 4700
Sfmt 4700
the ICVI. The document must not
contain any information pertaining to
other animals; and
(iv) The following information must
be included in the identification column
on the original and each copy of the
ICVI:
(A) The name of the document; and
(B) Either the unique serial number on
the document or both the name of the
person who prepared the document and
the date the document was signed.
*
*
*
*
*
Official Animal Identification Device
Standards (OAIDS). A document
providing further information regarding
the official identification device
recordkeeping requirements of this part,
and technical descriptions,
specifications, and details under which
APHIS would approve identification
devices for official use. Updates or
modifications to the Standards
document will be announced to the
public by means of a notice published
in the Federal Register.
Official eartag. An identification tag
approved by APHIS that bears an
official identification number for
individual animals. The design, size,
shape, color, and other characteristics of
the official eartag will depend on the
needs of the users, subject to the
approval of the Administrator. The
official eartag must be tamper-resistant
and have a high retention rate in the
animal.
*
*
*
*
*
(Approved by the Office of Management and
Budget under control number 0579–0327)
9. Revise § 86.2 to add an OMB
citation at the end of the section to read
as follows:
■
§ 86.2 General requirements for
traceability.
*
*
*
*
*
(Approved by the Office of Management and
Budget under control number 0579–0327)
■
10. Revise § 86.3 to read as follows:
§ 86.3
Recordkeeping requirements.
(a) Any State, Tribe, accredited
veterinarian, or other person or entity
who distributes official identification
devices must maintain for 5 years a
record of the names and addresses of
anyone to whom the devices were
distributed. Official identification
device distribution records must be
entered by the person distributing the
devices into the Tribal, State, Federal, or
other database acceptable to each
government entity. Additional guidance
on meeting these recordkeeping
requirements is found in the OAIDS.
(b) Records of official identification
devices applied by a federally
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Federal Register / Vol. 89, No. 91 / Thursday, May 9, 2024 / Rules and Regulations
accredited veterinarian to a client
animal must be kept in a readily
accessible record system.
(c) Approved livestock facilities must
keep any ICVIs or alternate
documentation that is required by this
part for the interstate movement of
covered livestock that enter the facility
on or after March 11, 2013. For poultry
and swine, such documents must be
kept for at least 2 years, and for cattle
and bison, sheep and goats, cervids, and
equids, 5 years.
(d) Records required under
paragraphs (a) through (c) of this section
must be maintained by the responsible
person or entity and must be of
sufficient accuracy, quality, and
completeness to demonstrate
compliance with all conditions and
requirements under this part. During
normal business hours, APHIS must be
allowed access to all records, to include
visual inspection and reproduction (e.g.,
photocopying, digital reproduction).
The responsible person or entity must
submit to APHIS all reports and notices
containing the information specified
within 48 hours of receipt of request, or
earlier if warranted by an emergency
disease response.
(Approved by the Office of Management and
Budget under control number 0579–0327)
11. Amend § 86.4 by:
a. Revising paragraphs (a)
introductory text and (a)(1)(i);
■ b. In paragraphs (a)(2)(i) and (iv),
removing the word ‘‘equine’’ and adding
in its place the word ‘‘equid’’ wherever
it appears;
■ c. In paragraph (a)(2)(iii), removing
the words ‘‘to the equine’’ and adding
in their place the words ‘‘into the
equid’’;
■ d. In paragraph (a)(2)(v), removing the
word ‘‘equines’’ and adding in its place
the word ‘‘equids’’;
■ e. Adding paragraph (b)(1)(ii)(D);
■ f. Revising paragraphs (b)(1)(iii)(B),
(b)(4) introductory text, and (c)(3);
■ g. Removing paragraph (c)(4);
■ h. Revising paragraphs (e)(1)(iii) and
(iv);
■ i. Adding in paragraph (e)(2)(iv) the
words ‘‘or other EID’’ between the
words ‘‘RFID’’ and ‘‘eartag’’; and
■ j. Adding an OMB citation at the end
of the section.
The additions and revisions read as
follows:
ddrumheller on DSK120RN23PROD with RULES1
■
■
§ 86.4
Official identification.
(a) Official identification devices and
methods. The Administrator has
approved the following official
identification devices or methods for the
species listed. The Administrator may
authorize the use of additional devices
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15:06 May 08, 2024
Jkt 262001
or methods for a specific species if he
or she determines that such additional
devices or methods will provide for
adequate traceability. Additional
guidance on official identification
devices, methods, and the approval
process is found in the Official Animal
Identification Device Standards (OAIDS)
document.
(1) * * *
(i) For an official eartag, beginning
November 5, 2024, all official eartags
sold for or applied to cattle and bison
must be readable both visually and
electronically (EID);
*
*
*
*
*
(b) * * *
(1) * * *
(ii) * * *
(D) Cattle and bison leaving a
slaughter establishment may only be
moved to another recognized slaughter
establishment or approved feedlot and
can only be sold/re-sold as slaughter
cattle, and they must be accompanied
by an owner-shipper statement in
accordance with § 86.5(c)(1).
Information listed on the document
must include the name and address of
the slaughter establishment from which
the animals left, the official
identification numbers, as defined in
§ 86.1, correlated with the USDA
backtag number (if available), the name
of the destination slaughter
establishment, or approved feedlot (as
defined in § 77.5 of this subchapter) to
which the animals are being shipped.
(iii) * * *
(B) All dairy cattle;
*
*
*
*
*
(4) Horses and other equids. Horses
and other equids moving interstate must
be officially identified prior to the
interstate movement, using an official
identification device or method listed in
paragraph (a)(2) of this section unless:
*
*
*
*
*
(c) * * *
(3) A visually and electronically
readable eartag may be applied to an
animal that is already officially
identified with one or more non-EID
official eartags and/or a non-EID official
vaccination eartag used for brucellosis.
The person applying the new visually
and electronically readable eartag must
record the date the eartag is applied to
the animal and the official identification
numbers of both official eartags and
must maintain those records for 5 years.
*
*
*
*
*
(e) * * *
(1) * * *
(iii) Malfunction of the electronic
component of an electronically readable
(EID) device; or
(iv) Incompatibility or inoperability of
the electronic component of an EID
PO 00000
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Fmt 4700
Sfmt 4700
39565
device with the management system or
unacceptable functionality of the
management system due to use of an
EID device.
*
*
*
*
*
(Approved by the Office of Management and
Budget under control number 0579–0327)
■
12. Revise § 86.5 to read as follows:
§ 86.5 Documentation requirements for
interstate movement of covered livestock.
(a) Responsible persons and required
documentation. The persons
responsible for animals leaving a
premises for interstate movement must
ensure that the animals are
accompanied by an interstate certificate
of veterinary inspection (ICVI) or other
document required by this part for the
interstate movement of animals.
(b) Forwarding of documents. (1) The
APHIS representative, State or Tribal
representative, or accredited
veterinarian issuing an ICVI or other
document required for the interstate
movement of animals under this part,
must forward a copy of the ICVI or other
document to the State or Tribal animal
health official of the State or Tribe of
origin within 7 calendar days from the
date on which the ICVI or other
document is issued. The State or Tribal
animal health official in the State or
Tribe of origin must forward a copy of
the ICVI or other document to the State
or Tribal animal health official in the
State or Tribe of destination within 7
calendar days from date on which the
ICVI or other document is received.
(2) The animal health official or
accredited veterinarian issuing or
receiving an ICVI or other interstate
movement document in accordance
with paragraph (b)(1) of this section
must keep a copy of the ICVI or
alternate documentation. For poultry
and swine, such documents must be
kept for at least 2 years, and for cattle
and bison, sheep and goats, cervids, and
equine species, 5 years.
(c) Cattle and bison. Cattle and bison
moved interstate must be accompanied
by an ICVI unless:
(1) They are moved directly to a
recognized slaughtering establishment,
or directly to an approved livestock
facility and then directly to a recognized
slaughtering establishment, and they are
accompanied by an owner-shipper
statement.
(2) They are moved directly to an
approved livestock facility with an
owner-shipper statement and do not
move interstate from the facility unless
accompanied by an ICVI.
(3) They are moved from the farm of
origin for veterinary medical
examination or treatment and returned
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09MYR1
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Federal Register / Vol. 89, No. 91 / Thursday, May 9, 2024 / Rules and Regulations
to the farm of origin without change in
ownership.
(4) They are moved directly from one
State through another State and back to
the original State.
(5) They are moved as a commuter
herd with a copy of the commuter herd
agreement or other document, as agreed
to by the States or Tribes involved in the
movement.
(6) Additionally, cattle and bison may
be moved between shipping and
receiving States or Tribes with
documentation other than an ICVI, e.g.,
a brand inspection certificate, as agreed
upon by animal health officials in the
shipping and receiving States or Tribes.
(7) The official identification number
of cattle or bison must be recorded on
the ICVI or alternate documentation
unless:
(i) The cattle or bison are moved from
an approved livestock facility directly to
a recognized slaughtering establishment;
or
(ii) The cattle and bison are sexually
intact cattle or bison under 18 months
of age or steers or spayed heifers; except
that this paragraph (c)(7)(ii) does not
apply to dairy cattle of any age or to
cattle or bison used for rodeo,
exhibition, or recreational purposes.
(d) Horses and other equine species.
Horses and other equine species moved
interstate must be accompanied by an
ICVI unless:
(1) They are used as the mode of
transportation (horseback, horse and
buggy) for travel to another location and
then return direct to the original
location; or
(2) They are moved from the farm or
stable for veterinary medical
examination or treatment and returned
to the same location without change in
ownership; or
(3) They are moved directly from a
location in one State through another
State to a second location in the original
State.
(4) Additionally, equids may be
moved between shipping and receiving
States or Tribes with documentation
other than an ICVI, e.g., an equine
infectious anemia test chart, as agreed to
by the shipping and receiving States or
Tribes involved in the movement.
(5) Equids moving commercially to
slaughter must be accompanied by
documentation in accordance with part
88 of this subchapter. Equine infectious
anemia reactors moving interstate must
be accompanied by documentation as
required by part 75 of this subchapter.
(e) Poultry. Poultry moved interstate
must be accompanied by an ICVI unless:
(1) They are from a flock participating
in the National Poultry Improvement
Plan (NPIP) and are accompanied by the
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15:06 May 08, 2024
Jkt 262001
documentation required under the NPIP
regulations (parts 145 through 147 of
this chapter) for participation in that
program; or
(2) They are moved directly to a
recognized slaughtering or rendering
establishment; or
(3) They are moved from the farm of
origin for veterinary medical
examination, treatment, or diagnostic
purposes and either returned to the farm
of origin without change in ownership
or euthanized and disposed of at the
veterinary facility; or
(4) They are moved directly from one
State through another State and back to
the original State; or
(5) They are moved between shipping
and receiving States or Tribes with a VS
Form 9–3 or documentation other than
an ICVI, as agreed upon by animal
health officials in the shipping and
receiving States or Tribes; or
(6) They are moved under permit in
accordance with part 82 of this
subchapter.
(f) Sheep and goats. Sheep and goats
moved interstate must be accompanied
by documentation as required by part 79
of this subchapter.
(g) Swine. Swine moved interstate
must be accompanied by documentation
in accordance with § 71.19 of this
subchapter or, if applicable, with part
85 of this subchapter.
(h) Captive cervids. Captive cervids
moved interstate must be accompanied
by documentation as required by part 77
of this subchapter.
(Approved by the Office of Management and
Budget under control number 0579–0327)
Done in Washington, DC, this 26th day of
April 2024.
Jennifer Moffitt,
Under Secretary for Marketing and Regulatory
Programs.
[FR Doc. 2024–09717 Filed 5–8–24; 8:45 am]
BILLING CODE 3410–34–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 25
[Docket No. FAA–2024–0566; Special
Conditions No. 25–861–SC]
Special Conditions: The Boeing Model
737–8 Airplane; Dynamic Test
Requirements for Single-Occupant
Oblique Seats With 3-Point Seat Belt
With Pretensioner
Federal Aviation
Administration (FAA), DOT.
ACTION: Final special conditions; request
for comments.
AGENCY:
PO 00000
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Fmt 4700
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These special conditions are
issued for The Boeing Company
(Boeing) Model 737–8 series airplane.
This airplane, as modified by HAECO
Cabin Solutions, LLC. (HAECO), will
have a novel or unusual design feature
when compared to the state of
technology envisioned in the
airworthiness standards for transportcategory airplanes. This design feature
is single-occupant oblique (side-facing)
seats equipped with a 3-point seat belt
with pretensioner. The applicable
airworthiness regulations do not contain
adequate or appropriate safety standards
for this design feature. These special
conditions contain the additional safety
standards that the Administrator
considers necessary to establish a level
of safety equivalent to that established
by the existing airworthiness standards.
DATES: This action is effective on
HAECO on May 9, 2024. Send
comments on or before June 24, 2024.
ADDRESSES: Send comments identified
by Docket No. FAA–2024–0566 using
any of the following methods:
• Federal eRegulations Portal: Go to
www.regulations.gov and follow the
online instructions for sending your
comments electronically.
• Mail: Send comments to Docket
Operations, M–30, U.S. Department of
Transportation, 1200 New Jersey
Avenue SE, Room W12–140, West
Building Ground Floor, Washington, DC
20590–0001.
• Hand Delivery or Courier: Take
comments to Docket Operations in
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
Avenue SE, Washington, DC, between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
• Fax: Fax comments to Docket
Operations at 202–493–2251.
Docket: Background documents or
comments received may be read at
www.regulations.gov at any time.
Follow the online instructions for
accessing the docket or go to Docket
Operations in Room W12–140 of the
West Building Ground Floor at 1200
New Jersey Avenue SE, Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: John
Shelden, Cabin Safety Section, AIR–624,
Technical Policy Branch, Policy and
Standards Division, Aircraft
Certification Service, Federal Aviation
Administration, 2200 South 216th
Street, Des Moines, Washington 98198;
telephone and fax (206) 231–3214; email
john.shelden@faa.gov.
SUPPLEMENTARY INFORMATION: The
substance of these special conditions
has been published in the Federal
SUMMARY:
E:\FR\FM\09MYR1.SGM
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Agencies
[Federal Register Volume 89, Number 91 (Thursday, May 9, 2024)]
[Rules and Regulations]
[Pages 39540-39566]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-09717]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection Service
9 CFR Parts 71, 77, 78, and 86
[Docket No. APHIS-2021-0020]
RIN 0579-AE64
Use of Electronic Identification Eartags as Official
Identification in Cattle and Bison
AGENCY: Animal and Plant Health Inspection Service, USDA.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: We are amending the animal disease traceability regulations to
require that eartags applied on or after a date 180 days after
publication in the Federal Register of this final rule be both visually
and electronically readable in order to be recognized for use as
official eartags for interstate movement of cattle and bison covered
under the regulations. We are also clarifying certain record retention
and record access requirements and revising some requirements
pertaining to slaughter cattle. These changes will enhance the ability
of Tribal, State and Federal officials, private veterinarians, and
livestock producers to quickly respond to high-impact diseases
currently existing in the United States, as well as foreign animal
diseases that threaten the viability of the U.S. cattle and bison
industries.
DATES: This rule is effective November 5, 2024.
FOR FURTHER INFORMATION CONTACT: Dr. Alexander K. Turner, Acting
Director, Animal Disease Traceability and Veterinary Accreditation
Center, Strategy and Policy, VS, APHIS, 2150 Centre Ave., Building B,
Fort Collins, CO 80526; (970) 494-7353.
SUPPLEMENTARY INFORMATION:
Background
Under the Animal Health Protection Act (AHPA, 7 U.S.C. 8301 et
seq.), the Secretary of Agriculture has the authority to issue orders
and regulations to prevent the introduction into the United States and
the dissemination within the United States of any pest or disease of
livestock. Within the U.S. Department of Agriculture (USDA), the Animal
and Plant Health Inspection Service (APHIS) has primary regulatory
responsibility to prevent, control, and eradicate communicable diseases
of livestock in the United States. Knowing where diseased and at-risk
animals are, where they have been, and when, is indispensable in
emergency response and in ongoing disease control and eradication
programs.
The animal disease traceability regulations, which were set forth
in a final rule \1\ published on January 9, 2013 (78 FR 2040-2075,
Docket No. APHIS-2009-0091) and are contained in 9 CFR part 86, provide
the requirements for identification and documentation for certain
classes of cattle and bison to move interstate. These regulations
establish minimum national official identification and documentation
requirements for the traceability of livestock moving interstate. The
species covered in the regulations include cattle and bison (sexually
intact and 18 months of age or older, all female dairy cattle of any
age and male dairy cattle born after March 11, 2013, cattle and bison
of any age used for rodeo or recreational events, and cattle and bison
of any age used for shows or exhibitions), sheep and goats, swine,
horses and other equids, captive cervids (e.g., deer and elk), and
poultry.
---------------------------------------------------------------------------
\1\ To view the final rule, supporting documents, and comments
we received, go to: https://www.regulations.gov/docket/APHIS-2009-0091.
---------------------------------------------------------------------------
Under the regulations, official identification devices or methods
are determined by the APHIS Administrator. An ``official identification
device or method'' is defined in Sec. 86.1 of the regulations as ``[a]
means approved by the Administrator of applying an official
identification number to an animal of a specific species or associating
an official identification number with an animal or group of animals of
a specific species or otherwise officially identifying an animal or
group of animals.''
One of the approved identification methods for cattle and bison
covered by part 86 is an official eartag. An official eartag is defined
in Sec. 86.1 of the regulations as ``[a]n identification tag approved
by APHIS that bears an official identification number for individual
animals. Beginning March 11, 2014, all official eartags manufactured
must bear an official eartag shield. Beginning March 11, 2015, all
official eartags applied to animals must bear an official eartag
shield. The design, size, shape, color, and other characteristics of
the official eartag will depend on the needs of the users, subject to
the approval of the Administrator. The official eartag must be tamper-
resistant and have a high retention rate in the animal.'' The other
methods of official identification of cattle and bison include
``[b]rands registered with a recognized brand inspection authority and
accompanied by an official brand inspection certificate, when agreed to
by the shipping and receiving State or Tribal animal health
authorities; or [t]attoos and other identification methods acceptable
to a breed association for registration purposes, accompanied by a
breed registration certificate, when agreed to by the shipping and
receiving State or Tribal animal health authorities; or Group/lot
identification when a group/lot identification number (GIN) may be
used.'' 9 CFR 86.4(a)(1)(ii) through (iv).
Historically, APHIS has used metal, non-electronic identification
(EID) tags for animal identification in disease programs for many
decades and has approved both non-EID and radio frequency
identification (RFID, a form of EID) tags for use as official eartags
in cattle and bison since 2008.
Since the enactment of the animal disease traceability regulations,
APHIS has worked with stakeholders to enhance its traceability capacity
within the Animal Disease Traceability (ADT) program. In January 2017,
APHIS staff officers met with State officials and
[[Page 39541]]
APHIS Veterinary Services field officers to gather input on what was
working well in the traceability program and what gaps remained. A
report of our findings was published in April 2017 (https://www.aphis.usda.gov/traceability/downloads/adt-assessment.pdf). Among
other findings, the report discussed gaps in tracing animals due to the
challenges of reading and recording numbers from non-EID eartags. A
similar gap identified was the need for greater efficiency in
collecting Animal Identification Numbers (AINs) or other official
identification numbers of individual animals at slaughter and removing
those identification numbers from future tracing efforts. Eliminating
this gap was determined not to be feasible with visual-only eartags,
but could be achieved with EID eartags.
On April 4, 2017, we published in the Federal Register (82 FR
16336, Docket No. APHIS-2017-0016) a notice \2\ announcing a series of
public meetings aimed at soliciting comment on the animal disease
traceability program. A total of nine public meetings were hosted by
APHIS between April and July of that year, and an additional meeting
was hosted by the Kansas Department of Agriculture. As discussed in the
April 2017 notice, the purpose of the meetings paralleled the prior
discussion with State officials and APHIS field officers: to ``hear
from the public about the successes and challenges of the current ADT
framework.'' We specifically solicited attendance from cattle and bison
industry members, as well as impacted States and Tribes.
---------------------------------------------------------------------------
\2\ To view the notice, go to: https://www.regulations.gov/document/APHIS-2017-0016-0001.
---------------------------------------------------------------------------
The notice and meetings generated 462 written public comments. A
working group composed of State and Federal officials, formed in March
of 2017 to plan and attend the public meetings, was further tasked with
listening to the discussions and preparing a final report summarizing
input from the meetings and proposing directions to address gaps in the
traceability system. The report was presented at the National Institute
for Animal Agriculture fall public forum in September of 2017 and
published in April of 2018 (https://www.aphis.usda.gov/publications/animal_health/adt-summary-program-review.pdf).
During the remainder of 2017, 2018, and 2019, APHIS personnel
frequently met with stakeholders to discuss questions and topics that
arose during the 2017 outreach meetings. In addition to individual and
industry organization meetings, APHIS officers met with State officials
as well as industry stakeholders at national public forums including
the United States Animal Health Association and the National Institute
for Animal Agriculture forum.
During this period, cattle and bison organizations provided
significant and ongoing input on the animal disease traceability
program. Although not everyone agreed, many stakeholders commented that
electronic records and electronic identification were of significant
value and were needed to protect the industry from diseases with
potential for high economic impacts.
While APHIS focuses on interstate movement of livestock, States and
Tribal Nations remain responsible for the traceability of livestock
within their jurisdictions. APHIS partners with State veterinary
officials each year to test the performance of States' animal disease
traceability systems with regard to the interstate movement of cattle
and bison covered under 9 CFR part 86. (Tribes are free to request such
test exercises on a voluntary basis and APHIS will report to the Tribes
the results of any such exercise. At this time, Tribes have not
requested such test exercises.) Results of these test exercises can be
viewed on APHIS' traceability web page.\3\ The results indicate that
when State veterinary officials are provided an identification number
from an animal that has been identified with an official identification
eartag, whether non-EID (e.g., metal or plastic) or electronic, and the
number has been entered accurately into a data system, States on
average can trace animals to any one of these four locations in less
than 1 hour: the State where an animal was officially identified, the
location in-State where an animal was officially identified, the State
from which an animal was shipped out of, and the location in-State that
an animal was shipped out-of-State from. However, lengthy times or
failed traces in the test exercises resulted when numbers from non-EID
tags were transcribed inaccurately, movement records were not readily
available, or information was only retrievable from labor-intensive
paper filing systems. We believe electronic tags and electronic record
systems provide a significant advantage over non-EID tags and paper
record systems, or systems that involve manual entry of tag numbers, by
enabling rapid and accurate reading and recording of tag numbers and
retrieval of traceability information.
---------------------------------------------------------------------------
\3\ See ADT Trace Performance Metric Report 2013-2022. https://www.aphis.usda.gov/traceability/downloads/adt-trace-perf-report-2013-2022.pdf.
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In support of greater efficiency in traceability and in furtherance
of the above-listed program goals, on July 6, 2020, we published in the
Federal Register (85 FR 40184-40185, Docket No. APHIS-2020-0022) a
notice \4\ in which we announced our proposal to approve only RFID tags
as the official eartag for use in interstate movement of cattle and
bison that are covered under the regulations. Specifically, the notice
proposed that:
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\4\ To view the notice, supporting documents, and comments we
received, go to: https://www.regulations.gov/document/APHIS-2020-0022-0001.
---------------------------------------------------------------------------
Beginning January 1, 2022, USDA would no longer approve
vendors to use the official USDA shield in production of visual eartags
or other eartags that do not have RFID components.
On January 1, 2023, RFID tags would become the only
identification devices approved as an official eartag for cattle and
bison pursuant to Sec. 86.4(a)(1)(i).
For cattle and bison that have official USDA visual
(metal) tags in place before January 1, 2023, APHIS would recognize the
visual (metal) tag as an official identification device for the life of
the animal.
The 2020 notice further clarified that we were proposing no changes
to the regulations pertaining to, nor proposing to restrict the use of,
other official identification methods authorized by 9 CFR
86.4(a)(1)(ii) through (iv) (such as the use of tattoos and brands when
accepted by State veterinary officials in the sending and receiving
States).
We solicited comments on the 2020 notice for 90 days ending on
October 5, 2020. We received 935 comments by that date from industry
groups, producers, veterinarians, State departments of agriculture, and
individuals.
Many of the commenters representing industry organizations and
State department of agriculture regulatory officials were supportive of
the transition and agreed with APHIS that RFID allowed for greater
efficiency than non-electronic means of identification and furthered
the goals of the ADT program with regard to animal traceability. We
also received many comments expressing opposition to the proposal.
These commenters expressed concern about issues including perceived
costs, retention time on the animals of RFID eartags, as well as our
legal authority under the Administrative Procedure Act (5 U.S.C. 500 et
seq.) to change the eartag requirements using a
[[Page 39542]]
notice-based procedure rather than rulemaking.
After reviewing the comments on the July 2020 notice, we determined
that withdrawing our recognition of visual-only (non-EID) eartags as
official eartags for cattle and bison moving interstate would
constitute a change in the application of our regulatory requirements
of sufficient magnitude to merit rulemaking rather than the notice-
based process we originally envisioned. We also determined that the
goal of maximizing transparency and public participation would also
best be served through rulemaking in this instance. Therefore, on March
23, 2021, we issued a stakeholder announcement indicating that we would
not finalize the 2020 notice, and that we ``would use the rulemaking
process for further action related to the proposal.'' \5\
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\5\ The notice was posted to https://www.aphis.usda.gov/aphis/newsroom/news/sa_by_date/sa-2021/rfid-traceability-rulemaking. It is
available by contacting [email protected].
---------------------------------------------------------------------------
To that end, on January 19, 2023, we published in the Federal
Register (88 FR 3320-3330, Docket No. APHIS-2021-0020) a proposal \6\
to amend the animal disease traceability regulations to require that
eartags applied on or after a date 6 months (180 days) after
publication in the Federal Register of a final rule be both visually
and electronically readable in order to be recognized for use as
official eartags for interstate movement of cattle and bison covered
under the regulations. The proposed rule differed from the 2020 notice
in that we referred to electronic identification (EID) tags rather than
to RFID tags to recognize the permissibility of other electronically
readable technology, in addition to RFID technology, should it become
available in the future. We also proposed several other changes to part
86 aimed at clarifying the regulations, including revising the
definition of dairy cattle, amending certain provisions pertaining to
recordkeeping, and revising certain requirements pertaining to
slaughter cattle. We began soliciting comments concerning the proposal
for 60 days, ending March 20, 2023, and in response to several requests
by commenters, we extended \7\ the comment period by 30 days to April
19, 2023.
---------------------------------------------------------------------------
\6\ To view the proposal, supporting documents, and the comments
we received, go to https://www.regulations.gov/document/APHIS-2021-0020-0001.
\7\ The comment extension notice was published on March 20, 2023
(88 FR 16576, Docket No. APHIS-2021-0020).
---------------------------------------------------------------------------
We received 2,006 comments by the extended date. The comments were
from industry groups, producers, veterinarians, State departments of
agriculture, and individuals.
Similar to the response to the notice published on July 6, 2020,\8\
many of the commenters representing industry organizations and State
departments of agriculture regulatory officials were supportive of the
proposed rule and agreed that EID furthered the goals of the ADT
program with regard to animal traceability. We also received many
comments expressing opposition to our proposal. Our responses to those
comments are provided below, organized by topic.
---------------------------------------------------------------------------
\8\ See footnote 4.
---------------------------------------------------------------------------
General Comments
Several commenters stated that our proposed rule would not improve
animal disease traceability because an insufficient number of animals
are covered under the proposed rule. These commenters noted that USDA
has stated that a participation rate of 70 percent of the nation's
cattle herd would be necessary for an ADT program to be effective.
Having a higher percentage of the nation's cattle population
officially identified would certainly be a benefit to a robust ADT
program, but our focus in this rulemaking is to continue to enhance our
ability to respond quickly to high-impact diseases of livestock within
the constraints of the animal classes and movements that are currently
required to have official identification and the animal classes and
movements that are currently exempted.
The source \9\ cited by the commenters was the 2009 Congressional
testimony of Dr. John Clifford, a former APHIS Deputy Administrator for
Veterinary Services. Dr. Clifford was testifying about what measures
were in place to survey for and respond to the possible introduction of
high-risk foreign animal diseases (FADs) into the United States. His
comments should be viewed through that lens and understood to mean
that, in order to be fully prepared for a possible incursion of an FAD,
an estimated 70 percent \10\ of animals of a specific species/sector
would need to be traceable. At the time of his testimony, Dr. Clifford
estimated that 25 percent of the nation's beef cattle herd participated
in the USDA's National Animal Identification System (a voluntary system
that prefigured the current ADT program). The higher the number of
animals that are traceable, the higher the likelihood that we are able
to trace any particular instance of disease and effectively respond.
---------------------------------------------------------------------------
\9\ https://www.usda.gov/sites/default/files/documents/5_5_09_Clifford_Dep_Admin_for_Vet_Services_APHIS_National_Animal_ID.pdf.
\10\ More recently, a 2018 World Perspectives study commissioned
by the National Cattlemen's Beef Association estimated that a window
of 45 percent to 90 percent, with a midpoint of 68 percent, is
needed for traceability to have ``national significance.''
(``Comprehensive Feasibility Study: U.S. Beef Cattle Identification
and Traceability Systems.'' World Perspectives, Inc. 2018.)
---------------------------------------------------------------------------
These statements do not preclude APHIS from taking measures, such
as our proposed rule, to move closer to that stated objective, nor do
they contradict our claim that our proposal would improve the efficacy
of our current ADT program. For the reasons outlined in the proposed
rule and summarized above in this document, requiring EID for eartags
will improve our ability to trace the cattle and bison that are
currently required to have official identification and that meet this
requirement with eartags.
A commenter stated that our proposed rule would not improve ADT
because our proposal included no measure to solve problems with paper
records by, for example, requiring the digitization of paper records
used in disease traceback investigations.
We are making no change in response to the commenter. While the
regulations do not require the digitization of paper records, APHIS has
elsewhere encouraged the use of electronic recordkeeping through
efforts such as targeted funding to State and Tribal animal health
officials operating under an ADT cooperative agreement to support their
electronic recordkeeping systems and maintain their internal databases
used for animal disease traceability. Cooperators have used this
funding in a variety of ways, including providing accredited
veterinarians and livestock markets with free EID readers. Partly as a
result of these efforts, electronic interstate certificate of
veterinary inspections (ICVIs) are readily available now and frequently
used. Moreover, our proposal included editing language in the
definition of interstate certificate of veterinary inspection (ICVI) in
Sec. 86.1 to clarify that electronic ICVIs may be used as an
alternative to paper ICVIs. Our intention with respect to this change
was to continue to encourage electronic recordkeeping in order to
further alleviate the potential problems caused by paper records.
However, because electronic ICVIs may sometimes be impracticable for
the regulated community, we are not requiring the use of electronic
ICVIs.
A commenter stated that typos were not a legitimate basis for major
Federal action and claimed that APHIS was suggesting that ranchers
``are doing sloppy work.''
[[Page 39543]]
Transcription errors in animal location and movement documents have
the potential to significantly impede trace investigations. APHIS
recognizes that producers and others who complete these documents
typically take care in producing the documents; however, reading and
transcribing tag identifiers by hand, especially National Uniform
Eartagging System (NUES) tags that may be obstructed with debris or
worn down, is a process that is inherently subject to human error.
Errors can occur at the level of writing, reviewing, or completing
movement documents, and an error in recording a single digit can have
major impacts on a trace.
Some commenters stated that APHIS has failed to articulate the need
for the proposed EID requirement, as the current ADT program has proven
adequate. One of these commenters cited examples of successful disease
outbreak control of bovine tuberculosis (TB) in Michigan; mad cow
disease in Washington in 2003; and foot-and-mouth disease (FMD) in
California in 1929.
Successes in the past do not mean EID is unnecessary. As explained
in the proposed rule and summarized earlier in this document, APHIS
partners with State veterinary officials each year to test the
performance of States' animal disease traceability systems. Results of
these test exercises currently show that when State veterinary
officials are provided an identification number from an animal that has
been identified with an official identification tag, either metal or
EID, that has been entered accurately into a data system, over half of
States can trace animals to any one of four locations in less than 1
hour (these four locations are: the State where an animal was tagged,
the location in-State where an animal was tagged, the State from which
an animal was shipped out of, and the location in-State that an animal
was shipped out-of-State from). However, lengthy times in the trace
test exercises resulted when numbers from visual (metal) tags were
transcribed inaccurately, movement records were not readily available,
or information was only retrievable from labor-intensive paper filing
systems. EID tags and electronic record systems thus provide
significant advantage over other forms of official identification to
rapidly and accurately read and record tag numbers and retrieve
traceability information.
As for the examples cited by the commenter, Michigan was unable to
regain TB-free status in the vast majority of the State until
improvements to its traceability program were made following the
State's implementation of the mandatory use of RFID ear tags in cattle
and bison in 2007. Michigan faces a unique challenge in eradicating
bovine TB, as the disease is endemic in free-ranging white-tailed deer
present in specific areas of Michigan, and the disease can be
transmitted between deer and cattle. Because of this, Michigan
maintains a split-state status for TB: the State is divided into a
Modified Accredited Zone and Accredited Free areas.\11\ International
trading partners and States have required Michigan to maintain a robust
traceability program to continue to allow animals to move
internationally or to other States from the Accredited Free areas of
Michigan. Utilizing mandatory RFID tags in this traceability program
allows immediate uploading of accurate records to the Michigan
Department of Agriculture and Rural Development's system, which in turn
allows Michigan to show their trading partners proof of where animals
have been within the State, and helps to guarantee rapid response in
the event of an animal disease emergency.
---------------------------------------------------------------------------
\11\ The Modified Accredited Zone is currently comprised of 4
counties; the State's remaining 79 counties are Accredited Free
areas (https://www.michigan.gov/mdard/animals/diseases/bovine-tuberculosis).
---------------------------------------------------------------------------
In addition to allowing for more rapid tracing of animals into and
out of TB-positive herds, the mandatory RFID tagging requirement allows
Michigan to provide real-time animal movement data for animals leaving
the Modified Accredited Zone. This program allows State and Federal
animal health officials to trace potentially exposed herds within
hours, as opposed to days or weeks, saving both time and money. TB
traces in Michigan are linked to source and exposed herds more
accurately, which reduces the number of additional herds impacted by
quarantine and testing. We believe Michigan's experience further
supports our contention that increased use of EID eartags nationwide
will improve APHIS's animal disease traceability program.
Regarding the 1929 outbreak of FMD in California, historically,
cattle movement in the United States was much smaller. Animals today
can be transported quickly and easily across State lines, allowing for
a much more rapid and uncontrolled spread of disease. While the United
States was fortunate to contain the disease in 1929, containing an
outbreak would be far more difficult today. Moreover, the cost of
containment, eradication, and the loss of export markets would far
outweigh the cost of EID tags.
Regarding the 2003 case of bovine spongiform encephalopathy (BSE,
``mad cow disease'') in Washington, the diseased cow was traceable to
Canada. The United States was unable to trace all the cows in the
diseased cow's cohort, leading to suspicion that more cows with BSE
existed in the United States, which resulted in negative impacts to
cattle prices and export markets that lasted several years.\12\ We
consider this further support for improving the animal disease
traceability program, as we believe that a more effective and efficient
animal disease traceability program may have prevented those impacts.
---------------------------------------------------------------------------
\12\ Coffey, B., Mintert, J., Fox, J.A., Schroeder, T.C. and
Valentin, L., 2005. The economic impact of BSE on the US beef
industry: product value losses, regulatory costs, and consumer
reactions. Kansas State University Agricultural Experiment Station
and Cooperative Extension Service, MF-2678.
---------------------------------------------------------------------------
As we have previously stated, in order to be fully prepared for a
possible incursion of a high-risk FAD, an estimated 70 percent of each
species/sector would need to be traceable. To be an effective tool for
disease control, the traceability must be successful to the source of
the disease and exposed animals within the time window of the
particular disease's exposure and transmission parameters. This
rulemaking furthers this goal.
Some commenters claimed that the ADT program's goal to trace an
animal from birth to death in less than 24 hours was flawed, as birth-
to-death traceability is not needed for fast-moving diseases such as
FMD. The commenter suggested that the program need only trace where the
infected animal has been in the last few days. The commenters also
claimed that slow-moving diseases such as TB do not require rapid
traceback.
The ADT program does not have a goal of tracing an animal from
birth to death in less than 24 hours; the ADT program's goal is to be
able to trace animals' movements completely and as rapidly as necessary
to contain the disease in question, which depends on the speed of
disease transmission.
Traceability is necessary for controlling both fast-moving
diseases, like FMD, as well as slower-moving diseases, like TB and
brucellosis. In both cases, speed of data retrieval and information
sharing is important for efficiently and effectively completing a trace
investigation. Responders can better identify animals that may have
come in contact with an affected animal, which sometimes can number in
the thousands or tens of thousands, implement mitigation strategies,
and thereby minimize the economic impact of outbreaks to the industry.
This speed of information retrieval and sharing is
[[Page 39544]]
enhanced when electronic identification and recordkeeping methods are
utilized.
A commenter stated that use of EID eartags would not be enough to
help control a potential FMD outbreak, and that prevention should be
the first line of defense.
APHIS agrees that a response to FMD in the United States would
require a multifactorial approach. As explained in Dr. Clifford's 2009
testimony \13\ before Congress, APHIS' response plan includes specific
emergency response guidelines; coordination with Departments and
Agencies that will support and partner with USDA in emergency response;
rapid response teams stationed around the country; access to personnel
through the International Animal Health Emergency Response Corps; the
National Veterinary Stockpile; and guidelines regarding the use of FMD
vaccine.
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\13\ See footnote 9.
---------------------------------------------------------------------------
Moreover, while prevention and biosecurity are necessary first-line
defenses, we do not agree that they are sufficient risk mitigation
strategies alone. EID eartags will make the process of tracing infected
and exposed animals more efficient and will improve our implementation
of mitigations, like tracing animals forward or utilizing vaccination
or regionalization strategies. EID would be critical to reopening
export markets closed as a result of an FMD outbreak, as the rapid
tracing afforded by EID would help the United States demonstrate
freedom from disease and disposition of all infected and exposed
animals.
A commenter stated that early diagnosis and good animal husbandry
are more important to disease control than ADT, as evidenced by the
failure of EID to prevent the porcine epidemic diarrhea (PED) outbreak
of 2013.
While we agree that good animal husbandry is important for
preventing disease and that early diagnosis can help prevent its
spread, this does not negate the importance of an ADT program, which
can help us contain potentially devastating disease outbreaks before
they can do substantial damage.
The commenter is correct that electronic identification of swine
moving interstate would not have materially impacted the spread of PED.
However, this is due to the nature of the disease and swine industry
practices, rather than a failure of EID identification. The primary
mechanism of PED spread was through fomites (e.g., pig feed, trucks,
etc.) and not animal-to-animal contact where tracing would have been of
greater benefit. In contrast, diseases of cattle and bison, such as TB,
brucellosis, and FMD, often are transmitted by animal-to-animal contact
and, when the cattle or bison are moving in interstate commerce, the
diseases can rapidly damage the cattle and bison industry in multiple
States.
Some commenters disagreed that our proposal would address animal
disease outbreaks because they claimed the risk of outbreaks of
diseases of livestock originates from people crossing the border into
the United States. Commenters specifically cited the risk of human-to-
animal transmission of TB.
The commenter's claim that disease outbreaks of TB in cattle and
bison are largely the result of zoonosis, and exposure to infected
humans is not supported by data. Information from APHIS' National
Tuberculosis Eradication Program indicates that TB is usually spread
through the purchase of infected animals or exposure to infected cattle
or wildlife. While human-to-animal transmission of TB may periodically
occur, genomic testing shows the incidence to be low.
Some commenters disagreed that our proposal would address livestock
disease outbreaks because they claimed the risk of livestock disease
outbreaks originates from imported cattle and beef. The commenters
suggested that APHIS focus its efforts on restricting imports to
prevent the introduction of livestock disease rather than improving
ADT.
This rulemaking is limited in scope to improving our national
animal disease traceability program; restrictions on the importation of
live animals and animal products are outside of its scope. We note
that, under our regulations in 9 CFR part 93, APHIS only allows the
importation of live animals from countries that meet certain freedom
from disease testing requirements. Under 9 CFR part 94, APHIS similarly
restricts the importation of animal products based on the animal
disease status of the exporting region. Animals and animal products
that do not meet these requirements may not be imported into the United
States.
A commenter stated that the proposed rule does not mention
biosecurity and, therefore, is not focused on disease prevention.
We agree with the commenter that biosecurity is important to
preventing disease and encourage producers to follow biosecurity
practices. The commenter is correct that this final rule is not focused
on disease prevention. As acknowledged in the proposed rule, the intent
of the proposed rule was not to prevent disease epidemics. Rather, it
would facilitate containing disease outbreaks before they can do
substantial damage to the U.S. cattle and bison industries. This final
rule is specifically focused on improving our ability to trace animals
accurately and rapidly in order to prevent that potential damage.
Many commenters who opposed the proposed EID tag requirement based
their opposition on issues related to food safety. Commenters stated
that the majority of food-borne illnesses in meat are the result of
practices at the slaughterhouse and in processing and handling. Since
animal identification programs end at the time of slaughter, commenters
argued that requiring EID tags on cattle will not increase food safety.
Within the USDA, food safety of meat and meat food products falls
under the purview of the Food Safety and Inspection Service (FSIS).
APHIS does not have statutory authority to regulate for food safety.
The EID eartag requirement is intended to facilitate animal disease
traceability, thereby improving our ability to trace outbreaks of
diseases of livestock in live animals and more efficiently control or
eradicate these diseases. This is consistent with our statutory
authority under the AHPA.
It was further stated that, to address food safety and animal
disease, APHIS should increase oversight and testing at the large meat
processing plants. The commenters felt that would be more effective in
preventing the spread of disease than requiring EID eartags.
As noted above, FSIS is a separate agency of USDA that regulates
the slaughter and processing of meat and meat food products. APHIS does
not provide oversight of the slaughter or processing operations;
however, APHIS conducts surveillance for domestic animal diseases, such
as brucellosis and TB, and some foreign animal diseases in certain
species through slaughter surveillance. APHIS regularly evaluates its
slaughter surveillance programs for efficacy; however, we disagree with
the commenter that more stringent oversight of such facilities would
prove more effective than requiring EID tags. Slaughter facilities are
a terminal point, and cattle and bison may pass through multiple
intermediate locations and commingle with animals from other premises
and of other health statuses prior to slaughter. In the event of a
disease outbreak, addressing this possible intermediate movement
requires rapid and accurate traceability of all potentially affected
livestock.
Some commenters asked us to reinstate mandatory country of origin
labeling (COOL) in order to have a successful traceability program.
Some commenters asked whether we intended
[[Page 39545]]
to use EID tags for the purposes of COOL.
COOL pertains to the labeling of food products and is not related
to APHIS' animal disease traceability program. Moreover, COOL was never
under APHIS' purview, but under the purview of the Agricultural
Marketing Service (AMS).
Some commenters expressed their support for the continued exemption
of cattle under 18 months of age from official identification
requirements.
The regulations will continue to exempt most feeder cattle (beef
cattle less than 18 months of age) from official identification
requirements.
A commenter stated that ADT should only apply to breeding cattle or
cattle in interstate commerce. Conversely, other commenters recommended
that we apply the EID tag requirement to all cattle and/or that all
cattle should be tagged at birth or before being sold, as this would
improve our ability to locate diseased animals and lessen the effects
of a disease outbreak. Some of these commenters added that this issue
should be addressed in a separate rulemaking.
We will consider the commenters' recommendations in the future;
however, changing the type of cattle needing official identification is
outside the scope of this rulemaking. Should APHIS decide to change the
type of cattle that require official identification in the future, this
process would occur through rulemaking that would solicit public
comment.
Some commenters expressed concern about APHIS expanding ADT
requirements to encompass other types of cattle in the future.
This rulemaking is only intended to address the transition to EID
official eartags for cattle and bison that are currently required to
have official identification.
Some commenters expressed confusion regarding whether the EID tag
requirement applied to their animals. Commenters provided various
examples of beef cattle that do not move interstate, or that moved
interstate but were less than 18 months of age. It was stated that the
rule would require producers to tag their direct-to-slaughter cows and
bulls. Similarly, two commenters requested that we exclude small
producers from the EID eartag requirements in order to reduce burden on
these entities.
This final rule does not change the types of animals to which
official identification requirements apply, nor does it change the
categories of animals that are exempted from official identification
requirements. Under the current regulations in Sec. 86.4(b), which
this final rule does not change, the following categories of cattle and
bison are subject to official identification requirements for
interstate movement: all sexually intact cattle and bison 18 months of
age or over; all female dairy cattle of any age and all male dairy
cattle born after March 11, 2013; cattle and bison of any age used for
rodeo or recreational events; and cattle and bison of any age used for
shows or exhibitions. Cattle and bison are exempted from official
identification requirements if they are going directly to slaughter.
Because of these strictures, many small entities have cattle that
are excluded from the requirement currently, including many of the
commenters who asked whether the rule applies to them. Beef feeder
cattle under 18 months of age are not subject to the identification
requirements. Direct-to-slaughter cattle, including cull cattle, are
not subject to the identification requirements. Cattle and bison that
do not move interstate are not subject to the identification
requirements, unless required by APHIS program disease regulations in 9
CFR subchapter C.
Some commenters stated that when the new EID tag requirement goes
into effect, we should continue to exempt animals moved between States
on pasture-to-pasture movement permits, i.e., commuter herd agreements,
from the requirements for official identification.
The EID tag requirement does not change the categories of animals
that are subject to, or exempted from, the requirements for official
identification.
Under a commuter herd agreement between a livestock owner and State
or Tribal animal health officials, cattle and bison may be moved
interstate between two premises, without a change of ownership in the
course of normal livestock operations, subject to the conditions of the
agreement. The regulations in Sec. 86.4 provide for interstate
movement of commuter herds under commuter herd agreements. See 9 CFR
86.4(b)(1)(i)(A). The EID tag requirement does not affect those
regulations and, therefore, does not have any implications for the
interstate movement of commuter herds.
A commenter stated that animals involved in private treaty sales
for the purpose of breeding should be exempt from EID tag requirements
when moved interstate.
This comment is outside the scope of this rulemaking. Per Sec.
86.2(b), no person may move covered livestock interstate or receive
livestock moved interstate unless all requirements of part 86 are met.
Private treaty sales of breeding cattle are required to meet these
requirements, including official identification and an ICVI.
A commenter stated that allowing animals to move through a
livestock facility to a slaughter establishment where a backtag can be
applied, in accordance with Sec. 86.4(b)(1)(ii)(B), leaves a potential
gap in traceability to the premises of origin.
Section 86.4(b)(1)(ii) refers to a situation in which cattle are
exempted from the requirement for official identification. Exemptions
from the requirement for official identification are outside the scope
of this rulemaking.
A commenter stated that finalizing this proposed rule would
``invite limitless incremental regulation from other agencies.''
The commenter's stated supposition for this statement is that this
rulemaking represents a concerted effort by the Federal Government, as
a whole, to wrest livestock management decisions from individual
producers. APHIS has no intent to do so, nor is it aware of any such
effort.
The same commenter opined that the rule could be used by APHIS as a
basis for incremental further expansion of the ADT program, citing, as
purportedly analogous examples, requirements by the Security and
Exchange Commission regarding environmental, social, and governance
reporting, and policies by the Food and Drug Administration regarding
the use of antibiotics in livestock.
APHIS has no authority over the regulatory actions and policies of
other agencies. However, as noted above, the proposed rule is a
distinct action meant, primarily, to change the official eartag
requirements for cattle and bison covered by the ADT regulations in
order to improve its emergency response and ongoing disease control and
eradication programs. The proposed rule is not intended as part of a
suite of interlocking, incremental regulatory changes to the
regulations, and any possible future revisions to the regulations would
be through proposed rules with the opportunity for public comment.
Some commenters, while generally supporting the use of EID eartags
for official identification of cattle and bison, believed that such use
should be voluntary rather than a requirement.
The use of EID official eartags has been voluntary for many years.
In our view, and as stated above, continuing to allow the use of EID
eartags by producers on a voluntary basis will not provide the degree
of enhancement to our traceability capacity that is needed
[[Page 39546]]
for optimal animal disease investigation and control.
We also received a number of comments regarding the public comment
period and outreach efforts related to this rulemaking. A few
commenters stated that more stakeholder outreach was needed. Some
commenters stated that APHIS ignored previous stakeholder outreach in
drafting our proposed rule. Some commenters requested an extension of
the comment period, ranging from 30 days to 90 days, to allow more time
for public input.
We extended the comment period for the proposed rule by 30 days,
which we consider appropriate given our prior outreach efforts to
stakeholders. We disagree that our outreach efforts were inadequate or
that the feedback received during our outreach efforts was ignored. As
stated in the proposed rule and summarized earlier in this document,
outreach included meetings with State officials and APHIS Veterinary
Services field officers; nine public meetings that solicited attendance
from cattle and bison industry members, as well as impacted States and
Tribes; the July 2020 notice seeking public comment for 90 days; as
well as the January 2023 proposed rule, which solicited comment for a
total of 90 days. All input and comments received from these efforts
were considered when drafting this rulemaking.
Effective Date and Implementation
Some commenters advocated grandfathering in existing eartags, i.e.,
recognizing visual tags, such as National Uniform Eartagging System
eartags, as official eartags for animals tagged with them prior to
November 5, 2024, the effective date of the EID tag requirement.
We agree with these commenters. As we noted in the proposed rule,
visual eartags applied to animals prior to November 5, 2024 will be
recognized as official eartags for the life of the animal.
Some commenters expressed concern about the effective date of
November 5, 2024, stating that 6 months was a relatively short amount
of time to notify producers of the new requirements and for producers
to meet the EID tag requirement. Other commenters expressed support for
our proposed timeline.
We believe that an effective date of November 5, 2024 provides
sufficient time for stakeholders to comply with the new requirements.
APHIS has engaged in extensive outreach efforts regarding the use of
EID eartags, as summarized earlier in this document, and it has ensured
that the new requirements will only apply to eartags applied to animals
after the effective date.
Two commenters stated that implementation of the proposed rule
would be difficult due to a general labor shortage.
We note that producers may apply official eartags to their animals
themselves. Whether producers have tags applied to their animals at
approved tagging sites, apply tags to their animals themselves, or hire
labor to apply tags to their animals, we do not believe there is more
labor involved in the application of EID eartags as opposed to applying
eartags that are only visually readable.
Multiple commenters expressed concern about potential shortages of
EID tags in light of supply chain and manufacturing challenges. Some
commenters mentioned that EID tags are often backordered or that there
are high wait times for EID tag orders. Some commenters recommended we
create a contingency plan in the event EID tags required by this
rulemaking are not available once the final rule goes into effect.
APHIS ADT staff have had frequent conversations with manufacturers
of official devices and have been assured that manufacturing and
shipping capacity is adequate for the projected number of cattle
requiring official identification for interstate movement.
APHIS is aware of supply chain and manufacturing disruptions due to
the COVID-19 pandemic, but these issues have been resolved. APHIS is
also aware of long wait times due to customization or brand preferences
that are desired by the producer, but the regulations do not require
such customizations or that any specific brand be used. We do not
believe either of these issues indicate that a current shortage exists
or that a future shortage is likely, and the commenters have not
provided any additional evidence of reasonably foreseeable supply chain
issues.
Finally, as discussed in further detail later in this document, we
believe that the streamlining changes we proposed to the approval
process for new EID devices will help insulate against unforeseen
supply chain disruptions.
Definitions (Sec. 86.1)
In Sec. 86.1, we proposed to revise the definitions of approved
tagging site, dairy cattle, interstate certificate of veterinary
inspection (ICVI), and official eartag. We also proposed to add a new
definition for Official Animal Identification Device Standards (OAIDS).
Comments we received for each of the revisions and addition to Sec.
86.1 are addressed below.
Approved Tagging Site
The current regulations define an approved tagging site as ``A
premises, authorized by APHIS, State, or Tribal animal health
officials, where livestock may be officially identified on behalf of
their owner or the person in possession, care, or control of the
animals when they are brought to the premises.'' In order to offer
greater clarity regarding the nature of an approved tagging site by
specifying that such sites are where official identification tags are
physically applied to animals, we proposed to revise this definition to
read as follows: ``A premises, authorized by APHIS, State, or Tribal
animal health officials, where livestock without official
identification may be transferred to have official identification
applied on behalf of their owner or the person in possession, care, or
control of the animals when they are brought to the premises.''
One commenter, while expressing support, suggested we also revise
the definition to require the physical address of the originating
premises to be recorded alongside the animal's official identification
number in order to address a purported ambiguity in the current
regulations. The commenter stated that, occasionally, livestock exempt
from the official identification requirements for interstate movement
by Sec. 86.4(b)(1)(i)(C) that arrive to an approved tagging site only
have their official identification numbers recorded with the physical
address of their originating premises if they receive their official
identification at the tagging site, while, for livestock that arrive
already bearing official identification and only have backtags applied
at the tagging site, no record is made of their originating premises.
We are making no change in response to this comment. Cattle moving
interstate, whether or not already bearing official identification,
must be accompanied by an ICVI or alternative movement document. (See
Sec. 86.5(a).) These records contain the physical address of the
animal's originating premises. Therefore, in both scenarios referenced
by the commenter, records correlating the animal's official
identification number to their originating premises already exist, and
we do not agree that the definition of approved tagging site is an
appropriate place to reference these records requirements.
However, if States or Tribes wish to require an approved tagging
site to complete this additional recordkeeping, they could do so as
part of their State or Tribal agreements for authorizing an
[[Page 39547]]
approved tagging site, as requirements for approved tagging sites may
vary according to the relevant authority.
One commenter asked whether a ranch was considered an approved
tagging site and, if so, whether this involved an approval process.
Another commenter asked how a location can become an approved tagging
site.
Per the definition of approved tagging site, approved tagging sites
may be authorized by State, Federal, or Tribal animal health officials.
Individual States maintain lists of the approved tagging sites in their
State. The commenters are encouraged to contact the appropriate animal
health official in their area \14\ to receive a list of approved
tagging sites in their State, as well as information regarding becoming
an approved tagging site. Requirements for approved tagging sites may
vary depending on the relevant authority.
---------------------------------------------------------------------------
\14\ Contact information for State animal health officials
(SAHOs) may be found at: https://www.usaha.org/saho.
---------------------------------------------------------------------------
A commenter stated that the process for becoming an approved
tagging site should be consistent with the process for becoming a
Secondary Tagging Site for the Agriculture Marketing Service Process
Verified Program.
We are making no change in response to the comment, as approved
tagging sites, as defined in Sec. 86.1 are not related to Process
Verified Programs. As mentioned above, approved tagging sites may be
authorized by State, Federal, or Tribal animal health officials.
Accordingly, the requirements for authorizing an approved tagging site
may vary depending on the relevant authority.
One commenter asked whether all in-State general auction markets
were approved tagging sites.
No. In-State general auction markets may become approved tagging
sites if authorized as such by APHIS, State, or Tribal animal health
officials.
Dairy Cattle
The current definition for dairy cattle reads, ``All cattle,
regardless of age or sex or current use, that are of a breed(s) used to
produce milk or other dairy products for human consumption, including,
but not limited to, Ayrshire, Brown Swiss, Holstein, Jersey, Guernsey,
Milking Shorthorn, and Red and Whites.'' We proposed to add to this
definition cattle that are reared under the same management practices
as purebred dairy cattle. The definition in the proposed rule read:
``All cattle, regardless of age or sex, breed, or current use, that are
born on a dairy farm or are of a breed(s) used to produce milk or other
dairy products for human consumption, or cross bred calves of any breed
that are born to dairy cattle including, but not limited to, Ayrshire,
Brown Swiss, Holstein, Jersey, Guernsey, Milking Shorthorn, and Red and
Whites.'' Commenters raised concerns that caused us to further revise
this definition, which we discuss later in this document.
We also proposed changes throughout part 86 to align the
regulations with this revised definition. This included revising Sec.
86.4(b)(1)(iii)(B) to include the offspring of dairy cattle in the list
of cattle subject to the official identification requirements, as well
as revising Sec. 86.5(c)(7)(ii) to require that the official
identification numbers of all dairy cattle, regardless of whether the
dairy cattle are sexually intact, must be recorded on ICVIs.
Multiple commenters expressed their support for the revised
definition for dairy cattle presented in the proposed rule, stating
that the revision would help eliminate confusion and ambiguity.
We agree with the commenters. Eliminating ambiguity in the
definition will help ensure that all dairy cattle, which have an
increased risk of disease, meet the appropriate requirements for
official identification and movement documentation.
A commenter requested we clarify whether our proposed revision
intends to capture beef animals ``born on a dairy farm,'' and, if so,
requested that we clarify that these animals would be required to have
official identification if moved interstate. The commenter also noted
that compliance challenges may present themselves in situations where
an animal's farm of birth is unknown.
The increased disease risk relevant to animals born on a dairy farm
that we discussed in the proposed rule applies specifically to beef/
dairy cross bred cattle born on a dairy farm. We agree with the
commenter that the phrase ``born on a dairy farm'' is unclear, as it
may give the false impression that it applies to beef animals born on a
dairy farm that are not beef/dairy cross bred animals. Therefore, we
are revising our proposal to address this potential confusion. The
revised definition of dairy cattle will read as follows: ``All cattle,
regardless of age or sex or current use, that are of a breed(s) or
offspring of a breed used to produce milk or other dairy products for
human consumption, including, but not limited to, Ayrshire, Brown
Swiss, Holstein, Jersey, Guernsey, Milking Shorthorn, and Red and
Whites.''
Some commenters, while expressing their support for a revised
definition, asked us to replace the phrase ``cross bred calves of any
breed'' in the revised definition presented in the proposed rule with
the phrase ``cross bred cattle of any breed'' to further eliminate
confusion regarding to which animals the definition applies.
The commenters are correct that we intended to capture cross bred
cattle of any age, rather than only calves, in our proposed revised
definition. We believe the modification to the proposed definition
provided above addresses these commenters' concern.
One commenter asked whether the change to the dairy cattle
definition would apply across all Federal regulations administered by
APHIS. The commenter stated that consistency in definitions would
prevent discrepancy and aid enforcement.
In the proposed rule, we proposed to revise definitions in 9 CFR
parts 71, 77, and 78 to correspond with the changes to the definitions
that we proposed for part 86. While we accounted for the definitions of
official eartag and interstate certificate of veterinary inspection
(ICVI), we erroneously neglected to account for the definition of dairy
cattle, which the commenter correctly points out is also used in part
78. Therefore, we will revise the definition of dairy cattle in part 78
to correspond with the change to the definition made in part 86.
Some commenters disagreed with our proposed revised definition,
arguing that there is no increased risk of disease transmission from
cattle that are reared under the same management practices as purebred
dairy cattle.
We disagree with the commenters. As stated in the proposed rule,
dairy farm management practices, such as pooling colostrum from
multiple cows for many calves, commingling calves at different
locations during their lifetimes, and movement to many destinations,
result in a higher risk of disease transmission. Beef/dairy crosses
born on dairy farms are likely to be exposed to these practices,
especially in early life; therefore, they are at an increased risk of
disease transmission.
Two commenters stated that our revised definition would discourage
producers from including beef/dairy cross bred calves as part of their
operations.
The commenter provided no evidence to support this claim. We also
note that APHIS' operational guidance has consistently held that beef/
dairy cross bred cattle fall under the definition of dairy cattle, and
are therefore already required to have official identification; our
change to the dairy cattle definition codifies this longstanding
guidance
[[Page 39548]]
regarding how to interpret the regulations.
Interstate Certificate of Veterinary Inspection (ICVI)
We proposed to add editorial and formatting changes to the
definition of interstate certificate of veterinary inspection (ICVI) to
clarify that electronic ICVIs may be used.
A commenter stated that APHIS should require the recording of
official identification on ICVIs at the most specific applicable level.
The commenter opined that official individual animal identification
numbers should be recorded on ICVIs even when animals are identified
using a group/lot identification number (GIN).
We are making no changes in response to the comment. A GIN is used
to uniquely identify a unit of animals of the same species that is
managed as one group throughout the preharvest production chain.
Animals identified using a GIN are not required to have the GIN, or any
additional animal identification number, affixed to them. Instead, the
GIN is recorded on documents accompanying the animals as they move
interstate. Because these animals move as a unit, a GIN provides
sufficient information to identify the animals in the event of a trace.
We also note that cattle and bison typically do not move on GINs due to
the current industry structure within the United States.
A commenter asked us to clarify in the definition of ICVI that
accredited veterinarians who issue ICVIs must be licensed and
accredited in the State of origin of the animal requiring
documentation, as the current definition only requires that issuing
veterinarians are licensed in State of origin and federally accredited.
We are making no changes in response to the commenter, as we do not
agree that the definition of ICVI is an appropriate place to state the
regulations and standards relevant to accredited veterinarians. The
commenter is incorrect that the definition of ICVI lists licensure or
accreditation requirements for veterinarians. Requirements for
licensure and accreditation for veterinarians are covered in 9 CFR part
161.
Official Animal Identification Device Standards (OAIDS)
We proposed to add a definition of Official Animal Identification
Device Standards (OAIDS) to replace the Animal Disease Traceability
General Standards document. The proposed OAIDS, like the existing
Standards document, provides guidelines, technical standards, and
specifications for tag manufacturers requesting APHIS approval of new
official identification devices. As stated in the proposed rule, in
addition to edits corresponding to changes proposed to the regulations,
changes to the document include the following:
Accepting EID device testing equivalent to International
Committee for Animal Recording (ICAR) testing and allowing APHIS to
consider requests, on a case-by-case basis, for approval of alternative
field trials or eartags with previously generated verifiable data if
equivalency to the standards is demonstrated;
Modifying the field trial requirements by reducing
timelines for the three approval statuses (trial: from 0-12 months to
0-6 months; preliminary: from 12-24 months to 6-12 months; and
conditional: from 24-36 months to 12-36 months), reducing the number of
required field trial locations (from at least 6 to at least 2), and
reducing the number of cattle and bison required for field trials (from
a minimum of 1500 to a minimum of 300); and
Reducing the timeframe before allowing unlimited sales of
devices from a minimum of 24 months to a minimum of 12 months if
devices meet the required performance standards.
Numerous commenters expressed support for this addition and the
changes we proposed to make to the document. These commenters noted
that streamlining the approval process for EID devices will ensure
availability of tags, insulate against supply chain disruptions, and
help facilitate the introduction of new technologies.
We agree with the commenters. As stated in the proposed rule, our
changes are meant to encourage manufacturers to seek APHIS approval of
new official identification devices.
One commenter expressed concern regarding reducing the timeframe
before allowing unlimited sales of a device from 24 months to 12
months, stating that this could compromise assurance of the devices'
quality and longevity.
We are making no changes in response to the commenter. Tag
retention, durability, safety, and efficacy are of utmost importance to
APHIS. Our approval process for EID eartags continues to require
testing and field trials or performance data that ensure the eartags
meet the required standards. We note the benchmark of unlimited sales
is conditional and does not constitute full approval. The timeframe for
full approval will remain 36 months (30 for swine); prior to full
approval, manufacturers are required to have a mechanism in place to
collect and report tag failure data to APHIS.
We believe that the tag standards listed in the OAIDS, including
the aforementioned 12-month timeframe for unlimited sales, will
maintain a high standard of quality without discouraging manufacturers
from applying for official status. As we noted in the proposed rule, we
determined that requiring manufacturers to wait 24 months before
allowing unlimited sales of a device that met the required performance
standards could have been inhibiting manufacturers from seeking APHIS
approval.
One commenter stated that the proposed changes to the OAIDS render
the proposed rule a major rule, as the document allows for ``regulatory
flexibility.''
Under the Congressional Review Act (CRA), major/non-major
designations occur at the final rule stage and are the purview of the
Office of Management and Budget based on an assessment of expected
annual costs associated with the rule. APHIS has no discretion to label
the rule major or not major under the CRA. However, we note that the
commenter's stated basis for considering the rule major does not align
with the criteria in the CRA, which is whether the rule is likely to
result in (1) an annual effect on the economy of $100,000,000 or more;
(2) a major increase in costs or prices for consumers, individual
industries, Federal, State, or local government agencies, or geographic
regions; or (3) significant adverse effects on competition, employment,
investment, productivity, innovation, or on the ability of United
States-based enterprises to compete with foreign-based enterprises in
domestic and export markets. 5 U.S.C. 804(2).
Two commenters stated we should reduce the required lifespan of a
device to 3 years from 10 years. One commenter stated 3 years was
sufficient because the typical lifespan for beef cattle going to
slaughter is 18-24 months. The other commenter stated a 10-year
requirement was a hindrance to the adoption of future technologies.
The commenters are incorrect that the requirements specify that
tags should have a lifespan of 10 years. The OAIDS states that a tag is
expected to remain on an animal in a physically functional state for
the animal's expected lifetime, which, for cattle and bison, is up to
15 years.
We disagree with the commenters that tags should only have a
lifespan of 3 years. Cattle and bison under 18 months of age and cattle
and bison going
[[Page 39549]]
directly to slaughter are exempt from the requirements for official
identification, rendering their example irrelevant. Moreover, a device
that only functions for 3 years would add burdensome costs to
producers, as they would need to replace tags more frequently. It would
also make record retention and tracing more difficult, especially for
longer-lived animals, as the animals would be associated with a
different identification number every 3 years.
Official Eartag
The current definition of official eartag reads, ``An
identification tag approved by APHIS that bears an official
identification number for individual animals. Beginning March 11, 2014,
all official eartags manufactured must bear an official eartag shield.
Beginning March 11, 2015, all official eartags applied to animals must
bear an official eartag shield. The design, size, shape, color, and
other characteristics of the official eartag will depend on the needs
of the users, subject to the approval of the Administrator. The
official eartag must be tamper-resistant and have a high retention rate
in the animal.'' We proposed to revise this definition to remove
language referencing the 2014 and 2015 dates, which are no longer
relevant. Our proposed revised definition reads as follows: ``An
identification tag approved by APHIS that bears an official
identification number for individual animals. The design, size, shape,
color, and other characteristics of the official eartag will depend on
the needs of the users, subject to the approval of the Administrator.
The official eartag must be tamper-resistant and have a high retention
rate in the animal.''
One commenter asked that we establish a standard for a ``high
retention rate'' to aid State officials in enforcement.
Retention rates required for approved EID tags have already been
established in the former Animal Disease Traceability General Standards
document and are included in the OAIDS. For cattle and bison, device
loss rates must not exceed 1 percent annually or 3 percent in a 3-year
period.
Additional Definitions
One commenter asked us to define the term premises, as one of the
dictionary definitions for ``premises'' necessitates a deed.
We are making no changes in response to the commenter, as we
believe the regulations are sufficiently clear that a premises in part
86 relates to a geographical location, not a deed. For example, the
definition of a premises identification number (PIN) in Sec. 86.1
describes a premises as ``a geographically distinct location.''
Recordkeeping Requirements (Sec. 86.3)
Section 86.3 addresses recordkeeping requirements for official
identification. Current Sec. 86.3(a) states that any State, Tribe,
accredited veterinarian, or other person or entity who distributes
official identification devices must maintain for 5 years a record of
the names and addresses of anyone to whom the devices were distributed.
We proposed to add a requirement to that paragraph that official
identification device distribution records must be entered by the
person distributing the devices into the Tribal, State, or Federal
databases designated by APHIS.
We also proposed to add a new paragraph (b), which would state that
records of official identification devices applied by a federally
accredited veterinarian to a client's animal must be recorded in a
readily accessible record system to help ensure such records are
available to APHIS for traceback investigations.
Finally, we proposed to add a new paragraph (d), stating that
records required under paragraphs (a) through (c) of Sec. 86.3 must be
maintained by the responsible person or entity and be of sufficient
accuracy, quality, and completeness to demonstrate compliance with all
conditions and requirements under part 86. The proposed new paragraph
further required that APHIS be allowed access to all records during
normal business hours, to include visual inspection and reproduction
(e.g., photocopying, digital reproduction), and the responsible person
or entity must submit to APHIS all reports and notices containing the
information specified within 48 hours of receipt of request for
records.
Two commenters asked us to amend Sec. 86.3(a) to allow the person
distributing EID eartags to provide records to a State official, via a
spreadsheet, and the State official to enter the records into a State
or Federal database.
We are making no changes in response to the commenter, as we
interpret our proposed change to Sec. 86.3(a) as written to already
allow for the arrangement described by the commenter. A person who
provides records to a State official to enter into a State or Federal
database would fulfill the requirement of entering the official
identification device distribution records into an acceptable database.
Two commenters asked us to amend Sec. 86.3(b) (redesignated in our
proposal as Sec. 86.3(c)) to read, ``Approved livestock facilities
must keep any ICVIs or alternate documentation that is required by this
part for covered livestock to enter the facility through interstate
movement'' rather than ``Approved livestock facilities must keep any
ICVIs or alternate documentation that is required by this part for the
interstate movement of covered livestock that enter the facility.'' The
commenters stated that this change would clarify that this requirement
is pertains to livestock moving to the market from out-of-state, rather
than moving from the market to an out-of-state facility.
We are making no change in response to the commenter, as we believe
the regulations as written are sufficiently clear that this paragraph
refers to livestock that enter an approved livestock facility from out
of state.
One commenter stated that the proposed rule was not specific enough
about who was responsible for recordkeeping. The commenter asked
whether the responsible party was the veterinarian, producer, or tag
distributor.
We disagree that these requirements are not sufficiently specific.
In our proposed rule, Sec. 86.3(a) specifies that any State, Tribe,
accredited veterinarian, or other person or entity who distributes
official identification devices is responsible for maintaining records
of the names and addresses of anyone to whom the devices were
distributed. In other words, the recordkeeping requirements of Sec.
86.3(a) apply to whoever distributes the official identification device
in any one transaction, whether that be a State, Tribe, accredited
veterinarian, or other person or entity. We also note that a producer
applying official identification devices to their own animals, but not
distributing the official identification devices to anyone else, does
not fall under Sec. 86.3(a).
In our proposed rule, Sec. 86.3(c) specifies that approved
livestock facilities are responsible for keeping ICVIs or alternate
documentation that is required by part 86 for the interstate movement
of covered livestock that enter the facility.
Two commenters stated that we should amend proposed Sec. 86.3(d)
to place the responsibility for ensuring ``accuracy, quality,
completeness'' of an ICVI on the veterinarian who created the ICVI, not
the approved livestock facility that maintains the document.
The commenters have misinterpreted the regulations. Contrary to the
commenters' implication, Sec. 86.3(d) does not specifically or
exclusively place
[[Page 39550]]
responsibility for the accuracy, quality, and completeness of ICVIs on
approved livestock facilities. Section 86.3(d) requires ``the
responsible person or entity'' to maintain records required under Sec.
86.3(a) through (c) and to ensure that they are accurate, of quality,
and complete. Multiple persons or entities may bear this
responsibility. Standards for accredited veterinarians in 9 CFR part
161 stipulate that accredited veterinarians cannot issue documents
unless they have been ``accurately and fully completed'' (9 CFR 161.4).
This standard applies to ICVIs or alternative documentation referred to
in Sec. 86.3(c). The approved livestock market maintaining ICVIs or
alternative documentation as required by Sec. 86.3(c) is responsible
for providing accurate information, such as information regarding which
animals have been sold and to whom, to a veterinarian creating ICVIs
for animals leaving the facility. Ensuring the continued accuracy,
quality, and completeness is also a part of the proper maintenance of
records and is not a standard limited to their creation.
Some commenters asked us to shorten the 48-hour timeframe for
entities to submit to APHIS all requested records to 24 hours, stating
that 48 hours was too long. Other commenters asked us to increase this
timeframe to 72 hours, as many livestock markets operate 1 day each
week and may not have the staff availability to meet the 48-hour
requirement and to align with the potential 72-hour national stop
movement order for livestock transport.
We believe that 48 hours is a reasonable compromise. While animal
traces should occur as quickly as possible, 24 hours may not be
practical for some markets, due to staffing and availability
constraints. The 72 hours cited by commenters refers to a potential
emergency response for highly contagious disease outbreaks, in which
all animal movement would be stopped for 72 hours. This potential order
should not affect the ability to provide information necessary for a
trace, and it would be disadvantageous to delay tracing until the order
were lifted, as the delay may inhibit the speed of our response to a
disease threat.
One commenter asked whether training on database use will be
provided to those responsible for recordkeeping.
We are unsure to which database the commenter is referring. The
proposed rule referred to three different types of recordkeeping: (1)
for recordkeeping of device distribution, APHIS provides training for
APHIS databases such as the Animal Identification Management System
(AIMS); (2) for recordkeeping of applying official ID, accredited
veterinarians may use AIMS or various medical record systems and
receive training from their vendors; (3) finally, State officials
maintain records of ICVIs and tag distributions in the State's
regulatory database for which APHIS does not provide training.
One commenter asked what would happen to records if an individual,
such as an accredited veterinarian, responsible for recordkeeping went
out of business.
Tag distributors must maintain records in accordance with Sec.
86.3, whether or not their business is still in service.
One commenter asked us to include the specific requirements of
recordkeeping in the final rule, rather than in the OAIDS, to increase
compliance.
We are making no changes in response to the commenter. Apart from
streamlining the approval process of new EID tags and applying changes
corresponding to this rulemaking, the OAIDS contains the same
information as the previous iteration of the document, titled the
Animal Disease Traceability General Standards document. As we have not
historically experienced problems due to the location of the
information contained within the Standards document, we do not have
reason to believe that the OAIDS is an unsuitable location for the
information contained therein.
One commenter asked us to add a time requirement of 48 hours for
entering records of distributed devices into an acceptable database.
As we have not experienced problems with the timely entrance of
distribution records into a database, we disagree that specifying a
time requirement in the regulations is necessary. The entry into a
database should occur immediately upon distributing the tags, because
the tags may be applied upon receipt to an animal for immediate
movement.
One commenter asked whether a producer who applied tags to their
animals themselves would be responsible for the recordkeeping
requirement in Sec. 86.3.
No. Under Sec. 86.3(a), a person distributing tags must maintain
for 5 years a record of the names and addresses of anyone to whom the
devices were distributed. If a producer is applying tags to their own
animals and not distributing tags to another person, this requirement
does not apply to them.
One commenter stated that they would prefer if States had
consistent forms for submitting recordkeeping information regarding EID
tag distribution to States.
This is outside the scope of this rulemaking. APHIS does not
mandate the type of form States must use for this recordkeeping.
Finally, in reviewing the proposed rule while drafting this final
rule, we noticed that our proposed Sec. 86.3(a) incorrectly omitted
mention of distribution records kept by large producer organizations
that redistribute tags to their members in their own databases. In
order to prevent the interpretation that this will no longer be
permissible, we are amending the second sentence of this paragraph to
state that identification device distribution records must be entered
by the person distributing the devices into the Tribal, State, Federal,
or other database acceptable to each government entity.
Official Identification for Cattle and Bison (Sec. 86.4)
Section 86.4 concerns official documentation required for different
species. As discussed earlier in this document, we proposed to revise
Sec. 86.4(a)(1)(i) to add the requirement that, beginning November 5,
2024, all official eartags sold for or applied to cattle and bison must
be readable both visually and electronically.
Some commenters stated that allowing EID tags to be visually
readable will fail to reduce, or will actually increase, human error as
individuals would be transcribing 15-digit, rather than 9-digit,
identification numbers, thus negating the intent of the rule.
We disagree that requiring EID tags to be visually readable will
increase the likelihood of human error. The 15-digit identification
numbers of the AIN numbering system currently used for all approved EID
eartags begin with the same 6 digits: 840003. The first 3 digits of an
AIN comprise the country code, which, for the United States, is 840.
The following 3 digits, 003, signal that the animal has been identified
using a sequential numbering system from a start number of
003,000,000,000. As a result, an individual visually reading an EID tag
would only read 9 unique characters (the characters following 840003).
These characters are comprised solely of numbers, whereas the 9-digit
NUES numbers are alpha-numeric. Moreover, EID eartags have readability
standards, while metal tags with NUES numbers do not. These include
larger font size and color contrast. Given these comparisons of AIN
numbers and NUES numbers, it is our view that transcription error is
not likely to significantly increase from the current
[[Page 39551]]
state when relying on visual read of the eartag; if anything, several
factors should make it easier, not harder, to transcribe the tag
number. However, the use of EID tags would allow for an electronic read
of the tag if a transcription error were believed to have occurred.
Some commenters asked for clarification about whether using brands
as official identification would continue to be acceptable. Others
stated that EID eartags should not replace brands as a means of
official identification.
We proposed no changes to the regulations pertaining to, nor did we
propose to restrict the use of, other methods of official
identification for cattle and bison authorized by the regulations,
which include ``brands registered with a recognized brand inspection
authority and accompanied by an official brand inspection certificate,
when agreed to by the shipping and receiving State or Tribal animal
health authorities'' (9 CFR 86.4(a)).
Some commenters expressed preference for brands over eartags,
claiming the former to be a more effective and reliable means of
identification.
As stated above, this rulemaking does not discontinue brands as an
official means of animal identification for cattle and bison. Brands
registered with a recognized brand inspection authority and accompanied
by an official brand inspection certificate remain an official means of
identification for cattle and bison, if agreed upon by the shipping and
receiving State.
Some commenters expressed concern about the retention rates of EID
eartags that may fall off the animal or may be relatively easy to
remove.
We do not agree that tag retention is a greater issue for EID tags
than metal tags. APHIS-approved official identification tags undergo
rigorous testing and trials to assure a retention rate of 99 percent (a
loss of no more than 1 percent per year) and are intended for the life
of the animal. While data on retention rates of metal NUES tags is
lacking, field experience and anecdotal observation from regulators at
the State and Federal level suggest that the retention rate of these
metal tags is lower than our required retention rate of EID eartags. As
one commenter mentioned, metal tags are not immune from potential
problems, including tag loss, illegibility, and infection.
Almost all reported retention issues with EID tags are due to user
error or use of unofficial tags intended for use for a shorter duration
in feedlot cattle.
Regarding removal, it is unlawful to intentionally remove any
official identification under current regulations in part 86. We
proposed no change to this regulation.
A commenter interested in selling alternative identification
devices that use Bluetooth and GPS technology stated that RFID tags are
unreliable and subject to fraudulent use.
As stated above, approved official identification tags undergo
rigorous testing and field trials to ensure they meet our high
standards for efficacy. The regulations prohibit the fraudulent use and
recording of official identification. Sections 86.3 and 86.4(d) and (f)
outline requirements regarding recordkeeping, removal, and sale or
transfer of devices.
Two commenters asked for an explanation of the protocol for
replacing lost EID eartags.
Procedures for replacing any lost official identification devices
are outlined in Sec. 86.4(d) and remain unchanged as a result of this
rulemaking.
Two commenters asked whether tags can be applied to animals
directly by producers, or whether tags must be applied at approved
tagging sites. One of these commenters stated that it should be
permissible for producers to apply tags themselves.
Current regulations do not stipulate that the tags can only be
applied at approved tagging sites. If a producer desires, they may
purchase tags directly from a vendor and apply the tags to their own
animals. In this case, the producer has no recordkeeping requirement
regarding tag distribution.
Some commenters expressed concern that tags produced in foreign
countries may compromise national security. Commenters also expressed
concern that foreign-sourced tags could increase the vulnerability of
the United States to supply chain sabotage.
Commenters provided no evidence to support the contentions that
tags produced in foreign countries may ``compromise national security''
or increase the vulnerability of the United States to ``supply chain
sabotage.'' However, all APHIS purchasing is compliant with all Federal
contracting laws and regulations and with the Buy American Act (41
U.S.C. 8301-8303). This has always been true of contract purchasing by
APHIS for the Animal Disease Traceability Program.
One commenter stated that PINs should not be a requirement to
acquire and apply EID tags as that information can be gathered on other
documents, such as health certificates.
The PIN is defined in 9 CFR 86.1 as a nationally unique number
assigned by a State, Tribal, and/or Federal animal health authority to
a premises that is, in the judgment of the State, Tribal, and/or
Federal animal health authority a geographically distinct location from
other premises. All currently approved EID eartags (RFID AIN ``840''
eartags) are associated with a PIN or a State location identification
number (LID), inasmuch as a PIN or a LID is required for purchase of
the tags (as stated in the OAIDS). A PIN is the numerical equivalent of
a 911 postal address or a GPS number. A LID is the State-managed
equivalent for producers who prefer to have the State store their
information, rather than the Federal Government.
The commenter did not explain their specific concerns regarding
PINs. That being said, we note that a PIN or LID is associated with the
location where cattle are tagged, rather than the location of the
cattle owner. Cattle may move to new locations that may have different
PINs, LIDs, or new owners at will, but the PIN or LID associated with
the location where the tag was placed on the animals remains specific
to that location, thus facilitating traceback of the animals to that
location when needed.
Health certificates cannot substitute for a PIN number because
although information on health certificates include the location where
the animal was loaded for interstate movement and destination location;
they do not necessarily provide the location where a tag was placed on
the animal.
Multiple commenters agreed with our decision to use language in the
regulations to keep EID technology-neutral. Other commenters expressed
support for their various preferred identification technologies, which
included UHF, biometric, Bluetooth, and satellite geolocation.
Commenters also asked whether high frequency or low frequency RFID tags
would be the required or recommended standard.
We are neither requiring nor recommending any one type of EID
eartag over another. Maintaining technological neutrality in the
regulations will allow APHIS to adapt to technological developments and
conduct animal disease traceability as rapidly and accurately as
possible. So long as devices meet the standards, including for
retention and safety, laid out in the OAIDS, and are readable both
electronically and visually, they may be approved for use by APHIS.
Producers will be able to decide which approved technology works best
for them, based on their individual circumstances.
[[Page 39552]]
Some commenters stated that EID infrastructure should also support
non-ADT uses.
EID infrastructure already supports non-ADT uses. For example, many
dairies use EID tags to tie individual animals to production and
management records. That information is separate from and not collected
by the ADT program.
One commenter asked whether, in the event of an emergency, State
departments of agriculture would be able to use orange EID tags
typically used for heifer calves for other animals.
States are free to distribute any color of EID tag that is
available. While orange tags are typically reserved for brucellosis
vaccinates, this is not a requirement in the regulations.
Two commenters expressed concern regarding the purported difficulty
of applying EID eartags. The commenters mentioned the difficulty of
organizing tags not packed in sequential order and applying tags in
cold conditions, as well as risk of fatigue and trauma to the hands.
The OAIDS provides guidance for packaging eartags, and states that
packaging must maintain the tags in sequential order. The commenters do
not provide evidence to support the implication that applying EID
eartags is significantly more difficult in cold conditions or prone to
causing fatigue and trauma to the hands than applying metal eartags or
other forms of approved official identification, such as brands.
One commenter stated that the USDA should target tag distribution
to cattle newly subject to the revised definition of dairy cattle, as
it now includes beef/dairy cross bred cattle.
As noted in the economic analysis that accompanied the proposed
rule, historically, APHIS has instructed dairy cattle operations that
beef/dairy cross bred cattle should follow the same traceability
regulatory requirements as purebred dairy cattle. Thus, official
identification requirements applied to these animals prior to the
implementation of this final rule and no targeted distribution is
necessary.
One commenter stated that we should maintain the current use of AIN
Device Managers to distribute official identification.
This final rule makes no changes to the current use of AIN Device
Managers. Individuals may continue to distribute AIN devices by
becoming AIN Device Managers. More information regarding this process
can be found in the OAIDS.
One commenter volunteered to be a tag distributor for bison
producers.
The commenter may reference the OAIDS document for further
information on how to become an AIN Device Manager and distribute tags.
Several commenters stated that the regulations should specify that
only 840-series, and not 900-series, EID tags may be used as official
identification on domestic cattle because 900-series tags are not
unique in their official identification. 840-series tags refer to EID
eartags that begin with the prefix ``840'' and are manufactured using
the AIN numbering system for the official identification of individual
animals born in the United States. 900-series tags refer to eartags
that begin with the prefix ``900,'' and are not manufactured for the
official identification of individual animals in the United States, but
are sometimes used by producers for individual livestock management
purposes.
We believe the regulations already address the commenters' concern
about the need for nationally unique numbers. Per the definition of
official eartag, an official eartag is an identification tag that bears
an official identification number. The regulations state that an
official identification number is a nationally unique number that is
permanently associated with an animal and adheres to the NUES system,
AIN system, location-based number system, flock-based number system, or
any other numbering system approved by the Administrator for the
official identification of animals.
Currently, all APHIS-approved EID eartags available for domestic
animals are manufactured using the 840-series AIN numbering system.
900-series tags do not meet the definition of an official eartag, as
they do not bear an official identification number. Although 900-series
tags may be suitable for non-ADT uses, they are not approved for use as
official ID for animals born in the United States.
We disagree that the regulations should require the use of any
specific numbering system. As stated in the proposed rule, this
flexibility will allow for the possibility that different numbering
systems may be developed and used in the future on EID eartags.
Additionally, situations may arise that require the use of official ID
that is not an 840-series tag. For example, cattle not born in the
United States may have official identification from the country of
origin or an alternate official ID approved by APHIS to designate a
non-U.S. born animal. The NUES numbering system is also allowed under
the regulations for official tags. Because NUES eartags applied to
animals before November 5, 2024 will still be recognized as official
for the lifetime of those animals, the NUES numbering format will still
be in use for some time after that.
Several commenters encouraged the USDA to allow the use of all
currently used EID tags as official identification for ADT purposes.
Two commenters specifically asked that we allow 900-series tags to be
used for official identification, as these tags are already used by
some producers.
We disagree with the commenters. Nine hundred-series EID eartags
currently used by producers for livestock management purposes do not
fulfil the requirements of EID eartags approved by APHIS for official
identification purposes. APHIS approves the use of EID eartags for
official identification that meet certain standards for durability,
efficacy, and safety. These standards are essential to ensuring that
methods of official identification meet industry needs and are retained
and effective for the purpose of traceability.
A 900-series tag could provide traceability for a single movement;
however, because the tag is not associated with an official
identification number, the initial distribution location and additional
movements would not be tracked or readily available for officials
performing disease traces. Additionally, other characteristics of the
900-series tags make them unsuitable for traceability. For example, it
is illegal to remove 840-series tags, while there is no regulation
preventing the removal, replacement, or reuse of 900-series tags.
One commenter asked whether official ID tags can be reused after
the death of an animal.
Tags cannot be reused. A requirement of official identification
tags is that they are unique and not reusable. This prohibition
prevents an animal in a disease trace from being confused with another
animal that should not be included in the trace.
One commenter stated that the proposed rule did not address the
problem of retiring eartags of dead livestock and asked about protocol
in such situations.
The commenter is correct that this proposal does not address tag
retirement protocols. Expired cattle generally do not pose a high
disease threat, although a lack of tag retirement data can pose
challenges in disease traces if the final disposition of the animal is
unknown. Retiring tags may become more feasible once EID is more
commonly used for official identification. As this rulemaking would
increase the use of EID, it may allow us to address this issue in the
future.
Some commenters stated that electric and magnetic fields (EMFs)
emitted by
[[Page 39553]]
RFID technology have the potential to harm humans and animals.
We do not agree with this comment. RFID tags are passive devices
and do not emit EMFs. The Food and Drug Administration is not aware of
any adverse health effects associated with RFID technology.
Several commenters asked us to require a specific placement and
color for EID eartags for the sake of simplicity and uniformity.
The commenters do not provide evidence of the potential benefits of
adding such a requirement. APHIS-approved official identification
eartags are available in multiple colors from several manufacturers and
vendors. The color orange is typically reserved by manufacturers for
official EID tags to be used in official calfhood vaccinates for
brucellosis, although the regulations do not require this. Otherwise,
the color of the tags is at the owner's discretion. The placement of
official RFID tags is recommended in the left ear, but there is no such
regulatory requirement, and the tags may be placed in either ear at the
owner's discretion.
One commenter stated that they have encountered problems finding
the identity of cattle with EID eartags, as they were unable to obtain
identifying information from the State about a stray bull found on a
ranch that had an 840-series eartag for identification.
Producer data confidentiality is highly valued and protected.
Availability of identifying information is limited to regulatory
officials for the purpose of disease tracing activities and not
available to the general public.
Several commenters asked that we address the issue of imported
cattle that have lost their eartags. One of these commenters stated
that they have encountered difficulties due to being unable to apply an
840-series tag to imported cattle that have lost their eartags.
It is not possible to tag animals born outside of the United States
with 840-series tags as 840 is the country code for the United States.
We recognize this is an issue and are working to provide an acceptable
EID alternative for imported cattle that lose their official
identification. However, this is outside the scope of this rulemaking.
Some commenters stated that branding as a method of official
identification should be phased out, citing animal welfare concerns.
One commenter stated that brands should not be used for animal disease
traceability, but rather restricted to use for proof of ownership.
The scope of this rulemaking is limited to official eartags for
cattle and bison. Other authorized forms of official identification,
including branding, are outside the scope of this rulemaking.
One commenter stated that ``male'' parts of RFID tags should be
more readily available from manufacturers, as these parts can fail.
APHIS is not aware of issues specific to ``male'' ends of RFID
tags. APHIS recommends that anyone encountering such issues contact the
relevant tag distributor or manufacturers, as manufacturers are
required to report tag issues to APHIS.
Movement Within Slaughter Channels
The existing regulations in Sec. 86.4(b)(1)(ii) allow cattle to
move interstate to an approved livestock market and then to slaughter
or directly to slaughter without official identification. Current Sec.
86.4(b)(1)(ii)(C) stipulates that the cattle or bison must be
identified if held for more than 3 days. The existing regulations are
silent on identification requirements for slaughter cattle or bison
that are not held at slaughter or held at slaughter for 3 or fewer days
and then move to a new location.
To address this potential gap in traceability, we proposed to add
paragraph (b)(1)(ii)(D) to Sec. 86.4 to read as follows: ``Cattle and
bison leaving a slaughter establishment may only be moved to another
recognized slaughter establishment or approved feedlot and can only be
sold/re-sold as slaughter cattle and must be accompanied by an owner-
shipper statement in accordance with Sec. 86.5(c)(1). Information
listed on the owner-shipper statement must include the name and address
of the slaughter establishment from which the animals left, the
official identification numbers, as defined in Sec. 86.1, correlated
with the USDA backtag number (if available), the name of the
destination slaughter establishment, or approved feedlot (as defined in
9 CFR 77.5) to which the animals are being shipped.''
This paragraph clarifies that the animals must stay within the
intended terminal slaughter channels but may be moved to an additional
slaughter plant or approved feedlot with appropriate documentation and
identification.
Two commenters expressed their support for this proposed change,
noting that it would expedite disease tracking.
Two commenters recommended improvements to the proposed new
language in Sec. 86.4(b)(1)(ii)(D) to allow cattle and bison leaving a
slaughter establishment to be moved to a USDA-approved livestock
auction (in addition to another slaughter establishment or feedlot).
We disagree with the commenters. Proposed paragraph Sec. 86.4
(b)(1)(ii)(D) clarifies that animals may only move to another slaughter
establishment or approved feedlot, with appropriate documentation and
identification, and must remain in a terminal market. If animals were
allowed to move from a slaughter facility to a livestock market for
resale outside of the slaughter channel without official
identification, they could circumvent the traceability regulations
required for animals that would otherwise move interstate to a market,
and thus become untraceable.
Multiple commenters asked us to add a definition of slaughter
channels in order to provide clear regulations about other movements of
cattle, including slaughter channel cattle not moving from points of
sale to slaughter facilities in a timely manner; slaughter channel
cattle being diverted from slaughter channels; and slaughter cattle
moving to unapproved feed yards and holding pens. One commenter asked
us to replace the phrase ``slaughter facility'' in Sec. 86.4 with the
term ``slaughter channel'' to clarify that livestock located anywhere
in a slaughter channel are subject to the additional health and
traceability requirements of the proposed rule.
We disagree with the commenters that a definition of slaughter
channel, or a replacement of the term ``slaughter facility'' with the
term ``slaughter channel,'' is needed, because any movement not
specifically described as an exemption in Sec. 86.4 requires the
animals to meet all requirements for official identification. This
includes the examples provided by the commenter if the cattle involved
do not meet the requirements for the exemptions.
EID in Use of More Than One Official Eartag
Section 86.4(c) concerns situations in which the use of more than
one official eartag is allowed. We proposed to remove references to
visual-only eartags in this section.
Specifically, current paragraph (c)(3) of Sec. 86.4 allows the
application of a radio frequency identification or visual-only tag
eartag with an animal identification number (AIN) having an 840 prefix
to animals already tagged with NUES tags and/or brucellosis vaccination
eartags. Because visual-only eartags will no longer be allowed as
official identification under part 86, we proposed to revise this
paragraph to state that a visually and electronically readable official
eartag may be applied to animals currently identified with non-EID
official eartags or vaccination tags.
[[Page 39554]]
We also proposed to remove Sec. 86.4(c)(4), which states that a
brucellosis vaccination visual eartag with a NUES number may be applied
to an animal that is already officially identified with one or more
official eartags. As a result of this rulemaking, the visual, i.e.,
non-EID, brucellosis NUES tag would no longer be allowed as official
identification under part 86, which eliminates the need for the
paragraph.
A commenter expressed confusion about whether and why it was
possible for an animal to have multiple forms of official
identification.
Section 86.4(c) allows for the use of more than one official eartag
in certain situations when the need to maintain the identity of an
animal is intensified, such as for export shipments, quarantined herds,
field trials, experiments, or disease surveys. Multiple forms of
official identification are also allowed if an individual wishes to
apply a visually and electronically readable official eartag to an
animal that is currently identified with non-EID official eartags or
vaccination tags. Our proposed rule did not include changes to the
situations in which an animal is allowed multiple forms of official
identification. To mitigate identification challenges associated with
these situations, additional recordkeeping is required in these
instances to ensure that adequate traceability is maintained.
Data Security
Many commenters expressed concerns related to data security and
confidentiality. Commenters sought clarity about what data APHIS would
collect when the requirement is implemented, where the data would be
stored, and with whom it would be shared.
Commenters did not elaborate on their specific data concerns in
great detail. APHIS takes care to protect personally identifiable
information (PII) and proprietary business information in its
recordkeeping, in compliance with the Privacy Act of 1974 (5 U.S.C.
552a).\15\ Moreover, an EID tag is encoded with a number but no owner-
specific information (e.g., a number that identifies the animal, such
as 840 001 018 932 052 or 42CXP9965).
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\15\ See the systems of records notice for the animal disease
traceability program, found at https://www.regulations.gov/document/APHIS-2011-0057-0001.
---------------------------------------------------------------------------
We also note that APHIS and State animal disease traceability
databases are not public databases. They are accessible only to Federal
and State officials who meet strict permissions and security
requirements; therefore, proprietary information will not be available
to competitors or unauthorized individuals.
Some commenters expressed the view that producer information should
be exempt from Freedom of Information Act (FOIA; 5 U.S.C. 552)
requirements, in order to preserve the confidentiality of that
information for producers.
We are making no change in response to the comments, as APHIS does
not have the authority to define or redefine exemptions to FOIA. We can
only apply FOIA consistent with the statute and caselaw.
That being said, we believe that there are adequate provisions in
the law for the protection of confidential producer data. Some
commenters appear to have the misconception that all information in
Federal databases is available on request; however, FOIA and the
Privacy Act each provide substantial protections for producer
information, including the protection of financial and personal
identifying information. Under FOIA, Exemption 4 protects trade secrets
or commercial or financial information that is confidential or
privileged; and Exemption 6 protects information that, if disclosed,
would invade another individual's personal privacy. The Privacy Act
protects personal information held by the Federal Government by
preventing unauthorized disclosures of such information. Individuals
also have the right to review such information, request corrections,
and be informed of any disclosures. FOIA facilitates these processes.
Some commenters stated that the proposed rule does not adequately
protect producers' data from potential cyberattacks or security
breaches.
The commenters did not provide details regarding their specific
concerns regarding these hypothetical threats. Both State and Federal
databases undergo extensive security testing, restrictions, and
permission for access to assure that only authorized individuals may
access data. Both APHIS and States employ substantial teams of security
and information technology experts to assure data security and
integrity.
Commenters expressed differing views regarding where to keep animal
identification data collected as a result of this rulemaking. Some
commenters stated that a ``government'' or ``national'' database was
needed, others stated that data should be held in State databases and
shared with Federal officials when needed, while others stated that
data should be kept in private databases to protect confidentiality.
Animal traceability data and disease information are kept in
various Federal as well as State databases, with as-needed access
restricted to the State and Federal officials responsible for managing
high-impact diseases of the cattle industry. Device distribution
records may also be stored in databases kept by producer organizations
redistributing tags. As noted earlier, State and Federal databases
undergo extensive security testing, restrictions, and permission for
access, and both APHIS and State agencies employ teams of security and
information technology experts to ensure data integrity and security.
One commenter stated that producers should have access to records
of the animals produced on their farm after the animals leave the farm.
We disagree with the commenter, as this would compromise producer
data confidentiality. Availability of information stored in APHIS and
State animal disease traceability databases is limited to regulatory
officials for the purpose of disease tracing activities.
One commenter stated that data integrity needs to be maintained
when tags are retired and then reused.
Tags used for official identification are not reused.
One commenter stated that RFID technology can elicit and transmit
information from clothing, appliances, and vehicles, placing personal
information at risk.
The commenter provides no evidence to support this claim. RFID tags
that are currently approved for official use by APHIS are passive tags.
A passive tag is powered only by the reader emitting a radio signal,
which allows the antenna within the tag to emit a signal back to the
reader. There is no active power source within the tag, and the tag is
unable to emit any signal without first being exposed to an RFID
reader. There are no batteries associated with passive RFID tags.
Some commenters stated that data collection should be minimal, and
access to it should be limited to animal disease traceability purposes.
APHIS agrees. Data collection required by this final rule is
limited to the necessary information for adequate animal disease
traceability. Access to animal traceability data and disease
information kept in Federal and State databases is restricted to the
State and Federal officials responsible for managing high-impact
diseases of the cattle industry.
One commenter recommended APHIS make improvements to information
[[Page 39555]]
database systems to facilitate sharing of data between agencies.
The commenter did not detail specific improvements they believe
should be made. Enhanced sharing of electronic information with
appropriate permissions is one of the ADT program's goals. In the past,
we have supported this goal by efforts such as funding electronic
databases through cooperative agreements, and we intend to continue
doing so as funding allows.
One commenter stated that the software available from APHIS is not
user-friendly and asked us to provide software that will better meet
the requirements of this rule.
We are unsure to what software the commenter is referring.
Legal Issues
A commenter stated that APHIS lacks authority to require the use of
EID eartags, as the requirement does not directly and actively detect,
control, or eradicate pests or diseases, nor is it an operation or
measure such as ``drawing of blood and diagnostic testing'' authorized
by 7 U.S.C. 8308.
The legal basis for this rulemaking is the AHPA, under 7 U.S.C.
8305, by which the Secretary of Agriculture may restrict the movement
in interstate commerce of any animal, article, or means of conveyance
if the Secretary determines that the restriction is necessary to
prevent the introduction into or dissemination within the United States
of any pest or disease of livestock. This authority is not limited to,
as the commenter implies, the examples of ``drawing of blood and
diagnostic testing of animals'' under 7 U.S.C. 8308. Moreover, 7 U.S.C.
8308 supports, rather than undercuts, this rulemaking; it provides the
agency authority to ``carry out operations and measures to detect,
control, or eradicate any pest or disease of livestock,'' including but
not limited to diagnostic testing. Tracking via EID eartags is plainly
a measure for these activities; it inherently facilitates them by
allowing APHIS to quickly and easily identify livestock for the
detection, control, or eradication of any livestock pest or disease.
One of these commenters further stated that APHIS lacked the
authority to require EID tags because this requirement is not a valid
prohibition or restriction in interstate commerce authorized by 7
U.S.C. 8305.
We disagree with the commenter. The Secretary of Agriculture is
authorized by 7 U.S.C. 8305 to prohibit or restrict the movement in
interstate commerce of any animal, article, or means of conveyance if
the Secretary determines that the prohibition or restriction is
necessary to prevent the introduction or dissemination of any pest or
disease of livestock. The ADT program helps prevent the dissemination
of disease by helping minimize the effects of disease outbreaks through
restrictions, such as the EID eartag requirement, that the agency has
determined are necessary for efficient livestock tracing.
We also note that this final rule does not require producers to
purchase and affix EID eartags to their cattle as the only acceptable
official identification device or method to meet the official
identification requirements for interstate movement; the regulations
continue to list eartags as one of several forms of authorized official
identification, which also include tattoos and brands when accepted by
State officials in the sending and receiving States.
Several commenters stated that the proposed rule violates the Tenth
Amendment as certain States have codified into State law their own
options for animal identification.
The Tenth Amendment provides that ``powers not delegated to the
United States by the Constitution, nor prohibited by it to the States,
are reserved to the States respectively, or to the people.'' Regulating
interstate commerce, which includes the interstate movement of animals,
is a power delegated to Congress as an enumerated power under the
Commerce Clause of the Constitution. Exercising this enumerated power
through the AHPA, Congress has delegated to the Secretary of
Agriculture the authority to restrict the movement in interstate
commerce of any animal or article necessary to prevent the introduction
into or dissemination within the United States of any pest or disease
of livestock. The Tenth Amendment does not refute APHIS' authority to
restrict the interstate movement of animals for this purpose and, in
turn, displace a State's exercise of its regulatory power.
Two commenters stated that this rulemaking violated the intent of
Article 1, Section 8, of the Constitution. One of these commenters
stated that the USDA was falsely asserting that Congress has delegated
and granted it broad powers which are implied, plenary, and inherent.
The commenter noted that Congress has not mandated an electronic animal
identification scheme, and therefore APHIS lacks the authority to
impose one.
We did not assert that Congress has granted the USDA ``broad powers
which are implied, plenary and inherent.'' Under the AHPA, Congress has
delegated authority to the Secretary of Agriculture to promulgate
regulations to prevent the introduction into the United States and the
dissemination within the United States of any pest or disease of
livestock. This rulemaking is consistent with Congress's clear,
intelligible directive to protect animal health because it is intended
to prevent the introduction and dissemination of livestock pests or
diseases by improving the existing ADT program. USDA has issued this
rulemaking based on Congress's grant of clear authority to it, not
based on some implied or vague powers. Additionally, electronic animal
identification represents a logical, modest update to the ADT program
that is within USDA's mandate to implement.
Two commenters stated that this rulemaking violates the Fourth
Amendment. One of these commenters stated that this was because
requiring EID eartags constituted ``unconstitutionally seizing the
cattle producers [sic] value-added information without compensation.''
The commenter also alleged that the rulemaking violates the Fifth
Amendment because the ``value-added information associated with the
mandatory EID eartags further constitutes the private property of the
owner of the cattle.''
The requirement for official EID tags does not involve seizing a
producer's value-added information. Some producers use EID eartags to
participate in value-added verification programs overseen by the AMS.
Producers may, but are not required, to use official EID eartags to
participate in these verification programs and, alternatively, may also
use 900-series tags. The premiums producers are paid for cattle
participating in these verification programs are a result of the
specific management practices required by said programs. While
information regarding such management practices may be correlated with
an animal's EID number, this information is kept in the hands of the
producer; the producer's possession or use of the information is not
interfered with at all, and, in any event, this information is not the
same as the information collected for animal disease traceability
purposes that is kept in State and Federal databases. Information
correlated with an animal's EID number kept in State and Federal
databases is limited to information necessary for disease tracing.
A commenter stated that this rulemaking violated Executive Orders
14005 and 14017 by requiring producers to purchase EID eartags
manufactured in China. Another commenter stated that this rulemaking
should adhere to Executive Order 14005 and be made in the United
States.
[[Page 39556]]
Executive Orders 14005 and 14017 apply only to Federal Government
purchases. APHIS abides by the Executive Orders and complies with the
Buy American Act (41 U.S.C. 8301-8303).
We also note that this rulemaking does not stipulate that producers
must purchase eartags made in a foreign country. APHIS approves
official EID tags by any manufacturer, foreign or domestic, that
fulfils the rigorous criteria listed in the OAIDS. Additionally, as
noted earlier, eartags are one of several forms of authorized official
identification. Producers who do not wish to use eartags may use
another form of authorized official identification, such as tattoos and
brands when accepted by State officials in the sending and receiving
States.
Cost and Fairness
Many commenters opposed the proposed rule because of their belief
that the cost of purchasing EID tags placed an undue financial burden
on producers, particularly small farmers and ranchers. Commenters also
claimed that these costs to producers would fuel consolidation in the
livestock industry.
We do not agree with these comments regarding the magnitude of
costs to the domestic cattle and bison industry, and do not think this
rulemaking will result in further consolidation of the cattle industry.
The commenters who raised these concerns often based them on the belief
that official identification would be required for all or most cattle
and bison regardless of whether they enter interstate commerce.
Official identification is not required for all cattle or bison. Under
the current regulations in Sec. 86.4(b), which this final rule does
not change, the following categories of cattle and bison are subject to
official identification requirements for interstate movement: all
sexually intact cattle and bison 18 months of age or over; all female
dairy cattle of any age and all male dairy cattle born after March 11,
2013; cattle and bison of any age used for rodeo or recreational
events; and cattle and bison of any age used for shows or exhibitions.
Cattle and bison are exempted from official identification requirements
if they are going directly to slaughter. Thus, large categories of
cattle, such as feeder cattle or cull cattle going to slaughter, are
not subject to the identification requirements. In addition, cattle and
bison only require official identification under the regulations if
they move interstate or are in Federal or State disease programs.
Accordingly, many small producers will be exempted because they never
move cattle interstate, so their cattle do not require official
identification.
While we acknowledge the commenters' concern over consolidation of
the cattle industry, we disagree that an EID tag requirement would
cause consolidation. Data from USDA's National Agricultural Statistics
Service reflect consolidation as a broader trend in the cattle industry
that is present in both States that have and States that have not
implemented a State-specific EID tag requirement.
That being said, we acknowledge that producers may at some point
have to assume costs associated with purchasing EID tags as a result of
this rulemaking. Accordingly, we have prepared a regulatory impact
analysis (RIA) that estimates aggregate annual costs to the domestic
cattle and bison industry as a result of the rule. The analysis
estimates, conservatively, that 11 million cattle and bison are tagged
with visual official identification per year to fulfill official
identification requirements under the regulations. This number
represents approximately 11 percent to 12 percent of the cattle and
bison in the domestic inventory. We estimate that these are the average
percentages of cattle that would be required to have EID tags instead
of visual-only tags each year under this rule. The cost is estimated to
be approximately $26.1 million, assuming no Federal funding is
provided. (APHIS has historically provided funding for EID eartags and
intends to continue doing so as long as funding is available. Funding
is discussed in greater detail later in this document.) This equates to
an average cost of $30.45 per cattle or bison operation each year; or
based on total industry cash receipts from 2021, approximately 2.5
cents per $100 (0.025 percent).
The RIA also articulates the benefits of increased traceability
that were previously identified in the economic analysis that
accompanied the 2013 final rule establishing the regulations,
particularly the foregone liabilities when traceability is not quick or
accurate, and delineates how EID furthers the aims of efficient and
accurate traceability that undergird the regulations. The RIA for this
final rule is available on Regulations.gov as a supporting document for
this final rule, as well as by contacting the individual listed below
FOR FURTHER INFORMATION CONTACT. For reasons discussed in the 2013
economic analysis and the RIA that accompanies this final rule, it has
been and continues to be APHIS' position that the benefits associated
with timely and accurate animal traceability significantly outweigh
costs to regulated entities.
Many commenters stated that the rule unfairly favors large
corporations over small producers. It was stated that small producers
would have to pay more to comply with the regulations than large
operations due to bulk discounts offered by EID tag manufacturers.
Other commenters stated that large corporations were favored because
they are allowed to use GINs to officially identify their animals.
The commenters are correct that many EID tag manufacturers
currently offer lower rates for EID tags bought in bulk. The
calculations for the average price of an EID tag in the RIA factor in
these price differences. As noted previously, most small producers will
not be affected by this rulemaking because they do not move their
cattle interstate. Small producers that are affected by this rulemaking
may consider creative ways to capitalize on bulk discounts for EID
tags, such as cooperative buying. These would be individual business
decisions based on producer's unique circumstances. We also note that,
while APHIS cannot commit to long-term funding for EID tags because the
availability of Federal funding in future fiscal years is dependent on
annual Congressional appropriations and USDA-APHIS budgetary
priorities, APHIS has provided these tags free of charge since 2020.
Funding for EID eartags is discussed in greater detail later in this
document.
This rulemaking does not change the regulations regarding the use
of GINs. Methods of official identification other than official eartags
are outside the scope of this rulemaking.
Some commenters stated that this rulemaking would force small
operations out of the livestock market and thus undermine the
resiliency of the nation's food system.
We disagree that an EID requirement undermines efforts to build and
maintain a resilient food supply. For the reasons discussed earlier in
this document, many small producers will not be affected by this
rulemaking. A resilient food supply relies on the health and wellbeing
of our nation's livestock, which is the intended outcome of an
effective and efficient ADT system.
Some commenters stated that this rulemaking is designed to benefit
export markets by making it easier for companies to ``ship products
around the world'' or by protecting international trade markets, at the
expense of small producers who will bear the cost of the rulemaking.
We acknowledge possible benefits to export markets and trade
associated
[[Page 39557]]
with domestic animal disease traceability and EID--these are referenced
in the RIA that accompanies this final rule. We disagree, however, that
this final rule is intended to directly benefit cattle and bison
exporters. This final rule pertains to interstate movement of cattle
and bison, not the export of cattle and bison, and foreign markets are
free to set their own import requirements. While it is true that many
of these requirements currently include EID, that is not within APHIS'
purview. Furthermore, options already exist for exporters to meet any
such requirements; many exporters currently use third-party
verification programs under the purview of AMS to comply with
traceability requirements of export markets.
Commenters stated that costs to producers extended beyond the cost
of EID tags, and included infrastructure such as EID readers, software,
and labor. A commenter stated that this rulemaking would require
additional labor for accredited veterinarians to enter data into a
database, the cost of which would be passed on to producers. It was
stated that our RIA was flawed because it did not take these costs into
account.
We disagree with the commenters. The official identification
requirement does not require the producer to have hardware (readers) or
software (computer systems). Readers and software are not required
because each EID tag also has a visual component. The tag number is
imprinted on the plastic shell containing the EID portion of the tag.
The tags can thus be used in the same manner as visual tags by
producers who do not wish to invest in tag-reading hardware and
software.
We disagree that this final rule requires producers to incur
additional labor costs related to application of tags because the
regulations already require the placement of official identification.
The EID requirement only changes the type of eartag that must be used
for cattle that require official identification and that are officially
identified using eartags. The labor involved in applying a metal NUES
eartag should not be any more burdensome than the labor involved in
applying an EID eartag.
Likewise, this final rule imposes no new requirement for accredited
veterinarians to enter data into a database. Accredited veterinarians
may continue collecting the information already required by the
regulations in their medical records in the same way they currently do,
so long as the records are retrievable when a disease outbreak occurs.
Costs passed on to the producer should only reflect the difference in
the cost of tags because this final rule does not require any
additional labor.
Some commenters stated that APHIS should acknowledge that EID tags
are meant to be read electronically and update the RIA to account for
the cost of readers.
APHIS disagrees that EID tags are meant to be read only
electronically. As explained above, EID tags must be readable both
electronically and visually. To ensure the visual readability of
eartags, the OAIDS requires that EID tags be readable from 30 inches
with 20/20 vision, while there was no readability standard for metal
NUES tags.
Two commenters stated that mandatory EID may increase corporate
control over the livestock industry by giving packers more information
about how animals are produced.
APHIS-approved official eartags only encode the 15-digit animal
identification number. They do not encode any producer information.
Many commenters noted that APHIS has provided funding for EID
eartags in the past and stated that the agency should commit to
continuing this funding. Some commenters specified that funding should
be provided for at least the first 2 years after the final rule's
implementation. Commenters also stated that APHIS should provide
funding for necessary equipment and related costs, such as readers,
data management systems, and labor.
Since 2020, APHIS has provided funding for EID eartags, as well as
readers and ear taggers. Since the availability of Federal funding in
future fiscal years is dependent on annual Congressional appropriations
and USDA-APHIS budgetary priorities, a long-term commitment to this
funding is not possible. We intend to continue to provide assistance as
long as funding is available. However, in the absence of Federal
funding, producers would have to assume costs associated with
purchasing EID tags. For this reason, we have prepared an assessment
that estimates annual aggregate costs to the domestic cattle and bison
industry associated with this rule.
As noted earlier, this final rule does not require producers or
livestock markets to have electronic reading equipment or additional
data management systems, because the official EID tags must be readable
visually as well as electronically. Producers may continue using EID
eartags the same way they currently use non-EID, visual-only eartags.
Finally, for the reasons discussed earlier in this document, we
disagree that this rulemaking will cause producers to incur additional
labor costs. The application of an EID eartag should not result in more
labor costs than the application of a non-EID eartag.
Two commenters stated that the USDA should continue funding States
via cooperative agreements. A commenter stated that funding for States
to support ADT infrastructure should be increased.
This final rule does not impact the ADT annual cooperative
agreements with States, Territories, or Tribes. We note that this
funding is separate from the additional funding that APHIS has provided
since 2020 to support EID tags and infrastructure. APHIS intends to
provide funding for EID eartags and infrastructure for as long as
funding is available, but we are unable to commit to multi-year funding
for the reasons discussed above.
Two commenters stated that the RIA was inaccurate in its statement
that the cost of tags would increase from $3.3 million annually (the
estimated cost of metal NUES tags) to $29.3 million annually (the
estimated cost of EID tags), as APHIS has been providing metal NUES
tags to producers at no cost.
The commenter is correct that APHIS has provided NUES eartags at no
cost to producers. The commenter fails to acknowledge, however, that
APHIS has also been providing EID tags at no cost to producers since
2020. The estimates in the RIA take into account that funding for
neither type of tag has been guaranteed in the past, nor can funding
for EID tags be guaranteed in the future, as this funding depends on
each year's Agency budget and competing disease priorities.
Two commenters stated that the estimates for the annual cost of EID
eartags in the RIA were flawed because they only accounted for costs to
animals currently being identified by non-EID tags. The commenters
stated that the estimated number of affected animals did not consider
animals currently tagged with EID tags, or animals that are required to
have official identification but are not in compliance with the
regulations.
Cattle and bison already identified with official EID eartags are
already in compliance with this final rule, and therefore would not
incur new expenses as a result of it. While we recognize that some
people may not comply with the current regulations regarding official
identification, we have no means of estimating their number. We also
note that people currently not in compliance with the regulations are
unlikely to begin complying as a result of this rulemaking, and
therefore would not
[[Page 39558]]
increase demand for official identification tags.
A commenter stated that the RIA does not include information about
the estimated economic impact for individual operations.
The commenter is incorrect. The RIA states that, assuming the
Federal Government does not provide tags free of charge in the future,
the average cost per operation to purchase EID eartags would range from
$26.24 to $29.45 for FDX eartags, and from $31.13 to $34.73 for HDX
eartags.
A commenter stated that our cost estimates did not consider costs
incurred for livestock moved interstate after purchased at an in-State
general auction market. The commenter asked whether the buyer would be
charged for the cost of eartags or be required to place official
eartags on the animals they purchased.
Under the current regulations in Sec. 86.4(b), which this final
rule does not change, cattle and bison that are required to have
official identification must be officially identified prior to
interstate movement unless they are exempted from the requirement for
official identification. Animal classes and movements that currently
require official identification will continue to require official
identification, while animal classes and movements exempted from the
official identification requirements will continue to be exempted.
A commenter stated that we should adjust the estimate of impacted
cattle in the RIA to account for the expanded definition of dairy
cattle.
We disagree with the commenter. APHIS has not expanded the
definition of dairy cattle. The change to the definition of dairy
cattle is a codification of guidance that APHIS has consistently given
to producers and State animal health officials, and not a change in
policy. Beef/dairy cross breeds should already be officially
identified. We have no indication of noncompliance or controversy
surrounding this policy. Assuming regulated parties are in compliance,
beef/dairy crosses are already accounted for in our estimate of 11
million impacted cattle.
We acknowledge the possibility that there may be cattle producers
that did not consider their beef/dairy cross breeds to be dairy cattle,
and were alerted to our interpretation of the definition of dairy
cattle to encompass beef/dairy cross breeds by this rulemaking.
However, as we have no indicators of widespread noncompliance, we
expect this scenario to be rare and expect the number of cattle to be
affected by it to be de minimis.
A commenter asked why the RIA did not report on tracing exercises
using branded cattle.
While the regulations allow the use of brands to fulfil the
requirements for official identification if agreed upon by sending and
receiving States, brands do not uniquely identify an animal and are not
intended for animal traceability. Brands are not unique outside of
local areas, are currently only used in 14 States, and are not
systematically recorded in national databases. For these reasons,
tracing exercises are restricted to animals identified with AIN 840-
numbered tags and NUES tags.
A commenter suggested further cost-benefit analysis to assess the
impact on cattle and bison producers while ensuring maximum expansion
of ADT capability.
The commenter did not specify what they believe our analysis is
lacking. We believe the RIA comprehensively assesses the costs and
benefits of this rule.
Some commenters disagreed with our estimation that the number of
impacted cattle would be 11 million. A commenter stated that,
previously, the USDA estimated that the final rule would impact 30
million cattle that cross State lines annually. Another commenter
stated that many State identification programs are tied to the Federal
system, and therefore even cattle that do not cross State lines would
be impacted by this rulemaking.
The commenter is mistaken that we previously estimated this
rulemaking would impact 30 million cattle, and the commenter provides
no source for this figure. Our estimate of 11 million cattle is based
on the number of official identification tags that have been used in
previous years. Many animals that move interstate are exempt from
official identification requirements, such as beef cattle under 18
months of age, and animals going to slaughter or to an approved
livestock market.
Regarding the concern about State identification programs, APHIS is
unaware of any intrastate movement requirements that may mimic Federal
regulations. Moreover, intrastate movement regulations are beyond our
jurisdiction.
A commenter stated that the RIA uses outdated 15-year-old data to
determine that many small entities would not be affected because most
small entities market through local auctions. The commenter stated that
this is no longer necessarily the case, as small entities have
increased their use of online livestock video auctions and alternative
livestock marketing channels that would require the use of an EID tag.
The commenter also stated that market consolidation has reduced the
available number of livestock auctions, forcing some small producers to
market outside their state.
The RIA uses NAHMS data from 2008 as well as from 2017 to determine
that small operations are less likely to move cattle interstate. Data
from the 2008 NAHMS report indicated that 82 percent to 88 percent of
beef cattle were marketed through general auction markets. These
markets tend to be in-state auctions or out-of-state APHIS approved
markets, for which official identification is not required. Data from
the 2017 NAHMS report further indicated that small operations were most
likely to use auction markets, while larger producers used auctions as
well as other marketing channels. Although the published literature on
small sized farms moving cattle interstate is scarce, we believe the
data from these reports are still applicable and relevant. We are not
aware of any significant change in marketing practices for small
producers.
Furthermore, we disagree with the commenter that small producers
are forced to market out of State due to market consolidation, as the
number of APHIS-approved livestock markets has increased steadily each
year. In 2013, when the ADT rule was implemented, there were 703 active
APHIS-approved markets; today there are 1,310.
A commenter stated that a calculated benefit of $30 million per
year is inaccurate, as the calculation is based on incorrect
assumptions that EID eartags will reduce the time to detect an
outbreak, reduce herd surveillance costs, improve practices that
identify diseased cattle, and reduce the probability of countries
imposing trade restrictions because of a disease outbreak in cattle.
APHIS would like to clarify the commentor's misunderstanding.
Thirty million dollars was our estimate of the additional cost of EID
tags; we assessed, but did not quantify, expected benefits.
Although use of EID would not reduce the time it takes to initially
detect a disease or conduct surveillance, EID reduces the time to find
diseased and exposed animals. APHIS disease investigations are often
concluded through quarantine and testing or depopulation of cattle
herds when the animal of interest is not identifiable, which incurs
costs for livestock producers as well as APHIS. As explained in the
RIA, when outbreaks of livestock diseases occur, the use of EID eartags
can help limit their size and
[[Page 39559]]
scope, thus reducing the number of animals that are depopulated, the
impact to producers and communities, and the probability that trade
restrictions are imposed. Additionally, rapid containment of foreign
animal diseases and identification of affected, exposed, and vaccinated
animals will expedite the return of export markets, should they close
in the event of a disease outbreak.
A commenter stated that, because only approximately eight
manufacturers have had their EID eartags approved for official use by
APHIS, this rulemaking creates an oligopoly of eartag manufacturers on
which producers are forced to rely.
This rulemaking does not in any way restrict new manufacturers from
applying for approval of their eartags for use as official
identification. In fact, changes proposed in this rulemaking streamline
the approval process for new EID devices in order to encourage new
manufacturers to enter the market. APHIS will continue to approve
official identification tags from new companies that are in compliance
with our regulations.
A commenter stated that producers need assurance that eartags and
related infrastructure will be available at a reasonable price.
APHIS will continue to approve eartags for official identification.
As noted earlier, this final rule does not require the use of
infrastructure, such as readers, because tags are required to have a
visual component.
A commenter asked us to include an assessment of biometric tools
for official identification that have the potential to reduce costs per
head of cattle.
The RIA includes in its assessment the types of EID eartags that
are currently approved for use, which include FDX and HDX RFID tags.
APHIS would consider any type of alternate EID methods that are
supported by credible research.
Two commenters stated that future new EID technologies mentioned in
the proposed rule could result in higher costs for producers.
The RIA estimated costs to producers based on EID technology
available and approved for use today, which is currently limited to
RFID. In the proposed rule, we stated that we refer to EID, rather than
RFID, tags in the regulations in order to allow for other
electronically readable technology, should it become available in the
future. Just as referring to EID would not limit official eartags to
the technology available today, it would also not limit official
eartags to a hypothetical higher-cost technology available in the
future. Maintaining technological neutrality in the regulations
provides flexibility for the regulated community to choose the
technology that best meets their individual needs, cost being one
consideration.
Some commenters stated that ADT raises fear of market manipulation
by multinational packing corporations or the government.
The commenters did not elaborate on their specific concerns
regarding market manipulation and provided no supporting evidence of
this hypothetical situation. As discussed earlier in this document,
APHIS protects personally identifiable information (PII) and
proprietary business information in its recordkeeping.
A commenter stated that the requirement for ICVIs is an added
expense.
The commenter is incorrect. Cattle and bison to which official
identification requirements apply are already required to be
accompanied by an ICVI or alternate movement document before moving
interstate. We did not propose to substantively change any regulations
pertaining to ICVIs. Rather, we proposed to make an editorial change to
the definition of ICVIs to account for the use of electronic ICVIs in
addition to paper ones.
A commenter stated that this rulemaking will result in the
elimination of incentive programs that encourage producers to adopt
EID, which may have been the only way some producers could afford the
technology.
We believe that the ``incentive programs'' to which the commenter
is referring are the verification programs overseen by AMS. We disagree
that this rulemaking will necessarily eliminate these verification
programs. Verification programs can fulfill trading partners'
requirements for traceability from birth to slaughter as well as
additional recordkeeping requirements for exported cattle. Because the
current regulations and this rulemaking do not fulfil these
requirements, we expect continued need for verification programs.
Miscellaneous
There were a number of comments that did not fall into any of the
categories listed above.
A commenter asked for clarification on the meaning of preemption
language in Sec. 86.8 and the preemption language mentioned in the
proposed rule relevant to Executive Order 12899 (sic).
Section 86.8 provides that States and Tribes may not specify an
official identification device or method for interstate movement if the
regulations allow for multiple devices or methods, nor may a receiving
State or Tribe impose requirements that would require the shipping
State or Tribe to develop a particular type of system or alter an
existing system in order to meet the requirements. There was no
Executive Order 12899 language in the proposed rule; however, we
believe the commenter is referring to Executive Order 12988, which was
referenced, and transposed the numbers. The 12988 language in the
preamble of the proposed rule, in contrast, has the effect of stating
that, if finalized, State laws that conflict with the specific
provisions of this rulemaking would be preempted. For example, a
State's animal identification regulations could not continue to allow
for non-EID forms of official identification of cattle and bison that
are subject to the ADT regulations.
We emphasize that the regulations in part 86 apply only to
interstate movement; States may develop their own official
identification requirements for intrastate movement that apply after an
animal arrives from a shipping State or may otherwise impose in-State
requirements for the cattle once the movement has occurred.
The same commenter asked whether a State could impose official
identification importation requirements for classes of animals
otherwise exempt in the ADT rule.
The final rule \16\ that established Sec. 86.8 indicated that
States may require the official identification of classes of animals
that are exempt under our regulations, provided that the receiving
State's requirement does not require the shipping State to develop a
particular type of system or alter an existing system.
---------------------------------------------------------------------------
\16\ See footnote 1.
---------------------------------------------------------------------------
The same commenter asked whether a State could restrict the types
of official identification devices required for imported animals when
the ADT rule permits additional approved methods of identification for
the species, such as restricting the use of GINs for the movement of
pigs and instead requiring individual animal IDs. The commenter asked
us to amend the regulations to allow a State to impose these additional
requirements if they are not currently permissible.
Because the current regulations allow for group or lot
identification as a means of official identification, restricting the
use of GINs and requiring individual animal ID for pigs, or cattle or
bison as applicable to this rulemaking, is prohibited under Sec. 86.8.
[[Page 39560]]
Amending Sec. 86.8 as requested is outside the scope of this
rulemaking, and one of the amendments requested by the commenter goes
against the stated aims of the ADT program.
Finally, the same commenter asked us to explain the enabling
legislation for Sec. 86.8.
The enabling legislation for Sec. 86.8 is the AHPA.
Two commenters stated that this rulemaking would reduce the speed
of commerce. Conversely, another commenter stated that EID allows for
the collection of animal movement data at the speed of commerce.
We disagree with the commenters who stated the rule would reduce
the speed of commerce. EID and electronic records have the potential to
increase the efficiency and speed of routine operations in the cattle
and bison industry. EID tags allow staff to read animals'
identification numbers without having to restrain or handle the cattle
or bison. For cattle or bison requiring ICVIs, electronic tags also
allow veterinarians to rapidly and accurately complete health
certificates and movement documentation without slowing the speed of
commerce.
One commenter asked that we amend Sec. 86.5(c)(7)(i) to require
that the official identification numbers of cattle and bison are
recorded during the transfer from an approved livestock facility
directly to a recognized slaughtering establishment.
We will consider the commenters' suggestion; however, this is
outside the scope of this rulemaking.
One commenter asked us to state that forms used for interstate
poultry movement must meet the same accuracy and clarity criteria that
pertain to ICVIs for poultry and other species.
We will consider the commenters' suggestion; however, this is
outside the scope of this rulemaking.
One commenter asked us to create a standardized ICVI form.
This is outside the scope of this rulemaking. We note that all ICVI
forms are required to contain the same information, which is listed
under the definition of interstate certificate of veterinary inspection
(ICVI) in Sec. 86.1.
One commenter stated that this rulemaking could reduce the use of
the brucellosis vaccine because the use of EID tags would double the
cost of brucellosis vaccination.
APHIS requires brucellosis vaccination for cattle in the Greater
Yellowstone Area. Cattle that are vaccinated for brucellosis are
required to have official identification and currently use metal
official NUES tags. While we acknowledge that EID tags are more
expensive than metal NUES tags, and discuss these differences in cost
in the RIA, we disagree with, and the commenter provides no evidence to
support, the speculation that these costs would discourage compliance
with the requirement for brucellosis vaccination.
Some commenters asked us to remove the requirement to tattoo
animals that receive the brucellosis vaccine because correct placement
of an EID eartag makes tattoo placement difficult.
We disagree with the commenters that EID tag placement interferes
with brucellosis tattoo placement. While official EID tags may be
placed in either ear, the recommended placement is the left ear to
avoid interference with the brucellosis tattoo, which is required on
the right ear.
One commenter stated that additional education regarding proper tag
application and retention for veterinarians and producers is necessary.
APHIS agrees that education assists in proper tag application and
increased tag retention. We support education through efforts such as
cooperative agreements and outreach and intend to continue such efforts
as funding allows.
One commenter asked for guidance stating that exports from the
United States to Canada will clearly state requirements for use of an
approved indicator with the International Organization for
Standardization (ISO) 11784.
The final rule does not pertain to the export of livestock.
Requirements for exported livestock are found in 9 CFR part 91.
One commenter asked us to establish performance standards for the
retention of backtags referenced in Sec. 86.4(b)(1)(i)(C).
Backtags are not methods of official identification but are
mentioned in Sec. 86.4(b)(1)(i)(C), in the context of an exemption for
cattle and bison that are moved interstate from the requirement of
official identification if certain conditions are met. The existing
regulations require that backtags used to fulfil this exemption must
``ensure that the identity of the animal is accurately maintained until
tagging.'' We believe this adequately addresses the required
performance of backtags used in this context.
Two commenters stated that the use of alternative movement records
should be increased, and that these alternative movement records could
be created by a veterinarian or their designee, but APHIS should not
require an inspection or attestation of health by a veterinarian.
The existing regulations in Sec. 86.5(a) already provide for
alternatives to the ICVI for animals moving interstate. Alternate
documentation requires an agreement between both shipping and receiving
States to be considered official movement documentation. The current
regulations do not specify that an alternative movement document
requires an inspection or attestation of health by a veterinarian.
Two commenters stated that the USDA and States should target
enforcement of ADT requirements beyond fixed-facility livestock auction
markets to avoid incentivizing direct selling outside of markets.
We do not believe this rulemaking will incentivize direct selling
outside of markets. Compliance with the regulations in 9 CFR part 86 is
required for animals subject to these regulations, regardless of
whether the animal is sold through a livestock market or a private
sale. Accredited veterinarians responsible for inspection and
interstate movement of animals are subject to the same requirements and
face the same sanctions for noncompliance, regardless of whether they
work for or from a market or private treaty sale. Accredited
veterinarians must submit copies of the documentation (ICVI or
alternate movement documents) to the origin and destination State
official within 7 days of inspecting the animal, and they must complete
this documentation accurately and completely. Accredited veterinarians
that are non-compliant are subject to sanctions including monetary
penalties, loss of accreditation, and, in some cases, criminal
penalties.
A commenter asked whether there will be civil or criminal penalties
for not adhering to the requirements of the final rule.
The AHPA lists criminal and civil penalties relevant to violating
the requirements of the regulations in section 8313. Changes to the
regulations do not impact the Act.
Some commenters stated that this rulemaking could subject cattle
producers to liability, should the animal bearing their EID eartag
contract a disease after the animal is sold or should food safety
issues arise in meatpacking plants.
Under this rulemaking, producers are not liable for disease
infection after an animal leaves their premises. The EID requirement
thus has no known implications for producer liability.
One commenter claimed that the reason behind requiring EID for
eartags is the Global Roundtable for Sustainable Beef.
The commenter provided no evidence to support this claim. As
explained in the proposed rule and earlier in this document, the
purpose of this action is
[[Page 39561]]
to improve our animal disease traceability program's ability to trace
animals accurately and rapidly in order to aid us in disease response.
Several commenters requested that APHIS seek equivalency from
trading partners by requiring imported cattle to have EID.
The scope of this rulemaking is limited to requirements for
domestic cattle in interstate commerce. New requirements for imported
cattle would require a separate rulemaking.
Some commenters stated that the ADT program needs to be compatible
with the general traceability principles of the World Organization for
Animal Health (WOAH).
We are unsure of what specific principles the commenters are
referring to. However, we note that, as a WOAH member country, the
United States contributes to development of, and complies with, the
guidelines that the member countries develop.
Finally, we note that we are making non-substantive editorial
changes to the OAIDS to improve clarity, readability, and accuracy.
This includes changes such as reordering information, removing
duplicative information, and removing broken links. It also includes
editing to a paragraph explaining which criteria manufacturers must
meet for low-frequency devices. The edits remove a sentence stating
that substantial sales data or approval in another country may be
considered in lieu of International Committee on Animal Recording's
(ICAR) materials/environmental testing. We are making this edit because
sales data or approval in another country may not be an adequate
substitute for ICAR testing, and we do not have a standard for what
``substantial sales data'' means. The revised OAIDS is published
alongside this final rule.
Therefore, for the reasons given in the proposed rule and in this
document, we are adopting the proposed rule as a final rule, with the
changes discussed in this document.
Executive Orders 12866, 13563, and Regulatory Flexibility Act
This final rule has been determined to be significant for the
purposes of Executive Order 12866, as amended by Executive Order 14094,
``Modernizing Regulatory Review,'' and, therefore, has been reviewed by
the Office of Management and Budget.
We have prepared an economic analysis for this final rule. The
economic analysis provides a cost-benefit analysis, as required by
Executive Orders 12866 and 13563, which direct agencies to assess all
costs and benefits of available regulatory alternatives and, if
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, public
health and safety effects, and equity). Executive Order 13563
emphasizes the importance of quantifying both costs and benefits, of
reducing costs, of harmonizing rules, and of promoting flexibility. The
economic analysis also examines the potential economic effects of this
final rule on small entities, as required by the Regulatory Flexibility
Act. The economic analysis is summarized below. Copies of the full
analysis are available on the Regulations.gov website (see footnote 6
in this document for a link to Regulations.gov) or by contacting the
person listed under FOR FURTHER INFORMATION CONTACT.
We are amending the animal disease traceability regulations to
recognize only eartags that are both visually and electronically
readable as official eartags for use for interstate movement of cattle
and bison that are covered under the regulations. We are also
clarifying certain record retention and record access requirements.
These changes will enhance the ability of State, Federal, and private
veterinarians, and livestock producers, to quickly respond to high-
impact diseases currently existing in the United States, as well as
foreign animal diseases that threaten the viability of the U.S. cattle
and bison industries. The benefits of animal disease traceability
include enhancing the ability of the United States to regionalize and
compartmentalize animal health issues, minimizing the costs of disease
outbreaks, and enabling the reestablishment of foreign and domestic
market access with minimum delay following an animal disease event.
APHIS conducted a cost-benefit analysis to determine how the
transition to electronic identification (EID) tags will affect the
cattle and bison industries. Our analysis suggests that approximately
11 million cattle are currently tagged with official non-EID eartags
per year. The rule will not change the number of cattle tagged, but it
will increase the estimated average annual cost of purchasing tags by
approximately $26.1 million dollars per year, or $30.39 per cattle or
bison operation. As noted in APHIS' cost-benefit analysis, the cost of
purchasing new tags is the only additional costs APHIS has determined
will be imposed on producers, regardless of whether they currently own
electronic reading equipment.
We began soliciting comments concerning the proposal for 60 days,
ending March 20, 2023. In response to several requests by commenters,
we extended the comment period by 30 days, to April 19, 2023. We
received 2,006 comments from industry groups, producers, veterinarians,
State departments of agriculture, and individuals. While many of these
comments were in support of the proposed rule, we did receive concerns
regarding the economic impacts of this rule. Comments included concerns
regarding the potential additional costs of having to adhere to the new
EID technology, beyond the cost of the EID tags, along with concerns
that this rulemaking will disproportionately impact small businesses.
We have evaluated these concerns carefully and, while the new EID tags
will increase the costs of identifying certain cattle and bison as
outlined in this analysis, we have found the other concerns to be
unsubstantiated, which we discuss in the cost section of this analysis.
Radio frequency identification (RFID) technology, a type of
electronic identification, has been available in the livestock industry
for many years. APHIS has evaluated the cost structure of current RFID
technologies, commonly known as FDX and HDX. Both technologies work
well and have similar qualities. This report describes the cost
structure of these EID eartags. We provide 10 years of historic
population levels for cattle and bison in order to provide the reader
with a range of cost estimates based upon a fluctuating cattle and
bison population.
EID eartags are a vital component to efficient and accurate
traceability of cattle and bison. It benefits stakeholders by
significantly reducing the numbers of animals and response time
involved in a disease investigation.
One of the most significant benefits of the rule will be the
enhanced ability of the United States to regionalize and
compartmentalize animal disease outbreaks. Regionalization is the
concept of separating subpopulations of animals to maintain a specific
health status in one or more disease-free regions or zones. This risk-
based process can help to mitigate the adverse economic effects of a
disease outbreak. Traceability of animals is necessary to form these
zones that facilitate reestablishment of foreign and domestic market
access with minimum delay in the wake of an animal disease event. The
use of EID eartags can significantly reduce the amount of time it takes
animal health officials to complete a trace investigation, which
involves knowing where diseased and potentially exposed animals are,
and where they have been. Animals that may have come
[[Page 39562]]
in contact with an affected animal can number in the thousands or tens
of thousands. Transitioning from visual to electronic identification
devices may significantly reduce the time it takes animal health
officials conducting a trace to scan animals in a herd during a disease
response. The more efficiently and effectively animal health officials
can complete a trace, the faster we can regionalize and
compartmentalize animal disease outbreaks in order to mitigate adverse
economic impacts. Having an EID system in place will, therefore,
minimize not only the spread of disease but also the trade impacts an
outbreak may have.
Executive Order 12372
This program/activity is listed in the Catalog of Federal Domestic
Assistance under No. 10.025 and is subject to Executive Order 12372,
which requires intergovernmental consultation with State and local
officials. (See 2 CFR chapter IV.)
Executive Order 12988
This final rule has been reviewed under Executive Order 12988,
Civil Justice Reform. This rule: (1) Preempts all State and local laws
and regulations that are in conflict with this rule; (2) has no
retroactive effect; and (3) does not require administrative proceedings
before parties may file suit in court challenging this rule.
Executive Order 13175
This final rule has been reviewed in accordance with the
requirements of Executive Order 13175, ``Consultation and Coordination
with Indian Tribal Governments.'' Executive Order 13175 requires
Federal agencies to consult and coordinate with Tribes on a government-
to-government basis on policies that have tribal implications,
including regulations, legislative comments or proposed legislation,
and other policy statements or actions that have substantial direct
effects on one or more Indian Tribes, on the relationship between the
Federal Government and Indian Tribes or on the distribution of power
and responsibilities between the Federal Government and Indian Tribes.
APHIS has determined that Executive Order 13175 is applicable to
this rulemaking and that therefore consultation is required, as this
final rule may affect one or more Tribes and the cost associated with
managing cattle and bison herds. To raise awareness of this rulemaking,
APHIS hosted an informational webinar to Tribal nations on October 27,
2021, to notify Tribes of this rulemaking and solicit consultation. On
May 18, 2022, the APHIS Office of National Tribal Liaison sent letters
to all 574 Tribal Leaders inviting them to attend an upcoming Tribal
listening session. The listening session was held on June 23, 2022.
Sixteen individuals attended, and we did not receive feedback that
substantively affected the development of this rulemaking. APHIS will
work with the Office of Tribal Relations to ensure that additional
outreach occurs in 2024. If a Tribe requests consultation, APHIS will
coordinate with the Office of Tribal Relations to ensure that
meaningful consultation occurs.
Paperwork Reduction Act
In accordance with section 3507(d) of the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the reporting, recordkeeping, and
third-party disclosure requirements described in this final rule are
currently approved by the Office of Management and Budget (OMB) under
OMB control number 0579-0327. The categories of burden and numbers
haven't changed as a result of this rule. The last approval from 2021
(https://www.regulations.gov/document/APHIS-2021-0056-0001) is still
accurate.
E-Government Act Compliance
The Animal and Plant Health Inspection Service is committed to
compliance with the EGovernment Act to promote the use of the internet
and other information technologies, to provide increased opportunities
for citizen access to Government information and services, and for
other purposes. For information pertinent to E-Government Act
compliance related to this final rule, please contact Mr. Joseph Moxey,
APHIS' Paperwork Reduction Act Coordinator, at (301) 851-2533.
Congressional Review Act
Pursuant to subtitle E of the Small Business Regulatory Enforcement
Fairness Act of 1996 (also known as the Congressional Review Act, 5
U.S.C. 801 et seq.) OIRA has determined that this rule does not meet
the criteria set forth in 5 U.S.C. 804(2).
Unfunded Mandates Reform Act of 1995
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), Public
Law 104.4, establishes requirements for Federal agencies to assess the
effects of their regulatory actions on State, local, tribal
governments, and the private sector. Under section 101 of the UMRA,
APHIS generally must prepare a written statement, including a cost-
benefit analysis, for proposed and final rules with ``Federal
mandates'' that may result in expenditures by State, local, or tribal
governments, in the aggregate, or by the private sector, of $100
million or more in any one year. When such a statement is needed for a
rule, section 205 of the UMRA generally requires APHIS to identify and
consider a reasonable number of regulatory alternatives and adopt the
least costly, more cost-effective, or least burdensome alternative that
achieves the objectives of the rule.
This rule contains no Federal mandates (under the regulatory
provisions of title II of the UMRA) that may result in expenditures by
State, local, and tribal governments, in the aggregate, or by the
private sector, of $100 million or more in any one year. Thus, this
rule is not subject to the requirements of sections 202 and 205 of the
UMRA.
List of Subjects
9 CFR Part 71
Animal diseases, Livestock, Poultry and poultry products,
Quarantine, Reporting and recordkeeping requirements, Transportation.
9 CFR Part 77
Animal diseases, Bison, Cattle, Reporting and recordkeeping
requirements, Transportation, Tuberculosis.
9 CFR Part 78
Animal diseases, Bison, Cattle, Quarantine, Reporting and
recordkeeping requirements, Swine, Transportation.
9 CFR Part 86
Animal diseases, Bison, Cattle, Livestock, Reporting and
recordkeeping requirements.
For the reasons stated in the preamble, APHIS amends 9 CFR parts
71, 77, 78, and 86 as follows:
PART 71--GENERAL PROVISIONS
0
1. The authority citation for part 71 continues to read as follows:
Authority: 7 U.S.C. 8301-8317; 7 CFR 2.22, 2.80, and 371.4.
0
2. Amend Sec. 71.1 by revising the definition of ``Official eartag''
to read as follows:
Sec. 71.1 Definitions.
* * * * *
Official eartag. An identification tag approved by APHIS that bears
an official identification number for individual animals. The design,
size, shape, color, and other characteristics of the official eartag
will depend on the needs of the users, subject to the
[[Page 39563]]
approval of the Administrator. The official eartag must be tamper-
resistant and have a high retention rate in the animal.
* * * * *
PART 77--TUBERCULOSIS
0
3. The authority citation for part 77 continues to read as follows:
Authority: 7 U.S.C. 8301-8317; 7 CFR 2.22, 2.80, and 371.4.
0
4. Amend Sec. 77.2, by revising the definitions of ``Interstate
certificate of veterinary inspection (ICVI)'' and ``Official eartag''
to read as follows:
Sec. 77.2 Definitions.
* * * * *
Interstate certificate of veterinary inspection (ICVI). An official
document issued by a Federal, State, Tribal, or accredited veterinarian
certifying the inspection of animals in preparation for interstate
movement.
(1) The ICVI must show:
(i) The species of animals covered by the ICVI;
(ii) The number of animals covered by the ICVI;
(iii) The purpose for which the animals are to be moved;
(iv) The address at which the animals were loaded for interstate
movement;
(v) The address to which the animals are destined; and
(vi) The names of the consignor and the consignee, and their
addresses if different from the address at which the animals were
loaded or the address to which the animals are destined.
(vii) Additionally, unless the species-specific requirements for
ICVIs provide an exception, the ICVI must list the official
identification number of each animal, except as provided in paragraph
(2) of this definition, or group of animals moved that is required to
be officially identified, or, if an alternative form of identification
has been agreed upon by the sending and receiving States, the ICVI must
include a record of that identification. If animals moving under a GIN
also have individual official identification, only the GIN must be
listed on the ICVI. An ICVI may not be issued for any animal that is
not officially identified, if official identification is required. If
the animals are not required by the regulations to be officially
identified, the ICVI must state the exemption that applies (e.g., the
cattle and bison do not belong to one of the classes of cattle and
bison to which the official identification requirements of this part
apply). If the animals are required to be officially identified but the
identification number does not have to be recorded on the ICVI, the
ICVI must state that all animals to be moved under the ICVI are
officially identified.
(2) As an alternative to recording individual animal identification
on an ICVI, if agreed to by the receiving State or Tribe, another
document may be attached to provide this information, but only under
the following conditions:
(i) The document must be a State form or APHIS form that requires
individual identification of animals, or a printout of official
identification numbers generated by computer or other means;
(ii) A legible copy of the document must be attached to the
original and each copy of the ICVI;
(iii) Each copy of the document must identify each animal to be
moved with the ICVI. The document must not contain any information
pertaining to other animals; and
(iv) The following information must be included in the
identification column on the original and each copy of the ICVI:
(A) The name of the document; and
(B) Either the unique serial number on the document or both the
name of the person who prepared the document and the date the document
was signed.
* * * * *
Official eartag. An identification tag approved by APHIS that bears
an official identification number for individual animals. The design,
size, shape, color, and other characteristics of the official eartag
will depend on the needs of the users, subject to the approval of the
Administrator. The official eartag must be tamper-resistant and have a
high retention rate in the animal.
* * * * *
PART 78--BRUCELLOSIS
0
5. The authority citation for part 78 continues to read as follows:
Authority: 7 U.S.C. 8301-8317; 7 CFR 2.22, 2.80, and 371.4.
0
6. Amend Sec. 78.1 by revising the definitions of ``Dairy cattle'',
``Interstate certificate of veterinary inspection (ICVI)'', and
``Official eartag'' to read as follows:
Sec. 78.1 Definitions.
* * * * *
Dairy cattle. All cattle, regardless of age or sex or current use,
that are of a breed(s) or offspring of a breed used to produce milk or
other dairy products for human consumption, including, but not limited
to, Ayrshire, Brown Swiss, Holstein, Jersey, Guernsey, Milking
Shorthorn, and Red and Whites.
* * * * *
Interstate certificate of veterinary inspection (ICVI). An official
document issued by a Federal, State, Tribal, or accredited veterinarian
certifying the inspection of animals in preparation for interstate
movement.
(1) The ICVI must show:
(i) The species of animals covered by the ICVI;
(ii) The number of animals covered by the ICVI;
(iii) The purpose for which the animals are to be moved;
(iv) The address at which the animals were loaded for interstate
movement;
(v) The address to which the animals are destined; and
(vi) The names of the consignor and the consignee and their
addresses if different from the address at which the animals were
loaded or the address to which the animals are destined.
(vii) Additionally, unless the species-specific requirements for
ICVIs provide an exception, the ICVI must list the official
identification number of each animal, except as provided in paragraph
(2) of this definition, or group of animals moved that is required to
be officially identified, or, if an alternative form of identification
has been agreed upon by the sending and receiving States, the ICVI must
include a record of that identification. If animals moving under a GIN
also have individual official identification, only the GIN must be
listed on the ICVI. An ICVI may not be issued for any animal that is
not officially identified, if official identification is required. If
the animals are not required by the regulations to be officially
identified, the ICVI must state the exemption that applies (e.g., the
cattle and bison do not belong to one of the classes of cattle and
bison to which the official identification requirements of this part
apply). If the animals are required to be officially identified but the
identification number does not have to be recorded on the ICVI, the
ICVI must state that all animals to be moved under the ICVI are
officially identified.
(2) As an alternative to recording individual animal identification
on an ICVI, if agreed to by the receiving State or Tribe, another
document may be attached to provide this information, but only under
the following conditions:
(i) The document must be a Tribal or State form or APHIS form that
requires individual identification of animals, or a printout of
official identification numbers generated by computer or other means;
(ii) A legible copy of the document must be attached to the
original and each copy of the ICVI;
(iii) Each copy of the document must identify each animal to be
moved with the ICVI. The document must not
[[Page 39564]]
contain any information pertaining to other animals; and
(iv) The following information must be included in the
identification column on the original and each copy of the ICVI:
(A) The name of the document; and
(B) Either the unique serial number on the document or both the
name of the person who prepared the document and the date the document
was signed.
* * * * *
Official eartag. An identification tag approved by APHIS that bears
an official identification number for individual animals. The design,
size, shape, color, and other characteristics of the official eartag
will depend on the needs of the users, subject to the approval of the
Administrator. The official eartag must be tamper-resistant and have a
high retention rate in the animal.
* * * * *
PART 86--ANIMAL DISEASE TRACEABILITY
0
7. The authority citation for part 86 continues to read as follows:
Authority: 7 U.S.C. 8301-8317; 7 CFR 2.22, 2.80, and 371.4.
0
8. Amend Sec. 86.1 by:
0
a. Revising the definitions of ``Approved tagging site'', ``Dairy
cattle'', and ``Interstate certificate of veterinary inspection
(ICVI)'';
0
b. Adding in alphabetical order the definition for ``Official Animal
Identification Device Standards (OAIDS)'';
0
c. Revising the definition of ``Official eartag''; and
0
d. Adding an OMB citation at the end of the section.
The revisions and additions read as follows:
Sec. 86.1 Definitions.
* * * * *
Approved tagging site. A premises, authorized by APHIS, State, or
Tribal animal health officials, where livestock without official
identification may be transferred to have official identification
applied on behalf of their owner or the person in possession, care, or
control of the animals when they are brought to the premises.
* * * * *
Dairy cattle. All cattle, regardless of age or sex or current use,
that are of a breed(s) or offspring of a breed used to produce milk or
other dairy products for human consumption, including, but not limited
to, Ayrshire, Brown Swiss, Holstein, Jersey, Guernsey, Milking
Shorthorn, and Red and Whites.
* * * * *
Interstate certificate of veterinary inspection (ICVI). An official
document issued by a Federal, State, or Tribal government, or an
accredited veterinarian, certifying the inspection of animals in
preparation for interstate movement.
(1) The ICVI must show:
(i) The species of animals covered by the ICVI;
(ii) The number of animals covered by the ICVI;
(iii) The purpose for which the animals are to be moved;
(iv) The address at which the animals were loaded for interstate
movement;
(v) The address to which the animals are destined; and
(vi) The names of the consignor and the consignee and their
addresses if different from the address at which the animals were
loaded or the address to which the animals are destined.
(vii) Additionally, unless the species-specific requirements for
ICVIs provide an exception, the ICVI must list the official
identification number of each animal, except as provided in paragraph
(2) of this definition, or group of animals moved that is required to
be officially identified, or, if an alternative form of identification
has been agreed upon by the sending and receiving States, the ICVI must
include a record of that identification. If animals moving under a GIN
also have individual official identification, only the GIN must be
listed on the ICVI. An ICVI may not be issued for any animal that is
not officially identified if official identification is required. If
the animals are not required by the regulations to be officially
identified, the ICVI must state the exemption that applies (e.g., the
cattle and bison do not belong to one of the classes of cattle and
bison to which the official identification requirements of this part
apply). If the animals are required to be officially identified but the
identification number does not have to be recorded on the ICVI, the
ICVI must state that all animals to be moved under the ICVI are
officially identified.
(2) As an alternative to recording individual animal identification
on an ICVI, if agreed to by the receiving State or Tribe, another
document may be attached to provide this information, but only under
the following conditions:
(i) The document must be a State form or APHIS form that requires
individual identification of animals, or a printout of official
identification numbers generated by computer or other means;
(ii) A legible copy of the document must be attached to the
original and each copy of the ICVI;
(iii) Each copy of the document must identify each animal to be
moved with the ICVI. The document must not contain any information
pertaining to other animals; and
(iv) The following information must be included in the
identification column on the original and each copy of the ICVI:
(A) The name of the document; and
(B) Either the unique serial number on the document or both the
name of the person who prepared the document and the date the document
was signed.
* * * * *
Official Animal Identification Device Standards (OAIDS). A document
providing further information regarding the official identification
device recordkeeping requirements of this part, and technical
descriptions, specifications, and details under which APHIS would
approve identification devices for official use. Updates or
modifications to the Standards document will be announced to the public
by means of a notice published in the Federal Register.
Official eartag. An identification tag approved by APHIS that bears
an official identification number for individual animals. The design,
size, shape, color, and other characteristics of the official eartag
will depend on the needs of the users, subject to the approval of the
Administrator. The official eartag must be tamper-resistant and have a
high retention rate in the animal.
* * * * *
(Approved by the Office of Management and Budget under control
number 0579-0327)
0
9. Revise Sec. 86.2 to add an OMB citation at the end of the section
to read as follows:
Sec. 86.2 General requirements for traceability.
* * * * *
(Approved by the Office of Management and Budget under control
number 0579-0327)
0
10. Revise Sec. 86.3 to read as follows:
Sec. 86.3 Recordkeeping requirements.
(a) Any State, Tribe, accredited veterinarian, or other person or
entity who distributes official identification devices must maintain
for 5 years a record of the names and addresses of anyone to whom the
devices were distributed. Official identification device distribution
records must be entered by the person distributing the devices into the
Tribal, State, Federal, or other database acceptable to each government
entity. Additional guidance on meeting these recordkeeping requirements
is found in the OAIDS.
(b) Records of official identification devices applied by a
federally
[[Page 39565]]
accredited veterinarian to a client animal must be kept in a readily
accessible record system.
(c) Approved livestock facilities must keep any ICVIs or alternate
documentation that is required by this part for the interstate movement
of covered livestock that enter the facility on or after March 11,
2013. For poultry and swine, such documents must be kept for at least 2
years, and for cattle and bison, sheep and goats, cervids, and equids,
5 years.
(d) Records required under paragraphs (a) through (c) of this
section must be maintained by the responsible person or entity and must
be of sufficient accuracy, quality, and completeness to demonstrate
compliance with all conditions and requirements under this part. During
normal business hours, APHIS must be allowed access to all records, to
include visual inspection and reproduction (e.g., photocopying, digital
reproduction). The responsible person or entity must submit to APHIS
all reports and notices containing the information specified within 48
hours of receipt of request, or earlier if warranted by an emergency
disease response.
(Approved by the Office of Management and Budget under control
number 0579-0327)
0
11. Amend Sec. 86.4 by:
0
a. Revising paragraphs (a) introductory text and (a)(1)(i);
0
b. In paragraphs (a)(2)(i) and (iv), removing the word ``equine'' and
adding in its place the word ``equid'' wherever it appears;
0
c. In paragraph (a)(2)(iii), removing the words ``to the equine'' and
adding in their place the words ``into the equid'';
0
d. In paragraph (a)(2)(v), removing the word ``equines'' and adding in
its place the word ``equids'';
0
e. Adding paragraph (b)(1)(ii)(D);
0
f. Revising paragraphs (b)(1)(iii)(B), (b)(4) introductory text, and
(c)(3);
0
g. Removing paragraph (c)(4);
0
h. Revising paragraphs (e)(1)(iii) and (iv);
0
i. Adding in paragraph (e)(2)(iv) the words ``or other EID'' between
the words ``RFID'' and ``eartag''; and
0
j. Adding an OMB citation at the end of the section.
The additions and revisions read as follows:
Sec. 86.4 Official identification.
(a) Official identification devices and methods. The Administrator
has approved the following official identification devices or methods
for the species listed. The Administrator may authorize the use of
additional devices or methods for a specific species if he or she
determines that such additional devices or methods will provide for
adequate traceability. Additional guidance on official identification
devices, methods, and the approval process is found in the Official
Animal Identification Device Standards (OAIDS) document.
(1) * * *
(i) For an official eartag, beginning November 5, 2024, all
official eartags sold for or applied to cattle and bison must be
readable both visually and electronically (EID);
* * * * *
(b) * * *
(1) * * *
(ii) * * *
(D) Cattle and bison leaving a slaughter establishment may only be
moved to another recognized slaughter establishment or approved feedlot
and can only be sold/re-sold as slaughter cattle, and they must be
accompanied by an owner-shipper statement in accordance with Sec.
86.5(c)(1). Information listed on the document must include the name
and address of the slaughter establishment from which the animals left,
the official identification numbers, as defined in Sec. 86.1,
correlated with the USDA backtag number (if available), the name of the
destination slaughter establishment, or approved feedlot (as defined in
Sec. 77.5 of this subchapter) to which the animals are being shipped.
(iii) * * *
(B) All dairy cattle;
* * * * *
(4) Horses and other equids. Horses and other equids moving
interstate must be officially identified prior to the interstate
movement, using an official identification device or method listed in
paragraph (a)(2) of this section unless:
* * * * *
(c) * * *
(3) A visually and electronically readable eartag may be applied to
an animal that is already officially identified with one or more non-
EID official eartags and/or a non-EID official vaccination eartag used
for brucellosis. The person applying the new visually and
electronically readable eartag must record the date the eartag is
applied to the animal and the official identification numbers of both
official eartags and must maintain those records for 5 years.
* * * * *
(e) * * *
(1) * * *
(iii) Malfunction of the electronic component of an electronically
readable (EID) device; or
(iv) Incompatibility or inoperability of the electronic component
of an EID device with the management system or unacceptable
functionality of the management system due to use of an EID device.
* * * * *
(Approved by the Office of Management and Budget under control
number 0579-0327)
0
12. Revise Sec. 86.5 to read as follows:
Sec. 86.5 Documentation requirements for interstate movement of
covered livestock.
(a) Responsible persons and required documentation. The persons
responsible for animals leaving a premises for interstate movement must
ensure that the animals are accompanied by an interstate certificate of
veterinary inspection (ICVI) or other document required by this part
for the interstate movement of animals.
(b) Forwarding of documents. (1) The APHIS representative, State or
Tribal representative, or accredited veterinarian issuing an ICVI or
other document required for the interstate movement of animals under
this part, must forward a copy of the ICVI or other document to the
State or Tribal animal health official of the State or Tribe of origin
within 7 calendar days from the date on which the ICVI or other
document is issued. The State or Tribal animal health official in the
State or Tribe of origin must forward a copy of the ICVI or other
document to the State or Tribal animal health official in the State or
Tribe of destination within 7 calendar days from date on which the ICVI
or other document is received.
(2) The animal health official or accredited veterinarian issuing
or receiving an ICVI or other interstate movement document in
accordance with paragraph (b)(1) of this section must keep a copy of
the ICVI or alternate documentation. For poultry and swine, such
documents must be kept for at least 2 years, and for cattle and bison,
sheep and goats, cervids, and equine species, 5 years.
(c) Cattle and bison. Cattle and bison moved interstate must be
accompanied by an ICVI unless:
(1) They are moved directly to a recognized slaughtering
establishment, or directly to an approved livestock facility and then
directly to a recognized slaughtering establishment, and they are
accompanied by an owner-shipper statement.
(2) They are moved directly to an approved livestock facility with
an owner-shipper statement and do not move interstate from the facility
unless accompanied by an ICVI.
(3) They are moved from the farm of origin for veterinary medical
examination or treatment and returned
[[Page 39566]]
to the farm of origin without change in ownership.
(4) They are moved directly from one State through another State
and back to the original State.
(5) They are moved as a commuter herd with a copy of the commuter
herd agreement or other document, as agreed to by the States or Tribes
involved in the movement.
(6) Additionally, cattle and bison may be moved between shipping
and receiving States or Tribes with documentation other than an ICVI,
e.g., a brand inspection certificate, as agreed upon by animal health
officials in the shipping and receiving States or Tribes.
(7) The official identification number of cattle or bison must be
recorded on the ICVI or alternate documentation unless:
(i) The cattle or bison are moved from an approved livestock
facility directly to a recognized slaughtering establishment; or
(ii) The cattle and bison are sexually intact cattle or bison under
18 months of age or steers or spayed heifers; except that this
paragraph (c)(7)(ii) does not apply to dairy cattle of any age or to
cattle or bison used for rodeo, exhibition, or recreational purposes.
(d) Horses and other equine species. Horses and other equine
species moved interstate must be accompanied by an ICVI unless:
(1) They are used as the mode of transportation (horseback, horse
and buggy) for travel to another location and then return direct to the
original location; or
(2) They are moved from the farm or stable for veterinary medical
examination or treatment and returned to the same location without
change in ownership; or
(3) They are moved directly from a location in one State through
another State to a second location in the original State.
(4) Additionally, equids may be moved between shipping and
receiving States or Tribes with documentation other than an ICVI, e.g.,
an equine infectious anemia test chart, as agreed to by the shipping
and receiving States or Tribes involved in the movement.
(5) Equids moving commercially to slaughter must be accompanied by
documentation in accordance with part 88 of this subchapter. Equine
infectious anemia reactors moving interstate must be accompanied by
documentation as required by part 75 of this subchapter.
(e) Poultry. Poultry moved interstate must be accompanied by an
ICVI unless:
(1) They are from a flock participating in the National Poultry
Improvement Plan (NPIP) and are accompanied by the documentation
required under the NPIP regulations (parts 145 through 147 of this
chapter) for participation in that program; or
(2) They are moved directly to a recognized slaughtering or
rendering establishment; or
(3) They are moved from the farm of origin for veterinary medical
examination, treatment, or diagnostic purposes and either returned to
the farm of origin without change in ownership or euthanized and
disposed of at the veterinary facility; or
(4) They are moved directly from one State through another State
and back to the original State; or
(5) They are moved between shipping and receiving States or Tribes
with a VS Form 9-3 or documentation other than an ICVI, as agreed upon
by animal health officials in the shipping and receiving States or
Tribes; or
(6) They are moved under permit in accordance with part 82 of this
subchapter.
(f) Sheep and goats. Sheep and goats moved interstate must be
accompanied by documentation as required by part 79 of this subchapter.
(g) Swine. Swine moved interstate must be accompanied by
documentation in accordance with Sec. 71.19 of this subchapter or, if
applicable, with part 85 of this subchapter.
(h) Captive cervids. Captive cervids moved interstate must be
accompanied by documentation as required by part 77 of this subchapter.
(Approved by the Office of Management and Budget under control
number 0579-0327)
Done in Washington, DC, this 26th day of April 2024.
Jennifer Moffitt,
Under Secretary for Marketing and Regulatory Programs.
[FR Doc. 2024-09717 Filed 5-8-24; 8:45 am]
BILLING CODE 3410-34-P