Importation of Dracaena Plants From Costa Rica, 67379-67384 [2011-28253]
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67379
Proposed Rules
Federal Register
Vol. 76, No. 211
Tuesday, November 1, 2011
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection
Service
7 CFR Part 319
[Docket No. APHIS–2011–0073]
RIN 0579–AD54
Importation of Dracaena Plants From
Costa Rica
Animal and Plant Health
Inspection Service, USDA.
ACTION: Proposed rule.
AGENCY:
We are proposing to amend
the plants for planting regulations to
provide conditions for the importation
into the continental United States of
Dracaena spp. plants from Costa Rica.
These conditions would apply to plants
less than 460 mm in length, which are
currently allowed to be imported, and
would also allow for the importation of
plants over 460 mm and up to 1,371.6
mm in length, which are currently
prohibited. As a condition of entry,
Dracaena spp. plants from Costa Rica
would have to be produced in
accordance with integrated pest risk
management measures that would
include requirements for registration of
places of production and
packinghouses, a pest management
plan, inspection for quarantine pests,
sanitation, and traceability from place of
production through the packing and
export facility and to the port of entry
into the United States. All Dracaena
spp. plants from Costa Rica would also
be required to be accompanied by a
phytosanitary certificate with an
additional declaration stating that all
conditions for the importation of the
plants have been met and that the
consignment of plants has been
inspected and found free of quarantine
pests. This action would allow for the
importation of oversized Dracaena spp.
plants from Costa Rica into the United
States while continuing to provide
protection against the introduction of
quarantine pests.
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SUMMARY:
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We will consider all comments
that we receive on or before January 3,
2012.
ADDRESSES: You may submit comments
by either of the following methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov/
#!documentDetail;D=APHIS-2011-00730001.
• Postal Mail/Commercial Delivery:
Send your comment to Docket No.
APHIS–2011–0073, Regulatory Analysis
and Development, PPD, APHIS, Station
3A–03.8, 4700 River Road Unit 118,
Riverdale, MD 20737–1238.
Supporting documents and any
comments we receive on this docket
may be viewed at https://
www.regulations.gov/
#!docketDetail;D=APHIS-2011-0073 or
in our reading room, which is located in
room 1141 of the USDA South Building,
14th Street and Independence Avenue
SW., Washington, DC. Normal reading
room hours are 8 a.m. to 4:30 p.m.,
Monday through Friday, except
holidays. To be sure someone is there to
help you, please call (202) 690–2817
before coming.
FOR FURTHER INFORMATION CONTACT: Mr.
William D. Aley, Senior Import
Specialist, Plants for Planting Policy,
PPQ, APHIS, 4700 River Road Unit 133,
Riverdale, MD 20737–1231; (301) 734–
5057.
SUPPLEMENTARY INFORMATION:
DATES:
Background
The regulations in ‘‘Subpart—Plants
for Planting’’ (7 CFR 319.37 through
319.37–14, referred to below as the
regulations) restrict, among other things,
the importation of living plants, plant
parts, seeds, and plant cuttings for
planting to prevent the introduction and
dissemination of plant pests that are
new to or not widely distributed within
the United States.
Dracaena is a genus of about 40
species of tree- and shrub-like plants.
Several species are grown as
houseplants for their decorative straplike foliage, low maintenance
requirements, and tolerance of a wide
range of growing conditions. Popular
Dracaena spp. houseplants include
Dracaena fragrans, commonly known as
the corn plant, and Dracaena
sanderiana, commonly known as lucky
bamboo.
Currently, whole and intact Dracaena
spp. plants (including roots, stems, and
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leaves) may be imported into the United
States only if they meet the size
requirements in § 319.37–2(b)(6)(i) and
other general requirements in the
regulations. The regulations currently
allow only Dracaena spp. plants less
than 460 mm (approximately 18 inches)
in length. The size requirement was
established because plants of that size
are easily inspected and, if necessary,
treated for pests; the size and density of
growth of larger plants makes them
more difficult to inspect and treat.
The Animal and Plant Health
Inspection Service (APHIS) has received
a request from the national plant
protection organization (NPPO) of Costa
Rica to increase the maximum allowable
size of Dracaena plants imported from
Costa Rica to 137.16 centimeters
(approximately 54 inches). As part of
our evaluation of Costa Rica’s request,
we prepared a pest risk assessment
(PRA) and a risk management
document. Copies of the PRA and the
risk management document may be
obtained from the person listed under
FOR FURTHER INFORMATION CONTACT or
viewed on the Regulations.gov Web site
(see ADDRESSES above for instructions
for accessing Regulations.gov).
The PRA, titled ‘‘Importation of
Oversized Dracaena spp. As
Ornamental Plants from Costa Rica into
the Continental United States,’’
evaluates the risks associated with the
importation of Dracaena plants into the
continental United States (the lower 48
States, the District of Columbia, and
Alaska) from Costa Rica, including
plants under 460 mm in height. Because
exports of Dracaena spp. plants from
Costa Rica to Hawaii and U.S. territories
have historically been low, the PRA
does not consider the risks associated
with importation of oversized Dracaena
spp. plants into Hawaii or the
territories. The risk management
document lists the phytosanitary
measures necessary to ensure the safe
importation into the continental United
States of Dracaena plants from Costa
Rica.
The PRA identified 15 pests of
quarantine significance that could be
introduced into the United States in
consignments of Dracaena plants from
Costa Rica:
• Ancistrocercus circumdatus, a
katydid;
• Caldwelliola reservata, a
leafhopper;
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• Chaetanaphothrips signipennis,
banana rust thrips;
• Coccus viridis, the green scale;
• Diplosolenodes occidentalis, the
spotted leatherleaf slug;
• Erioloides consobrinus, a katydid;
• Neoconocephalus affinis, the rattler
conehead katydid;
• Oncometopia clarior, the blue
sharpshooter;
• Ovachlamys fulgens, a helicaronid
snail;
• Palliferra costaricensis, the Costa
Rica mantle slug;
• Planococcus minor, the passionvine
mealybug;
• Pseudococcus landoi, the lando
mealybug;
• Sarasinula plebeia, the Caribbean
leatherleaf slug;
• Succinea costaricana, an amber
snail; and
• Xylosandrus morigerus, the brown
coffee twig beetle.
In the PRA, the likelihood and
consequences of introducing these pests
into the continental United States are
considered. Five of the pests:
Ancistrocercus circumdatus,
Chaetanaphothrips signipennis,
Erioloides consobrinus,
Neoconocephalus affinis, and Pallifera
costaricensis, were assigned a medium
pest risk potential. The remaining pests
were assigned a high pest risk potential.
The PRA states that measures beyond
standard port-of-entry inspection are
required to mitigate the risks posed by
these plant pests, and provides a
number of potential options for such
measures. After consideration of these
options, we have prepared a risk
management document to recommend
specific measures to mitigate these risks.
Based on the findings of our PRA and
risk management document, we are
proposing to allow the importation of
Dracaena spp. plants into the
continental United States, subject to
integrated pest risk management
measures, also known as a systems
approach. Under integrated pest risk
management measures, a set of
phytosanitary conditions, at least two of
which have an independent effect in
mitigating the pest risk associated with
the movement of commodities, is
specified, whereby plants for planting
may be imported into the United States
from countries that are not free of
certain plant pests. We are proposing to
add integrated pest risk management
measures governing the importation of
Dracaena spp. plants from Costa Rica
into the continental United States to the
regulations in a new § 319.37–5(y). The
proposed integrated pest risk
management measures are discussed in
greater detail below.
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General Requirements
Paragraph (y) of § 319.37–5 would set
out requirements for the NPPO of Costa
Rica and for growers producing
Dracaena plants for export to the
continental United States. Dracaena
spp. plants from Costa Rica would not
be allowed to be imported into Hawaii,
Puerto Rico, and U.S. territories. These
requirements reflect the scope of the
PRA, which did not specifically assess
the risks associated with the
importation of oversized Dracaena spp.
plants to Hawaii, Puerto Rico, and U.S.
territories, but also reflect the overall
pest risk the PRA describes.
Paragraph (y)(1) would require that
Dracaena plants from Costa Rica not
exceed 1,371.6 mm (approximately 54
inches) in length from the soil line (or
top of the rooting zone for plants
produced by air layering) to the farthest
terminal growing point.
Paragraph (y)(2) would require the
NPPO of Costa Rica to provide a
bilateral workplan to APHIS that details
the activities that the NPPO will, subject
to APHIS’ approval of the workplan,
carry out to meet the requirements of
proposed § 319.37–5(y). A bilateral
workplan is an agreement between
APHIS’ Plant Protection and Quarantine
program, officials of the NPPO of a
foreign government, and, when
necessary, foreign commercial entities
that specifies in detail the phytosanitary
measures that will comply with our
regulations governing the import or
export of a specific commodity. Bilateral
workplans establish detailed procedures
and guidance for the day-to-day
operations of specific import/export
programs. Workplans also establish how
specific phytosanitary issues are dealt
with in the exporting country and make
clear who is responsible for dealing
with those issues. The implementation
of integrated pest risk management
measures typically requires a bilateral
workplan to be developed.
Phytosanitary Certificate
Paragraph (y)(3) would require the
phytosanitary certificate required by
§ 319.37–4 that accompanies each
consignment of Dracaena plants to
contain additional declarations that the
plants in the consignment have been
produced, packed, stored, and exported
in accordance with the requirements of
proposed 7 CFR 319.37–5(y) and the
bilateral workplan, and that the
consignment has been inspected and
found free of quarantine pests.
Requiring a phytosanitary certificate
would ensure that the NPPO of Costa
Rica has inspected the plants and
certified that the plants meet the
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conditions for export to the United
States.
Participant and Facility Registration
Paragraph (y)(4) would require that
producers, packers, and exporters of
Dracaena plants be registered with the
NPPO of Costa Rica. Dracaena plants
would have to be grown, packed, stored,
and exported in compliance with a
written agreement between the
participant and the NPPO of Costa Rica,
and the participant would have to agree
to comply with the provisions of the
regulations and the bilateral workplan.
In addition, paragraph (y)(5) would
require production, packing, and export
facilities to be inspected, approved, and
registered by the NPPO of Costa Rica for
inclusion in the program. Registered
packing and export facilities processing
Dracaena plants for export to the United
States would only be allowed to accept
plants from registered production
facilities where plants are grown in
compliance with the proposed
requirements and the bilateral
workplan. The NPPO of Costa Rica
would have to provide APHIS with
access to the lists of registered
participants and facilities annually and
when changes occur.
Registration of participants and
facilities would allow the NPPO of
Costa Rica to conduct site visits and
inspections. It would also allow
traceback to the production site if pest
problems were found on Dracaena
plants shipped to the United States.
Problem production sites could then be
removed from the program until further
mitigation measures were taken to
reduce pest populations.
Training
Paragraph (y)(6) would require
participants and personnel at approved
production, packing, and export
facilities to be trained in the
requirements of proposed paragraph (y)
and the bilateral workplan, and in
recognizing the quarantine pests listed
earlier. Training records would have to
be maintained and made available to the
NPPO of Costa Rica and APHIS upon
request.
Pest Management Program
Paragraph (y)(7) would require that
participants establish a pest
management program for all approved
production, packing, and export
facilities. Pest management programs
would be tailored to each individual site
to address local concerns, but would
have to include field or facility scouting,
monitoring, and control of pests, and
would have to be approved and
monitored by the NPPO of Costa Rica.
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APHIS may visit sites to inspect and
monitor the pest management program.
Each approved facility would be
required to have a trained, dedicated
person to supervise the pest
management program. Records of pest
management activities would have to be
maintained and made available to the
NPPO of Costa Rica and APHIS upon
request.
Sanitation
Paragraph (y)(8) would require that
sanitation measures be maintained at
approved production, packing, and
export facilities. Fallen or discarded
plant material and debris, or plants with
pests, would have to be removed and
could not be included in field
containers brought from production to
packing facilities for export. Packing
facilities would also have to be free of
sand, soil, earth, and plants pests, and
phytosanitary practices adequate to
exclude pests would have to be
employed. In addition, equipment,
materials, and tools would have to be
sanitized to avoid spreading pests or to
prevent recontamination.
Inspections
Paragraph (y)(9) would require that
dedicated, trained personnel at
approved facilities conduct inspections
at least once weekly, and that the NPPO
of Costa Rica conduct inspections at
least once monthly. Inspections would
include, but would not be limited to,
approved production, packing, and
export facilities as well as packing
materials and shipping containers.
Inspection dates and results would have
to be recorded and would have to be
made available to APHIS upon request.
Traceability
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Paragraph (y)(10) would require that
participants establish a traceability
system approved and audited by the
NPPO of Costa Rica and APHIS. The
identity and origin of Dracaena spp.
plants would have to be maintained
from the production unit through the
packing and export facilities to the port
of entry in the United States. A
traceability system would allow for a
traceback investigation in the event of a
pest detection.
Recordkeeping
Paragraph (y)(11) would require that
participants maintain records of
program activities, including corrective
measures, for a minimum of 3 years.
The records would have to be made
available to the NPPO of Costa Rica and
APHIS on request.
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Ineligibility for Participation
Paragraph (y)(12) would state that
persons who produce, pack, or ship
Dracaena spp. plants would be
ineligible for participation in the export
program for Dracaena spp. plants
established by the NPPO of Costa Rica
and their production sites or packing or
export facilities would lose approved
status if live specimens of the
quarantine pests listed above are found
in a production site or in shipments of
plants, or if growers violate the
requirements set out in the regulations
or required under the export program
established by the NPPO of Costa Rica.
Paragraph (y)(12) would also provide for
conditions under which a grower may
be reinstated.
Trust Fund
Paragraph (y)(13) would require that
the Government of Costa Rica enter into
a trust fund agreement with APHIS
before each growing season. The
Government of Costa Rica or its
designated representative would be
required to pay in advance all estimated
costs that APHIS would expect to incur
through its involvement in overseeing
the execution of the requirements of the
certification programs described above.
These costs would include the
administrative expenses incurred in
conducting the services enumerated and
all salaries (including overtime and the
Federal share of employee benefits),
travel expenses (including per diem
expenses), and other incidental
expenses incurred by inspectors in
performing these services.
Miscellaneous Changes
Because we are proposing to require
that all Dracaena spp. plants from Costa
Rica be imported into the United States
subject to a systems approach, we also
propose to amend the list of prohibited
articles in § 319.37–2(a) to state that
Dracaena spp. plants not meeting the
conditions for import in § 319.37–5(y)
would not be allowed to be imported
into the United States. We are also
proposing to amend § 319.37–2(b)(6)(1)
to state that Dracaena spp. plants from
Costa Rica may be imported into the
continental United States under the
provisions of § 319.37–5(y).
Executive Order 12866 and Regulatory
Flexibility Act
This proposed rule has been
determined to be not significant for the
purposes of Executive Order 12866 and,
therefore, has not been reviewed by the
Office of Management and Budget.
In accordance with the Regulatory
Flexibility Act, we have analyzed the
potential economic effects of this action
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on small entities. The analysis is
summarized below. Copies of the full
analysis are available from the person
listed under FOR FURTHER INFORMATION
CONTACT or on the Regulations.gov Web
site (see ADDRESSES above for
instructions for accessing
Regulations.gov).
Under the current regulations,
Dracaena spp. plants that are 18 inches
or less in height may be imported into
the United States. The proposed
amendment allow Dracaena spp. plants
up to 54 inches in height to be imported
into the continental United States from
Costa Rica. The proposal would require
that all Dracaena spp. plants entering
the continental United States from Costa
Rica be subject to integrated pest risk
management measures to reduce pest
risks. Dracaena spp. plants of any size
would not be allowed to enter Hawaii
and U.S. territories from Costa Rica.
The United States imports
approximately 25 million Dracaena spp.
plants from Costa Rica annually. On
average, APHIS intercepts and fumigates
over 8 percent of the Dracaena
shipments and destroys less than 1
percent. Producing Dracaena spp.
plants under the proposed systems
approach would reduce pest infestations
and subsequently pest interceptions and
costs of fumigation or destruction of
shipments at ports of entry.
The oversized Dracaena spp. plants
would be of greater value than the
smaller plants currently allowed entry,
and we expect U.S. nurseries would
adjust to new marketing opportunities
afforded by the larger plants. While
most U.S. nurseries and other entities
that may be affected by the proposed
rule are small, effects of the proposed
rule are undetermined as APHIS does
not have information about nurseries
that produce Dracaena spp. plants.
APHIS invites public comment on the
potential effects of the proposed rule.
Executive Order 12988
This proposed rule has been reviewed
under Executive Order 12988, Civil
Justice Reform. If this proposed rule is
adopted: (1) All State and local laws and
regulations that are inconsistent with
this rule will be preempted; (2) no
retroactive effect will be given to this
rule; and (3) administrative proceedings
will not be required before parties may
file suit in court challenging this rule.
National Environmental Policy Act
To provide the public with
documentation of APHIS’ review and
analysis of any potential environmental
impacts associated with the importation
of oversized Dracaena spp. plants from
Costa Rica, we have prepared an
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environmental assessment. The
environmental assessment was prepared
in accordance with: (1) The National
Environmental Policy Act of 1969
(NEPA), as amended (42 U.S.C. 4321 et
seq.), (2) regulations of the Council on
Environmental Quality for
implementing the procedural provisions
of NEPA (40 CFR parts 1500–1508), (3)
USDA regulations implementing NEPA
(7 CFR part 1b), and (4) APHIS’ NEPA
Implementing Procedures (7 CFR part
372).
The environmental assessment may
be viewed on the Regulations.gov Web
site or in our reading room. (A link to
Regulations.gov and information on the
location and hours of the reading room
are provided under the heading
ADDRESSES at the beginning of this
proposed rule.) In addition, copies may
be obtained by calling or writing to the
individual listed under FOR FURTHER
INFORMATION CONTACT.
Paperwork Reduction Act
In accordance with section 3507(d) of
the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the information
collection or recordkeeping
requirements included in this proposed
rule have been submitted for approval to
the Office of Management and Budget
(OMB). Please send written comments
to the Office of Information and
Regulatory Affairs, OMB, Attention:
Desk Officer for APHIS, Washington, DC
20503. Please state that your comments
refer to Docket No. APHIS–2011–0073.
Please send a copy of your comments to:
(1) Docket No. APHIS–2011–0073,
Regulatory Analysis and Development,
PPD, APHIS, Station 3A–03.8, 4700
River Road Unit 118, Riverdale, MD
20737–1238, and (2) Clearance Officer,
OCIO, USDA, room 404–W, 14th Street
and Independence Avenue, SW.,
Washington, DC 20250. A comment to
OMB is best assured of having its full
effect if OMB receives it within 30 days
of publication of this proposed rule.
Allowing the importation of Dracaena
spp. plants into the United States from
Costa Rica will require the completion
of the following documents: Bilateral
workplan, phytosanitary certificate with
declaration, registration agreement,
facility registration agreement,
participant and personnel training, pest
management program, inspections,
traceability system, recordkeeping,
detailed report with corrective actions,
and a trust fund.
We are soliciting comments from the
public (as well as affected agencies)
concerning our proposed information
collection and recordkeeping
requirements. These comments will
help us:
(1) Evaluate whether the proposed
information collection is necessary for
the proper performance of our agency s
functions, including whether the
information will have practical utility;
(2) Evaluate the accuracy of our
estimate of the burden of the proposed
information collection, including the
validity of the methodology and
assumptions used;
(3) Enhance the quality, utility, and
clarity of the information to be
collected; and
(4) Minimize the burden of the
information collection on those who are
to respond (such as through the use of
appropriate automated, electronic,
mechanical, or other technological
collection techniques or other forms of
information technology; e.g., permitting
electronic submission of responses).
Estimate of burden: Public reporting
burden for this collection of information
is estimated to average 0.60008 hours
per response.
Respondents: Importers of Dracaena
spp. plants and foreign officials.
Estimated annual number of
respondents: 97.
Estimated annual number of
responses per respondent: 25.5979.
Estimated annual number of
responses: 2,483.
Estimated total annual burden on
respondents: 1,490 hours. (Due to
averaging, the total annual burden hours
may not equal the product of the annual
number of responses multiplied by the
reporting burden per response.)
Copies of this information collection
can be obtained from Mrs. Celeste
Sickles, APHIS’ Information Collection
Coordinator, at (301) 851–2908.
E-Government Act Compliance
The Animal and Plant Health
Inspection Service is committed to
compliance with the E-Government Act
to promote the use of the Internet and
other information technologies, to
provide increased opportunities for
citizen access to Government
information and services, and for other
purposes. For information pertinent to
E-Government Act compliance related
to this proposed rule, please contact
Mrs. Celeste Sickles, APHIS’
Information Collection Coordinator, at
(301) 851–2908.
List of Subjects in 7 CFR Part 319
Coffee, Cotton, Fruits, Imports, Logs,
Nursery stock, Plant diseases and pests,
Quarantine, Reporting and
recordkeeping requirements, Rice,
Vegetables.
Accordingly, we propose to amend 7
CFR part 319 as follows:
PART 319—FOREIGN QUARANTINE
NOTICES
1. The authority citation for part 319
continues to read as follows:
Authority: 7 U.S.C. 450, 7701–7772, and
7781–7786; 21 U.S.C. 136 and 136a; 7 CFR
2.22, 2.80, and 371.3.
2. Section 319.37–2 is amended as
follows:
a. In the table in paragraph (a), by
adding a new entry for ‘‘Dracaena spp.
plants not meeting the conditions for
import in § 319.37–5 (y)’’, in
alphabetical order, to read as set forth
below.
b. In paragraph (b)(6)(i), by adding the
words ‘‘Dracaena spp. plants from Costa
Rica meeting the conditions of § 319.37–
5(y),’’ after the citation ‘‘§ 319.37–5(q),’’.
§ 319.37–2
Prohibited articles.
(a) * * *
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Prohibited article (includes seeds
only if specifically mentioned)
Foreign places from
which prohibited
Plant pests existing in the places named and capable of being transported with
the prohibited article
*
*
Dracaena spp. plants not meeting the conditions for import in
§ 319.37–5(y).
*
Costa Rica .....................
*
*
*
*
Ancistrocercus
circumdatus;
Caldwelliola
reservata;
Chaetanaphothrips
signipennis (banana rust thrips); Coccus viridis (green scale); Diplosolenodes
occidentalis (spotted leatherleaf slug); Erioloides consobrinus; Neoconocephalus
affinis (rattler conehead katydid); Oncometopia clarior (blue sharpshooter);
Ovachlamys fulgens; Palliferra costaricensis (Costa Rica mantle slug);
Planococcus minor (passionvine mealybug); Pseudococcus landoi (lando
mealybug); Sarasinula plebeia (Caribbean leatherleaf slug); Succinea
costaricana; Xylosandrus morigerus (brown coffee twig beetle).
*
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*
*
*
*
3. In § 319.37–5, a new paragraph (y)
is added to read as follows:
§ 319.37–5 Special foreign inspection and
certification requirements.
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*
*
*
*
*
(y) Special foreign inspection and
certification requirements for Dracaena
spp. plants from Costa Rica. Dracaena
spp. plants from Costa Rica may only be
imported into the continental United
States in accordance with the
requirements of this paragraph (y), to
prevent the plant pests Ancistrocercus
circumdatus, Caldwelliola reservata,
Chaetanaphothrips signipennis, Coccus
viridis, Diplosolenodes occidentalis,
Erioloides consobrinus,
Neoconocephalus affinis, Oncometopia
clarior, Ovachlamys fulgens, Palliferra
costaricensis, Planococcus minor,
Pseudococcus landoi, Sarasinula
plebeia, Succinea costaricana, and
Xylosandrus morigerus from entering
the United States.
(1) Size requirements. Dracaena spp.
plants from Costa Rica imported into the
continental United States may not
exceed 1,371.6 mm (approximately 54
inches) in length from the soil line (or
top of the rooting zone for plants
produced by air layering) to the farthest
terminal growing point.
(2) Bilateral workplan. The national
plant protection organization (NPPO) of
Costa Rica must provide a bilateral
workplan to APHIS that details the
activities that the NPPO of Costa Rica
will, subject to APHIS’ approval of the
workplan, carry out to meet the
requirements of this paragraph (y).
(3) Phytosanitary certificate. The
phytosanitary certificate of inspection
required by § 319.37–4 that
accompanies each consignment of
Dracaena spp. plants from Costa Rica
must contain additional declarations
that the plants in the consignment have
been produced, packed, stored, and
exported in accordance with the
requirements of 7 CFR 319.37–5(y) and
the bilateral workplan, and that the
consignment has been inspected and
found free of quarantine pests.
(4) Participant registration and
agreement. Persons in Costa Rica who
produce, pack, or ship Dracaena spp.
plants for export to the United States
must:
(i) Be registered and approved by the
NPPO of Costa Rica; and
(ii) Enter into an agreement with the
NPPO of Costa Rica whereby the
persons agree to participate in and
follow the export program for Dracaena
spp. plants established by the NPPO of
Costa Rica.
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(5) Facility registration and
agreement. Production, packing, and
export facilities must be approved and
registered by the NPPO of Costa Rica.
Registered packing and export facilities
may only accept plants from registered
production facilities where plants are
grown in compliance with the
requirements of this paragraph (y) and
the bilateral workplan. The NPPO of
Costa Rica will provide APHIS with
access to the list of registered facilities
at least annually and when changes
occur.
(6) Training. Participants and
personnel at approved production,
packing, and export facilities must be
trained in the requirements of this
paragraph (y) and the bilateral workplan
and in recognizing the quarantine listed
in this paragraph (y). Training records
must be maintained and made available
to the NPPO of Costa Rica and APHIS
on request.
(7) Pest management program.
Participants must establish a pest
management program for all approved
production, packing, and export
facilities. Pest management programs
must include field or facility scouting,
monitoring, and control of target pests,
and must be monitored and approved by
the NPPO of Costa Rica. APHIS may
visit sites to inspect and monitor the
pest management program. Each
approved facility must have a trained,
dedicated person to supervise the pest
management program. Records of pest
management activities must be
maintained and made available to the
NPPO of Costa Rica and APHIS upon
request.
(8) Sanitation. Sanitation measures
must be maintained at approved
production, packing, and export
facilities. Fallen or discarded plant
material and debris, or plants with
pests, must be removed and must not be
included in field containers brought
from production to packing facilities for
export. Packing facilities must be free of
sand, soil, earth, and plant pests, and
phytosanitary practices adequate to
exclude pests must be employed.
Equipment, materials, and tools must be
sanitized to avoid spreading pests or to
prevent recontamination.
(9) Inspections. Inspections
undertaken in the export program for
Dracaena spp. plants established by the
NPPO of Costa Rica will include, but
may not be limited to, the following:
(i) Approved production, packing,
and export facilities must be inspected
by dedicated trained personnel at the
approved facilities at least once weekly,
and by the NPPO of Costa Rica at least
once monthly.
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67383
(ii) Packing materials and shipping
containers for the plants must be
approved by APHIS and inspected by
the NPPO of Costa Rica to ensure that
they do not introduce pests of concern
to the plants.
(iii) Inspection dates and results must
be recorded and made available to
APHIS upon request.
(10) Traceability. Participants must
establish a traceability system approved
and audited by the NPPO of Costa Rica
and APHIS. The identity and origin of
the Dracaena spp. plants must be
maintained from the production unit
through the packing and export facilities
and to the port of entry in the United
States.
(11) Recordkeeping. Participants must
maintain records of program activities,
including corrective measures, for a
minimum of 3 years. Records must be
made available to the NPPO of Costa
Rica and APHIS on request.
(12) Ineligibility for participation. (i)
Persons who produce, pack, or ship
Dracaena spp. plants will be ineligible
for participation in the export program
for Dracaena spp. plants and their
production sites or packing or export
facilities will lose approved status if:
(A) Live pests are found in a
production site;
(B) Live pests are found in a shipment
of plants; or
(C) Persons who produce, pack, or
ship Dracaena spp. plants violate the
requirements set out in this section or
required under the export program
established by the NPPO of Costa Rica.
(ii) A person who produces, packs, or
ships Dracaena spp. plants may be
reinstated, and that person’s production
sites or packing or export facilities may
regain approved status, by requesting
reapproval and submitting a detailed
report describing the corrective actions
taken by the person. Reapproval will
only be granted upon concurrence from
the NPPO of Costa Rica and APHIS.
(13) Trust fund. The Government of
Costa Rica must enter into a trust fund
agreement with APHIS before each
growing season. The Government of
Costa Rica or its designated
representative is required to pay in
advance all estimated costs that APHIS
expects to incur through its involvement
in overseeing the execution of paragraph
(y) of this section. These costs will
include administrative expenses
incurred in conducting the services
enumerated in paragraph (y) of this
section and all salaries (including
overtime and the Federal share of
employee benefits), travel expenses
(including per diem expenses), and
other incidental expenses incurred by
the inspectors in performing these
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Federal Register / Vol. 76, No. 211 / Tuesday, November 1, 2011 / Proposed Rules
services. The Government of Costa Rica
or its designated representative is
required to deposit a certified or
cashier’s check with APHIS for the
amount of the costs estimated by
APHIS. If the deposit is not sufficient to
meet all costs incurred by APHIS, the
agreement further requires the
Government of Costa Rica or its
designated representative to deposit
with APHIS a certified or cashier’s
check for the amount of the remaining
costs, as determined by APHIS, before
the services will be completed. After a
final audit at the conclusion of each
shipping season, any overpayment of
funds would be returned to the
Government of Costa Rica or its
designated representative or held on
account until needed.
*
*
*
*
*
DATES:
Special Analyses
Send submissions to
CC:PA:LPD:PR (REG–136565–09), room
5203, Internal Revenue Service, PO Box
7604, Ben Franklin Station, Washington,
DC 20044. Submissions may be hand
delivered Monday through Friday
between the hours of 8 a.m. to 4 p.m.
to CC:PA:LPD:PR (REG–136565–09),
Courier’s Desk, Internal Revenue
Service, 1111 Constitution Ave. NW.,
Washington, DC. Alternatively,
taxpayers may submit electronic
comments via the Federal eRulemaking
Portal at https://www.regulations.gov
(indicate IRS and REG–136565–09).
It has been determined that this notice
of proposed rulemaking is not a
significant regulatory action as defined
in Executive Order 12866. Therefore, a
regulatory assessment is not required. It
has also been determined that section
553(b) of the Administrative Procedure
Act (5 U.S.C. chapter 5) does not apply
to these regulations, and because the
regulations do not impose a collection
of information on small entities, the
Regulatory Flexibility Act (5 U.S.C.
chapter 6) does not apply. Pursuant to
section 7805(f) of the Code, this notice
of proposed rulemaking will be
submitted to the Chief Counsel for
Advocacy of the Small Business
Administration for comment on its
impact on small business.
Written or electronic comments
and requests for a public hearing must
be received by January 30, 2012.
ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Done in Washington, DC, this 26th day of
October 2011.
Kevin Shea,
Acting Administrator, Animal and Plant
Health Inspection Service.
Concerning the proposed regulations,
Joseph Perera, at (202) 622–6040;
concerning submissions of comments or
requests for a hearing, Oluwafunmilayo
(Funmi) Taylor at (202) 622–7180 (not
toll-free numbers).
[FR Doc. 2011–28253 Filed 10–31–11; 8:45 am]
SUPPLEMENTARY INFORMATION:
BILLING CODE 3410–34–P
Background and Explanation of
Provisions
DEPARTMENT OF THE TREASURY
Temporary regulations in the Rules
and Regulations section of this issue of
the Federal Register contain
amendments to Employment Tax
Regulations (26 CFR part 31) and the
Procedure and Administration
Regulations (26 CFR part 301). The text
of those regulations also serves as the
text of these proposed regulations. The
preamble to the temporary regulations
explains the temporary regulations and
these proposed regulations. Generally,
the regulations allow certain
disregarded entities under § 301.7701–2
that are treated as corporations for
employment tax purposes, to qualify for
the FICA and FUTA exceptions of
sections 3121(b)(3), 3127, and 3306(c)(5)
by treating the owner of the disregarded
entity as the employer for purposes of
applying those sections. Additionally,
the regulations clarify the existing rule
that the owners of disregarded entities,
other than qualified subchapter S
subsidiaries are responsible for backup
withholding and related information
reporting requirements on reportable
payments.
Internal Revenue Service
26 CFR Parts 31 and 301
[REG–136565–09]
RIN 1545–BJ06
Extending Religious and Family
Member FICA and FUTA Exceptions To
Disregard Entities
Internal Revenue Service (IRS),
Treasury.
ACTION: Notice of proposed rulemaking
by cross-reference to temporary
regulations.
AGENCY:
In the Rules and Regulations
section of this issue of the Federal
Register, the IRS is issuing temporary
regulations to extend the exceptions
from taxes under the Federal Insurance
Contributions Act (‘‘FICA’’) and the
Federal Unemployment Tax Act
(‘‘FUTA’’) under sections 3121(b)(3),
3127, and 3306(c)(5) to entities that are
disregarded as separate from their
owners for federal tax purposes. The
temporary regulations also clarify the
existing rule that the owners of
disregarded entities, except for qualified
subchapter S subsidiaries, are
responsible for backup withholding and
related information reporting
requirements under section 3406. The
text of those regulations also serves as
the text of these proposed regulations.
emcdonald on DSK5VPTVN1PROD with PROPOSALS
SUMMARY:
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Proposed Effective/Applicability Date
The regulations, as proposed, apply to
wages paid on or after November 1,
2011.
However, the rules in these proposed
regulations may be relied on by
taxpayers for wages paid after December
31, 2008.
PO 00000
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Fmt 4702
Sfmt 4702
Comments and Public Hearing
Before these proposed regulations are
adopted as final regulations,
consideration will be given to any
written (a signed original and eight (8)
copies) or electronic comments that are
submitted timely to the IRS. The IRS
and Treasury Department request
comments on the clarity of the proposed
rules and how they can be made easier
to understand. All comments will be
made available for public inspection
and copying.
Drafting Information
The principal author of these
regulations is Joseph Perera, Office of
Associate Chief Counsel (Tax Exempt &
Government Entities).
List of Subjects
26 CFR Part 31
Employment taxes, Income Taxes,
Penalties, Pensions, Railroad retirement,
Reporting and recordkeeping
requirements, Social Security,
Unemployment compensation.
26 CFR Part 301
Employment taxes, Estate taxes,
Excise taxes, Gift taxes, Income taxes,
Penalties, Reporting and recording
requirements.
Proposed Amendments to the
Regulations
Accordingly, 26 CFR parts 31 and 301
are proposed to be amended as follows:
PART 31—EMPLOYMENT TAXES AND
COLLECTION OF INCOME TAX AT
SOURCE
Paragraph 1. The authority citation
for part 31 continues to read in part as
follows:
Authority: 26 U.S.C. 7805 * * *
E:\FR\FM\01NOP1.SGM
01NOP1
Agencies
[Federal Register Volume 76, Number 211 (Tuesday, November 1, 2011)]
[Proposed Rules]
[Pages 67379-67384]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-28253]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 76, No. 211 / Tuesday, November 1, 2011 /
Proposed Rules
[[Page 67379]]
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection Service
7 CFR Part 319
[Docket No. APHIS-2011-0073]
RIN 0579-AD54
Importation of Dracaena Plants From Costa Rica
AGENCY: Animal and Plant Health Inspection Service, USDA.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: We are proposing to amend the plants for planting regulations
to provide conditions for the importation into the continental United
States of Dracaena spp. plants from Costa Rica. These conditions would
apply to plants less than 460 mm in length, which are currently allowed
to be imported, and would also allow for the importation of plants over
460 mm and up to 1,371.6 mm in length, which are currently prohibited.
As a condition of entry, Dracaena spp. plants from Costa Rica would
have to be produced in accordance with integrated pest risk management
measures that would include requirements for registration of places of
production and packinghouses, a pest management plan, inspection for
quarantine pests, sanitation, and traceability from place of production
through the packing and export facility and to the port of entry into
the United States. All Dracaena spp. plants from Costa Rica would also
be required to be accompanied by a phytosanitary certificate with an
additional declaration stating that all conditions for the importation
of the plants have been met and that the consignment of plants has been
inspected and found free of quarantine pests. This action would allow
for the importation of oversized Dracaena spp. plants from Costa Rica
into the United States while continuing to provide protection against
the introduction of quarantine pests.
DATES: We will consider all comments that we receive on or before
January 3, 2012.
ADDRESSES: You may submit comments by either of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov/#!documentDetail;D=APHIS-2011-0073-0001.
Postal Mail/Commercial Delivery: Send your comment to
Docket No. APHIS-2011-0073, Regulatory Analysis and Development, PPD,
APHIS, Station 3A-03.8, 4700 River Road Unit 118, Riverdale, MD 20737-
1238.
Supporting documents and any comments we receive on this docket may
be viewed at https://www.regulations.gov/#!docketDetail;D=APHIS-2011-
0073 or in our reading room, which is located in room 1141 of the USDA
South Building, 14th Street and Independence Avenue SW., Washington,
DC. Normal reading room hours are 8 a.m. to 4:30 p.m., Monday through
Friday, except holidays. To be sure someone is there to help you,
please call (202) 690-2817 before coming.
FOR FURTHER INFORMATION CONTACT: Mr. William D. Aley, Senior Import
Specialist, Plants for Planting Policy, PPQ, APHIS, 4700 River Road
Unit 133, Riverdale, MD 20737-1231; (301) 734-5057.
SUPPLEMENTARY INFORMATION:
Background
The regulations in ``Subpart--Plants for Planting'' (7 CFR 319.37
through 319.37-14, referred to below as the regulations) restrict,
among other things, the importation of living plants, plant parts,
seeds, and plant cuttings for planting to prevent the introduction and
dissemination of plant pests that are new to or not widely distributed
within the United States.
Dracaena is a genus of about 40 species of tree- and shrub-like
plants. Several species are grown as houseplants for their decorative
strap-like foliage, low maintenance requirements, and tolerance of a
wide range of growing conditions. Popular Dracaena spp. houseplants
include Dracaena fragrans, commonly known as the corn plant, and
Dracaena sanderiana, commonly known as lucky bamboo.
Currently, whole and intact Dracaena spp. plants (including roots,
stems, and leaves) may be imported into the United States only if they
meet the size requirements in Sec. 319.37-2(b)(6)(i) and other general
requirements in the regulations. The regulations currently allow only
Dracaena spp. plants less than 460 mm (approximately 18 inches) in
length. The size requirement was established because plants of that
size are easily inspected and, if necessary, treated for pests; the
size and density of growth of larger plants makes them more difficult
to inspect and treat.
The Animal and Plant Health Inspection Service (APHIS) has received
a request from the national plant protection organization (NPPO) of
Costa Rica to increase the maximum allowable size of Dracaena plants
imported from Costa Rica to 137.16 centimeters (approximately 54
inches). As part of our evaluation of Costa Rica's request, we prepared
a pest risk assessment (PRA) and a risk management document. Copies of
the PRA and the risk management document may be obtained from the
person listed under FOR FURTHER INFORMATION CONTACT or viewed on the
Regulations.gov Web site (see ADDRESSES above for instructions for
accessing Regulations.gov).
The PRA, titled ``Importation of Oversized Dracaena spp. As
Ornamental Plants from Costa Rica into the Continental United States,''
evaluates the risks associated with the importation of Dracaena plants
into the continental United States (the lower 48 States, the District
of Columbia, and Alaska) from Costa Rica, including plants under 460 mm
in height. Because exports of Dracaena spp. plants from Costa Rica to
Hawaii and U.S. territories have historically been low, the PRA does
not consider the risks associated with importation of oversized
Dracaena spp. plants into Hawaii or the territories. The risk
management document lists the phytosanitary measures necessary to
ensure the safe importation into the continental United States of
Dracaena plants from Costa Rica.
The PRA identified 15 pests of quarantine significance that could
be introduced into the United States in consignments of Dracaena plants
from Costa Rica:
Ancistrocercus circumdatus, a katydid;
Caldwelliola reservata, a leafhopper;
[[Page 67380]]
Chaetanaphothrips signipennis, banana rust thrips;
Coccus viridis, the green scale;
Diplosolenodes occidentalis, the spotted leatherleaf slug;
Erioloides consobrinus, a katydid;
Neoconocephalus affinis, the rattler conehead katydid;
Oncometopia clarior, the blue sharpshooter;
Ovachlamys fulgens, a helicaronid snail;
Palliferra costaricensis, the Costa Rica mantle slug;
Planococcus minor, the passionvine mealybug;
Pseudococcus landoi, the lando mealybug;
Sarasinula plebeia, the Caribbean leatherleaf slug;
Succinea costaricana, an amber snail; and
Xylosandrus morigerus, the brown coffee twig beetle.
In the PRA, the likelihood and consequences of introducing these
pests into the continental United States are considered. Five of the
pests: Ancistrocercus circumdatus, Chaetanaphothrips signipennis,
Erioloides consobrinus, Neoconocephalus affinis, and Pallifera
costaricensis, were assigned a medium pest risk potential. The
remaining pests were assigned a high pest risk potential. The PRA
states that measures beyond standard port-of-entry inspection are
required to mitigate the risks posed by these plant pests, and provides
a number of potential options for such measures. After consideration of
these options, we have prepared a risk management document to recommend
specific measures to mitigate these risks.
Based on the findings of our PRA and risk management document, we
are proposing to allow the importation of Dracaena spp. plants into the
continental United States, subject to integrated pest risk management
measures, also known as a systems approach. Under integrated pest risk
management measures, a set of phytosanitary conditions, at least two of
which have an independent effect in mitigating the pest risk associated
with the movement of commodities, is specified, whereby plants for
planting may be imported into the United States from countries that are
not free of certain plant pests. We are proposing to add integrated
pest risk management measures governing the importation of Dracaena
spp. plants from Costa Rica into the continental United States to the
regulations in a new Sec. 319.37-5(y). The proposed integrated pest
risk management measures are discussed in greater detail below.
General Requirements
Paragraph (y) of Sec. 319.37-5 would set out requirements for the
NPPO of Costa Rica and for growers producing Dracaena plants for export
to the continental United States. Dracaena spp. plants from Costa Rica
would not be allowed to be imported into Hawaii, Puerto Rico, and U.S.
territories. These requirements reflect the scope of the PRA, which did
not specifically assess the risks associated with the importation of
oversized Dracaena spp. plants to Hawaii, Puerto Rico, and U.S.
territories, but also reflect the overall pest risk the PRA describes.
Paragraph (y)(1) would require that Dracaena plants from Costa Rica
not exceed 1,371.6 mm (approximately 54 inches) in length from the soil
line (or top of the rooting zone for plants produced by air layering)
to the farthest terminal growing point.
Paragraph (y)(2) would require the NPPO of Costa Rica to provide a
bilateral workplan to APHIS that details the activities that the NPPO
will, subject to APHIS' approval of the workplan, carry out to meet the
requirements of proposed Sec. 319.37-5(y). A bilateral workplan is an
agreement between APHIS' Plant Protection and Quarantine program,
officials of the NPPO of a foreign government, and, when necessary,
foreign commercial entities that specifies in detail the phytosanitary
measures that will comply with our regulations governing the import or
export of a specific commodity. Bilateral workplans establish detailed
procedures and guidance for the day-to-day operations of specific
import/export programs. Workplans also establish how specific
phytosanitary issues are dealt with in the exporting country and make
clear who is responsible for dealing with those issues. The
implementation of integrated pest risk management measures typically
requires a bilateral workplan to be developed.
Phytosanitary Certificate
Paragraph (y)(3) would require the phytosanitary certificate
required by Sec. 319.37-4 that accompanies each consignment of
Dracaena plants to contain additional declarations that the plants in
the consignment have been produced, packed, stored, and exported in
accordance with the requirements of proposed 7 CFR 319.37-5(y) and the
bilateral workplan, and that the consignment has been inspected and
found free of quarantine pests.
Requiring a phytosanitary certificate would ensure that the NPPO of
Costa Rica has inspected the plants and certified that the plants meet
the conditions for export to the United States.
Participant and Facility Registration
Paragraph (y)(4) would require that producers, packers, and
exporters of Dracaena plants be registered with the NPPO of Costa Rica.
Dracaena plants would have to be grown, packed, stored, and exported in
compliance with a written agreement between the participant and the
NPPO of Costa Rica, and the participant would have to agree to comply
with the provisions of the regulations and the bilateral workplan.
In addition, paragraph (y)(5) would require production, packing,
and export facilities to be inspected, approved, and registered by the
NPPO of Costa Rica for inclusion in the program. Registered packing and
export facilities processing Dracaena plants for export to the United
States would only be allowed to accept plants from registered
production facilities where plants are grown in compliance with the
proposed requirements and the bilateral workplan. The NPPO of Costa
Rica would have to provide APHIS with access to the lists of registered
participants and facilities annually and when changes occur.
Registration of participants and facilities would allow the NPPO of
Costa Rica to conduct site visits and inspections. It would also allow
traceback to the production site if pest problems were found on
Dracaena plants shipped to the United States. Problem production sites
could then be removed from the program until further mitigation
measures were taken to reduce pest populations.
Training
Paragraph (y)(6) would require participants and personnel at
approved production, packing, and export facilities to be trained in
the requirements of proposed paragraph (y) and the bilateral workplan,
and in recognizing the quarantine pests listed earlier. Training
records would have to be maintained and made available to the NPPO of
Costa Rica and APHIS upon request.
Pest Management Program
Paragraph (y)(7) would require that participants establish a pest
management program for all approved production, packing, and export
facilities. Pest management programs would be tailored to each
individual site to address local concerns, but would have to include
field or facility scouting, monitoring, and control of pests, and would
have to be approved and monitored by the NPPO of Costa Rica.
[[Page 67381]]
APHIS may visit sites to inspect and monitor the pest management
program. Each approved facility would be required to have a trained,
dedicated person to supervise the pest management program. Records of
pest management activities would have to be maintained and made
available to the NPPO of Costa Rica and APHIS upon request.
Sanitation
Paragraph (y)(8) would require that sanitation measures be
maintained at approved production, packing, and export facilities.
Fallen or discarded plant material and debris, or plants with pests,
would have to be removed and could not be included in field containers
brought from production to packing facilities for export. Packing
facilities would also have to be free of sand, soil, earth, and plants
pests, and phytosanitary practices adequate to exclude pests would have
to be employed. In addition, equipment, materials, and tools would have
to be sanitized to avoid spreading pests or to prevent recontamination.
Inspections
Paragraph (y)(9) would require that dedicated, trained personnel at
approved facilities conduct inspections at least once weekly, and that
the NPPO of Costa Rica conduct inspections at least once monthly.
Inspections would include, but would not be limited to, approved
production, packing, and export facilities as well as packing materials
and shipping containers. Inspection dates and results would have to be
recorded and would have to be made available to APHIS upon request.
Traceability
Paragraph (y)(10) would require that participants establish a
traceability system approved and audited by the NPPO of Costa Rica and
APHIS. The identity and origin of Dracaena spp. plants would have to be
maintained from the production unit through the packing and export
facilities to the port of entry in the United States. A traceability
system would allow for a traceback investigation in the event of a pest
detection.
Recordkeeping
Paragraph (y)(11) would require that participants maintain records
of program activities, including corrective measures, for a minimum of
3 years. The records would have to be made available to the NPPO of
Costa Rica and APHIS on request.
Ineligibility for Participation
Paragraph (y)(12) would state that persons who produce, pack, or
ship Dracaena spp. plants would be ineligible for participation in the
export program for Dracaena spp. plants established by the NPPO of
Costa Rica and their production sites or packing or export facilities
would lose approved status if live specimens of the quarantine pests
listed above are found in a production site or in shipments of plants,
or if growers violate the requirements set out in the regulations or
required under the export program established by the NPPO of Costa
Rica. Paragraph (y)(12) would also provide for conditions under which a
grower may be reinstated.
Trust Fund
Paragraph (y)(13) would require that the Government of Costa Rica
enter into a trust fund agreement with APHIS before each growing
season. The Government of Costa Rica or its designated representative
would be required to pay in advance all estimated costs that APHIS
would expect to incur through its involvement in overseeing the
execution of the requirements of the certification programs described
above. These costs would include the administrative expenses incurred
in conducting the services enumerated and all salaries (including
overtime and the Federal share of employee benefits), travel expenses
(including per diem expenses), and other incidental expenses incurred
by inspectors in performing these services.
Miscellaneous Changes
Because we are proposing to require that all Dracaena spp. plants
from Costa Rica be imported into the United States subject to a systems
approach, we also propose to amend the list of prohibited articles in
Sec. 319.37-2(a) to state that Dracaena spp. plants not meeting the
conditions for import in Sec. 319.37-5(y) would not be allowed to be
imported into the United States. We are also proposing to amend Sec.
319.37-2(b)(6)(1) to state that Dracaena spp. plants from Costa Rica
may be imported into the continental United States under the provisions
of Sec. 319.37-5(y).
Executive Order 12866 and Regulatory Flexibility Act
This proposed rule has been determined to be not significant for
the purposes of Executive Order 12866 and, therefore, has not been
reviewed by the Office of Management and Budget.
In accordance with the Regulatory Flexibility Act, we have analyzed
the potential economic effects of this action on small entities. The
analysis is summarized below. Copies of the full analysis are available
from the person listed under FOR FURTHER INFORMATION CONTACT or on the
Regulations.gov Web site (see ADDRESSES above for instructions for
accessing Regulations.gov).
Under the current regulations, Dracaena spp. plants that are 18
inches or less in height may be imported into the United States. The
proposed amendment allow Dracaena spp. plants up to 54 inches in height
to be imported into the continental United States from Costa Rica. The
proposal would require that all Dracaena spp. plants entering the
continental United States from Costa Rica be subject to integrated pest
risk management measures to reduce pest risks. Dracaena spp. plants of
any size would not be allowed to enter Hawaii and U.S. territories from
Costa Rica.
The United States imports approximately 25 million Dracaena spp.
plants from Costa Rica annually. On average, APHIS intercepts and
fumigates over 8 percent of the Dracaena shipments and destroys less
than 1 percent. Producing Dracaena spp. plants under the proposed
systems approach would reduce pest infestations and subsequently pest
interceptions and costs of fumigation or destruction of shipments at
ports of entry.
The oversized Dracaena spp. plants would be of greater value than
the smaller plants currently allowed entry, and we expect U.S.
nurseries would adjust to new marketing opportunities afforded by the
larger plants. While most U.S. nurseries and other entities that may be
affected by the proposed rule are small, effects of the proposed rule
are undetermined as APHIS does not have information about nurseries
that produce Dracaena spp. plants. APHIS invites public comment on the
potential effects of the proposed rule.
Executive Order 12988
This proposed rule has been reviewed under Executive Order 12988,
Civil Justice Reform. If this proposed rule is adopted: (1) All State
and local laws and regulations that are inconsistent with this rule
will be preempted; (2) no retroactive effect will be given to this
rule; and (3) administrative proceedings will not be required before
parties may file suit in court challenging this rule.
National Environmental Policy Act
To provide the public with documentation of APHIS' review and
analysis of any potential environmental impacts associated with the
importation of oversized Dracaena spp. plants from Costa Rica, we have
prepared an
[[Page 67382]]
environmental assessment. The environmental assessment was prepared in
accordance with: (1) The National Environmental Policy Act of 1969
(NEPA), as amended (42 U.S.C. 4321 et seq.), (2) regulations of the
Council on Environmental Quality for implementing the procedural
provisions of NEPA (40 CFR parts 1500-1508), (3) USDA regulations
implementing NEPA (7 CFR part 1b), and (4) APHIS' NEPA Implementing
Procedures (7 CFR part 372).
The environmental assessment may be viewed on the Regulations.gov
Web site or in our reading room. (A link to Regulations.gov and
information on the location and hours of the reading room are provided
under the heading ADDRESSES at the beginning of this proposed rule.) In
addition, copies may be obtained by calling or writing to the
individual listed under FOR FURTHER INFORMATION CONTACT.
Paperwork Reduction Act
In accordance with section 3507(d) of the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the information collection or
recordkeeping requirements included in this proposed rule have been
submitted for approval to the Office of Management and Budget (OMB).
Please send written comments to the Office of Information and
Regulatory Affairs, OMB, Attention: Desk Officer for APHIS, Washington,
DC 20503. Please state that your comments refer to Docket No. APHIS-
2011-0073. Please send a copy of your comments to: (1) Docket No.
APHIS-2011-0073, Regulatory Analysis and Development, PPD, APHIS,
Station 3A-03.8, 4700 River Road Unit 118, Riverdale, MD 20737-1238,
and (2) Clearance Officer, OCIO, USDA, room 404-W, 14th Street and
Independence Avenue, SW., Washington, DC 20250. A comment to OMB is
best assured of having its full effect if OMB receives it within 30
days of publication of this proposed rule.
Allowing the importation of Dracaena spp. plants into the United
States from Costa Rica will require the completion of the following
documents: Bilateral workplan, phytosanitary certificate with
declaration, registration agreement, facility registration agreement,
participant and personnel training, pest management program,
inspections, traceability system, recordkeeping, detailed report with
corrective actions, and a trust fund.
We are soliciting comments from the public (as well as affected
agencies) concerning our proposed information collection and
recordkeeping requirements. These comments will help us:
(1) Evaluate whether the proposed information collection is
necessary for the proper performance of our agency s functions,
including whether the information will have practical utility;
(2) Evaluate the accuracy of our estimate of the burden of the
proposed information collection, including the validity of the
methodology and assumptions used;
(3) Enhance the quality, utility, and clarity of the information to
be collected; and
(4) Minimize the burden of the information collection on those who
are to respond (such as through the use of appropriate automated,
electronic, mechanical, or other technological collection techniques or
other forms of information technology; e.g., permitting electronic
submission of responses).
Estimate of burden: Public reporting burden for this collection of
information is estimated to average 0.60008 hours per response.
Respondents: Importers of Dracaena spp. plants and foreign
officials.
Estimated annual number of respondents: 97.
Estimated annual number of responses per respondent: 25.5979.
Estimated annual number of responses: 2,483.
Estimated total annual burden on respondents: 1,490 hours. (Due to
averaging, the total annual burden hours may not equal the product of
the annual number of responses multiplied by the reporting burden per
response.)
Copies of this information collection can be obtained from Mrs.
Celeste Sickles, APHIS' Information Collection Coordinator, at (301)
851-2908.
E-Government Act Compliance
The Animal and Plant Health Inspection Service is committed to
compliance with the E-Government Act to promote the use of the Internet
and other information technologies, to provide increased opportunities
for citizen access to Government information and services, and for
other purposes. For information pertinent to E-Government Act
compliance related to this proposed rule, please contact Mrs. Celeste
Sickles, APHIS' Information Collection Coordinator, at (301) 851-2908.
List of Subjects in 7 CFR Part 319
Coffee, Cotton, Fruits, Imports, Logs, Nursery stock, Plant
diseases and pests, Quarantine, Reporting and recordkeeping
requirements, Rice, Vegetables.
Accordingly, we propose to amend 7 CFR part 319 as follows:
PART 319--FOREIGN QUARANTINE NOTICES
1. The authority citation for part 319 continues to read as
follows:
Authority: 7 U.S.C. 450, 7701-7772, and 7781-7786; 21 U.S.C. 136
and 136a; 7 CFR 2.22, 2.80, and 371.3.
2. Section 319.37-2 is amended as follows:
a. In the table in paragraph (a), by adding a new entry for
``Dracaena spp. plants not meeting the conditions for import in Sec.
319.37-5 (y)'', in alphabetical order, to read as set forth below.
b. In paragraph (b)(6)(i), by adding the words ``Dracaena spp.
plants from Costa Rica meeting the conditions of Sec. 319.37-5(y),''
after the citation ``Sec. 319.37-5(q),''.
Sec. 319.37-2 Prohibited articles.
(a) * * *
----------------------------------------------------------------------------------------------------------------
Plant pests existing in the places named and
Prohibited article (includes seeds Foreign places from capable of being transported with the prohibited
only if specifically mentioned) which prohibited article
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Dracaena spp. plants not meeting the Costa Rica............. Ancistrocercus circumdatus; Caldwelliola
conditions for import in Sec. reservata; Chaetanaphothrips signipennis
319.37-5(y). (banana rust thrips); Coccus viridis (green
scale); Diplosolenodes occidentalis (spotted
leatherleaf slug); Erioloides consobrinus;
Neoconocephalus affinis (rattler conehead
katydid); Oncometopia clarior (blue
sharpshooter); Ovachlamys fulgens; Palliferra
costaricensis (Costa Rica mantle slug);
Planococcus minor (passionvine mealybug);
Pseudococcus landoi (lando mealybug);
Sarasinula plebeia (Caribbean leatherleaf
slug); Succinea costaricana; Xylosandrus
morigerus (brown coffee twig beetle).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
[[Page 67383]]
* * * * *
3. In Sec. 319.37-5, a new paragraph (y) is added to read as
follows:
Sec. 319.37-5 Special foreign inspection and certification
requirements.
* * * * *
(y) Special foreign inspection and certification requirements for
Dracaena spp. plants from Costa Rica. Dracaena spp. plants from Costa
Rica may only be imported into the continental United States in
accordance with the requirements of this paragraph (y), to prevent the
plant pests Ancistrocercus circumdatus, Caldwelliola reservata,
Chaetanaphothrips signipennis, Coccus viridis, Diplosolenodes
occidentalis, Erioloides consobrinus, Neoconocephalus affinis,
Oncometopia clarior, Ovachlamys fulgens, Palliferra costaricensis,
Planococcus minor, Pseudococcus landoi, Sarasinula plebeia, Succinea
costaricana, and Xylosandrus morigerus from entering the United States.
(1) Size requirements. Dracaena spp. plants from Costa Rica
imported into the continental United States may not exceed 1,371.6 mm
(approximately 54 inches) in length from the soil line (or top of the
rooting zone for plants produced by air layering) to the farthest
terminal growing point.
(2) Bilateral workplan. The national plant protection organization
(NPPO) of Costa Rica must provide a bilateral workplan to APHIS that
details the activities that the NPPO of Costa Rica will, subject to
APHIS' approval of the workplan, carry out to meet the requirements of
this paragraph (y).
(3) Phytosanitary certificate. The phytosanitary certificate of
inspection required by Sec. 319.37-4 that accompanies each consignment
of Dracaena spp. plants from Costa Rica must contain additional
declarations that the plants in the consignment have been produced,
packed, stored, and exported in accordance with the requirements of 7
CFR 319.37-5(y) and the bilateral workplan, and that the consignment
has been inspected and found free of quarantine pests.
(4) Participant registration and agreement. Persons in Costa Rica
who produce, pack, or ship Dracaena spp. plants for export to the
United States must:
(i) Be registered and approved by the NPPO of Costa Rica; and
(ii) Enter into an agreement with the NPPO of Costa Rica whereby
the persons agree to participate in and follow the export program for
Dracaena spp. plants established by the NPPO of Costa Rica.
(5) Facility registration and agreement. Production, packing, and
export facilities must be approved and registered by the NPPO of Costa
Rica. Registered packing and export facilities may only accept plants
from registered production facilities where plants are grown in
compliance with the requirements of this paragraph (y) and the
bilateral workplan. The NPPO of Costa Rica will provide APHIS with
access to the list of registered facilities at least annually and when
changes occur.
(6) Training. Participants and personnel at approved production,
packing, and export facilities must be trained in the requirements of
this paragraph (y) and the bilateral workplan and in recognizing the
quarantine listed in this paragraph (y). Training records must be
maintained and made available to the NPPO of Costa Rica and APHIS on
request.
(7) Pest management program. Participants must establish a pest
management program for all approved production, packing, and export
facilities. Pest management programs must include field or facility
scouting, monitoring, and control of target pests, and must be
monitored and approved by the NPPO of Costa Rica. APHIS may visit sites
to inspect and monitor the pest management program. Each approved
facility must have a trained, dedicated person to supervise the pest
management program. Records of pest management activities must be
maintained and made available to the NPPO of Costa Rica and APHIS upon
request.
(8) Sanitation. Sanitation measures must be maintained at approved
production, packing, and export facilities. Fallen or discarded plant
material and debris, or plants with pests, must be removed and must not
be included in field containers brought from production to packing
facilities for export. Packing facilities must be free of sand, soil,
earth, and plant pests, and phytosanitary practices adequate to exclude
pests must be employed. Equipment, materials, and tools must be
sanitized to avoid spreading pests or to prevent recontamination.
(9) Inspections. Inspections undertaken in the export program for
Dracaena spp. plants established by the NPPO of Costa Rica will
include, but may not be limited to, the following:
(i) Approved production, packing, and export facilities must be
inspected by dedicated trained personnel at the approved facilities at
least once weekly, and by the NPPO of Costa Rica at least once monthly.
(ii) Packing materials and shipping containers for the plants must
be approved by APHIS and inspected by the NPPO of Costa Rica to ensure
that they do not introduce pests of concern to the plants.
(iii) Inspection dates and results must be recorded and made
available to APHIS upon request.
(10) Traceability. Participants must establish a traceability
system approved and audited by the NPPO of Costa Rica and APHIS. The
identity and origin of the Dracaena spp. plants must be maintained from
the production unit through the packing and export facilities and to
the port of entry in the United States.
(11) Recordkeeping. Participants must maintain records of program
activities, including corrective measures, for a minimum of 3 years.
Records must be made available to the NPPO of Costa Rica and APHIS on
request.
(12) Ineligibility for participation. (i) Persons who produce,
pack, or ship Dracaena spp. plants will be ineligible for participation
in the export program for Dracaena spp. plants and their production
sites or packing or export facilities will lose approved status if:
(A) Live pests are found in a production site;
(B) Live pests are found in a shipment of plants; or
(C) Persons who produce, pack, or ship Dracaena spp. plants violate
the requirements set out in this section or required under the export
program established by the NPPO of Costa Rica.
(ii) A person who produces, packs, or ships Dracaena spp. plants
may be reinstated, and that person's production sites or packing or
export facilities may regain approved status, by requesting reapproval
and submitting a detailed report describing the corrective actions
taken by the person. Reapproval will only be granted upon concurrence
from the NPPO of Costa Rica and APHIS.
(13) Trust fund. The Government of Costa Rica must enter into a
trust fund agreement with APHIS before each growing season. The
Government of Costa Rica or its designated representative is required
to pay in advance all estimated costs that APHIS expects to incur
through its involvement in overseeing the execution of paragraph (y) of
this section. These costs will include administrative expenses incurred
in conducting the services enumerated in paragraph (y) of this section
and all salaries (including overtime and the Federal share of employee
benefits), travel expenses (including per diem expenses), and other
incidental expenses incurred by the inspectors in performing these
[[Page 67384]]
services. The Government of Costa Rica or its designated representative
is required to deposit a certified or cashier's check with APHIS for
the amount of the costs estimated by APHIS. If the deposit is not
sufficient to meet all costs incurred by APHIS, the agreement further
requires the Government of Costa Rica or its designated representative
to deposit with APHIS a certified or cashier's check for the amount of
the remaining costs, as determined by APHIS, before the services will
be completed. After a final audit at the conclusion of each shipping
season, any overpayment of funds would be returned to the Government of
Costa Rica or its designated representative or held on account until
needed.
* * * * *
Done in Washington, DC, this 26th day of October 2011.
Kevin Shea,
Acting Administrator, Animal and Plant Health Inspection Service.
[FR Doc. 2011-28253 Filed 10-31-11; 8:45 am]
BILLING CODE 3410-34-P