Trichinae Certification Program, 60464-60488 [E8-23678]
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Federal Register / Vol. 73, No. 198 / Friday, October 10, 2008 / Rules and Regulations
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection
Service
9 CFR Parts 149, 160, and 161
[Docket No. APHIS–2006–0089]
RIN 0579–AB92
Trichinae Certification Program
Animal and Plant Health
Inspection Service, USDA.
ACTION: Final rule.
AGENCY:
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SUMMARY: We are amending the
regulations to establish a voluntary
Trichinae Certification Program for U.S.
pork that has been produced under
disease-prevention conditions. Under
the program, we will certify pork
production sites that follow prescribed
good production practices that reduce,
eliminate, or avoid the risk of exposure
of swine to zoonotic parasites of the
genus Trichinella. Such a program
should enhance the ability of producers
to export pork and pork products to
overseas markets. This program has
been developed as a cooperative effort
by the U.S. Department of Agriculture,
the National Pork Board, and the pork
processing industry. This program will
include those producers who choose to
participate in the program, as well as
slaughter facilities and other persons
that handle or process swine from pork
production sites that have been certified
under the program.
DATES: Effective Date: November 10,
2008.
FOR FURTHER INFORMATION CONTACT: Dr.
Dave Pyburn, National Trichinae
Coordinator, VS, APHIS, 210 Walnut
Street, Room 891, Des Moines, IA
50309; (515) 284–4122.
SUPPLEMENTARY INFORMATION:
Background
Trichinella are parasitic nematodes
(roundworms) that are found in many
warm-blooded carnivores and
omnivores, including swine. There are
eight known species of Trichinella
nematodes: Trichinella britovi,
Trichinella murrelli, Trichinella nativa,
Trichinella nelsoni, Trichinella papuae,
Trichinella pseudospiralis, Trichinella
spiralis, and Trichinella zimbabwensis.
Trichinae is a generic term that refers to
all species of Trichinella.
Under the Animal Health Protection
Act (7 U.S.C. 8301 et seq.), the U.S.
Department of Agriculture’s (USDA’s)
Animal and Plant Health Inspection
Service (APHIS) may carry out
operations and measures to detect,
control, or eradicate any pest or disease
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of livestock (including the drawing of
blood and diagnostic testing of animals).
Such operations can include animals at
a slaughterhouse, stockyard, or other
point of concentration. The
Administrator may also cooperate with
State authorities, Indian tribal
authorities, or other persons in the
administration of regulations for the
improvement of livestock and livestock
products.
Under the Agricultural Marketing Act
of 1946 (7 U.S.C. 1622, AMA), the
Administrator of APHIS has authority
with respect to voluntary inspection and
certification of animal products and the
inspection, testing, treatment, and
certification of animals.
In a proposed rule 1 published in the
Federal Register on May 16, 2007 (72
FR 27656–27686; Docket No. APHIS–
2006–0089), we proposed to establish
regulations for a Trichinae Certification
Program in 9 CFR part 149. We stated
that the Trichinae Certification Program
would provide for the certification of
pork production sites that follow certain
prescribed management practices that
reduce, eliminate, or avoid the risk of
exposure of swine to Trichinella spp. In
the proposed rule, we also set forth
requirements in the same part for the
systematic monitoring and testing of
products derived from pigs that
originate from certified sites at slaughter
facilities, and proposed certain changes
to 9 CFR parts 160 and 161 covering the
accreditation of veterinarians and
veterinary medical officers that are
needed for the Trichinae Certification
Program.
We solicited comments concerning
our proposal for 60 days, ending July 16,
2007. We received comments from five
commenters by that date. They were
from two organizations representing the
U.S. swine industry, one organization
representing exporters of U.S. meat
products, one organization representing
U.S. veterinarians, and a private citizen.
They are discussed in the sections
below by topic.
General Comments on the Proposed
Rule
One commenter stated that the
proposed program should be mandatory,
rather than voluntary. The commenter
suggested that, under a voluntary
program, slaughter facilities that do not
adhere to production practices and
biological security measures that are
adequate to preclude the transmission of
trichinae from or to swine will not
1 To view the proposed rule and the comments
we received, go to https://www.regulations.gov/
fdmspublic/component/
main?main=DocketDetail&d=APHIS-2006-0089.
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participate, and thus will not be subject
to sanitary inspections. The commenter
stated that, without mandatory
inspections, such sites present a
significant risk of spreading trichinae
both to the surrounding swine
population and to consumers of pork
products.
The purpose of the Trichinae
Certification Program is to facilitate
producers’ access to foreign markets by
providing them with a means to certify
their products as produced under
conditions that reduce, eliminate, or
avoid the risk of exposure of swine to
zoonotic parasites of the genus
Trichinella. The sanitary measures and
site audits stipulated by the proposed
rule are necessary for the program to be
considered adequate by the foreign
markets for which the program is
intended. As such, these sanitary
measures and audits supplement, but do
not replace, existing Food Safety and
Inspection Service (FSIS) regulations
mandating the inspection of slaughter
facilities. These existing regulations
include 9 CFR 302.1, which requires
most facilities, with limited exemptions,
to be inspected by FSIS; 9 CFR 309.1,
which mandates ante-mortem
inspections of most livestock; and 9 CFR
310.1, which mandates post-mortem
inspections of carcasses at slaughter
facilities. APHIS regards these existing
regulations to be sufficient to mitigate
the extremely low risk of pork products
infected with trichinae being sold to
domestic or foreign consumers.
Another commenter suggested that we
combine the provisions of this program
with the Agricultural Marketing
Service’s (AMS’) Pork for the European
Union (EU) program, which requires
producers to engage in processverification testing.
We are making no changes in
response to this comment. The
Trichinae Certification Program is
intended to facilitate the exportation of
fresh pork and pork products to all
international markets, not only those
within the EU. Because countries
outside of the EU sometimes have
requirements for process-verification
testing and the importation of pork
products that differ from those of the
EU, combining the two programs might
not facilitate the access of domestic
producers to those countries’ markets.
However, in this final rule, we are
making a number of changes to the
provisions of the program in order to
better align them with the existing
standards of the EU. These changes are
discussed below in the section entitled
‘‘Comments Regarding the Rule’s
Consistency with EU Standards.’’
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Noting that we used ‘‘trichinae’’
throughout the proposed rule as a
general term to refer to the nematode
Trichinella spiralis, one commenter
suggested that the term more accurately
applies to all species of Trichinella
nematodes, and we should therefore
replace all references to Trichinella
spiralis with Trichinella spp. The
commenter suggested that this would
not alter the scope of the program,
which aims to reduce, eliminate, or
avoid the risk of exposure of swine to
all Trichinella species, not just
Trichinella spiralis.
We agree with this commenter. We
did not include the other species of
Trichinella in our proposal only because
of their current rarity or non-existence
in the United States. Accordingly, we
are removing all occurrences of the
words ‘‘Trichinella spiralis’’ in the
regulatory text and adding ‘‘Trichinella
spp.’’ in their place. The other sections
of this final rule also reflect this change.
Finally, one commenter suggested
that, once this final rule is published,
APHIS should coordinate with the pork
and meat-processing industries to draft
a program standards document to help
producers better understand and
participate in the program.
We intend to produce such a
document, as well as an auditor’s
handbook, after the publication of this
rule.
Comments Regarding the Rule’s
Consistency With EU Standards
Several commenters stated that
certain provisions of the proposed rule
were inconsistent with the standards
that the EU has developed for its own
trichinae control program. A commenter
pointed out that, while the proposed
rule’s provisions would allow facilities
with outdoor swine feeding areas to take
part in the program, annex 4(1)(A)(j) of
‘‘Commission Regulation (EEC) No.
2075/2005 of 5 December 2005 laying
down specific rules on official controls
for Trichinella in meat’’ forbids certified
swine from having any outdoor access.
Another commenter stated that
allowing swine that are fed meatcontaining food waste to participate in
our program would be inconsistent with
the standards of other countries. The
commenter did not explicitly cite any
conflicting international standards.
However, only one such standard exists.
Articles 22(1)(a–b) of ‘‘European
Community Regulation (EEC) No 1774/
2002 of 3 October 2002 laying down
health rules concerning animal byproducts not intended for human
consumption’’ forbid any animal from
being fed processed proteins from the
bodies of members of its own species
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and forbid farm animals, other than fur
animals, from being fed certain types of
meat-containing waste.
Both of these commenters suggested
that such discrepancies may impede the
EU’s recognition of the program, and
thus hinder our ability to achieve the
stated aim of the proposed rule: To
enhance the ability of swine producers,
as well as slaughter facilities and other
persons that handle or process swine
from pork production sites that have
been certified under the program, to
export fresh pork and pork products to
foreign markets. Accordingly, the
commenters suggested that we forbid
outdoor production facilities from
participating in the program, remove
provisions allowing swine at production
facilities to be fed meat-containing
waste, and generally reevaluate the
proposed rule for consistency with the
standards of the EU.
In response to these comments, we
have undertaken such a reevaluation.
We have determined that the inclusion
of outdoor production facilities or
facilities with outdoor feeding areas
within the program is indeed
inconsistent with the standards of the
EU, and that such inclusion may
impede the ability of the program to
facilitate the exportation of fresh pork
and pork products to overseas markets.
Therefore, we have changed the
regulations to exclude such facilities
from participating in the Trichinae
Certification Program. As a result, in
this final rule, only pork production
facilities that feed and house pigs in
enclosed structures, known as
confinement units, may participate in
the Trichinae Certification Program.
Such confinement units, which are
already employed by more than half the
pork production sites in the United
States, including all of the pork
production sites participating in an
APHIS-approved trichinae pilot
program, and which currently account
for the majority of domestic pork
production, are constructed in a manner
to preclude swine from having outdoor
access, to limit the exposure of swine to
wildlife and birds, and to limit swine’s
contact with carrion.
As a result of this change:
• We now include a definition of
confinement unit in § 149.1 of the
regulations. We are defining a
confinement unit as ‘‘a structure on a
pork production site in which swine are
housed and fed that is totally roofed and
that is constructed in such a manner as
to prevent swine from being exposed to
free-flying birds and other wildlife, and
from coming into contact with the
carrion of free-flying birds or other
wildlife.’’ This definition is generally
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consistent with the definition of
confinement unit that is provided in
existing State regulations governing
pork production facilities.
• In § 149.1, in the definitions of pork
production site and sterile zone, we
have removed references to ‘‘the swine
housing and feeding areas’’ and ‘‘those
buildings used to house or feed swine’’
and added ‘‘the confinement unit’’ in
their place.
• In § 149.3, paragraph (b)(4) now
specifies that swine at the site must be
housed and fed in a confinement unit.
In that same paragraph, we have
removed all references to ‘‘swine
housing and feeding areas,’’ ‘‘buildings
housing the swine,’’ and ‘‘building(s)
used to house and feed swine,’’ and
have added the words ‘‘confinement
unit’’ in their place. We have also
removed a reference to ‘‘outdoor swine
feeding areas.’’
• In the same section, paragraph
(b)(6) now reads as follows: ‘‘Swine
must not have access to dead or live
wildlife at the site. Dead or live wildlife
must not be intentionally fed to swine.’’
In the proposed rule, the paragraph had
also prohibited swine from having
access to wildlife harborage, including
wooded lots and other natural wildlife
access areas. That prohibition would
have been necessary for outdoor
production sites and production sites
without confinement units, and thus it
is not necessary to include it in this
final rule.
We have determined that proposed
provisions that would have allowed
swine to be fed meat-containing waste
products are also inconsistent with EU
standards, and may impede the ability
of the program to accomplish its stated
purpose. Therefore, we have removed
the following provisions:
• In § 149.1, the proposed definition
waste feeding logbook has been
removed. Such a logbook is no longer
necessary.
• In § 149.3, paragraph (b)(7), which
as proposed would have allowed swine
to be fed meat-containing waste at a
certified production site, now reads as
follows: ‘‘Swine at the site must not be
fed waste that contains meat.’’
• In § 149.7, the introductory text of
paragraph (a) no longer refers to a
‘‘waste feeding logbook.’’ In the same
section, we have removed paragraph
(a)(5), which would have established
requirements for a waste feeding
logbook.
Two commenters stated that, while
the proposed rule stipulates that
slaughter facility representatives must
collect and test enough samples of
swine from a certified production site to
achieve a 99 percent confidence level of
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detecting trichinae if it exists in a
certified herd based on a prevalence of
0.013 percent, the EU’s trichinae
regulations require testing sufficient to
achieve a 95 percent confidence level in
a sample population. One of these
commenters stated that a 99 percent
confidence level is therefore
unnecessary, and that the confidence
level ought to be lowered to 95 percent.
The provisions of this program align
with EU standards to the greatest extent
possible. However, because the program
is voluntary, we expect both the number
of swine that could be tested under
process-verification testing, and,
accordingly, the number that actually
will be tested to differ from those of the
EU. Thus, adhering to a 99 percent
confidence level provides an additional
degree of assurance to our trading
partners that the standards of the
Trichinae Certification Program are
sufficiently rigorous, and does not
impose a significantly greater amount of
process verification testing on a
participating slaughter facility than the
adoption of a 95 percent confidence
level would. If we were to adopt a 95
percent confidence level, a facility that
slaughters 5,000 certified swine
annually would have to conduct testing
on 9 fewer samples yearly than it would
in order to achieve a 99 percent
confidence level, and a facility that
slaughters 1 million certified swine
annually would have to test 5,291 fewer
samples yearly. In addition, we have
determined that process-verification
testing under the provisions of the
Trichinae Certification Program will
cost, at most, approximately $1.72 per
swine. Thus, the adoption of a 95
percent confidence level, as opposed to
a 99 percent confidence level, would
not result in a large difference in the
annual cost of process-verification
testing for a slaughter facility that
participates in the program, relative to
the total annual cost of processverification testing for that facility.
Moreover, by requiring a 99 percent
confidence level, we are taking into
account the degree of uncertainty that
exists regarding the current or future
prevalence of trichinae within the U.S.
herd. If prevalence rates are, in fact,
lower than our estimated 0.013 percent,
or some day become lower than 0.013
percent, then the level of testing that we
now consider to represent a 99 percent
confidence level may, in fact, represent
or come to represent a lower confidence
level. This is important, because we
believe that the maintenance of at least
a 95 percent confidence level, regardless
of fluctuations in prevalence rates,
represents a threshold for our trading
partners’ recognition of our program.
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For this reason, we consider the
possible benefits derived from
maintaining a 99 percent confidence
level, as opposed to a 95 percent level,
to be greater than the costs associated
with attaining that higher confidence
level. Therefore, we are making no
change to the rule to lower that level.
Finally, as a result of our reevaluation
of the provisions of the Trichinae
Certification Program in light of EU
standards, we have determined that
slaughter facilities that conduct processverification testing involving meat
within the Trichinae Certification
Program must obtain testing samples of
at least 20 grams. The proposed rule did
not mandate the size of testing samples.
As a result, in § 149.6, paragraph
(c)(1) now reads as follows: ‘‘Processverification testing must be performed
by using a validated test. When testing
involves meat, the sample used for such
testing must be at least 20 grams.’’
Comments Regarding the Scope of the
Program
In § 149.0, ‘‘Purpose and scope,’’ we
state that the purpose of the Trichinae
Certification Program is to enhance the
ability of domestic swine producers, as
well as slaughter facilities and other
persons that handle or process swine
from pork production sites that have
been certified under the program, to
export fresh pork and pork products to
foreign markets.
One commenter suggested that we
should widen the scope of the program
to include the possible use of the
program for domestic marketing
purposes. Conversely, another
commenter expressed concern that the
program could result in domestic
products being labeled for certification
of freedom from trichinae or for
compliance with program standards,
and suggested that such marketing
could have an adverse effect on
producers who do not participate in the
program.
Although we recognize that producers
may wish to participate in the program
for domestic marketing purposes, such
uses are currently outside the scope of
our proposed provisions, as we noted by
including a statement about the limited
scope and purpose of the program in the
regulations. We acknowledge that the
Administrator of APHIS has authority
under the AMA with respect to
voluntary inspection and certification of
animal products and the inspection,
testing, treatment, and certification of
animals. At this time, however, the
intent of our rule is to establish a
program that will enhance the ability of
domestic swine producers, as well as
slaughter facilities and other persons
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that handle or process swine from pork
production sites that have been certified
under the program, to export fresh pork
and pork products to foreign markets.
Any amendments to the scope of the
program to include a domestic
marketing aspect would be undertaken
in a separate rulemaking.
We recognize, moreover, that we
referred to the labeling of pork products
once in the regulatory text of the
proposed rule. In our proposed
definition of certified pork, footnote 1
stated that the labeling of all pork
products leaving a slaughter or
processing facility must comply with 9
CFR 317.4 and all other applicable FSIS
labeling regulations.
However, we did not intend the
footnote as an endorsement of the
labeling of pork products destined for
domestic or international markets as
certified under the Trichinae
Certification Program. Rather, we
wished to emphasize that the labeling of
pork products, whether conducted in
conjunction with the Trichinae
Certification Program or otherwise, falls
under the purview of FSIS, rather than
APHIS, and must comply with FSIS
regulations. Recognition of such a label
as an official label would need to occur
through a separate regulatory action.
Comments Regarding Stage I Status
In § 149.2(a) of the proposed rule, we
stated that once we initially accept a
producer into the certification program,
we will award the production site Stage
I enrolled status. This stage signifies
that a qualified accredited veterinarian
(QAV) or qualified veterinary medical
officer (QVMO) has performed a site
audit of the facility and found it to
adhere to the good production practices
set forth in § 149.3(b), as well as any
additional recordkeeping and program
requirements. This stage also signifies
that APHIS has received the completed
audit form and the program fee of $51
from the producer. A producer awarded
Stage I status is acknowledged to be
participating in the certification
program, but cannot identify swine
originating from his or her site as
certified products from a certified
production site; we are only allowing
Stage II and Stage III sites that have
passed subsequent site audits to identify
their products as certified products from
a certified production site. Without such
identification, pork products from the
site may not undergo processverification testing at a participating
slaughter facility, and a certificate of
export identifying the products as being
from the Trichinae Certification
Program may not be issued.
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One commenter suggested that the
$51 program fee for producers seeking
Stage I status is insufficient, and will
ultimately force APHIS to request a
larger budget allocation in order to
offset the losses generated by the
program. Conversely, another
commenter pointed out that producers
who took part in the pilot programs
assumed all costs for obtaining and
maintaining compliance with program
standards, and would likely be
unwilling to pay program fees following
implementation of this rule. The
commenter stated that, instead of
imposing a program fee, APHIS should
operate the program out of federally
appropriated funds.
In the proposed rule, we itemized and
evaluated the pro rata costs associated
with the pilot program. These costs
included those incurred in providing
direct and support labor for the pilot
program, estimated agency overhead,
and departmental charges. We then
divided this number by the total number
of applications that had been processed
within the pilot program at the time and
determined that a $51 program fee,
assessed each time a site audit is
performed within the Trichinae
Certification Program, would be
sufficient to cover our administrative
costs in processing the audit and
operating the program.
However, we do recognize that this
fee represents our best estimation of the
probable costs associated with
processing audit forms and
administering the program at the time
our evaluation took place, fiscal year
(FY) 2005. Therefore, we have reviewed
the fee to determine whether it needs to
be adjusted for FY 2008 and FY 2009.
As a result of this review, and using the
same methodology to arrive at the fee as
we did in the proposed rule, we have
determined that a program fee of $ 51
should cover costs associated with the
program in both fiscal years.
We note, moreover, that APHIS
regularly reviews all fees that we assess
for our programs and, if necessary,
undertakes rulemaking to amend them.
In accord with this practice, we intend
to review the program fee yearly based
on the date of the initial implementation
of the program, beginning in FY 2010,
and will initiate rulemaking each time
we need to change it.
Another commenter stated that, by
not allowing producers with Stage I
enrolled status to identify their swine as
certified products or identify their
facility as a certified production site, we
are limiting the program’s ability to
immediately facilitate the exportation of
fresh pork and pork products to
overseas markets. In the commenter’s
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estimation, if the program is
operational, but pork products shipped
overseas lack identifiable certification of
freedom from trichinae, it may take
foreign markets several years to formally
acknowledge the program. To expedite
access to those markets, the commenter
suggested that the first sites awarded
Stage I status should be considered
certified and allowed to immediately
begin process-verification testing at
participating slaughter facilities.
Section 149.9 of this final rule states
that those sites that have been
participating in an APHIS-approved
trichinae pilot program at the time of
implementation of the Trichinae
Certification Program will maintain
their same program status as Stage I,
Stage II, or Stage III certified sites. Thus,
pork production sites that obtained
certified status within a pilot program
will be allowed to immediately identify
their swine as certified products from a
certified production site within the
program. This provision addresses the
commenter’s concern.
In addition, we regard the provisions
of the rule precluding Stage I enrolled
sites from immediately identifying their
products as certified and engaging in
process-verification testing to be
necessary for us to determine whether
such sites are able to adhere to the good
production practices, recordkeeping,
and program requirements specified by
this rule over a sufficient period of time
before obtaining certification. Removing
these provisions could impede our
ability to adequately assess such
adherence, and thus adversely affect the
integrity of the program. Specifically,
before a site audit takes place for Stage
I status within the program, APHIS has
no assurance that the site has been
adhering to the good production
practices of the Trichinae Certification
Program up to the point of the audit,
and must take into consideration the
possibility that swine at the site were
produced at one point of their lives
under standards at variance with
program standards. Under the
provisions of the program, any such
swine would be sent to slaughter in
most circumstances before the site was
eligible for Stage II certified status.
Comments Regarding a Change in
Ownership of a Certified Production Site
In § 149.2(d) of the proposed rule, we
described a protocol for producers to
follow in the event that there is a change
of ownership in a site participating in
the program. If there is a change in
ownership to a Stage I enrolled site, the
site will continue to operate on the same
timetable as under the previous
ownership for completing a site audit
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for Stage II certified status. If there is a
change in ownership at a Stage II or
Stage III certified site, a site audit must
be performed on that site within 60 days
of the change of ownership. If the site
audit is satisfactory, the site will
continue in the program only as a Stage
II certified site. A Stage III site that has
reverted to a Stage II site because of a
change of ownership will be subject to
another site audit within 10 months’
time; if that audit is satisfactory, we will
issue the site a new program
anniversary date as a starting date for
the purposes of performing future
audits. If the results of any site audit
arising from a change of ownership are
not satisfactory, we may decertify the
site, and the site will have to reapply for
Stage I enrolled status.
One commenter pointed out that these
provisions appear to apply only to a
change of ownership of a participating
production site. The commenter asked
whether a change in ownership of a
herd at a production site, without a
change in ownership of the site itself,
would be subject to a similar protocol.
The provisions are intended to apply
to site ownership, not herd ownership.
If the ownership of the certified site
remains the same, and site audits
continue to confirm the facility’s
adherence to the good production
practices stipulated by this rule, the
ownership of the swine at the facility
may change without triggering the need
for the additional audits and other
measures described in § 149.2(d).
The same commenter asked which
party assumes responsibility for
notifying APHIS of this change in
ownership of the facility.
The outgoing owner of the facility
will notify APHIS of the change in
ownership. Once such notification has
occurred, the new owner will arrange
for a site audit, provided that this new
owner wishes to remain within the
Trichinae Certification Program.
Without such an audit, the site may be
subject to decertification, in accordance
with § 149.2(e)(1). We have amended
§ 149.2(d)(2) to reflect this clarification.
Comments Regarding Site
Decertification and Renewal
In proposed § 149.2(e)(1), we stated
that a Stage II or Stage III certified site
that is found not to be adhering to one
or more good production practices as a
result of a site audit or spot audit, or
that fails to follow the prescribed
timetable for completing a site audit and
submitting the completed audit form
and payment to continue participation
in the program, will be decertified by
APHIS. During the time a site is
decertified, swine from that site cannot
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be identified as certified product from a
certified production site. Once a site is
decertified by APHIS, a producer
wishing to participate in the program
again must follow the procedures for
requesting a site audit for Stage I
enrolled status.
One commenter stated that late
payment or an incomplete audit form
should not result in decertification of a
production site. Instead, the commenter
suggested that we should work with
producers to address these errors before
assessing a penalty, since such errors
will usually be clerical in nature.
The same commenter agreed that
violations of the good production
practices should provide a basis for
decertification in certain instances, but
stated that we should make a distinction
between substantive violations and
minor infractions. The commenter
suggested that we could differentiate
between violations based on whether
they can easily be rectified.
We believe decertification would be
an appropriate response to substantive
violations of good production practices
as well as prolonged or repeated failures
to observe the program’s recordkeeping
requirements or timetable for submitting
forms and payment.
However, we do recognize that there
will be instances of violations that are
minor, inadvertent, and easily rectified,
and that violations of that nature should
not necessarily lead to decertification in
all cases. Therefore, we have amended
§ 149.2(e)(1) to read as follows: ‘‘A Stage
II or Stage III certified site that is found
not to be adhering to one or more of the
good production practices as a result of
a site audit, or that fails to follow the
prescribed timetable for completing a
site audit and submitting the completed
audit form and payment to continue
participation in the program, will be
subject to a review by APHIS to
consider the nature of the infraction(s)
and to determine whether the site
should be decertified. Decertification
will result from infraction(s) that APHIS
determines to be substantive, prolonged,
and/or repeated as a result of this
review.’’
To reflect this change, we have also
amended §§ 149.2, 149.3, and 149.4 to
provide that APHIS will conduct a
review to consider the nature of possible
infractions of the good production
practices or administrative requirements
associated with the program before
decertifying a production site.
We are, however, retaining the
provisions in the proposed rule that
stated that if a test sample obtained at
a slaughter facility from a certified
swine yields positive test results based
on the pooled digestion method of
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detecting trichinae, or based on the
ELISA method as corroborated by the
digestion method, we would decertify
the production site that was the source
of the swine from which the sample was
taken.
Comments Regarding Procedures for a
Request for Review
In proposed § 149.2(f), we stated that,
if there is a conflict as to any material
fact relating to the results of a site audit,
spot audit, or other determination
affecting the producer’s program status
or ability to participate in the program,
the producer may submit a written
request for review to the Administrator.
The producer must include in the
request the reasons, including any
supporting documentation, why the
audit result or other determination
should be different than the result or
determination made by the
Administrator. The initial audit result or
other determination will remain in force
pending the completion of the
Administrator’s review. The decision by
the Administrator upon reviewing the
producer’s written request will be final.
One commenter pointed out that,
under the terms of the proposed rule,
APHIS is responsible both for
decertifying a site and for evaluating the
request for review. The commenter
stated that this may present or give the
appearance of presenting a conflict of
interest, and asked that we amend the
rule to have another party evaluate each
request for review.
We are making no change in response
to this comment. The review process
contained in the rule is intended not as
a judicial process, but as an opportunity
for producers to present information to
the Administrator that may help to
determine whether the initial decision
was in error. Therefore, it is reasonable
that APHIS should be responsible both
for decertification and review of our
determination.
We have used such a process within
other certification and approval
programs that we administer, and have
found it to provide an effective means
of review.
Comments Regarding Good Production
Practices
In § 149.3(b) of the proposed rule, we
set forth good production practices that
producers must adhere to in order to
participate in the program.
Proposed paragraph (b)(2) stated that
all non-breeding swine 5 weeks of age
or older that enter a certified site must
have originated from another certified
production site, and the animal
movement record between sites must
include the trichinae identification
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number (TIN) of the certified production
site from which the swine originated.
Observing our reference to a TIN, and
noting that we defined the TIN as ‘‘a
number assigned to a pork production
site by the APHIS Administrator,’’ two
commenters asked whether the premises
identification number (PIN) assigned to
sites that register their premises for
APHIS’ National Animal Identification
System (NAIS) could take the place of
the TIN. The commenters stated that the
TIN and PIN appear to serve identical
functions, that there is broad support for
premises registration within the swine
industry, and that the use of an alternate
identification system within the
certification program may confuse
producers who already have a PIN.
Accordingly, the commenters suggested
that we allow producers who already
have a PIN to use this instead of the TIN
and that we add a field to our NAIS
premises registration forms and our
National Premises Identification
Repository (NPIR) to allow a producer to
identify his or her premises as
participating in the Trichinae
Certification Program.
On December 19, 2007, APHIS issued
the NAIS Business Plan to Advance
Animal Disease Traceability (announced
at 72 FR 71871–71873).2 This document
recommended strategies and actions
that would enable existing State and
Federal regulated and voluntary animal
health programs, industry-administered
management and marketing programs,
and various animal identification
methods to work in harmony in the
NAIS. One of the strategies stated that
APHIS will standardize data elements
within all APHIS-administered disease
programs by using the PIN as the unique
location identifier for these programs.
Accordingly, each producer who enrolls
in the Trichinae Certification Program
will be issued a PIN. We have amended
the regulatory text in this final rule to
reflect this change.
In addition, while the data entry
fields in the NPIR are not configured in
a way that would allow the association
requested by the commenter, we are
exploring whether other databases
maintained by APHIS’ National Center
for Animal Health Programs can
recognize a producer’s certified status
within the program and associate it with
other data elements. We will provide
notice in a future iteration of the
program standards if such recognition
and association become possible.
Paragraphs (b)(4) and (b)(5) of
proposed § 149.3 described measures to
be taken to prevent infestations by
2 The Business Plan is available on the Internet
at https://animalid.aphis.usda.gov/nais/.
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wildlife and rodents, including
requirements for the use of rodent bait
stations. In both paragraph (b)(4) and
(b)(5), we stated that all such rodent bait
stations must be intact, systematically
maintained, and contain fresh bait that
consists of an Environmental Protection
Agency (EPA)-registered rodenticide
formulation that is applied according to
its label.
Noting the requirements for the use of
EPA-registered rodenticides as part of
the good production practices, one
commenter asked whether APHIS had
taken into account a notice that EPA
published in the Federal Register on
January 17, 2007 (72 FR 1992–1993;
Docket No. EPA–HQ–OPP–2006–0955;
FRL–E104–7) that announced the
availability of a proposed mitigation
decision restricting the use of several
rodenticides currently on the market.
The commenter asked us to evaluate
both the possible increased cost and
decreased efficacy of rodenticides as a
result of this decision.
On May 28, 2008, EPA released its
final decision, titled ‘‘Risk Mitigation
Decision for Ten Rodenticides.’’ 3 In it,
EPA decided not to restrict the use or
otherwise alter the efficacy of these
rodenticides, but instead decided upon
sale and distribution limitations on the
products to limit their use in residential
settings. EPA’s final decision contained
an evaluation of the potential economic
impacts of these limitations for poultry
and livestock producers, and
determined that these limitations would
not change the availability of the
rodenticides for such producers.
Finally, one commenter asked us to
consider the use of bird-proofing shields
as an additional good production
practice. The commenter suggested that
the use of such barriers would prevent
pigs from exposure to carrion, would
add another safeguard to promote
rodent control, and would further
prevent swine’s contact with wildlife.
As noted previously, this final rule
provides that only pork production sites
that house and feed pigs in confinement
units may participate in the Trichinae
Certification Program. All confinement
units are constructed so as to prevent
the exposure of swine to free-flying
birds, wildlife, and carrion.
Comments Regarding Renewal of Stage
III Certified Status
In § 149.2(c) of the proposed rule, we
stipulated that sites that achieve Stage
III certified status will be subject to
subsequent site audits to determine
3 To view this document, go to https://
www.epa.gov/pesticides/reregistration/
rodenticides/rodenticides_mitigation_decision.pdf.
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continued participation in the program.
In § 149.3(f), we stated that such site
audits must be performed no sooner
than 14 months, and no later than 16
months, from either the date the site
was awarded Stage III status or the date
of the last renewal. If, as a result of any
of these renewal audits, we determine
that the site is not adhering to one or
more of the good production practices,
the site will be subject to decertification.
We received two comments regarding
these paragraphs. The commenters
agreed that the first few renewals should
occur at intervals of 14 to 16 months,
but stated that subsequent audits for
recertification should occur less
frequently. One of the commenters
stated that the change in frequency
should occur after 5 years of successful
recertification audits, and that the
intervals should increase at that point to
no less than 28 months and no more
than 32 months. The other commenter
suggested that the change should occur
after the second successful renewal, and
that all subsequent audits should be
conducted at a maximum of 30-month
intervals. The commenters suggested
that making site audits less frequent
should reduce the cost of the program
and thus facilitate producer
participation, yet would not alter it in
a manner that could have a negative
impact on the domestic perception or
international recognition of our
standards.
We consider it necessary for at least
the first four renewal audits to take
place at 14- to 16-month intervals. Such
intervals will ensure that, over time,
each Stage III site is audited for
adherence to the good production
practices at least once during each major
period for receiving and rendering
swine during the calendar year, and,
eventually, during each season within
the calendar year. This is important,
because each season of the year presents
producers with unique climatic and
environmental conditions, e.g., ground
cover during the winter or the increased
presence of rodents during the harvest
seasons, that can make adherence to the
good production practices difficult, and
that auditors must be able to assess in
determining a producer’s ongoing
adherence to those practices.
Increasing the time between
subsequent audits while the Trichinae
Certification Program is still in its initial
implementation may adversely impact
the program’s credibility, and hinder it
from accomplishing its stated goal.
However, as the program gains
acceptance within the United States and
is reviewed by export partners, the
intervals between such audits will be
reviewed. If we deem longer intervals to
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60469
be appropriate at that time, we may
initiate rulemaking to change them.
Comments Regarding ProcessVerification Testing
In proposed § 149.6(c), we stated that
slaughter facilities processing certified
swine are responsible for performing
process-verification testing at their
expense in order to determine the
Trichinella spp. infection status of
certified swine under their control. In
proposed § 149.6(c)(2), we stated that all
testing must be performed in a
laboratory that has been approved for
trichinae testing by AMS. We further
stated that the laboratory may be
maintained and operated by the
slaughter facility or by another business
entity, and may be at the slaughter
facility or offsite, but that, regardless of
its location, the laboratory staff
performing the tests must be approved
by AMS, and will be subject to periodic
proficiency test panels from AMS that
will have to be analyzed correctly in
order to maintain approved status.
One commenter asked for clarification
regarding the process AMS employs to
approve a laboratory, the cost of this
initial approval and any subsequent
audits/recertification, the possibility of
combining such audits and
recertification with other programs
administered by AMS, the causes of
decertification or withdrawal of
approval of a laboratory or its personnel,
the procedure for recertification, and the
ramifications for deviations from
standard operating procedures for the
laboratory.
Slaughter facilities and other business
entities interested in more information
regarding the AMS approval process for
process-verification testing laboratories
should contact the AMS Trichinae
Analyst and Laboratory Certification
Program Manager. All correspondence
should be addressed to the AMS
Trichinae Analyst and Laboratory
Certification Program Manager, USDA,
AMS, Science and Technology
Programs, Technical Services Branch,
1400 Independence Ave., SW., Mail
Stop 0272, Washington, DC 20250–
0272. The manager may be contacted by
phone at (202) 690–0621.
We recognize that this address differs
slightly from that provided in footnote
4 of § 149.6 of the proposed rule. We
have revised that footnote to reflect this
change.
In proposed § 149.6(c)(3)(iii), we
stated that, in order to determine the
sample size for such testing, the
laboratory must use the Trichinae
Certification Slaughter Facility Sample
Size Determination Table set forth in
that paragraph to determine the number
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of samples they must collect from the
population of swine from certified sites.
The table included in the proposed rule
set sampling sizes for facilities that
expect to process 1,000, 5,000, 25,000,
100,000, 200,000, 400,000, 1 million, 2
million, 4 million, and 5 million
certified swine annually, respectively.
We stated that the facility must collect
the number of samples that reflects a 99
percent confidence level of detecting a
positive carcass in a certified herd,
based on a disease prevalence of 0.013
percent within that population, and
stated that, if the eligible population of
swine is not listed in the table, the
facility must use the next largest
number to determine the number of
samples to collect. The number of
samples selected from the table will be
the total number of samples that
slaughter facility representatives must
collect and test per year and per month
during a 12-month period.
A commenter pointed out that, by
requiring a facility that expects to
process a number of swine not listed on
the table to obtain samples from the
next largest population, and by
providing only 10 population intervals,
we will often require facilities to
achieve a confidence level of more than
99 percent. If, however, we regard a 99
percent confidence level to be sufficient
for the purposes of our program, the
commenter proposed that we revise the
table to provide population numbers in
increments of 1,000 from 1,000 to
10,000, increments of 2,000 from 10,000
to 25,000, increments of 5,000 from
25,000 to 100,000, and increments of
50,000 from 100,000 to 5 million, and
that we revise the corresponding yearly
and monthly sampling sizes
accordingly.
We agree with this commenter, and
have therefore revised the table. Because
the revised table is large, and because
the table does not establish operational
procedures but rather clarifies
procedures included in § 149.6(c)(3)(iii)
for the benefit of participating slaughter
facilities, we have removed the table
from the regulatory text of the final rule.
It will be available on the Internet at
https://www.aphis.usda.gov/vs/trichinae.
We have also added a footnote to
§ 149.6(c)(3)(iii) stating that more
information regarding sampling sizes
may be obtained by contacting APHIS’
Trichinae Program Manager.
Comment Regarding the Results of
Process-Verification Testing
In proposed § 149.6(c)(4), we stated
that the results of process-verification
testing relating to certified swine
handled at the slaughter facility must be
retained in a separate file or notebook as
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written records at the slaughter facility
and must be available for inspection by
FSIS program employees.
Proposed paragraph (c)(4)(iii) stated
that, in the event of a positive test
result, a representative of the slaughter
facility must notify an FSIS employee
designated by the FSIS Administrator
immediately, who in turn will report the
TIN of the certified production site that
was the source of the swine from which
the sample was taken and the test
results of the affected sample to the
respective APHIS area office. We further
stated that:
• If a test sample yields a positive test
result based on the digestion method of
detecting trichinae, then the certified
production site that was the source of
the swine from which the sample was
taken will be decertified.
• If a test sample yields a positive test
result based on an ELISA method, and
is confirmed positive by further testing
using the digestion method, then the
certified production site that was the
source of the swine from which the
sample was taken will be decertified.
• If a test sample yields a positive test
result based on an ELISA method, but
is not confirmed positive by further
testing using the digestion method, then
the certified production site that was the
source of the swine from which the
sample was taken will be investigated
by APHIS. This investigation may
include a spot audit of the affected site,
as well as further testing of animals or
carcasses from the affected site. The
investigation will determine if the site
has sufficient safeguards and is
following good production practices.
One commenter understood the rule
to state that a positive test result will
result in audits of the site that was the
source of the swine from which the
sample was taken, and will cause
additional testing to be performed on
swine from that site. The commenter
requested that APHIS provide more
information regarding the nature of this
corroborative testing in a future program
standards document.
A positive test result from a slaughter
facility will result in subsequent testing
of other animals from the site that was
the source of the swine from which the
positive sample was taken only if the
sample yields a positive test result
under the ELISA method, but does not
do so under the digestion method. In
such cases, additional testing is
necessary to help APHIS to resolve the
discrepancy between the two tests. We
recognize, however, that we failed to
specify the nature of this subsequent
testing in the proposed rule. The testing
employed will be the ELISA method.
We will put such information in the
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forthcoming program standards
document.
In a related matter, however, we
recognize that the proposed provisions
of this paragraph could be construed to
suggest that, while this corroborative
testing is ongoing, and while the site is,
consequently, suspended from
participation in the Trichinae
Certification Program, no swine may be
sent to slaughter from the site. This is
not the case; swine may be sent to
slaughter during this time, but not
identified as certified products from a
certified production site. We have
modified the paragraph to reflect this
clarification.
Comment Regarding Recordkeeping
Requirements
In proposed § 149.7(a), we set forth
recordkeeping requirements for
producers participating in the program.
We stated that all sites would have to
maintain the following program records:
Animal disposal plan, animal
movement record, feed mill quality
assurance affidavit (if applicable), and
rodent control logbook. As part of the
provisions regarding the animal
movement record, we stated that
producers must document the number
of dead non-breeding swine that are
removed from the site, as well as the
number of non-breeding swine that are
buried or composted at the site, if swine
burial or composting is permitted in that
State or locality.
One commenter stated that
information regarding the number of
non-breeding swine that are buried or
composted at the site constitutes
confidential business information, and
requested clarification regarding our
need to retain such records.
APHIS representatives may need to
review this information in order to
corroborate the results of an audit. It
will be the site owner, not APHIS, who
will retain the records.
Comment Regarding QAV Standards
In proposed § 161.5, we set forth
requirements for veterinarians who wish
to be recognized as qualified accredited
veterinarians (QAVs) for the Trichinae
Certification Program. We stipulated
that, in addition to existing
accreditation requirements, such
veterinarians need to complete an
APHIS-approved orientation or training
program regarding the specializations
particular to the certification program.
Thus, an accredited veterinarian who
completes APHIS-approved training in
good production practices in swine
management could become a QAV and
be authorized to perform site audits
within the program.
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One commenter, upon evaluating the
existing accreditation requirements and
our new proposed requirement, stated
that it appeared that the only
prerequisites for obtaining certification
as a QAV are the possession of a
doctorate in veterinary medicine and
successful completion of an APHISapproved training program. The
commenter asked for further
clarification regarding the knowledge
and experience necessary to obtain
certification as a QAV.
QAVs must possess a Doctorate in
Veterinary Medicine, must apply for
and obtain general accreditation from
APHIS under the provisions of 9 CFR
part 161, must undergo an APHISapproved training program in good
production practices in swine
management, must adhere to the
‘‘Auditor’s Handbook’’ that we will
issue upon implementation of the
program, and must seek recertification
every two years.
In light of the commenter’s question,
we recognize that we did not provide a
point of contact in our proposal for
accredited veterinarians interested in
obtaining specializations related to the
Trichinae Certification Program. They
should contact APHIS’ National
Trichinae Coordinator, or write to the
Trichinae Certification Program office.
We are adding contact information for
the coordinator and the mailing address
for the office to § 149.1, as a footnote to
our definition of qualified accredited
veterinarian.
Miscellaneous Changes
In proposed § 149.2(d)(2), we stated
that within 60 days of a change of
ownership of a Stage II or Stage III
certified site, a site audit must be
performed in order for the site to
maintain its certified status. We further
stated that if the site audit is
satisfactory, then the Stage II or Stage III
certified site will continue in the
program ‘‘only as a Stage II certified
site.’’
In reviewing our proposal, we have
determined that these provisions could
be construed as meaning that Stage II or
Stage III certified sites that change
ownership will be precluded from
obtaining Stage III certified status. This
is not the case. While a Stage II or Stage
III site that changes ownership and
obtains a satisfactory site audit will
continue in the program initially as a
Stage II site, a new program anniversary
date for that site will also be established
based on the date it was audited. Thus,
such sites will be able to request an
audit in order to obtain Stage III status
240 days after the site audit resulting
from a change of ownership, and must
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request one no later than 300 days after
that audit.
Accordingly, in this final rule,
§ 149.2(d)(2) states more clearly that a
Stage II or Stage III site can continue in
the program after a change in ownership
initially as a Stage II site following a
satisfactory audit, and that a new
program anniversary date for that site
will be established based on the date the
site was audited to continue in the
program as a Stage II certified site. The
producer of the site will then arrange for
a site audit to gain (or regain) Stage III
certified status based on that new
anniversary date and according to the
timetable prescribed in § 149.3(e).
In proposed § 149.2(e)(ii), we stated
that, no more than once every two years,
a producer may request that one or more
certified production sites be temporarily
withdrawn from the program. In order
to obtain a withdrawal, the producer
would have to submit a request in
writing to the Administrator.
During the period of withdrawal,
swine from the site would not be able
to be identified as certified products
from a certified production site, but the
producer would still have to continue to
adhere to all good production practices
and other program requirements, unless
the Administrator specifically waived a
certain requirement in granting the
withdrawal.
Before being reinstated, that is, while
still under temporary withdrawal status,
the site would have to pass a site audit
to indicate that it is adhering to all good
production practices (including any
practices previously waived by the
Administrator). If swine 5 weeks of age
or older originating from noncertified
sources are received at the site during
the time of withdrawal, then the site
audit for reinstatement must be
performed within 30 days of the date
the last swine from noncertified sources
was removed from the site, but no later
than 180 days from the date the site was
granted temporary withdrawal status. A
site found during the audit not to be
adhering to one or more of the good
production practices, including any
waived during the period of withdrawal,
would be subject to decertification.
In reviewing our proposal, we have
determined that these provisions appear
contradictory, insofar as we require a
temporarily withdrawn site to adhere to
all the good production practices and
program requirements, unless a
requirement is explicitly waived by the
Administrator, yet seem to allow all
temporarily withdrawn sites to receive
swine 5 weeks of age or older from
noncertified sources, in contravention of
one of the good production practices.
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We intended these provisions to allow
a temporarily withdrawn site to receive
swine from a noncertified source, only
if the Administrator specifically waived
the good production practice
prohibiting such reception in granting
the producer’s request for withdrawal.
Therefore, in this final rule,
§ 149.2(e)(ii) now explicitly states that,
in order to maintain status in the
program, a temporarily withdrawn
production site must obtain a waiver
from the Administrator before receiving
swine 5 weeks of age or older from a
noncertified source.
In proposed § 149.4, we stated that all
certified production sites would be
subject to spot audits. Spot audits may
be performed at random to verify the
integrity of the program or, in some
cases, to trace back and investigate a
positive test result that results from the
testing of certified swine from that site
at a slaughter facility. In reviewing our
proposal, we realize that we failed to
state whether a spot audit of a site will
affect the timetable that site was
following for the completion of
subsequent site audits, i.e., whether a
new anniversary date will be instituted
for the site based on the date that it
undergoes the spot audit.
Sites subjected to a spot audit will
maintain the same timetable for
completion of site audits that they had
prior to the spot audit. The reasons for
this are twofold, depending on the
nature of the spot audit. A site that is
the source of certified swine that test
positive for trichinae under processverification testing at a slaughter facility
must be considered a potential source of
future trichinae infection, even if the
site passes a spot audit for cause. It is
therefore important that the site
maintain the same timetable for
completing subsequent audits that it
had prior to the spot audit, in order for
us to adequately assess the safeguards it
has in place and to determine the site’s
ongoing adherence to the program’s
good production practices.
A random spot audit does not affect
the time table for completion of
subsequent audits because the primary
aim of such an audit is not to assess a
production site for adherence to the
good production practices and other
program standards, but to ensure the
integrity of the auditing process itself by
verifying that it is being performed in a
consistent manner across the program.
Therefore, paragraph (b) of § 149.4
now specifies that unless a spot audit
results in decertification, it does not
otherwise affect the timetables for the
completion of site audits set forth in this
rule.
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In proposed § 149.3(a)(5) and
proposed § 149.8(a)(1), we stated that, if
a QAV performs a site audit, the
producer will pay the QAV directly at
a mutually agreed-upon time and rate.
In reviewing our proposal, we have
determined that this provision
presupposes that a QAV will charge a
producer for the cost of each site audit,
and could be construed to specify the
nature of the agreement that would
occur between the two parties. For these
reasons, we have removed this
provision from the two paragraphs.
Similarly, since a QAV may decide not
to charge a producer for the cost of a site
audit, we have removed statements in
the same proposed paragraphs that a
producer is responsible for the cost of
the site audit.
Finally, in a related matter, in
proposed § 149.3, we twice stated that a
producer ‘‘may’’ have to contact either
a QAV or QVMO in order to conduct a
site audit. In proposed paragraph (c)(1),
we stated that, when a producer and the
producer’s herd health personnel
believe that a site meets program
standards, the producer may arrange for
an initial site audit, while, in proposed
paragraph (a)(1), we stated that, if a
QAV is not available to perform this site
audit, the producer may then contact
the APHIS area office to request that a
QVMO perform the audit.
In reviewing our proposal, we have
determined that the use of ‘‘may’’ in
these two paragraphs could be
construed as allowing a producer to
forego an initial site audit and yet still
become enrolled in the program. This is
not the case. We have therefore replaced
‘‘may’’ with ‘‘must’’ in these two
paragraphs.
Therefore, for the reasons given in the
proposed rule and in this document, we
are adopting the proposed rule as a final
rule, with the changes discussed in this
document.
Executive Order 12866 and Regulatory
Flexibility Act
This rule has been reviewed under
Executive Order 12866. The rule has
been determined to be significant for the
purposes of Executive Order 12866 and,
therefore, has been reviewed by the
Office of Management and Budget.
In accordance with the Animal Health
Protection Act (7 U.S.C. 8301 et seq.),
the Secretary of Agriculture has the
authority to promulgate regulations and
conduct programs to detect, control, or
eradicate any pest or disease of livestock
(including the drawing of blood and
diagnostic testing of animals). Such
programs can include animals at a
slaughterhouse, stockyard, or other
point of concentration. The Secretary
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may also cooperate with State
authorities, Indian tribal authorities, or
other persons in the administration of
regulations for the improvement of
livestock and livestock products.
In accordance with 21 U.S.C. 601 et
seq., the Secretary of Agriculture is
authorized to inspect meat and meat
products at any slaughtering, packing,
meat-canning, rendering, or similar
establishment, while under 21 U.S.C.
451 et seq., the Secretary of Agriculture
is authorized to inspect poultry and
poultry products at official
establishments. Finally, in accordance
with 7 U.S.C. 1621 through 1627, the
Secretary of Agriculture is authorized to
provide a range of voluntary inspection,
certification, and identification services
to assist in the orderly marketing of
various animal products and
byproducts.
In this rule, we are establishing
regulations for a Trichinae Certification
Program. The Trichinae Certification
Program provides for the certification of
pork production sites that follow certain
prescribed management practices that
reduce, eliminate, or avoid the risk of
exposure of swine to Trichinella spp., in
order to facilitate producer access to
foreign markets. The regulations also set
forth requirements for the systematic
monitoring and testing of pork products
derived from pigs that originate from
certified sites at slaughter facilities.
Finally, we are making changes to 9 CFR
parts 160 and 161 covering the
accreditation of veterinarians and
veterinary medical officers that are
needed for the Trichinae Certification
Program.
In accordance with 5 U.S.C. 604, we
have prepared a Final Regulatory
Flexibility Analysis, which is set out
below, regarding the economic impact
of this rule on small entities. The
discussion also serves as our costbenefit analysis under Executive Order
12866.
Based upon available data and
expected effects, we believe that the
benefits of the final rule, in terms of
increased exports, may justify the costs
of the program for at least some of the
participating producers and facilities. It
is important to note that program
participation will be undertaken on a
strictly voluntary basis. Since the
program is not mandatory, those
producers and slaughter facilities that
perceive costs to outweigh potential
benefits will opt not to participate in the
program.
We first consider potential costs of the
rule for participating producers,
slaughter facilities, accredited
veterinarians, and Federal agencies. We
then examine possible benefits of the
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rule, in terms of increased export market
access; we do not consider benefits in
terms of reducing the prevalence of
trichinae in the domestic herd or in
processed pork products because the
prevalence rates in both swine and pork
products are already extremely low
under the status quo. Third, we present
alternatives to the rule. Lastly, we
address expected impacts for small
entities. In that last section, we also
summarize and respond to significant
issues raised by commenters regarding
our initial regulatory flexibility analysis.
Costs for Participating Producers
The number of pork producers in the
United States has declined in recent
years. According to USDA’s National
Agricultural Statistics Service (NASS),
there were an estimated 76,250 hog and
pig producers in the United States in
2002.4 This was down from 81,220
producers in 2001. Since 2002, the
number of producers has declined even
further, with 65,540 operations reported
in 2006. Although the structure of the
industry has changed over time, the
number of swine, as well as
consumption of pork, has remained
relatively constant over the same period.
Participation in this program will be
limited to those producers who house
and feed swine in confinement units
and who do not utilize waste that
contains meat in their feeding regimen.
Below, we refer to such producers as
producers with currently eligible sites.
The number of such producers who will
participate in the certification program
is not known.
Participation by producers with
currently eligible sites will depend
primarily on economic and other market
competitiveness considerations, that is,
the expected financial and competitive
advantages of participating, or the
expected financial and competitive
disadvantages of failing to participate.
Once the program is implemented,
producers with currently eligible sites
may find that certain slaughter facilities
will be unwilling to purchase swine
from pork production sites that are not
certified, and that producers who do not
participate in the program will therefore
face a decline in the marketability or
value of their animals. Conversely, they
may also find that, by participating in
the program, they will be able to earn
a premium for their swine at slaughter.
Participation by producers with
currently eligible sites, therefore, could
be driven in large part by the decisions
of slaughter facilities. However, the
4 See NASS Agricultural Statistics Data Base,
https://www.nass.usda.gov/Data_and_Statistics/
Quick_Stats/index.asp.
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number of slaughter facilities that will
want to use the program in order to
certify that their fresh pork and pork
products destined for export are
produced under the Trichinae
Certification Program is also uncertain.
In sum, producer participation could be
driven largely by slaughter facility
participation, and, in turn, slaughter
facility participation could be driven by
the advantages of certifying pork
products exported to foreign markets as
having been produced under the
Trichinae Certification Program.
Nonetheless, we believe that many
producers with currently eligible sites,
especially larger ones, are likely to
participate in the program. This is
because they have already implemented
and routinely follow many of the good
production practices required for
certification, and will likely be able to
comply with program standards while
incurring minimal costs. Approximately
53 percent of all production sites are
classified as total confinement.5 It is
likely that close to 100 percent of
commercial pork production sites
housing swine in total confinement
could meet the program requirements
for site certification with, at most, only
‘‘minimal’’ facility changes (i.e., those
costing approximately $500 over a 5year period, equivalent to a present
value of about $440 when discounted at
7 percent).6
In general, larger producers with
currently eligible sites are more likely to
have many of the risk mitigation
measures already in place, and should
be more readily able to participate in the
program. However, smaller producers
with currently eligible sites should also
be able to participate in the program at
relatively little cost. Since these smaller
producers already house swine in
confinement units, only ‘‘moderate’’
facility changes (i.e., those that cost
$2,500 over 5 years) will likely be
required.7 The estimated cost of $2,500
for moderate facility changes consists of
$1,500 in first year startup costs and
maintenance costs of $250 per year for
the next 4 years.8 Although we
5 National Animal Health Monitoring System.
October 2007. Part I: Reference of Swine Health and
Management Practices in the United States, 2006,
National Health Monitoring System. #N475.1007.
Fort Collins, CO.
6 The definition of ‘‘minimal’’ expenditures is
derived from: Cummings, David and Kopral,
Christine, ‘‘Cost Analysis of Trichinae-Free Program
Alternatives,’’ USDA, APHIS, Centers for
Epidemiology and Animal Health, December 1998.
This document is referred to below as the CEAH
analysis. Copies of the CEAH analysis are available
by contacting the person listed under FOR FURTHER
INFORMATION CONTACT.
7 For more information on the nature of
‘‘moderate’’ expenditures, see the CEAH analysis.
8 For further information, see the CEAH analysis.
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anticipate that most producers who
decide not to participate in this program
will be small in size, other small
producers may need to make only
minimal or moderate facility changes to
satisfy program requirements.
Producers who are currently not
producing swine in confinement
facilities may participate in the program
if they convert to a confinement
operation. According to a University of
Missouri Extension Service study, a
200-head confinement facility costs
approximately $42,000 to construct.9
This includes costs for water, feeders,
site development, and manure storage.
Some of these producers may
currently house and feed swine in hoop
facilities. Such structures are roofed, but
are often exposed at each end, and are
typically not constructed in order to
preclude swine from exposure to
wildlife or rodents. Because of the
nature of such structures, these
producers may decide that it is more
cost-effective to convert their existing
facilities into confinement units than to
build new confinement units. While no
figures exist regarding the cost to
convert an existing hoop facility to a
confinement unit, a research project
conducted by Iowa State University
reported the differing levels of
investment required for a hoop facility
and a confinement facility.10 According
to the study, a confinement facility costs
$180 per pig space to build versus $55
per pig space for a hoop facility.
All producers seeking to participate in
the program will be required to pay the
veterinarians’ audit fees for performing
both initial and subsequent site audits,
assuming the veterinarian decides to
assess these fees. APHIS has estimated
the fees to be about $150 per audit. After
the first three audits are completed, over
a 14-to 18-month period and at a
possible cost of $450, certified
production sites will be subject to audits
only once every 14 to 16 months.
In addition to the cost of the site
audit, the producer will be responsible
for paying a separate program fee to
APHIS at the time of each site audit.
This program fee will cover APHIS’
administrative costs in processing the
audit and operating the program. The
program fee is $51. Also, producers may
have to pay for the postmortem blood,
tissue, or meat juice sample tests if the
cost of these tests is passed back to them
by the slaughter facilities.
9 Available online at: https://
extension.missouri.edu/explore/agguides/ansci/
g02504.htm.
10 Available online at: https://www.ag.iastate.edu/
farms/2001reports/rhodes/
AnEconomicAnalysis.pdf.
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For producers who decide to
participate in the program, a potential
downside is the possibility that swine
from their sites could test positive for
trichinae at slaughter, resulting in
decertification. While a site is
decertified, swine from the site may not
be identified as product from a certified
production site. In order to participate
in the program once again, the producer
will have to follow the procedures for
requesting an initial audit for Stage I
enrolled status. We expect that the
impact of decertification on a
production site will depend upon the
extent of the affected producer’s
reliance on a slaughter facility that
participates in the program and that has
made a decision regarding purchasing
swine from a decertified site that could
be disadvantageous to the producer of
that site.
Costs for Participating Slaughter
Facilities
The number of slaughter facilities that
may wish to process certified swine and
export their meat as produced under the
Trichinae Certification Program is
uncertain. As with producers,
participation will depend on economic
competitiveness considerations. Certain
regions (e.g., the EU and the Russian
Federation) that import pork require
testing for trichinae. Therefore, any
facility that wants to export pork to
these regions must meet their testing
requirements. Slaughter facilities will
have to determine whether it will be
better to continue to follow their
traditional trichinae testing protocols, or
whether sourcing animals from certified
producers while observing the program
requirements for slaughter facilities will
provide them an economic incentive.
Slaughter facilities that purchase
swine from certified production sites are
required to carry out certain functions
relating to verification, segregation,
testing, and recordkeeping of certified
swine under their control. Testing at the
slaughter facility entails taking tissue,
blood, or meat juice specimens from a
sample of the certified swine population
processed at the facility in order to
determine the Trichinella spp. infection
status of the tested animals and to verify
that the trichinae management practices
at the production level are adequate.
The number of required test samples
will vary among individual facilities,
depending on the total number of
animals from certified production sites
that are slaughtered. The testing
requirements are designed to produce a
99 percent confidence level of detecting
a positive carcass in the population
based on a prevalence of 0.013 percent.
For example, a plant that slaughters 1
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million certified swine per year is
required to run 34,802 tests annually,
but a plant that slaughters 5,000
certified swine per year must run 4,996
tests each year.
Slaughter facilities may conduct
sample testing using either an ELISA or
a pooled digestion test and have the
option of processing the test samples
themselves at the slaughter facility or
sending the samples to an offsite
commercial laboratory. Any laboratory
used for such testing must be approved
to do so by AMS, and all laboratory staff
performing process-verification testing
must be accredited by AMS to perform
this program function. On-site
processing of test samples should result
in lower costs per test once the
necessary testing equipment is in place.
In this regard, it is anticipated that
many slaughter facilities, especially the
large and medium ones, will acquire or
already have acquired ELISA test
readers, regardless of whether they
participate or intend to participate in
the certification program, due to FSIS’
hazard analysis and critical control
point (HACCP) inspection procedures
and because of the public’s demand for
food safety and quality. ELISA test
readers cost about $5,000 each, while
pooled diaphragm digestion test readers
cost about $2,900.
An ELISA test costs approximately
$0.83 per swine using the services of a
commercial laboratory, and up to $0.66
per swine if processed by the slaughter
facility itself. By comparison, a
digestion test costs approximately $1.72
per swine if processed by a commercial
laboratory, and $0.92 per swine if
processed by the slaughter facility.11
An ELISA test, therefore, is less costly
than a digestion test. However, if an
ELISA test is used and the results are
positive, then those findings must be
confirmed by using a digestion test. For
a large slaughter facility required to run
34,802 tests each year, the ELISA test
will cost $28,886 annually if processed
by a commercial laboratory and $22,969
if processed by the slaughter facility
itself, and the digestion test will cost
$59,859 annually if processed by a
commercial laboratory and $32,018 if
processed by the slaughter facility itself.
For a small plant required to run 4,996
tests each year, the ELISA test will cost
$4,147 annually offsite and $3,297
annually onsite, and the digestion test
11 These figures are from the CEAH analysis. It is
important to note that, because the CEAH study was
published in 1998, the findings are dated.
Throughout this analysis, the data used in the
CEAH analysis have been updated wherever
possible in order to obtain a more current estimate
of the cost.
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will cost $8,593 annually offsite and
$4,596 annually onsite.
As discussed above, the number of
slaughter facilities that will participate
in the program by purchasing swine
from certified production sites is
uncertain. Slaughter facilities that do
accept certified swine and identify pork
as produced under the Trichinae
Certification Program may pass on some
of the testing costs to producers or
consumers, depending on price
elasticities of supply and demand.
Participating slaughter facilities may
experience negative effects from this
rule in the event of a trichinae positive
test. Given the rarity of trichinae in
domestic swine currently, the likelihood
of a positive test from an animal that
comes from a certified production site is
small. However, if there is a positive test
result, the slaughter facility will lose the
production site from which the infected
animal originated as a source of certified
swine, due to that site’s decertification
within the program. On the supply side,
then, the cost of a positive test to the
slaughter facility will depend on
whether it has alternative sources of
certified swine available. In addition, a
positive test may bring about a
decreased demand for the facility’s
products, depending on buyers’
perceptions of the risks associated with
purchasing pork products from that
facility.
Costs for Participating Accredited
Veterinarians
Qualified accredited veterinarians
(QAVs) will conduct the site audits for
the certification program. We are
requiring that the accredited
veterinarian be responsible for the cost
of periodic training to perform this
activity. To become qualified,
accredited veterinarians must complete
an APHIS-approved training program in
good production practices in swine
management. At least initially, APHIS’
National Trichinae Coordinator will
provide this special training to
accredited veterinarians, charging an
amount sufficient to recover costs.
QAVs will need requalification training,
but this will not occur more than once
every 2 years, and the accredited
veterinarians will again be charged a fee
to recover costs.
The costs for this special training will
be voluntarily incurred by those
accredited veterinarians who decide to
participate. For the accredited
veterinarians who do opt to take the
training in order to provide site audits
for producers, it will provide a potential
source of income in the form of fees
received from participating producers
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for site audits (estimated to be about
$150 per audit).
Impact on Federal Agencies
Unlike traditional disease eradication
programs, herd certification programs
are indefinite, and exist for as long as
the producer wishes to maintain
certification status. Due to the changes
in the meat inspection process that have
occurred at the slaughter and processing
level, increasingly, packers require
various forms of food security
certification as criteria for producers
who wish to sell their products to them.
With this rule, trichinae certification
activities will shift in fiscal year (FY)
2008 from being in a pilot phase to the
early national program rollout phase,
with implementation of the program in
an increasing number of States and
involving, potentially, thousands of
herds. The program will be made
available nationwide to all who
volunteer to participate and who meet
the eligibility criteria.
Successful implementation of the
Trichinae Certification Program will
require supporting AMS and FSIS
oversight of laboratory and meatprocessing facilities. The impacts of the
rule on AMS and FSIS operations are
expected to be minimal. AMS
representatives will certify laboratories
with respect to trichinae testing, and
FSIS program employees will check
records in processing plants to ensure
compliance with testing and
recordkeeping requirements, as well as
provide general oversight that plants are
carrying out other program
responsibilities properly. The personnel
and time requirements for AMS and
FSIS to meet their obligations are not
expected to be significant. Indeed, AMS
has folded expected costs for this
program into existing fee structures.
Export Benefits Associated With the
Program
The program is designed to facilitate
access of domestic pork producers to
foreign markets, and may also increase
the sales and marketability of fresh pork
products destined for those markets. It
specifically targets those markets
requiring trichinae testing for imported
pork products, including the EU and the
Russian Federation. Although we expect
these markets to acknowledge the
Trichinae Certification Program in lieu
of the current requirements of testing
and freezing, the decision to recognize
the certification program has not been
made to date, and there is a possibility
that these regions will not recognize the
program. However, discussions with
representatives of the regions are
ongoing.
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The United States is a net exporter of
pork and has been the second largest
exporter of pork, trailing the EU, in
recent years. Other major exporters
include Canada and Brazil. Japan,
Mexico, and Canada are the primary
markets for U.S. pork exports,
accounting for 73 percent of exports.
The United States also exports pork to
the Russian Federation and the EU, but
these exports averaged less than 6
percent of total exports from 2002 to
2005. The year 2006 was marked by an
increase in U.S. pork exports to EU and
the Russian Federation, to almost 10
percent of total exports.
The Trichinae Certification Program
may increase opportunities for
participating producers and slaughter
facilities to export to regions that
monitor for Trichinella spp. in pork, but
this outcome is uncertain and the extent
to which the program may lead to
increased exports cannot be determined.
U.S. pork exports have been increasing
for the past decade, and this trend is
expected to continue. On average, 10
percent of U.S. pork production is
exported. In 2006, this percentage was
notably higher, at 14 percent. Given the
steady per capita domestic consumption
over the past decade, if U.S. pork
production is to continue to grow, the
growth likely will be driven by
increased export demand. The Trichinae
Certification Program may enhance U.S.
pork producers’ competitiveness in the
world market.
According to Canadian animal health
personnel, maintaining trichinae-free
status for most of Canada has been
instrumental in facilitating the country’s
$1 billion annual export market for pork
($410 million in fresh cuts), as well as
in maintaining its annual per capita
consumption of pork totaling 28 kg (H.
Ray Gamble, Trichinae Fact Sheet,
https://www.aphis.usda.gov/vs/
trichinae/). However, it should be noted
that the majority of Canadian exports of
pork go to the United States and
Mexico, neither of which have
trichinae-specific entry requirements for
imported pork. So while it may be
helpful, it is not certain that the
Trichinae Certification Program will
automatically lead directly to increased
exports of pork and pork products.
As we noted above, the Russian
Federation and the EU have
traditionally been pork markets where
the United States has not had a large
presence. It is the industry’s hope that
the certification program will open
these markets more widely to U.S. pork
exports. Since 2002, Brazil has been the
Russian Federation’s largest supplier of
pork. However, outbreaks of foot-andmouth disease in the latter part of 2005
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hampered Brazil’s supply to that
market. Other exporters, including the
United States, capitalized on this
opportunity to gain market share in the
Russian pork market. In addition, in
early 2007, the United States signed an
agreement with the Russian Federation
that allowed pork into the Russian
Federation after being either tested for
trichinae or frozen. Previously, the
Russian Federation had required both
testing and freezing. However, since this
agreement was signed, Brazil has
reentered the Russian market. With the
reemergence of Brazil in this market,
and their status as the low-cost
producer, the United States will have
difficulty holding on to any market
share gained.
The Trichinae Certification Program
may lead to increased exports to regions
that require trichinae testing, such as
the EU. Historically, the United States
has been a net importer of pork from the
EU, with exports to the EU remaining
steady from 2002 to 2006. In 2007,
Bulgaria and Romania joined the EU,
and exports to the EU have increased
dramatically since their incorporation.
However, this increase is driven
primarily by trade in lower-value pork
products. The U.S. Meat Export
Federation (USMEF) believes U.S.
exports to the EU will increase further
with the certification of new EUapproved plants and the reduction in
costs associated with trichinae testing.
The current weak dollar will also help
the cause of U.S. exports. Increases in
exports may not be immediate since
there are currently only three EUapproved plants and they are not able to
fill the U.S. quota. Furthermore, the
USMEF sees a potential for growth in
the processed pork products market, i.e.,
fully cooked bacon, rather than the
fresh, chilled, and frozen sector.
Testing costs under the Trichinae
Certification Program will outweigh the
costs of testing and freezing under the
current regime. This is a result of the
fact that the United States does not
export large amounts of pork to regions
having mandatory testing and freezing
requirements. In fact, the average costs
of testing and freezing per swine
slaughtered are $0.02,12 compared to
$0.15 for testing in the lowest cost
scenario under the voluntary
certification program. This cost
comparison assumes the same slaughter
numbers in both cases, and a 50 percent
participation rate in the Trichinae
Certification Program. If only a
12 Testing costs are derived from the 1998 CEAH
study and have been adjusted for inflation. Freezing
costs were obtained from Dave Pyburn, the APHIS
National Trichinae Coordinator.
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60475
relatively small amount of pork is
exported, the costs of testing under the
program will be higher than simply
testing each carcass destined for regions
with testing and freezing requirements.
However, if exports to these regions
increase, total testing costs under the
Trichinae Certification Program would
decline and may eventually become
lower than the costs of testing and
freezing together, or testing or freezing
alone, of every carcass destined for
these markets. Thus, benefits in the
form of reduced testing costs are
dependent upon the level of exports.
Cost-Benefit Summary
As discussed, producers, slaughter
facilities, and accredited veterinarians
will be subject to certain costs if they
choose to participate in the Trichinae
Certification Program. Producers may
incur added expenses to ensure that
their sites meet good production
practices. Similarly, slaughter facilities
that choose to receive certified swine for
processing also may incur additional
costs in following program
requirements, including the testing of
certified swine processed at the facility
in order to verify that the good
production practices at the production
level are adequate and have been
followed. Accredited veterinarians who
wish to perform site audits will incur
the cost of training necessary before
performing this service for producers,
with benefits accruing in the form of
fees received from conducting site
audits. The program itself will not
impose additional costs on U.S.
consumers, although some participating
slaughter facilities may pass on a
portion of program costs to consumers.
As indicated in the Centers for
Epidemiology and Animal Health
(CEAH) analysis and described below, a
voluntary certification program
involving periodic testing at slaughter is
less expensive than a program involving
mandatory national testing. Also,
because the program is voluntary,
producers who judge the costs to exceed
the benefits for their individual
operation may opt not to participate in
the program.
Alternatives to the Rule
In considering alternatives to the rule,
we looked to the findings of a CEAH
analysis of alternatives to the Trichinae
Certification Program. The CEAH
analysis compared the costs of two
alternative methods for achieving
Trichinae Certification Program status
in U.S. swine: An evolving on-farm
certification program (i.e., voluntary
program) that involves periodic testing
at the slaughter facility versus a national
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carcass testing program by the pooled
sample digestion method (i.e.,
mandatory program). Part I of the CEAH
analysis describes inputs, assumptions,
and projected costs for an evolving onfarm certification alternative. Part II
describes inputs, assumptions, and
projected costs for a national carcass
testing program using the digestion
method.
Bottom-line results of this analysis are
expressed as the average annual cost per
swine over 5 years. It is important to
note that, where possible, we have
updated the data in the CEAH study
through 2002, in order to obtain better
estimates of the cost of a voluntary
certification program versus a
mandatory program. Where recent data
are not available, data from the 1998
study were used and adjusted for
inflation in years 2 through 5. Although
startup and maintenance costs for onfarm certification were averaged over 5
years, actual spending by producers
may be higher in the first year and lower
in years 2 through 5.
In the CEAH analysis, one component
of proposed on-farm certification is
periodic ELISA testing at slaughter.
Projected costs for on-farm certification
were calculated in Part I under options
in which (1) large and medium
slaughter facilities do required ELISA
testing monthly (option (a) in table 1
below) and (2) large and medium
slaughter facilities do ELISA testing
quarterly (option (b) in table 1 below).
It was assumed that small slaughter
facilities could only accomplish the
required ELISA testing quarterly.
Voluntary Certification Program
In projecting costs for on-farm
certification using ELISA testing, the
CEAH study found that the most
influential variables were the percentage
of U.S. producers that would incur no,
minimal, or moderate costs to establish
and maintain good production practices
(GPP) sufficient for on-farm
certification, and how much these costs
would be. Three GPP scenarios appear
in table 1 below. In scenario 1, most
producers would incur no additional
GPP costs; in scenario 3, conversely,
most producers would incur moderate
additional costs. Scenario 2 supposes a
more or less even distribution among
producers who would incur no
additional costs, minimal costs, or
moderate costs. It was necessary to
consider a range of scenarios regarding
the percentages of sites that would incur
costs, because data, experiences, and
perceptions varied significantly.
Regarding the dollar amounts of those
costs, minimal startup and maintenance
costs were estimated to be $500 over 5
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years, and moderate costs were
estimated to be $2,500 over 5 years.
TABLE 1—AVERAGE ANNUAL COST
PER SWINE UNDER ON-FARM CERTIFICATION
Percentage of sites that
would incur no additional
costs, minimal GPP costs, or
moderate GPP costs
Average
annual cost
per swine over
5 years
(a) Based on monthly ELISA testing at large/
medium facilities
Scenario 1: 90, 5, 5 ..............
Scenario 2: 36, 32, 32 ..........
Scenario 3: 4, 48, 48 ............
$0.148
0.225
0.271
(b) Based on quarterly ELISA testing at
large/medium facilities
Scenario 1: 90, 5, 5 ..............
Scenario 2: 36, 32, 32 ..........
Scenario 3: 4, 48, 48 ............
0.142
0.219
0.265
Mandatory Certification Program
The alternative program, national
carcass testing by the digestion method
as described in Part II of the CEAH
analysis, would entail testing every
carcass at slaughter. Under this option,
USDA would require swine producers
to participate in a trichinae certification
program. The CEAH analysis assumes
that 95 percent of all sites would be
certified under a mandatory program.
Sites that are not certified would also
have to have their swine undergo testing
by the digestion method at slaughter.
The producers of these non-certified
animals would assume the cost of
testing.
It is assumed that larger facilities
would use their own laboratories for
testing, and smaller facilities would
send their samples to independent
laboratories for testing. All laboratories
would be monitored by AMS. Average
annual cost per swine under national
carcass testing by the digestion method
was calculated to be $0.854, which
significantly exceeded the highest cost
scenario for an on-farm certification
program.
Would the additional benefits of a
mandatory program outweigh the costs?
The CEAH analysis shows that a
voluntary certification program
involving periodic testing at slaughter is
less expensive than a national carcass
testing program using the digestion
method. While there are no cost
estimates for producers who choose not
to participate in a voluntary program, it
is reasonable to assume that they would
choose not to participate based on a
cost-benefit calculation, either formal or
informal (i.e., expected costs of
participating outweigh expected
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benefits). The CEAH analysis assumes
that most of the sites that would not
participate in a voluntary program
would involve producers with fewer
than 100 head of swine. These
producers would qualify as small
businesses under the Small Business
Administration (SBA) criterion, under
which producers with not more than
$750,000 in annual receipts are
considered small businesses. Imposing a
mandatory certification program could
place an undue burden on swine
producers considered to be small
businesses.
Maintain Status Quo
Under this option, USDA would not
establish a voluntary Trichinae
Certification Program. Producers would
forgo benefits associated with the
program, and any potential benefits
from increased exports would not be
realized. Producers exporting to regions
that monitor for Trichinella spp. in pork
would continue to test individual
animals. The savings that may be
realized from a voluntary certification
program that would require testing only
a sample of animals would not be
captured.
Final Regulatory Flexibility Analysis
The Regulatory Flexibility Act
requires agencies to evaluate the
potential effects of their proposed and
final rules on small business, small
organizations, and small governmental
jurisdictions. Section 604 of the Act
requires agencies to prepare and make
available to the public a final regulatory
flexibility analysis (FRFA) describing
any changes made to the rule as a result
of comments received and the steps the
agency has taken to minimize any
significant economic impacts on small
entities. Section 604(a) of the Act
specifies the content of a FRFA. In this
section, we address these FRFA
requirements.
Objectives and Need for the Rule
The objective of the rule is to facilitate
producer access to markets that require
trichinae testing, specifically the EU and
the Russian Federation. The Trichinae
Certification Program will be strictly
voluntary.
Due to favorable policy changes by
the EU regarding the certification of
slaughter facilities in the United States,
industry participants anticipate that the
Trichinae Certification Program may
help domestic producers obtain a larger
share of the EU market, as well as open
that market to the exportation of chilled
products. There may be similar effects
with respect to the Russian market.
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Summary of Significant Issues Raised by
Commenters
Comments received covered various
aspects of the voluntary program. One
commenter expressed concern with the
start-up costs for producers wishing to
participate in the program that we
provided in the proposed rule. The
commenter provided revised estimates
that the commenter believed better
represented these costs. These estimates
appeared to suggest that recordkeeping
costs would be approximately $750, and
stated that the sterile zone that must be
maintained surrounding the
confinement unit where pigs are housed
and fed, as well as the rodent bait
stations and/or traps that this zone must
contain, would cost an additional
$1,523. In total, the commenter
estimated that it would cost the average
finishing barn $2,659.60 per site, or
$2.17 per pig space, to come into
compliance with program standards.
APHIS finds the amounts submitted
by the commenter to be high,
particularly the approximately $750
apparently allocated for recordkeeping.
In addition, we have determined that
the costs submitted by the commenter
for constructing such a sterile zone are
also on the high end. In estimating the
cost of a sterile zone, the commenter
assumed that the regulation requires
sterile zones to be constructed of
crushed rock. However, we do not
require the use of crushed rock for the
sterile zone that surrounds the
confinement unit. Less expensive level
dirt or well-maintained grass may be
used in lieu of crushed rock.
With respect to the use of crushed
rock in order to construct a sterile zone,
we also believe that the commenter
overestimated the costs for the
construction of such a zone. As a result
of correspondence with private
companies involved in the construction
and maintenance of sterile zones for
pork production sites, we have
estimated the costs of a sterile zone
composed entirely of crushed rock to be
between $300 and $600. While we
recognize that the commenter’s figure of
$1,523 also included the cost of the
rodent bait stations and/or traps that
each sterile zone must contain, we
expect that the cost of such rodent
control measures will seldom be the
bulk of costs associated with the
construction and maintenance of a
sterile zone.
Another commenter indicated that the
EU is moving to align its meat
inspection standards more closely with
FSIS regulations, which will motivate
more U.S. plants to seek EU-approved
status. If these regulatory changes are
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accomplished, additional EU-approved
plants will likely lead to increased
demand for certified swine and
increased participation in the
certification program.
Such a scenario is possible, but has
not yet occurred, and thus was not
considered in this economic analysis.
A commenter stated that, unless
packers/exporters will be able to sell an
entire certified carcass at a premium by
participating in the program, rather than
certain certified pork products from that
carcass, it is unlikely that most packers/
exporters will participate in the
program. Moreover, the commenter
stated that it is unlikely that most
packers/exporters will be able to sell
entire carcasses for a premium.
Within the Trichinae Certification
Program, the entire carcass of a certified
pig and all pork products derived from
that carcass are considered certified
products, and may be identified as such.
The ability of pork packers/exporters to
sell the entire certified carcass for a
premium will depend on the
marketability of U.S. pork products
within international markets. The
program is designed to facilitate
producer access to these overseas
markets, rather than to enhance the
marketability of pork products within
these markets. The decision to export
only certain certified pork products to
overseas markets, then, rather than
entire carcasses, will lie with the
packer/exporter, and will depend on
market forces outside the scope of this
program. However, because of the
voluntary nature of the program, those
packers/exporters who perceive the
costs of program participation to
outweigh possible benefits are free to
opt not to participate.
One commenter raised the issue of the
costs of testing and freezing pork
products under the status quo, in
comparison with costs of processverification testing under the Trichinae
Certification Program. The commenter
stated that testing costs under the
program will be lower than those
currently paid to test each carcass and
freeze the meat from each carcass tested
for those foreign markets that require
both testing and freezing of imported
pork products. However, the commenter
pointed out that there are only a few
markets that require both testing and
freezing of such products. Because of
this, the commenter asked whether our
analysis had taken into account the
costs of process-verification testing as
opposed to either testing or freezing,
rather than both testing and freezing.
We have determined that testing costs
under the voluntary program will
initially be higher than the costs of
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testing or freezing alone, or both testing
and freezing together, for those
carcasses destined for markets requiring
either or both of these trichinaemitigation measures. However, the
reason for this is that the United States
currently exports a small amount of
pork to regions requiring both testing
and freezing. If pork exports to these
regions increase, the amount of testing
that takes place under the program
would commensurately increase,
economies of scale would be created,
and the cost of testing under the
certification program would become
more economical than testing or
freezing costs under the current regime.
We anticipate that such an increase in
exports may occur, although we
recognize that any increase will be
gradual and will require the EU, the
Russian Federation, and other regions
requiring testing or freezing to accept
the certification program.
In the preliminary analysis, we stated
that domestic exporters face a duty free
quota of 45,000 metric tons (MT) of pork
to the EU, and that, in 2005, the United
States sent approximately 6,600 MT of
pork to the EU. We stated that the
National Pork Producers Council
(NPPC) had estimated that the
implementation of the Trichinae
Certification Program would increase
exports to the EU by 16,000 MT over
those reported in 2005. Finally, we
stated that the NPPC had determined
that an increase in this magnitude
would increase the value of exports by
$60 million.
One commenter stated that EU pork
tariff rate quotas actually currently
allow for 74,600 MT, including 60,500
MT of pork muscle meats, while another
commenter stated that the quota of
45,000 MT applies only to bone-in loins
and hams. The first commenter added
that the import quotas established by
the EU directly depend on the amount
of pork consumed within the EU, and
are intended to limit pork imports to
less than 1 percent of total annual
consumption. Therefore, it follows that
the EU quotas are not set into perpetuity
at any fixed amount.
In addition, one commenter stated
that a 16,000 MT increase would
actually increase the value of exports by
$32 million, rather than $60 million.
In response to these comments, we
have determined that the number of
variables precludes us from estimating
the increase in U.S. pork that the EU
will import annually as a result of the
Trichinae Certification Program, or the
value of this increase. We have therefore
removed such information from our
analysis.
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Participation of producers in the
Trichinae Certification Program will
also be voluntary. Small operations may
decide not to participate in the program
if they believe the costs of attaining and
maintaining certified status outweigh
the benefits of producing certified
swine. As we noted above, these costs
may include construction of a
confinement unit (approximately
$42,000), for those operations that do
not currently house and feed swine in
total confinement, or ‘‘moderate’’
facility changes, (i.e., those that cost
$2,500 over 5 years), for those small
producers who currently use such units.
Slaughter facilities and accredited
veterinarians will also face this decision
of whether or not to participate. Because
participation is voluntary, the final rule
is not expected to have an adverse
impact on small businesses operating in
their own self-interest.
Description and Estimated Number of
Small Entities Affected
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Finally, two commenters submitted
the following corrections and
clarifications regarding our preliminary
analysis:
• Although, on average,
approximately 9 percent of U.S. pork
production is exported annually, this
percentage rose in 2006 to more than 14
percent.
• Although U.S. pork exports to the
EU and the Russian Federation did
average less than 5 percent of total
exports between 2000 and 2005, this
percentage rose to almost 10 percent in
2006.
• Whereas we stated that Brazil has
historically been the Russian
Federation’s largest supplier of pork,
this status in fact dates back only to
2002. Prior to that time, the EU was the
Russian Federation’s largest supplier.
We have incorporated this
information into our final analysis.
Description and Estimate of Compliance
Requirements
Producers are required to pay for site
audits by the accredited veterinarian, if
the veterinarian charges for this service.
Producers are also required to pay
program fees for certification by APHIS,
and possibly testing. Producers are also
required to maintain the following
program records: Animal disposal plan,
animal movement record, feed mill
quality assurance affidavit (if applicable
to the producer’s operation), and rodent
control logbook. Slaughter facilities that
purchase swine from certified
production sites will be required to
carry out certain functions relating to
verification, segregation, testing, and
recordkeeping of certified swine under
their control. Thus, slaughter facilities
will be required to keep records of the
number of animals slaughtered from
certified sites. They will also have to
make sure that certified and noncertified animals and products are kept
separate throughout processing.
Additionally, these facilities will be
responsible for keeping records related
to testing. In the end, however, it is a
voluntary program, so participants will
only take on this burden if they feel the
program benefits them.
The final rule will have potential
implications for swine producers and
slaughter facilities both in terms of the
costs they may incur to satisfy program
requirements and in terms of the
benefits associated with any increase in
fresh pork sales as a result of the
program’s establishment. For both
producers and slaughter facilities, the
majority of establishments that we
expect to take part in the program are
small entities (not more than $750,000
in annual receipts for producers and not
more than 500 employees for slaughter
facilities). Over 80 percent of U.S. swine
producers and 95 percent of slaughter
facilities are small businesses, according
to these SBA guidelines. Because of the
voluntary nature of the program, an
estimate of the total number of small
entities affected by this rule is not
possible. However, APHIS personnel
associated with the administration of
the trichinae pilot programs believe that
the majority of producers who took part
in those programs were small entities.
In addition to swine producers and
slaughter facilities, accredited
veterinarians who wish to qualify to
conduct site audits will also incur costs
associated with obtaining the
specialized training necessary for this
qualification. Establishments classified
as providing veterinary services are
likely to be small, although SBA does
not provide the level of detail necessary
to determine what percentage of these
are, in fact, considered small. Only
accredited veterinarians who expect to
profit from obtaining such specialized
accreditation are likely to take part in
the Trichinae Certification Program.
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Description of Steps Taken To Minimize
Significant Economic Impacts on Small
Entities
Since the program is voluntary, we do
not expect that the final rule will result
in significant economic impacts on
small entities.
Summary
This final rule establishes a Trichinae
Certification Program. Producers who
wish to participate may have to pay for
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an audit of their production site by a
qualified accredited veterinarian.
Additionally, they may incur at least a
part of the costs of process-verification
testing passed on by the slaughter
facility conducting the test. However,
since this is a purely voluntary program,
producers may opt not to incur any of
these expenses.
Individuals in the pork industry are
hopeful this certification program will
help domestic producers gain market
share in regions that require trichinae
testing, particularly the EU and the
Russian Federation. The EU is revising
the certification requirements for U.S.
slaughter facilities, and industry
participants anticipate that the
voluntary certification program will
substitute for the mandatory testing of
all carcasses destined for that market.
The benefits of the rule lie in its
potential to offer a less expensive
alternative to mandatory trichinae
testing and increased access to export
markets. However, the extent to which
foreign markets will become more
accessible is unknown.
At present, projected costs under the
certification program appear to be
higher than current testing costs due to
the relatively small amount of product
currently exported to the EU and the
Russian Federation. However, certain
producers may find it to their advantage
to participate, given their larger volumes
of production and focus on foreign
markets.
The program is voluntary and does
not impose any direct costs on small or
large producers not wishing to
participate. If the Trichinae Certification
Program expands to include a large
percentage of confinement production
sites and slaughter facilities, it is
possible that non-participating
producers could experience a discount
in the price or marketability of their
swine. In the end, however, producers
will participate in the program if they
expect the benefits garnered from the
certification program will outweigh the
costs incurred.
Executive Order 12372
This program/activity is listed in the
Catalog of Federal Domestic Assistance
under No. 10.025 and is subject to
Executive Order 12372, which requires
intergovernmental consultation with
State and local officials. (See 7 CFR part
3015, subpart V.)
Executive Order 12988
This final rule has been reviewed
under Executive Order 12988, Civil
Justice Reform. This rule: (1) Preempts
all State and local laws and regulations
that are in conflict with this rule; (2) has
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no retroactive effect; and (3) does not
require administrative proceedings
before parties may file suit in court
challenging this rule.
National Environmental Policy Act
An environmental assessment and
finding of no significant impact have
been prepared for this final rule. The
environmental assessment provides a
basis for the conclusion that the
implementation of the Trichinae
Certification Program established by this
rule will not have a significant impact
on the quality of the human
environment. Based on the finding of no
significant impact, the Administrator of
the Animal and Plant Health Inspection
Service has determined that an
environmental impact statement need
not be prepared.
The environmental assessment and
finding of no significant impact were
prepared in accordance with: (1) The
National Environmental Policy Act of
1969 (NEPA), as amended (42 U.S.C.
4321 et seq.), (2) regulations of the
Council of Environmental Quality for
implementing the procedural provisions
of NEPA (40 CFR parts 1500–1508), (3)
USDA regulations implementing NEPA
(7 CFR part 1b), and (4) APHIS’ NEPA
Implementing Procedures (7 CFR part
372).
The environmental impact and
finding of no significant impact may be
viewed on the Regulations.gov Web
site.13 Copies of the environmental
assessment and finding of no significant
impact are also available for public
inspection at USDA, room 1141, South
Building, 14th Street and Independence
Avenue, SW., Washington, DC, between
8 a.m. and 4:30 p.m., Monday through
Friday, except holidays. Persons
wishing to inspect copies are requested
to call ahead on (202) 690–2817 to
facilitate entry into the reading room. In
addition, copies may be obtained by
writing to the individual listed under
FOR FURTHER INFORMATION CONTACT.
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Paperwork Reduction Act
In accordance with the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501
et seq.), the information collection or
recordkeeping requirements included in
this rule have been approved by the
Office of Management and Budget
(OMB) under OMB control number
0579–0323.
13 Go to https://www.regulations.gov/fdmspublic/
component/main?main=DocketDetail&d=APHIS2006-0089. The environmental assessment and
finding of no significant impact will appear in the
resulting list of documents.
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E-Government Act Compliance
The Animal and Plant Health
Inspection Service is committed to
compliance with the E-Government Act
to promote the use of the Internet and
other information technologies, to
provide increased opportunities for
citizen access to Government
information and services, and for other
purposes. For information pertinent to
E-Government Act compliance related
to this rule, please contact Mrs. Celeste
Sickles, APHIS’ Information Collection
Coordinator, at (301) 851–2908.
Lists of Subjects
9 CFR Part 149
Animal diseases, Hogs, Laboratories,
Meat and meat products, Meat
inspection, Reporting and
recordkeeping requirements.
9 CFR Part 160
Veterinarians.
9 CFR Part 161
Reporting and recordkeeping
requirements, Veterinarians.
■ Accordingly, we are amending 9 CFR
chapter I as follows:
Subchapter G—Livestock Improvement
1. In subchapter G, the subchapter
heading is revised to read as set forth
above.
■ 2. In subchapter G, a new part 149 is
added to read as follows:
■
PART 149—VOLUNTARY TRICHINAE
CERTIFICATION PROGRAM
Sec.
149.0 Purpose and scope.
149.1 Definitions.
149.2 Program participation.
149.3 Site audit.
149.4 Spot audit.
149.5 Offsite identification and segregation
of certified swine.
149.6 Slaughter facilities.
149.7 Recordkeeping at site.
149.8 Program fees and charges.
149.9 Pilot program sites.
Authority: 7 U.S.C. 1622 and 8301–8317;
21 U.S.C. 136a; 7 CFR 2.22, 2.80, and 371.4.
§ 149.0
Purpose and scope.
The Trichinae Certification Program
described in this part is intended to
enhance the ability of swine producers,
as well as slaughter facilities and other
persons that handle or process swine
from pork production sites that have
been certified under the program, to
export fresh pork and pork products to
foreign markets.
§ 149.1
Definitions.
Accredited veterinarian. A
veterinarian approved by the APHIS
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Administrator in accordance with part
161 of this chapter to perform functions
specified in subchapters B, C, D, and G
of this chapter.
Agricultural Marketing Service (AMS).
The Agricultural Marketing Service of
the United States Department of
Agriculture.
AMS Administrator. The
Administrator, Agricultural Marketing
Service, or any person authorized to act
for the AMS Administrator.
AMS representative. Any individual
employed by or acting as an agent on
behalf of the Agricultural Marketing
Service who is authorized by the AMS
Administrator to perform services
required by this part.
Animal and Plant Health Inspection
Service (APHIS). The Animal and Plant
Health Inspection Service of the United
States Department of Agriculture.
Animal disposal plan. A written
document that describes methods for
the removal and disposal of dead swine
or swine remains from a pork
production site.
Animal movement record. A written
record of the movement of swine into or
from a pork production site.
APHIS Administrator. The
Administrator, Animal and Plant Health
Inspection Service, or any person
authorized to act for the APHIS
Administrator.
APHIS representative. Any individual
employed by or acting as an agent on
behalf of the Animal and Plant Health
Inspection Service who is authorized by
the APHIS Administrator to perform the
services required by this part.
Approved laboratory. A non-Federal
laboratory approved by the Agricultural
Marketing Service and recognized by
the APHIS Administrator or FSIS
Administrator for performing validated
tests to determine the presence of
trichinae infection in reference to the
Trichinae Certification Program.
Audit. An inspection process, as
provided in this part, that generates a
written record documenting a pork
production site’s adherence to the
required good production practices.
Auditor. A qualified accredited
veterinarian (QAV) or a qualified
veterinary medical officer (QVMO) who
is trained and authorized by APHIS to
perform auditing activities under the
Trichinae Certification Program.
Certification (certified). A designation
given by the APHIS Administrator to a
pork production site for compliance
with good production practices and
other program requirements of the
Trichinae Certification Program as
provided in this part.
Certified pork. Pork products
originating from certified swine from a
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certified production site with identity of
such animals or carcasses maintained
throughout receiving, handling, and
processing.1
Certified production site. A pork
production site that has attained a
program status of Stage II or higher,
based on adherence to good production
practices and other program
requirements as provided in this part.
Certified swine. Swine produced
under the Trichinae Certification
Program on a certified production site.
Confinement unit. A structure on a
pork production site in which swine are
housed and fed that is totally roofed and
that is constructed in such a manner as
to prevent swine from being exposed to
free-flying birds and other wildlife, and
from coming into contact with the
carrion of free-flying birds or other
wildlife.
Decertification (decertified). Removal
of the certified status of a production
site by the APHIS Administrator when
it has been determined that the criteria
of the Trichinae Certification Program
are not being met or maintained.
Enzyme-linked immunosorbent assay
(ELISA). A method of testing swine for
the presence of trichinae infection by
looking for antibodies to Trichinella
spp. in the sera, plasma, whole blood,
tissue fluid, or meat juice of swine.
EPA. The United States
Environmental Protection Agency.
Feed mill quality assurance affidavit.
A written statement signed by the feed
mill representative and the producer
that documents the quality and safety of
feed or feed ingredients delivered from
the feed mill to the pork production site.
Food Safety and Inspection Service
(FSIS). The Food Safety and Inspection
Service of the United States Department
of Agriculture.
FSIS Administrator. The
Administrator, Food Safety and
Inspection Service, or any person
authorized to act for the Administrator.
FSIS program employee. Any
individual employed by or acting as an
agent on behalf of the Food Safety and
Inspection Service who is authorized by
the FSIS Administrator to perform the
services required by this part.
Good manufacturing practices. Feed
manufacturing practices that reduce,
eliminate, or avoid the risk of exposure
of swine to Trichinella spp.
Good production practices. Pork
production management practices that
reduce, eliminate, or avoid the risk of
exposure of swine to Trichinella spp.
1 The labeling of all certified pork or pork
products leaving a slaughter or processing facility
must comply with 9 CFR 317.4 and all other
applicable FSIS labeling regulations.
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Harborage. Any object, debris, clutter,
or area that could serve as shelter or
refuge for rodents or wildlife.
Laboratory approval audit. An audit
performed by AMS representatives to
determine if a laboratory meets
minimum requirements for approval, as
established by AMS, for performing
validated tests under this part.
National Trichinae Certified Herd. All
swine raised on certified production
sites in the United States.
Person. Any individual, corporation,
company, association, firm, partnership,
society, joint stock company, or other
legal entity.
Pest control operator. A person
trained and State-licensed in the control
of pests and vermin (particularly
rodents).
Pooled sample digestion method
(digestion method). A method of testing
swine for trichinae infection by
identifying the presence of Trichinella
spp. from a sample of the animal’s
muscle tissue.
Pork production site (site). A
geographically definable area that
includes pork production facilities and
ancillary structures under common
ownership or management systems and
the surrounding space within a 100-foot
perimeter of the confinement unit.
Positive test result. Outcome of a
validated test indicating the presence of
Trichinella spp.
Premises Identification Number (PIN).
A number assigned to a pork production
site by the APHIS Administrator.
Process-verification testing. Testing of
a statistically valid sample of swine
belonging to the National Trichinae
Certified Herd at the time of slaughter
using a validated test to verify that the
adherence to good manufacturing
practices and good production practices
is resulting in the absence of Trichinella
spp. infection in swine from that herd.
Producer. An individual or entity that
owns or controls the production or
management of swine.
Qualified accredited veterinarian
(QAV). An accredited veterinarian who
has been granted an accreditation
specialization by the APHIS
Administrator pursuant to § 161.5 of
this chapter based on completion of an
APHIS-approved training program in
good production practices in swine
management, and who is authorized by
the APHIS Administrator to perform site
audits and other specified program
services required by this part.2
2 Accredited veterinarians interested in obtaining
specializations related to the Trichinae Certification
Program should contact APHIS’ National Trichinae
Coordinator at (515) 284–4122 or write to: USDA,
APHIS, Veterinary Services, Trichinae Certification
Program, 210 Walnut St., Room 891, Des Moines,
IA 50309.
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Qualified veterinary medical officer
(QVMO). A VMO of the State or Federal
Government who is trained in good
production practices and is authorized
by the APHIS Administrator to perform
site audits, spot audits, and other
specified program services required by
this part.
Rodent control logbook. A written
record that documents a rodent control
program for a pork production site.
Site audit. An audit, performed by a
QAV or a QVMO, to determine the
trichinae risk factor status of a pork
production site based on the site’s
adherence to all of the required good
production practices that reduce,
eliminate, or avoid the risk of exposure
of swine to Trichinella spp.
Slaughter facility. A slaughtering
establishment operating under the
Federal Meat Inspection Act (21 U.S.C.
601 et seq.) or a State meat inspection
act that receives certified swine under
the Trichinae Certification Program.
Slaughter facility representative. Any
individual employed by, or acting as an
agent on behalf of, a slaughter facility
who is authorized by the slaughter
facility to perform the specified program
services required by this part.
Spot audit. An audit of a certified
pork production site performed by a
QVMO to ensure program integrity and
consistency.
Stage I enrolled. Preliminary program
status of a pork production site attained
when the APHIS Administrator
approves the outcome of an initial site
audit.
Stage II certified. Program status
attained upon APHIS approval of a site
audit of a Stage I enrolled site.
Stage III certified. Program status
attained upon APHIS approval of a site
audit of a Stage II certified site and
maintained upon APHIS approval of
subsequent site audits for renewal of
Stage III certified status.
Sterile zone. An open area
immediately adjacent to and
surrounding the confinement unit that
serves as both a buffer and detection
zone for rodent and wildlife activity.
Temporary withdrawal. The voluntary
withdrawal of a certified production site
from the Trichinae Certification
Program at the request of the producer
for a period not to exceed 180 days.
Trichinae. A generic term that refers
to Trichinella spp.
Trichinae Certification Program
(program). A voluntary pre-harvest pork
safety program in which APHIS certifies
pork production sites that follow all of
the required good production practices
that reduce, eliminate, or avoid the risk
of exposure of swine from their sites to
Trichinella spp.
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Trichinella spp. Parasitic nematodes
(roundworms) capable of infecting many
warm-blooded carnivores and
omnivores, including swine.
USDA. The United States Department
of Agriculture.
Validated test. An analytical method
licensed by APHIS or accepted by AMS
for the diagnosis of Trichinella spp. in
swine.
Veterinary medical officer (VMO). A
veterinarian employed by the State or
Federal Government who is authorized
to perform official animal health
activities on their behalf.
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§ 149.2
Program participation.
A producer’s initial enrollment and
continued participation in the Trichinae
Certification Program requires that the
producer adhere to all of the good
production practices, as confirmed by
periodic site audits, and comply with
other recordkeeping and program
requirements provided in this part. Pork
production sites accepted into the
program by APHIS will participate
under one of the following three
program stages:
(a) Stage I enrolled status.
(1) Stage I enrolled status signifies
that the site has met good production
practices and other recordkeeping and
program requirements provided in this
part.
(2) Swine from a Stage I enrolled site
cannot be identified as products from a
certified production site.
(3) A Stage I enrolled site must
complete a site audit for Stage II
certified status in accordance with
§ 149.3(d). Under § 149.3(d), the site
audit must be performed no sooner than
150 days from the date the site was
awarded Stage I enrolled status, and
must be completed, with the audit form
and payment submitted to APHIS, no
later than 210 days from the date the
site was awarded Stage I enrolled status.
(4) A Stage I enrolled site that is
found not to be adhering to one or more
good production practices as a result of
a site audit or spot audit, or that fails to
follow the prescribed timetable for
completing a site audit and submitting
the completed audit form and payment
for consideration as a Stage II certified
site, will be subject to a review by
APHIS to consider the nature of the
infraction(s), and may lose its status as
a Stage I enrolled site.
(b) Stage II certified status.
(1) Stage II certified status signifies
that the site is adhering to all of the
required good production practices and
other recordkeeping and program
requirements provided in this part.
(2) An APHIS-issued certificate or
letter indicating the site’s status as a
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Stage II certified site must be filed at the
site and be readily available for
inspection.
(3) Swine from a Stage II certified site
may be identified as certified products
from a certified production site.
(4) A Stage II certified site must
complete a site audit for Stage III
certified status in accordance with
§ 149.3(e). Under § 149.3(e), the site
audit must be performed no sooner than
240 days from the date the site was
awarded Stage II certified status, and
must be completed, with the audit form
and payment submitted to APHIS, no
later than 300 days from the date the
site was awarded Stage II certified
status.
(5) A Stage II certified site that is
found not to be adhering to one or more
good production practices as a result of
a site audit or spot audit, or that fails to
meet the Stage III site audit
requirements of § 149.3(e) within the
prescribed timetable, will be subject to
a review by APHIS to consider the
nature of the infraction(s) and determine
whether to decertify the site, as
provided in paragraph (e)(1) of this
section. During the time a site is
decertified, swine from that site cannot
be identified as certified products from
a certified production site.
(c) Stage III certified status.
(1) Stage III certified status signifies
that the site is adhering to all of the
required good production practices and
other recordkeeping and program
requirements provided in this part.
(2) An APHIS-issued certificate or
letter indicating the site’s status as a
Stage III certified site must be filed at
the site and be readily available for
inspection.
(3) Swine from a Stage III certified site
may be identified as certified products
from a certified production site.
(4) In order to maintain Stage III
certified status, sites must arrange for
site audits to renew such status
according to the timetable set forth in
§ 149.3(f). Under § 149.3(f), the site
audit must be performed no sooner than
14 months from the date the site was
awarded Stage III certified status or the
date that status was last renewed, and
must be completed, with the audit form
and payment submitted to APHIS, no
later than 16 months from either the
date the site was awarded Stage III
certified status or the date that status
was last renewed.
(5) A Stage III certified site that is
found not to be adhering to one or more
good production practices as a result of
a site audit or spot audit, or that fails to
follow the prescribed timetable for
completing a site audit and submitting
the completed audit form and payment
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to determine its continued participation
as a Stage III certified site, will be
subject to a review by APHIS to
consider the nature of the infraction(s)
and determine whether to decertify the
site, as provided in paragraph (e)(1) of
this section. During the time a site is
decertified, swine from that site cannot
be identified as certified products from
a certified production site.
(d) Change of ownership—(1) Stage I
enrolled site. If there is a change in
ownership in a Stage I enrolled site, and
the new ownership wishes to remain in
the program, then the Stage I enrolled
site will remain on the same timetable
as under the previous ownership for
purposes of completing a site audit for
Stage II certified status. No additional
site audit is necessary as a result of the
change of ownership of the site.
(2) Stage II or Stage III certified sites.
When a change of ownership occurs at
a Stage II or Stage III certified site, the
previous owner of the site must notify
APHIS of this change as soon as the
transaction is finalized. Within 60 days
of this notification, a site audit must be
performed in order for the site to
maintain its certified status. It is the
new ownership’s responsibility that a
site audit be performed within 60 days
of this notification, otherwise the site
may be subject to decertification, in
accordance with paragraph (e)(1) of this
section. If the site audit is satisfactory,
then the Stage II or Stage III certified site
will continue in the program, initially as
a Stage II certified site. However, a new
program anniversary date for that site
will be established based on the date the
site was audited to continue in the
program as a Stage II certified site, and
the producer of the site must arrange for
a site audit to gain (or regain) Stage III
certified status based on that new
anniversary date and according to the
timetable prescribed in § 149.3(e). If the
results of the site audit do not meet
program requirements, the Stage II or
Stage III site will be subject to a review
by APHIS to consider the nature of the
infraction(s) and determine whether to
decertify the site, as provided in
paragraph (e)(1) of this section. Once a
site is decertified by APHIS, either
because the new ownership fails to
arrange for a site audit to be performed
within the allotted 60-day time period,
or because the site is found not to meet
program requirements, a producer
wishing to participate in the program
again must follow the procedures for
requesting an initial audit for Stage I
enrolled status. If a decertified site is
reenrolled after a successful Stage I site
audit, a new program anniversary date
for that site will be established based on
the date of reenrollment.
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(e) Site decertification and program
withdrawal.
(1) Decertification by APHIS.
(i) A Stage II or Stage III certified site
that is found not to be adhering to one
or more of the good production
practices as a result of a site audit, or
that fails to follow the prescribed
timetable for completing a site audit and
submitting the completed audit form
and payment to continue participation
in the program, will be subject to a
review by APHIS to consider the nature
of the infraction(s) and to determine
whether the site should be decertified.
Decertification will result from
infraction(s) that APHIS determines to
be substantive, prolonged, and/or
repeated as a result of this review.
(ii) During the time a site is
decertified, swine from such sites
cannot be identified as certified
products from a certified production
site.
(iii) Once a site is decertified by
APHIS, a producer wishing to
participate in the program again must
follow the procedures for requesting a
site audit for Stage I enrolled status. If
a decertified site is reenrolled after a
successful Stage I site audit, a new
program anniversary date for that site
will be established based on the date of
recertification. If a decertified site is
recertified after a successful Stage II site
audit, a new program anniversary date
for that site will be established based on
the date of recertification.
(2) Temporary withdrawal by
producer.
(i) A producer may request that one or
more certified production sites be
temporarily withdrawn. A producer’s
request must be made in writing and is
subject to the APHIS Administrator’s
approval.
(ii) Each certified production site can
be temporarily withdrawn no more than
once every 2 years for a period not to
exceed 180 days.
(iii) During the time a site is
temporarily withdrawn:
(A) Swine from such sites cannot be
identified as certified products from a
certified production site; and
(B) The producer must continue to
adhere to all good production practices
and other recordkeeping and program
requirements provided in this part,
including documentation in the animal
movement record of the arrival and
departure of all swine from this site, as
well as whether the swine arriving at
the site are from certified or noncertified
sources, unless a program requirement
is specifically waived by the
Administrator.
(iv) If granted a waiver by the
Administrator, a producer may receive
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swine 5 weeks of age or older
originating from a noncertified source
during the period of withdrawal.
(v) Before being reinstated as a
certified production site, the
temporarily withdrawn site must pass a
site audit to indicate that it is now
adhering to all good production
practices (including any practices
waived by the Administrator at the
beginning of the period of withdrawal)
as follows:
(A) The site audit must be performed
while the site is still under temporary
withdrawal status. If swine 5 weeks of
age or older originating from a
noncertified source have been received
at the site during the time of
withdrawal, then the site audit for
reinstatement must be performed within
30 days of the date the last swine from
a noncertified source was removed from
the site, but no later than 180 days from
the date the site was granted temporary
withdrawal status.
(B) If the results of the site audit are
satisfactory and it is determined that the
site is now adhering to good production
practices and other program
requirements provided in this part, then
the withdrawn site will be reinstated as
a Stage II certified site. The timetable for
performing future site audits for
attaining and renewing Stage III
certified status will be based on the date
the site was reinstated as a Stage II
certified site.
(C) If the results of the site audit are
not satisfactory, or, if the period of
temporary withdrawal has exceeded 180
days, then the site will be subject to a
review by APHIS to consider the nature
of the infraction(s) and to determine
whether to decertify the site, as
provided in paragraph (e)(1) of this
section. Once the site is decertified by
APHIS, the producer must follow the
procedures for requesting an initial site
audit for Stage I enrolled status in order
for the site to be reenrolled in the
program. If a site is decertified by
APHIS and then reenrolled after a
successful Stage I site audit, a new
program anniversary date for that site
will be established based on the date of
enrollment.
(3) Program withdrawal.
(i) If a producer decides to withdraw
one or more of pork production sites
from the program, then it is the
producer’s responsibility to notify the
APHIS Administrator in writing of this
intent. When this is done, the site will
be removed from the program.
(ii) If at a later date the producer
requests that a site be reinstated in the
program, then the producer must follow
the procedures for requesting an initial
audit for Stage I enrolled status. If a
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withdrawn site is reenrolled after a
successful Stage I site audit, then a new
program anniversary date for that site
will be established based on the date of
reenrollment.
(f) Request for review. If there is a
conflict as to any material fact relating
to the results of a site audit, spot audit,
or other determination affecting a
producer’s program status or ability to
participate in the program, the producer
may submit a written request for review
to the Administrator. The producer
must include in the request the reasons,
including any supporting
documentation, why the audit result or
other determination should be different
than the result or determination made
by the Administrator. The initial audit
result or other determination will
remain in force pending the completion
of the Administrator’s review. The
decision by the Administrator upon
reviewing the producer’s written request
will be final.
§ 149.3
Site audit.
(a) General.
(1) The producer must contact a QAV
or QVMO to request a site audit. A list
of available QAVs may be obtained by
accessing the Trichinae Certification
Program Web site on the Internet at
https://www.aphis.usda.gov/vs/trichinae.
If a QAV is not available to perform a
site audit, the producer must then
contact the APHIS area office to request
that a QVMO perform the site audit. The
site audit is to be arranged at a mutually
agreed-upon time.
(2) The producer or the producer’s
designated representative will
accompany the auditor during the site
audit.
(3) During the site audit, the auditor
will record whether the producer is
adhering to all of the required good
production practices at the site, as
provided in paragraph (b) of this
section, in order to reduce, eliminate, or
avoid the risk of exposure of swine to
Trichinella spp.
(4) The auditor will use APHISapproved audit forms in performing the
site audit. After the auditor has
completed all sections of the audit form,
the producer or the producer’s
designated representative must sign the
audit form attesting to the accuracy of
the information obtained during the site
audit and to evidence his or her intent
to continue adhering to the good
production practices and other program
requirements, as provided in this part.
The auditor also must sign the audit
form at this time.
(5) If a QVMO performs the site audit,
then the producer will pay the QVMO
at the time the site audit is performed
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in accordance with the rate and other
conditions set by the QVMO’s
governmental employer. If an APHISemployed QVMO performs the site
audit, then the producer will pay APHIS
by certified check or U.S. money order
for this service at a rate determined in
accordance with § 149.8.
(6) In addition to the possible cost of
the site audit, the producer is also
responsible for paying a separate
program fee in an amount specified in
§ 149.8 to cover APHIS’ administrative
costs in processing the audit and
operating the program. This program
fee, payable to APHIS by certified check
or U.S. money order, must be remitted
to the auditor at the time each site audit
is performed.
(7) The auditor will submit the
completed audit form, program fee, and
payment for the services of an APHISemployed QVMO, if applicable, to the
nearest APHIS area office. If a QAV
performs the site audit, the producer
will be responsible for ensuring that the
QAV submits the completed audit form
and program fee to APHIS in a timely
manner.
(8) Upon receipt of the completed
audit form and payment, APHIS will
determine the initial enrollment or
certification status for the site based on
an evaluation of the site audit. APHIS
will provide the producer with written
notification of the audit results. Pork
production sites that meet all good
production practices as provided in
paragraph (b) of this section, as well as
other program requirements provided in
this part, will be issued program status
at the appropriate program stage.
(9) If the site audit shows that the site
does not substantively meet all good
production practices or other program
requirements, APHIS will provide the
producer with written notification that
includes documentation of the
deficiencies that prevented the site from
being conferred program status.
(b) Good production practices. In a
site audit, the auditor will determine
whether all of the required good
production practices are being carried
out at the site to reduce, eliminate, or
avoid the risk of exposure of swine to
Trichinella spp. as follows:
(1) The movement of all non-breeding
swine 5 weeks of age or older into or
from the pork production site must be
documented in an animal movement
record, as provided in § 149.7, that
ensures that all such swine moved into
or from the site can be subsequently
traced back to that site, or to any
previous site (if applicable).
(2) All non-breeding swine entering a
site must have originated from another
certified production site, except that
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non-breeding swine less than 5 weeks of
age may have originated from either a
certified or noncertified production site.
The animal movement record must
include the PIN of the certified
production site from which the swine
originated. If the swine are less than 5
weeks of age and come from a
noncertified site, then the animal
movement record must provide the
name and full address of the
noncertified site where the swine
originated.
(3) Feed or feed ingredients from
offsite sources that are used at the site
must meet good manufacturing practices
or other quality assurance standards
recognized by the feed industry. The
adherence to good manufacturing
practices or other quality assurance
standards must be documented in a feed
mill quality assurance affidavit, as
provided in § 149.7.
(4) Swine at the site must be housed
and fed in a confinement unit. The
confinement unit, feed preparation and
storage areas, and office areas and
connecting hallways at the site must be
inspected regularly and found free of
signs of rodent and wildlife activity
(evidence of rodent activity consists of
fresh rodent droppings, fresh gnawing
marks, new structural damage, rodent
urine, rodent blood, rodent smear marks
(body oil), rodent tracks, or recent
burrowing or burrow use. Evidence of
wildlife activity consists of wildlife
feces, footprints, fur, or hair observed in
or near the stored feed or feed
ingredients, dead or live wildlife
observed in or near the stored feed or
feed ingredients, or wildlife burrows or
nests observed in or near the stored feed
or feed ingredients). Any movable
harborage (exterior or interior) on the
site that is not necessary to the day-today operation of the site must be
removed. Harborage that cannot be
removed or is movable but necessary to
the day-to-day operation of the site (e.g.,
equipment) must be checked for signs of
rodent or wildlife activity. In addition,
domesticated animals, including pets
such as dogs and cats, must be excluded
from the confinement unit and feed
preparation and storage areas at the site.
Exterior rodent bait stations and/or traps
must be placed around the perimeter of
the confinement unit. Exterior rodent
bait stations and/or traps also must be
placed around areas of potential rodent
entry into the confinement unit (i.e.,
doorways, vent openings, loading
chutes, cool cells, etc.). Interior rodent
bait stations and/or traps must be placed
near high-risk rodent zones such as
entryways, hallways, office areas, swine
load-out areas, vents, cool cells, storage
areas, utility rooms, cabinets, locker
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rooms, bathrooms, and break rooms, and
systematically maintained. Interior
rodent bait stations and/or traps must be
placed so that swine will not come in
contact with the bait or trap. Rodent bait
stations and/or traps also must be
placed near exterior or interior
harborage on the site that cannot be
removed or that is movable but
necessary to the day-to-day operation of
the site. In all instances, rodent bait
stations must be intact, systematically
maintained, and contain fresh bait that
consists of an EPA-registered
rodenticide formulation that is applied
according to its label. In addition, a
sterile zone must be maintained around
the perimeter of the confinement unit.
The sterile zone must be devoid of any
harborage or feed or water sources that
could attract rodents or wildlife, but
must contain rodent bait stations and/or
rodent traps. The sterile zone also must
be devoid of any vegetation unless it is
decorative vegetation that is well
maintained (i.e., residential height grass,
flowers, shrubs, or trees). A sterile zone
with decorative vegetation will require
increased rodent control measures. The
producer must provide documentation
of rodent control practices by
maintaining at the site an up-to-date
rodent control logbook with a site
diagram and other recordkeeping
evidencing implementation of rodent
control measures, which can include
documents provided by a pest control
operator, as provided in § 149.7.
(5) Feed or feed ingredients stored at
the site must be prepared, maintained,
and handled in a manner that protects
the feed or feed ingredients from
possible exposure to or contamination
by rodents or wildlife. Any movable
harborage in the immediate vicinity of
feed production and feed storage areas
that is not necessary to the day-to-day
operation of the site must be removed.
Harborage that cannot be removed or
harborage that is movable but necessary
to the day-to-day operation of the site
(e.g., equipment, etc.) must be checked
for signs of rodent or wildlife activity.
Rodent bait stations and/or traps must
be placed around (and in, if applicable)
all feed preparation and storage areas, as
well as near any harborage in the
vicinity that cannot be removed or that
is movable but necessary to the day-today operation of the site. Rodent bait
stations must be intact, systematically
maintained, and contain fresh bait that
consists of an EPA-registered
rodenticide formulation that is applied
according to its label. In addition, feed
or feed ingredients that are stored in
paper bags must be elevated off the floor
and be a sufficient distance away from
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the walls to allow for inspection,
baiting, and/or trapping. The rodent
control logbook, as provided in § 149.7,
must document that adequate rodent
control procedures have been
implemented in the feed production and
feed storage areas.
(6) Swine must not have access to
dead or live wildlife at the site. Dead or
live wildlife must not be intentionally
fed to swine.
(7) Swine at the site must not be fed
waste that contains meat.
(8) Procedures must be in place and
carried out for the prompt removal and
proper disposal of dead swine or swine
remains found in pens in order to
eliminate the opportunity for
cannibalism, as well as to prevent the
attraction of rodents or wildlife. Such
procedures must be documented in the
animal disposal plan, as provided in
§ 149.7.
(9) General hygiene and sanitation of
the site must be maintained at all times
to prevent the attraction of rodents and
wildlife. Solid non-fecal waste (facility
refuse) must be placed in covered
receptacles and be regularly removed
from the site. Spilled feed also must be
regularly removed and properly
disposed of.
(10) All records required under
§ 149.7 must be kept up to date and
readily available for inspection at the
site.
(c) Initial site audit for Stage I
enrolled status.
(1) Producers interested in
participating in the program should
request and review a pre-audit
information packet prepared by APHIS
that discusses the program, as well as
the steps in preparing for and requesting
an initial site audit.3 When the producer
and the producer’s herd health
personnel believe that a site meets
program standards, the producer must
arrange for an initial site audit, as
provided in paragraph (a) of this
section.
(2) Upon completion of the initial site
audit and submission of the completed
audit form and payment, APHIS will
review the completed audit form and
make a determination within 30 days as
to enrollment of the site in the program.
A pork production site that is found to
meet all good production practices and
other program requirements in this part
will be awarded Stage I enrolled status.
3 The pre-audit information packet may be
obtained from a qualified accredited veterinarian
(QAV), State or Federal animal health offices, or the
National Pork Board, or by writing to: USDA,
APHIS, Veterinary Services, Trichinae Certification
Program, 210 Walnut St., Room 891, Des Moines,
IA 50309. A pre-audit packet also may be requested
electronically through the program Web site on the
Internet at https://www.aphis.usda.gov/vs/trichinae.
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(d) Site audit for Stage II certified
status.
(1) A producer of a Stage I enrolled
site must arrange for another site audit
for Stage II certified status. The site
audit must be performed no sooner than
150 days (i.e., approximately 5 months)
from the date the site was awarded
Stage I enrolled status, and must be
completed, with the audit form and
payment submitted to APHIS, no later
than 210 days (i.e., approximately 7
months) from the date the site was
awarded Stage I enrolled status.
(2) APHIS will review the completed
audit form and make a determination as
to Stage II certified status within 7 days
of receipt of the audit form and
payment.
(i) A Stage I enrolled site that is found
to meet all good production practices
and other program requirements in this
part will be awarded Stage II certified
status.
(ii) A Stage I enrolled site that is
found, during a site audit, not to be
adhering to one or more good
production practices, or that fails to
follow the prescribed timetable for
completing a site audit and submitting
the completed audit form and payment,
will be subject to a review by APHIS to
consider the nature of the infraction(s),
and may lose its status as a Stage I site.
(e) Site audit for Stage III certified
status.
(1) A producer of a Stage II enrolled
site must arrange for another site audit
for Stage III certified status. The site
audit must be performed no sooner than
240 days (i.e., approximately 8 months)
from the date the site was awarded
Stage II certified status, and must be
completed, with the audit form and
payment submitted to APHIS, no later
than 300 days (i.e., approximately 10
months) from the date the site was
awarded Stage II certified status.
(2) APHIS will review the completed
audit form and make a determination as
to Stage III certified status within 30
days of receipt of the audit form and
payment.
(i) A Stage II certified site that is
found to meet all good production
practices and other program
requirements in this part will be
awarded Stage III certified status.
(ii) A Stage II certified site that is
found, during a site audit, not to be
adhering to one or more good
production practices, or that fails to
follow the prescribed timetable for
completing a site audit and submitting
the completed audit form and payment,
will be subject to a review by APHIS to
consider the nature of the infraction(s)
and determine whether to decertify the
site, as provided in § 149.2(e)(1).
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(f) Site audit for renewal of Stage III
certified status.
(1) A producer seeking to renew a
site’s Stage III certified status must
arrange for another site audit. The site
audit must be performed no sooner than
14 months from the date the site was
awarded Stage III certified status or the
date that status was last renewed, and
must be completed, with the audit form
and payment submitted to APHIS, no
later than 16 months from either the
date the site was awarded Stage III
certified status or the date the that status
was last renewed.
(2) APHIS will review the completed
audit form and make a determination as
to renewing the site’s Stage III certified
status within 30 days of receipt of the
audit form and payment.
(i) A Stage III certified site that is
found to meet all good production
practices and other program
requirements in this part will have its
status as a Stage III certified site
renewed.
(ii) A Stage III certified site that is
found, during a site audit, not to be
adhering to one or more good
production practices, or that fails to
follow the prescribed timetable for
completing a site audit and submitting
the completed audit form and payment,
will be subject to a review by APHIS to
consider the nature of the infraction(s)
and determine whether to decertify the
site, as provided in § 149.2(e)(1).
(Approved by the Office of Management and
Budget under control number 0579–0323)
§ 149.4
Spot audit.
(a) In addition to regularly scheduled
site audits, certified production sites
will be subject to spot audits.
(1) Random spot audit. Certified
production sites will be selected by the
APHIS Administrator at random for a
spot audit in order to:
(i) Ensure the integrity of the audit
process;
(ii) Verify that the audit process is
performed in a consistent manner across
the program; and
(iii) Verify that all required good
production practices are being
maintained between regularly
scheduled site audits.
(2) Spot audit for cause. A certified
production site may be subject to a spot
audit to trace back and investigate any
positive test results as a result of testing
of certified swine from that site at the
slaughter facility.
(b) All spot audits will be performed
by a QVMO. The producer of the
certified production site subject to spot
audit will not be charged for the spot
audit. APHIS will provide the producer
with written notification of the results
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of the spot audit, including
documentation of any deficiencies
noted during the audit. If the site is
found not to be adhering to one or more
of the required good production
practices, then the site will be subject to
a review by APHIS to consider the
nature of the infraction and to
determine whether to decertify the site,
as provided in § 149.2(e)(1). Unless a
spot audit results in decertification, it
does not otherwise affect the timetables
for the completion of site audits set
forth in paragraphs (e) and (f) of § 149.3.
§ 149.5 Offsite identification and
segregation of certified swine.
Certified swine moved from a
certified production site to another
location, whether to another certified
production site, buying station,
collection point, or slaughter facility,
must remain segregated from
noncertified swine at all times and
otherwise maintain their identity as
certified swine in such a way that they
could be readily traced back to the
certified production site from which
they came. Information relating to the
identification of the certified swine
must be documented in the animal
movement record maintained by the
producer. Failure to properly segregate
or maintain the identity of certified
swine from noncertified swine after
leaving the certified production site will
result in the loss of certified status for
that shipment of swine.
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§ 149.6
Slaughter facilities.
Only slaughter facilities that are
under continuous inspection by the
Food Safety and Inspection Service or
under State inspection that the Food
Safety and Inspection Service has
recognized as equivalent to Federal
inspection may participate in the
program. To participate in the program,
slaughter facilities must follow the
relevant provisions of this section
relating to verification, segregation,
testing, and recordkeeping. Participating
slaughter facilities that fail to comply
with any of the applicable requirements
of this section will not be allowed to
continue to participate in the Trichinae
Certification Program and the pork or
pork products prepared by the facility
will not be eligible for a certificate of
export that identifies the product as
meeting the standards of the Trichinae
Certification Program.
(a) Verification of certification. A
slaughter facility receiving certified
swine must verify the current
certification status of the pork
production site from which the animals
came. The current certification status
may be verified by maintaining dated
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certification documentation on file or by
accessing the Trichinae Certification
Program Web site on the Internet at
https://www.aphis.usda.gov/vs/trichinae.
If the slaughter facility is unable to
verify a site’s certification status
through documentation on file or
through the program Web site, the
slaughter facility then should contact
the APHIS area office in the State where
the site is located.
(b) Maintaining identity and
segregation of certified swine and pork
products. For certified swine to be
identified as certified pork, certified
swine and edible pork products derived
from certified swine must remain
segregated from swine and edible pork
products from noncertified sites
throughout receiving, handling, and
processing at the slaughter facility, as
well as while awaiting shipment from
the facility. The slaughter facility must
maintain the identity of the certified
swine or pork in a manner that allows
the certified swine or pork to be traced
back to the certified production site
from which it came. A slaughter
facility’s failure to properly segregate or
maintain the identity of certified swine
and edible pork products derived from
the certified swine will result in the loss
of certified status for that shipment of
swine, as well as the edible pork
products derived from those animals.
(c) Process-verification testing. A
slaughter facility processing certified
swine is responsible for performing
process-verification testing to determine
the Trichinella spp. infection status of
certified swine under its control as
follows:
(1) Validated tests. Processverification testing must be performed
by using a validated test. When testing
involves meat, the sample used for such
testing must be at least 20 grams.4
(2) Laboratory approval. Processverification testing must be performed
in an approved laboratory that has been
approved for trichinae testing by the
Agricultural Marketing Service (AMS).5
The approved laboratory may be
maintained and operated by the
slaughter facility or by another business
entity either on the premises of the
4 A copy of the testing methods and checklist for
conducting validated tests may be obtained by
contacting the AMS Trichinae Analyst and
Laboratory Certification Program Manager, USDA,
AMS, Science and Technology Programs, Technical
Services Branch, 1400 Independence Ave., SW.,
Mail Stop 0272, Washington, DC 20250–0272. The
manager may be contacted by phone at (202) 690–
0621.
5 A copy of the AMS Trichinae Accredited
Laboratory Program Requirements may be obtained
by contacting the AMS Trichinae Analyst and
Laboratory Certification Program Manager (see
footnote 4).
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slaughter facility or at another location.
Laboratory staff performing processverification testing must be accredited
by AMS to perform this program
function. For purposes of quality
assurance, all laboratory staff approved
to perform process-verification testing
will receive periodic proficiency test
panels from AMS that must be analyzed
correctly in order to maintain their
approval status.
(3) Testing sample size and frequency.
Process-verification testing must meet
the following minimum requirements
relating to sample size and frequency:
(i) Slaughter facility representatives
shall determine the yearly processing
capacity of the slaughter facility for the
next 12 months. Officials may use the
processing capacity over the previous 12
months if this period is representative of
a typical processing year.
(ii) Slaughter facility representatives
shall estimate the percentage of swine
processed that are likely to come from
certified production sites considering all
swine expected to be processed at the
slaughter facility during the selected 12month period. Swine that come from
certified production sites are considered
the eligible population to be sampled.
(iii) Slaughter facility representatives
shall use the Trichinae Certification
Slaughter Facility Sample Size
Determination Table on the Internet at
https://www.aphis.usda.gov/vs/trichinae
to find the number of samples to collect
from the population of swine from
certified production sites.6 If the eligible
population is not listed in that table, the
next largest number will be used to
determine the number of samples to
collect. Select the number of samples to
collect from the column on that table
that reflects a 99 percent confidence
level of detecting a positive carcass in
a population with a prevalence rate of
0.013 percent. The number selected
from the table will be the total number
of samples that slaughter facility
representatives must collect and test per
year and per month during the selected
12-month period.
(iv) For each sample collected,
slaughter facility representatives must
maintain the identity of the sample
using the PIN of the certified production
site that was the source of the swine
from which the sample was taken.
(v) FSIS program employees at the
slaughter facility will review and verify
that an adequate number of samples
have been collected and that proper
frequency of collection is maintained.
6 More information regarding sampling sizes may
be obtained by writing to USDA, APHIS, Veterinary
Services, Trichinae Certification Program, 210
Walnut St., Room 891, Des Moines, IA 50309.
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FSIS will report this information to
APHIS.
(vi) AMS representatives will verify
through a laboratory approval audit that
the laboratory performing processverification testing is correctly following
written procedures relating to the
receipt, handling, identification, and
testing of samples. These written
procedures must be maintained by the
laboratory in a quality assurance
manual, as provided in paragraph (c)(6)
of this section. In addition, a laboratory
that performs process-verification
testing at a location other than the
slaughter facility must include a
declaration of methodology used to test
samples when providing test results.
(vii) The APHIS Administrator may,
at APHIS’ expense, periodically request
that testing be performed on swine
brought to the slaughter facility from
specific certified production sites.
Requests to test swine from specific
certified production sites will count
towards the slaughter facility’s total
monthly testing requirement.
(4) Results of testing.
(i) The results of all processverification testing relating to certified
swine handled at the slaughter facility
must be retained in a separate file or
notebook as written records at the
slaughter facility and must be readily
available for inspection by FSIS
program employees.
(ii) FSIS will report to APHIS the
results of all process-verification testing.
(iii) In the event of a positive test
result, the slaughter facility
representative must notify the FSIS
program employee designated by the
FSIS Administrator immediately, who
in turn will report the PIN of the
certified production site that was the
source of the swine from which the
sample was taken and the test results of
the affected sample to the respective
APHIS area office. The following
sequence of events must take place
following a positive test result:
(A) If a test sample yields a positive
test result based on the digestion
method, the certified production site
that was the source of the swine from
which the sample was taken will be
decertified.
(B) If a test sample yields a positive
test result based on an ELISA method
and is confirmed positive by further
testing using the digestion method, the
certified production site that was the
source of the swine from which the
sample was taken will be decertified.
(C) If a test sample yields a positive
test result based on an ELISA method,
but is not confirmed positive by further
testing using the digestion method, then
the certified production site that was the
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source of the swine from which the
sample was taken will be investigated
by APHIS.
(1) The investigation may include a
spot audit of the affected site. Further
testing of animals or carcasses from the
affected site also may be performed as
part of the investigation. This
investigation would determine if the
production facility has sufficient
safeguards and is following good
production practices.
(2) While the affected site is under
investigation, its program status as a
certified production site will be
suspended. While the site is under
suspension, the producer must continue
to adhere to all of the required good
production practices and other
recordkeeping and program
requirements provided in this part.
During this suspension, swine at the site
may be sent to slaughter; however,
swine from the suspended site cannot
be identified as product from a certified
production site. The Administrator will
determine the program status of the
affected site within 30 days of the
initiation of the suspension.
(3) A finding that risk factors are
inadequately addressed in the site
investigation or the finding of additional
positive test results based on samples
from animals or carcasses from the
affected site will be grounds for APHIS
decertification of the site.
(5) Slaughter facility recordkeeping.
(i) All slaughter facilities that receive
certified swine must maintain records
relating to such animals, including the
number of certified swine processed, the
source of the certified swine, including
the PIN of the certified production site
from which the swine came from, and
all test results relating to processverification testing. Records relating to
certified swine must be retained at the
slaughter facility for a period of at least
3 years following the processing of such
animals.
(ii) All slaughter facilities must have
documented procedures on how
certified swine under its control, and
edible pork products derived from
certified swine, will remain segregated
from swine and edible pork products
from noncertified sites throughout
receiving, handling, and processing at
the facility, as well as while awaiting
shipment from the facility. The
slaughter facility must also have
documented procedures for maintaining
the identity of the certified swine or
pork with respect to the certified
production site from which it came.
(iii) All such records and other
documentation required to be
maintained by slaughter facilities under
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this part must be readily available for
inspection by FSIS program employees.
(6) Approved laboratory
recordkeeping. Approved laboratories
must have written procedures that
specify standards for sample size,
sample handling, sample identification,
and sample test methods used in
process-verification testing. All such
written procedures must be maintained
in a laboratory quality assurance manual
specifically for this program, or as a
separate section of an existing
laboratory quality assurance manual,
and must be retained at the approved
laboratory throughout the time the
approved laboratory is performing
process-verification testing under this
program. All such written procedures
relating to process-verification testing
must be readily available for inspection
by FSIS program employees or AMS
representatives.
(7) Slaughter facility overall
responsibility for process-verification
testing. The slaughter facility is
responsible for obtaining testable
samples and for ensuring that the
correct number of testable samples are
sent to the testing laboratory. Once the
slaughtering facility receives the test
results, it is responsible for reporting
those results in its facility trichinae
testing record. Moreover, the slaughter
facility is responsible for ensuring that
process-verification testing is carried
out in accordance with this part,
including the reporting of test results,
regardless of whether it is performed at
the slaughter facility or another
location, and regardless of whether the
testing is performed by slaughter facility
personnel or other persons.
§ 149.7
Recordkeeping at site.
(a) Stage I enrolled sites, Stage II or
Stage III certified sites, and any site that
has been suspended or voluntarily
decertified must maintain the following
program records: Animal disposal plan,
animal movement record, feed mill
quality assurance affidavit (if
applicable), and rodent control logbook.
All such records must be readily
available for inspection at the pork
production site at the time of an audit
by a QAV or QVMO, or by other APHIS
representatives during normal business
hours.
(1) Animal disposal plan. The animal
disposal plan must meet the following
minimum requirements:
(i) It must provide for the removal of
all dead swine or swine remains from
swine pens immediately upon
detection. Inspections for purposes of
detecting dead animals must occur at
least once every 24 hours.
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(ii) It must specify how often and at
what intervals the swine pens are
observed each day.
(iii) It must provide for the proper
storage of dead swine or swine remains
in accordance with local, State, and
Federal laws and regulations. If the
carcass storage facility or composting
facility is located on the site, then the
animal disposal plan must provide for a
storage or composting facility that
precludes rodent or wildlife contact
with dead swine or swine remains being
stored or composted.
(iv) It must provide for the disposal of
swine and other mammals by rendering,
incineration, composting, burial, or
other means, as allowed by and in
accordance with local, State, and
Federal laws and regulations. For sites
that use rendering services, the animal
disposal plan also must include the
name, address, and phone number of
the renderer.
(v) It must be updated as animal
disposal practices are changed at the
site.
(vi) It must be signed and dated by the
producer, as well as the caretaker of the
site (if the caretaker is a different person
than the producer).
(vii) It may be valid for a period no
longer than 2 years after the date of
signature by the producer and (if
applicable) the site caretaker.
(2) Animal movement record. The
animal movement record must meet the
following minimum requirements:
(i) It must be filled out completely
and properly, accounting for the
movement of all non-breeding swine
into and from the pork production site.
(ii) In the case of non-breeding swine
coming into the site, it must include the
date and number of arriving animals, as
well as the PIN of the certified
production site where the animals
originated, or alternatively, if the swine
are less than 5 weeks of age and
originated from a noncertified site, the
name and full address of the
noncertified site where the animals
originated. The animal movement
record must clearly document that all
non-breeding swine 5 weeks of age or
older arriving at the site originated from
another certified production site.
(iii) In the case of non-breeding swine
leaving the site, it must include the date
and number of departing animals, and
their destination.
(iv) It must document the number of
dead non-breeding swine that are
removed from the site, as well as the
number of dead non-breeding swine that
are buried or composted at the site, if
swine burial or composting is permitted
in that State or locality.
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(v) All entries to the animal
movement record must be signed or
initialed and dated by the producer or
other site caretaker making the entry.
(3) Rodent control logbook. The
rodent control logbook, which may
include records from a pest control
operator, must meet the following
minimum requirements:
(i) It must include a rodent control
diagram for the site indicating the
location of all rodent bait stations and
rodent traps at the site. The diagram
must be updated whenever bait stations
are added, moved, or removed.
(ii) It must document the number of
rodent traps set (if applicable), the
number of new rodent bait stations set,
and how often bait is refreshed.
(iii) It must document the disposal
method for all unused bait that is
replaced.
(iv) It must document the brand name
and active ingredient of bait, which
must be EPA-registered and applied
according to its label, as well as the
quantity of bait used (number of
pounds).
(v) If possible, it should document the
number of rodents caught or killed and
indicate how many were rats.
(vi) If possible, it should document
the number of rats sighted monthly.
(vii) All entries to the rodent control
logbook must be signed or initialed, as
well as dated by the producer or other
site caretaker making the entry. It must
be updated at least monthly.
(4) Feed mill quality assurance
affidavit. The feed mill quality
assurance affidavit, to be used in
conjunction with feed or feed
ingredients delivered to the pork
production site, must meet the
following minimum requirements:
(i) It must include the name of the
producer and the identity of the site,
including the PIN if it has been issued,
and the site address, as well as the name
and address of the feed mill and the
name and title of the feed mill
representative.
(ii) It must provide information that
the feed mill is following good
manufacturing practices, and further
specify, as evidence of these good
manufacturing practices, the following:
(A) That the feed mill has a rodent
control system that is maintained by the
feed mill itself or by a pest control firm
(include name and address of pest
control firm).
(B) The frequency with which such
rodent control system is maintained
(i.e., on a weekly basis, etc.); and
(C) That the feed mill maintains
records of pest management practices or
has records generated by a pest control
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operator, which must be made available
to the producer upon request.
(iii) It must be signed by the feed mill
representative and by the producer or
the producer’s designated
representative, to remain in effect for a
period of 2 years.
(b) All such records and other
documentation required under this
section must be retained at the pork
production site for a period of 2 years.
(c) All such records and other
documentation required under this
section must be readily available for
inspection at the pork production site at
the time of an audit by a QAV or
QVMO, or by other APHIS
representatives during normal business
hours.
(Approved by the Office of Management and
Budget under control number 0579–0323)
§ 149.8
Program fees and charges.
(a) Site audit. If a QVMO performs the
site audit, then the producer will pay
the QVMO at the time the site audit is
performed in accordance with the rate
and other conditions set by the QVMO’s
governmental employer. Further, if the
QVMO who performs the site audit is
employed by APHIS, then the producer
will pay APHIS for this service at the
hourly rate listed in table 1 for each
employee required to perform the
service. If the APHIS-employed QVMO
performs the site audit on a Sunday, on
a holiday, or at any time outside the
normal tour of duty of that employee,
then the producer will pay APHIS for
this service at the hourly rate listed in
table 2 for each employee required to
perform the service. Payment to APHIS
for the services of an APHIS-employed
QVMO, by certified check or U.S.
money order, must be remitted to the
QVMO at the time the site audit is
performed.
TABLE 1—RATES FOR SERVICES OF
QVMO
Hourly rate:
Per hour .................................
Per quarter hour ....................
Per service minimum fee ..............
$84.00
21.00
25.00
TABLE 2—OVERTIME RATES FOR
SERVICES OF QVMO (OUTSIDE THE
EMPLOYEE’S NORMAL TOUR OF
DUTY)
Premium hourly rate Monday
through Saturday and holidays:
Per hour .................................
Per quarter hour ....................
Premium hourly rate for Sundays:
Per hour .................................
Per quarter hour ....................
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(b) Program fee. The producer must
pay APHIS a program fee at the time of
each site audit in the amount of $51 to
cover APHIS’ administrative costs in
processing the audit and operating the
program. This program fee, payable to
APHIS by certified check or U.S. money
order, is due at the time of submitting
the completed site audit form for APHIS
evaluation.
(c) A producer will not be charged for
the cost of having a spot audit
performed at the pork production site.
§ 149.9
Pilot program sites.
Pork production sites participating in
an APHIS-approved trichinae pilot
program at the time of implementation
of the Trichinae Certification Program
on November 10, 2008 will maintain
their same program status as either a
Stage I enrolled, Stage II certified, or
Stage III certified site, as well as their
same program anniversary date for
purposes of completing a site audit and
submitting the completed audit form
and payment.
PART 160—DEFINITION OF TERMS
Authority: 7 U.S.C. 8301–8317; 15 U.S.C.
1828; 7 CFR 2.22, 2.80, and 371.4.
3. The authority citation for part 160
continues to read as follows:
■
Authority: 7 U.S.C. 8301–8317; 15 U.S.C.
1828; 7 CFR 2.22, 2.80, and 371.4.
§ 161.5
■
4. In § 160.1, a new definition is
added, in alphabetical order, for
qualified accredited veterinarian (QAV)
to read as follows:
■
§ 160.1
Definitions.
*
*
*
*
*
Qualified accredited veterinarian
(QAV). An accredited veterinarian who
has been granted an acccreditation
specialization by the Administrator
pursuant to § 161.5 of this subchapter
based on completion of an APHISapproved orientation or training
program.
*
*
*
*
*
PART 161—REQUIREMENTS AND
STANDARDS FOR ACCREDITED
VETERINARIANS AND SUSPENSION
OR REVOCATION OF SUCH
ACCREDITATION
5. The authority citation for part 161
continues to read as follows:
pwalker on PROD1PC71 with RULES3
■
VerDate Aug<31>2005
19:10 Oct 09, 2008
Jkt 217001
PO 00000
Frm 00026
Fmt 4701
Sfmt 4700
6. Section 161.5 is added to read as
follows:
Specialization.
An accreditation specialization
recognized by the Administrator may be
granted to an accredited veterinarian
upon completion of an orientation or
training program approved by APHIS.
For certain accredited specializations,
the cost of orientation or training may
be borne by the accredited veterinarian.
An accredited veterinarian granted an
accreditation specialization will be
referred to as a qualified accredited
veterinarian or QAV. A QAV will be
authorized to perform those activities
and functions specifically provided for
elsewhere in this chapter, for example,
in part 149.
Done in Washington, DC, this 2nd day of
October 2008.
Bruce Knight,
Under Secretary for Marketing and Regulatory
Programs.
[FR Doc. E8–23678 Filed 10–8–08; 11:15 am]
BILLING CODE 3410–34–P
E:\FR\FM\10OCR3.SGM
10OCR3
Agencies
[Federal Register Volume 73, Number 198 (Friday, October 10, 2008)]
[Rules and Regulations]
[Pages 60464-60488]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-23678]
[[Page 60463]]
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Part IV
Department of Agriculture
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Animal and Plant Health Inspection Service
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9 CFR Parts 149, 160, and 161
Trichinae Certification Program; Final Rule
Federal Register / Vol. 73, No. 198 / Friday, October 10, 2008 /
Rules and Regulations
[[Page 60464]]
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DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection Service
9 CFR Parts 149, 160, and 161
[Docket No. APHIS-2006-0089]
RIN 0579-AB92
Trichinae Certification Program
AGENCY: Animal and Plant Health Inspection Service, USDA.
ACTION: Final rule.
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SUMMARY: We are amending the regulations to establish a voluntary
Trichinae Certification Program for U.S. pork that has been produced
under disease-prevention conditions. Under the program, we will certify
pork production sites that follow prescribed good production practices
that reduce, eliminate, or avoid the risk of exposure of swine to
zoonotic parasites of the genus Trichinella. Such a program should
enhance the ability of producers to export pork and pork products to
overseas markets. This program has been developed as a cooperative
effort by the U.S. Department of Agriculture, the National Pork Board,
and the pork processing industry. This program will include those
producers who choose to participate in the program, as well as
slaughter facilities and other persons that handle or process swine
from pork production sites that have been certified under the program.
DATES: Effective Date: November 10, 2008.
FOR FURTHER INFORMATION CONTACT: Dr. Dave Pyburn, National Trichinae
Coordinator, VS, APHIS, 210 Walnut Street, Room 891, Des Moines, IA
50309; (515) 284-4122.
SUPPLEMENTARY INFORMATION:
Background
Trichinella are parasitic nematodes (roundworms) that are found in
many warm-blooded carnivores and omnivores, including swine. There are
eight known species of Trichinella nematodes: Trichinella britovi,
Trichinella murrelli, Trichinella nativa, Trichinella nelsoni,
Trichinella papuae, Trichinella pseudospiralis, Trichinella spiralis,
and Trichinella zimbabwensis. Trichinae is a generic term that refers
to all species of Trichinella.
Under the Animal Health Protection Act (7 U.S.C. 8301 et seq.), the
U.S. Department of Agriculture's (USDA's) Animal and Plant Health
Inspection Service (APHIS) may carry out operations and measures to
detect, control, or eradicate any pest or disease of livestock
(including the drawing of blood and diagnostic testing of animals).
Such operations can include animals at a slaughterhouse, stockyard, or
other point of concentration. The Administrator may also cooperate with
State authorities, Indian tribal authorities, or other persons in the
administration of regulations for the improvement of livestock and
livestock products.
Under the Agricultural Marketing Act of 1946 (7 U.S.C. 1622, AMA),
the Administrator of APHIS has authority with respect to voluntary
inspection and certification of animal products and the inspection,
testing, treatment, and certification of animals.
In a proposed rule \1\ published in the Federal Register on May 16,
2007 (72 FR 27656-27686; Docket No. APHIS-2006-0089), we proposed to
establish regulations for a Trichinae Certification Program in 9 CFR
part 149. We stated that the Trichinae Certification Program would
provide for the certification of pork production sites that follow
certain prescribed management practices that reduce, eliminate, or
avoid the risk of exposure of swine to Trichinella spp. In the proposed
rule, we also set forth requirements in the same part for the
systematic monitoring and testing of products derived from pigs that
originate from certified sites at slaughter facilities, and proposed
certain changes to 9 CFR parts 160 and 161 covering the accreditation
of veterinarians and veterinary medical officers that are needed for
the Trichinae Certification Program.
---------------------------------------------------------------------------
\1\ To view the proposed rule and the comments we received, go
to https://www.regulations.gov/fdmspublic/component/
main?main=DocketDetail&d=APHIS-2006-0089.
---------------------------------------------------------------------------
We solicited comments concerning our proposal for 60 days, ending
July 16, 2007. We received comments from five commenters by that date.
They were from two organizations representing the U.S. swine industry,
one organization representing exporters of U.S. meat products, one
organization representing U.S. veterinarians, and a private citizen.
They are discussed in the sections below by topic.
General Comments on the Proposed Rule
One commenter stated that the proposed program should be mandatory,
rather than voluntary. The commenter suggested that, under a voluntary
program, slaughter facilities that do not adhere to production
practices and biological security measures that are adequate to
preclude the transmission of trichinae from or to swine will not
participate, and thus will not be subject to sanitary inspections. The
commenter stated that, without mandatory inspections, such sites
present a significant risk of spreading trichinae both to the
surrounding swine population and to consumers of pork products.
The purpose of the Trichinae Certification Program is to facilitate
producers' access to foreign markets by providing them with a means to
certify their products as produced under conditions that reduce,
eliminate, or avoid the risk of exposure of swine to zoonotic parasites
of the genus Trichinella. The sanitary measures and site audits
stipulated by the proposed rule are necessary for the program to be
considered adequate by the foreign markets for which the program is
intended. As such, these sanitary measures and audits supplement, but
do not replace, existing Food Safety and Inspection Service (FSIS)
regulations mandating the inspection of slaughter facilities. These
existing regulations include 9 CFR 302.1, which requires most
facilities, with limited exemptions, to be inspected by FSIS; 9 CFR
309.1, which mandates ante-mortem inspections of most livestock; and 9
CFR 310.1, which mandates post-mortem inspections of carcasses at
slaughter facilities. APHIS regards these existing regulations to be
sufficient to mitigate the extremely low risk of pork products infected
with trichinae being sold to domestic or foreign consumers.
Another commenter suggested that we combine the provisions of this
program with the Agricultural Marketing Service's (AMS') Pork for the
European Union (EU) program, which requires producers to engage in
process-verification testing.
We are making no changes in response to this comment. The Trichinae
Certification Program is intended to facilitate the exportation of
fresh pork and pork products to all international markets, not only
those within the EU. Because countries outside of the EU sometimes have
requirements for process-verification testing and the importation of
pork products that differ from those of the EU, combining the two
programs might not facilitate the access of domestic producers to those
countries' markets.
However, in this final rule, we are making a number of changes to
the provisions of the program in order to better align them with the
existing standards of the EU. These changes are discussed below in the
section entitled ``Comments Regarding the Rule's Consistency with EU
Standards.''
[[Page 60465]]
Noting that we used ``trichinae'' throughout the proposed rule as a
general term to refer to the nematode Trichinella spiralis, one
commenter suggested that the term more accurately applies to all
species of Trichinella nematodes, and we should therefore replace all
references to Trichinella spiralis with Trichinella spp. The commenter
suggested that this would not alter the scope of the program, which
aims to reduce, eliminate, or avoid the risk of exposure of swine to
all Trichinella species, not just Trichinella spiralis.
We agree with this commenter. We did not include the other species
of Trichinella in our proposal only because of their current rarity or
non-existence in the United States. Accordingly, we are removing all
occurrences of the words ``Trichinella spiralis'' in the regulatory
text and adding ``Trichinella spp.'' in their place. The other sections
of this final rule also reflect this change.
Finally, one commenter suggested that, once this final rule is
published, APHIS should coordinate with the pork and meat-processing
industries to draft a program standards document to help producers
better understand and participate in the program.
We intend to produce such a document, as well as an auditor's
handbook, after the publication of this rule.
Comments Regarding the Rule's Consistency With EU Standards
Several commenters stated that certain provisions of the proposed
rule were inconsistent with the standards that the EU has developed for
its own trichinae control program. A commenter pointed out that, while
the proposed rule's provisions would allow facilities with outdoor
swine feeding areas to take part in the program, annex 4(1)(A)(j) of
``Commission Regulation (EEC) No. 2075/2005 of 5 December 2005 laying
down specific rules on official controls for Trichinella in meat''
forbids certified swine from having any outdoor access.
Another commenter stated that allowing swine that are fed meat-
containing food waste to participate in our program would be
inconsistent with the standards of other countries. The commenter did
not explicitly cite any conflicting international standards. However,
only one such standard exists. Articles 22(1)(a-b) of ``European
Community Regulation (EEC) No 1774/2002 of 3 October 2002 laying down
health rules concerning animal by-products not intended for human
consumption'' forbid any animal from being fed processed proteins from
the bodies of members of its own species and forbid farm animals, other
than fur animals, from being fed certain types of meat-containing
waste.
Both of these commenters suggested that such discrepancies may
impede the EU's recognition of the program, and thus hinder our ability
to achieve the stated aim of the proposed rule: To enhance the ability
of swine producers, as well as slaughter facilities and other persons
that handle or process swine from pork production sites that have been
certified under the program, to export fresh pork and pork products to
foreign markets. Accordingly, the commenters suggested that we forbid
outdoor production facilities from participating in the program, remove
provisions allowing swine at production facilities to be fed meat-
containing waste, and generally reevaluate the proposed rule for
consistency with the standards of the EU.
In response to these comments, we have undertaken such a
reevaluation. We have determined that the inclusion of outdoor
production facilities or facilities with outdoor feeding areas within
the program is indeed inconsistent with the standards of the EU, and
that such inclusion may impede the ability of the program to facilitate
the exportation of fresh pork and pork products to overseas markets.
Therefore, we have changed the regulations to exclude such facilities
from participating in the Trichinae Certification Program. As a result,
in this final rule, only pork production facilities that feed and house
pigs in enclosed structures, known as confinement units, may
participate in the Trichinae Certification Program. Such confinement
units, which are already employed by more than half the pork production
sites in the United States, including all of the pork production sites
participating in an APHIS-approved trichinae pilot program, and which
currently account for the majority of domestic pork production, are
constructed in a manner to preclude swine from having outdoor access,
to limit the exposure of swine to wildlife and birds, and to limit
swine's contact with carrion.
As a result of this change:
We now include a definition of confinement unit in Sec.
149.1 of the regulations. We are defining a confinement unit as ``a
structure on a pork production site in which swine are housed and fed
that is totally roofed and that is constructed in such a manner as to
prevent swine from being exposed to free-flying birds and other
wildlife, and from coming into contact with the carrion of free-flying
birds or other wildlife.'' This definition is generally consistent with
the definition of confinement unit that is provided in existing State
regulations governing pork production facilities.
In Sec. 149.1, in the definitions of pork production site
and sterile zone, we have removed references to ``the swine housing and
feeding areas'' and ``those buildings used to house or feed swine'' and
added ``the confinement unit'' in their place.
In Sec. 149.3, paragraph (b)(4) now specifies that swine
at the site must be housed and fed in a confinement unit. In that same
paragraph, we have removed all references to ``swine housing and
feeding areas,'' ``buildings housing the swine,'' and ``building(s)
used to house and feed swine,'' and have added the words ``confinement
unit'' in their place. We have also removed a reference to ``outdoor
swine feeding areas.''
In the same section, paragraph (b)(6) now reads as
follows: ``Swine must not have access to dead or live wildlife at the
site. Dead or live wildlife must not be intentionally fed to swine.''
In the proposed rule, the paragraph had also prohibited swine from
having access to wildlife harborage, including wooded lots and other
natural wildlife access areas. That prohibition would have been
necessary for outdoor production sites and production sites without
confinement units, and thus it is not necessary to include it in this
final rule.
We have determined that proposed provisions that would have allowed
swine to be fed meat-containing waste products are also inconsistent
with EU standards, and may impede the ability of the program to
accomplish its stated purpose. Therefore, we have removed the following
provisions:
In Sec. 149.1, the proposed definition waste feeding
logbook has been removed. Such a logbook is no longer necessary.
In Sec. 149.3, paragraph (b)(7), which as proposed would
have allowed swine to be fed meat-containing waste at a certified
production site, now reads as follows: ``Swine at the site must not be
fed waste that contains meat.''
In Sec. 149.7, the introductory text of paragraph (a) no
longer refers to a ``waste feeding logbook.'' In the same section, we
have removed paragraph (a)(5), which would have established
requirements for a waste feeding logbook.
Two commenters stated that, while the proposed rule stipulates that
slaughter facility representatives must collect and test enough samples
of swine from a certified production site to achieve a 99 percent
confidence level of
[[Page 60466]]
detecting trichinae if it exists in a certified herd based on a
prevalence of 0.013 percent, the EU's trichinae regulations require
testing sufficient to achieve a 95 percent confidence level in a sample
population. One of these commenters stated that a 99 percent confidence
level is therefore unnecessary, and that the confidence level ought to
be lowered to 95 percent.
The provisions of this program align with EU standards to the
greatest extent possible. However, because the program is voluntary, we
expect both the number of swine that could be tested under process-
verification testing, and, accordingly, the number that actually will
be tested to differ from those of the EU. Thus, adhering to a 99
percent confidence level provides an additional degree of assurance to
our trading partners that the standards of the Trichinae Certification
Program are sufficiently rigorous, and does not impose a significantly
greater amount of process verification testing on a participating
slaughter facility than the adoption of a 95 percent confidence level
would. If we were to adopt a 95 percent confidence level, a facility
that slaughters 5,000 certified swine annually would have to conduct
testing on 9 fewer samples yearly than it would in order to achieve a
99 percent confidence level, and a facility that slaughters 1 million
certified swine annually would have to test 5,291 fewer samples yearly.
In addition, we have determined that process-verification testing under
the provisions of the Trichinae Certification Program will cost, at
most, approximately $1.72 per swine. Thus, the adoption of a 95 percent
confidence level, as opposed to a 99 percent confidence level, would
not result in a large difference in the annual cost of process-
verification testing for a slaughter facility that participates in the
program, relative to the total annual cost of process-verification
testing for that facility.
Moreover, by requiring a 99 percent confidence level, we are taking
into account the degree of uncertainty that exists regarding the
current or future prevalence of trichinae within the U.S. herd. If
prevalence rates are, in fact, lower than our estimated 0.013 percent,
or some day become lower than 0.013 percent, then the level of testing
that we now consider to represent a 99 percent confidence level may, in
fact, represent or come to represent a lower confidence level. This is
important, because we believe that the maintenance of at least a 95
percent confidence level, regardless of fluctuations in prevalence
rates, represents a threshold for our trading partners' recognition of
our program. For this reason, we consider the possible benefits derived
from maintaining a 99 percent confidence level, as opposed to a 95
percent level, to be greater than the costs associated with attaining
that higher confidence level. Therefore, we are making no change to the
rule to lower that level.
Finally, as a result of our reevaluation of the provisions of the
Trichinae Certification Program in light of EU standards, we have
determined that slaughter facilities that conduct process-verification
testing involving meat within the Trichinae Certification Program must
obtain testing samples of at least 20 grams. The proposed rule did not
mandate the size of testing samples.
As a result, in Sec. 149.6, paragraph (c)(1) now reads as follows:
``Process-verification testing must be performed by using a validated
test. When testing involves meat, the sample used for such testing must
be at least 20 grams.''
Comments Regarding the Scope of the Program
In Sec. 149.0, ``Purpose and scope,'' we state that the purpose of
the Trichinae Certification Program is to enhance the ability of
domestic swine producers, as well as slaughter facilities and other
persons that handle or process swine from pork production sites that
have been certified under the program, to export fresh pork and pork
products to foreign markets.
One commenter suggested that we should widen the scope of the
program to include the possible use of the program for domestic
marketing purposes. Conversely, another commenter expressed concern
that the program could result in domestic products being labeled for
certification of freedom from trichinae or for compliance with program
standards, and suggested that such marketing could have an adverse
effect on producers who do not participate in the program.
Although we recognize that producers may wish to participate in the
program for domestic marketing purposes, such uses are currently
outside the scope of our proposed provisions, as we noted by including
a statement about the limited scope and purpose of the program in the
regulations. We acknowledge that the Administrator of APHIS has
authority under the AMA with respect to voluntary inspection and
certification of animal products and the inspection, testing,
treatment, and certification of animals. At this time, however, the
intent of our rule is to establish a program that will enhance the
ability of domestic swine producers, as well as slaughter facilities
and other persons that handle or process swine from pork production
sites that have been certified under the program, to export fresh pork
and pork products to foreign markets. Any amendments to the scope of
the program to include a domestic marketing aspect would be undertaken
in a separate rulemaking.
We recognize, moreover, that we referred to the labeling of pork
products once in the regulatory text of the proposed rule. In our
proposed definition of certified pork, footnote 1 stated that the
labeling of all pork products leaving a slaughter or processing
facility must comply with 9 CFR 317.4 and all other applicable FSIS
labeling regulations.
However, we did not intend the footnote as an endorsement of the
labeling of pork products destined for domestic or international
markets as certified under the Trichinae Certification Program. Rather,
we wished to emphasize that the labeling of pork products, whether
conducted in conjunction with the Trichinae Certification Program or
otherwise, falls under the purview of FSIS, rather than APHIS, and must
comply with FSIS regulations. Recognition of such a label as an
official label would need to occur through a separate regulatory
action.
Comments Regarding Stage I Status
In Sec. 149.2(a) of the proposed rule, we stated that once we
initially accept a producer into the certification program, we will
award the production site Stage I enrolled status. This stage signifies
that a qualified accredited veterinarian (QAV) or qualified veterinary
medical officer (QVMO) has performed a site audit of the facility and
found it to adhere to the good production practices set forth in Sec.
149.3(b), as well as any additional recordkeeping and program
requirements. This stage also signifies that APHIS has received the
completed audit form and the program fee of $51 from the producer. A
producer awarded Stage I status is acknowledged to be participating in
the certification program, but cannot identify swine originating from
his or her site as certified products from a certified production site;
we are only allowing Stage II and Stage III sites that have passed
subsequent site audits to identify their products as certified products
from a certified production site. Without such identification, pork
products from the site may not undergo process-verification testing at
a participating slaughter facility, and a certificate of export
identifying the products as being from the Trichinae Certification
Program may not be issued.
[[Page 60467]]
One commenter suggested that the $51 program fee for producers
seeking Stage I status is insufficient, and will ultimately force APHIS
to request a larger budget allocation in order to offset the losses
generated by the program. Conversely, another commenter pointed out
that producers who took part in the pilot programs assumed all costs
for obtaining and maintaining compliance with program standards, and
would likely be unwilling to pay program fees following implementation
of this rule. The commenter stated that, instead of imposing a program
fee, APHIS should operate the program out of federally appropriated
funds.
In the proposed rule, we itemized and evaluated the pro rata costs
associated with the pilot program. These costs included those incurred
in providing direct and support labor for the pilot program, estimated
agency overhead, and departmental charges. We then divided this number
by the total number of applications that had been processed within the
pilot program at the time and determined that a $51 program fee,
assessed each time a site audit is performed within the Trichinae
Certification Program, would be sufficient to cover our administrative
costs in processing the audit and operating the program.
However, we do recognize that this fee represents our best
estimation of the probable costs associated with processing audit forms
and administering the program at the time our evaluation took place,
fiscal year (FY) 2005. Therefore, we have reviewed the fee to determine
whether it needs to be adjusted for FY 2008 and FY 2009. As a result of
this review, and using the same methodology to arrive at the fee as we
did in the proposed rule, we have determined that a program fee of $ 51
should cover costs associated with the program in both fiscal years.
We note, moreover, that APHIS regularly reviews all fees that we
assess for our programs and, if necessary, undertakes rulemaking to
amend them. In accord with this practice, we intend to review the
program fee yearly based on the date of the initial implementation of
the program, beginning in FY 2010, and will initiate rulemaking each
time we need to change it.
Another commenter stated that, by not allowing producers with Stage
I enrolled status to identify their swine as certified products or
identify their facility as a certified production site, we are limiting
the program's ability to immediately facilitate the exportation of
fresh pork and pork products to overseas markets. In the commenter's
estimation, if the program is operational, but pork products shipped
overseas lack identifiable certification of freedom from trichinae, it
may take foreign markets several years to formally acknowledge the
program. To expedite access to those markets, the commenter suggested
that the first sites awarded Stage I status should be considered
certified and allowed to immediately begin process-verification testing
at participating slaughter facilities.
Section 149.9 of this final rule states that those sites that have
been participating in an APHIS-approved trichinae pilot program at the
time of implementation of the Trichinae Certification Program will
maintain their same program status as Stage I, Stage II, or Stage III
certified sites. Thus, pork production sites that obtained certified
status within a pilot program will be allowed to immediately identify
their swine as certified products from a certified production site
within the program. This provision addresses the commenter's concern.
In addition, we regard the provisions of the rule precluding Stage
I enrolled sites from immediately identifying their products as
certified and engaging in process-verification testing to be necessary
for us to determine whether such sites are able to adhere to the good
production practices, recordkeeping, and program requirements specified
by this rule over a sufficient period of time before obtaining
certification. Removing these provisions could impede our ability to
adequately assess such adherence, and thus adversely affect the
integrity of the program. Specifically, before a site audit takes place
for Stage I status within the program, APHIS has no assurance that the
site has been adhering to the good production practices of the
Trichinae Certification Program up to the point of the audit, and must
take into consideration the possibility that swine at the site were
produced at one point of their lives under standards at variance with
program standards. Under the provisions of the program, any such swine
would be sent to slaughter in most circumstances before the site was
eligible for Stage II certified status.
Comments Regarding a Change in Ownership of a Certified Production Site
In Sec. 149.2(d) of the proposed rule, we described a protocol for
producers to follow in the event that there is a change of ownership in
a site participating in the program. If there is a change in ownership
to a Stage I enrolled site, the site will continue to operate on the
same timetable as under the previous ownership for completing a site
audit for Stage II certified status. If there is a change in ownership
at a Stage II or Stage III certified site, a site audit must be
performed on that site within 60 days of the change of ownership. If
the site audit is satisfactory, the site will continue in the program
only as a Stage II certified site. A Stage III site that has reverted
to a Stage II site because of a change of ownership will be subject to
another site audit within 10 months' time; if that audit is
satisfactory, we will issue the site a new program anniversary date as
a starting date for the purposes of performing future audits. If the
results of any site audit arising from a change of ownership are not
satisfactory, we may decertify the site, and the site will have to
reapply for Stage I enrolled status.
One commenter pointed out that these provisions appear to apply
only to a change of ownership of a participating production site. The
commenter asked whether a change in ownership of a herd at a production
site, without a change in ownership of the site itself, would be
subject to a similar protocol.
The provisions are intended to apply to site ownership, not herd
ownership. If the ownership of the certified site remains the same, and
site audits continue to confirm the facility's adherence to the good
production practices stipulated by this rule, the ownership of the
swine at the facility may change without triggering the need for the
additional audits and other measures described in Sec. 149.2(d).
The same commenter asked which party assumes responsibility for
notifying APHIS of this change in ownership of the facility.
The outgoing owner of the facility will notify APHIS of the change
in ownership. Once such notification has occurred, the new owner will
arrange for a site audit, provided that this new owner wishes to remain
within the Trichinae Certification Program. Without such an audit, the
site may be subject to decertification, in accordance with Sec.
149.2(e)(1). We have amended Sec. 149.2(d)(2) to reflect this
clarification.
Comments Regarding Site Decertification and Renewal
In proposed Sec. 149.2(e)(1), we stated that a Stage II or Stage
III certified site that is found not to be adhering to one or more good
production practices as a result of a site audit or spot audit, or that
fails to follow the prescribed timetable for completing a site audit
and submitting the completed audit form and payment to continue
participation in the program, will be decertified by APHIS. During the
time a site is decertified, swine from that site cannot
[[Page 60468]]
be identified as certified product from a certified production site.
Once a site is decertified by APHIS, a producer wishing to participate
in the program again must follow the procedures for requesting a site
audit for Stage I enrolled status.
One commenter stated that late payment or an incomplete audit form
should not result in decertification of a production site. Instead, the
commenter suggested that we should work with producers to address these
errors before assessing a penalty, since such errors will usually be
clerical in nature.
The same commenter agreed that violations of the good production
practices should provide a basis for decertification in certain
instances, but stated that we should make a distinction between
substantive violations and minor infractions. The commenter suggested
that we could differentiate between violations based on whether they
can easily be rectified.
We believe decertification would be an appropriate response to
substantive violations of good production practices as well as
prolonged or repeated failures to observe the program's recordkeeping
requirements or timetable for submitting forms and payment.
However, we do recognize that there will be instances of violations
that are minor, inadvertent, and easily rectified, and that violations
of that nature should not necessarily lead to decertification in all
cases. Therefore, we have amended Sec. 149.2(e)(1) to read as follows:
``A Stage II or Stage III certified site that is found not to be
adhering to one or more of the good production practices as a result of
a site audit, or that fails to follow the prescribed timetable for
completing a site audit and submitting the completed audit form and
payment to continue participation in the program, will be subject to a
review by APHIS to consider the nature of the infraction(s) and to
determine whether the site should be decertified. Decertification will
result from infraction(s) that APHIS determines to be substantive,
prolonged, and/or repeated as a result of this review.''
To reflect this change, we have also amended Sec. Sec. 149.2,
149.3, and 149.4 to provide that APHIS will conduct a review to
consider the nature of possible infractions of the good production
practices or administrative requirements associated with the program
before decertifying a production site.
We are, however, retaining the provisions in the proposed rule that
stated that if a test sample obtained at a slaughter facility from a
certified swine yields positive test results based on the pooled
digestion method of detecting trichinae, or based on the ELISA method
as corroborated by the digestion method, we would decertify the
production site that was the source of the swine from which the sample
was taken.
Comments Regarding Procedures for a Request for Review
In proposed Sec. 149.2(f), we stated that, if there is a conflict
as to any material fact relating to the results of a site audit, spot
audit, or other determination affecting the producer's program status
or ability to participate in the program, the producer may submit a
written request for review to the Administrator. The producer must
include in the request the reasons, including any supporting
documentation, why the audit result or other determination should be
different than the result or determination made by the Administrator.
The initial audit result or other determination will remain in force
pending the completion of the Administrator's review. The decision by
the Administrator upon reviewing the producer's written request will be
final.
One commenter pointed out that, under the terms of the proposed
rule, APHIS is responsible both for decertifying a site and for
evaluating the request for review. The commenter stated that this may
present or give the appearance of presenting a conflict of interest,
and asked that we amend the rule to have another party evaluate each
request for review.
We are making no change in response to this comment. The review
process contained in the rule is intended not as a judicial process,
but as an opportunity for producers to present information to the
Administrator that may help to determine whether the initial decision
was in error. Therefore, it is reasonable that APHIS should be
responsible both for decertification and review of our determination.
We have used such a process within other certification and approval
programs that we administer, and have found it to provide an effective
means of review.
Comments Regarding Good Production Practices
In Sec. 149.3(b) of the proposed rule, we set forth good
production practices that producers must adhere to in order to
participate in the program.
Proposed paragraph (b)(2) stated that all non-breeding swine 5
weeks of age or older that enter a certified site must have originated
from another certified production site, and the animal movement record
between sites must include the trichinae identification number (TIN) of
the certified production site from which the swine originated.
Observing our reference to a TIN, and noting that we defined the
TIN as ``a number assigned to a pork production site by the APHIS
Administrator,'' two commenters asked whether the premises
identification number (PIN) assigned to sites that register their
premises for APHIS' National Animal Identification System (NAIS) could
take the place of the TIN. The commenters stated that the TIN and PIN
appear to serve identical functions, that there is broad support for
premises registration within the swine industry, and that the use of an
alternate identification system within the certification program may
confuse producers who already have a PIN. Accordingly, the commenters
suggested that we allow producers who already have a PIN to use this
instead of the TIN and that we add a field to our NAIS premises
registration forms and our National Premises Identification Repository
(NPIR) to allow a producer to identify his or her premises as
participating in the Trichinae Certification Program.
On December 19, 2007, APHIS issued the NAIS Business Plan to
Advance Animal Disease Traceability (announced at 72 FR 71871-
71873).\2\ This document recommended strategies and actions that would
enable existing State and Federal regulated and voluntary animal health
programs, industry-administered management and marketing programs, and
various animal identification methods to work in harmony in the NAIS.
One of the strategies stated that APHIS will standardize data elements
within all APHIS-administered disease programs by using the PIN as the
unique location identifier for these programs. Accordingly, each
producer who enrolls in the Trichinae Certification Program will be
issued a PIN. We have amended the regulatory text in this final rule to
reflect this change.
---------------------------------------------------------------------------
\2\ The Business Plan is available on the Internet at https://
animalid.aphis.usda.gov/nais/.
---------------------------------------------------------------------------
In addition, while the data entry fields in the NPIR are not
configured in a way that would allow the association requested by the
commenter, we are exploring whether other databases maintained by
APHIS' National Center for Animal Health Programs can recognize a
producer's certified status within the program and associate it with
other data elements. We will provide notice in a future iteration of
the program standards if such recognition and association become
possible.
Paragraphs (b)(4) and (b)(5) of proposed Sec. 149.3 described
measures to be taken to prevent infestations by
[[Page 60469]]
wildlife and rodents, including requirements for the use of rodent bait
stations. In both paragraph (b)(4) and (b)(5), we stated that all such
rodent bait stations must be intact, systematically maintained, and
contain fresh bait that consists of an Environmental Protection Agency
(EPA)-registered rodenticide formulation that is applied according to
its label.
Noting the requirements for the use of EPA-registered rodenticides
as part of the good production practices, one commenter asked whether
APHIS had taken into account a notice that EPA published in the Federal
Register on January 17, 2007 (72 FR 1992-1993; Docket No. EPA-HQ-OPP-
2006-0955; FRL-E104-7) that announced the availability of a proposed
mitigation decision restricting the use of several rodenticides
currently on the market. The commenter asked us to evaluate both the
possible increased cost and decreased efficacy of rodenticides as a
result of this decision.
On May 28, 2008, EPA released its final decision, titled ``Risk
Mitigation Decision for Ten Rodenticides.'' \3\ In it, EPA decided not
to restrict the use or otherwise alter the efficacy of these
rodenticides, but instead decided upon sale and distribution
limitations on the products to limit their use in residential settings.
EPA's final decision contained an evaluation of the potential economic
impacts of these limitations for poultry and livestock producers, and
determined that these limitations would not change the availability of
the rodenticides for such producers.
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\3\ To view this document, go to https://www.epa.gov/pesticides/
reregistration/rodenticides/rodenticides_mitigation_decision.pdf.
---------------------------------------------------------------------------
Finally, one commenter asked us to consider the use of bird-
proofing shields as an additional good production practice. The
commenter suggested that the use of such barriers would prevent pigs
from exposure to carrion, would add another safeguard to promote rodent
control, and would further prevent swine's contact with wildlife.
As noted previously, this final rule provides that only pork
production sites that house and feed pigs in confinement units may
participate in the Trichinae Certification Program. All confinement
units are constructed so as to prevent the exposure of swine to free-
flying birds, wildlife, and carrion.
Comments Regarding Renewal of Stage III Certified Status
In Sec. 149.2(c) of the proposed rule, we stipulated that sites
that achieve Stage III certified status will be subject to subsequent
site audits to determine continued participation in the program. In
Sec. 149.3(f), we stated that such site audits must be performed no
sooner than 14 months, and no later than 16 months, from either the
date the site was awarded Stage III status or the date of the last
renewal. If, as a result of any of these renewal audits, we determine
that the site is not adhering to one or more of the good production
practices, the site will be subject to decertification.
We received two comments regarding these paragraphs. The commenters
agreed that the first few renewals should occur at intervals of 14 to
16 months, but stated that subsequent audits for recertification should
occur less frequently. One of the commenters stated that the change in
frequency should occur after 5 years of successful recertification
audits, and that the intervals should increase at that point to no less
than 28 months and no more than 32 months. The other commenter
suggested that the change should occur after the second successful
renewal, and that all subsequent audits should be conducted at a
maximum of 30-month intervals. The commenters suggested that making
site audits less frequent should reduce the cost of the program and
thus facilitate producer participation, yet would not alter it in a
manner that could have a negative impact on the domestic perception or
international recognition of our standards.
We consider it necessary for at least the first four renewal audits
to take place at 14- to 16-month intervals. Such intervals will ensure
that, over time, each Stage III site is audited for adherence to the
good production practices at least once during each major period for
receiving and rendering swine during the calendar year, and,
eventually, during each season within the calendar year. This is
important, because each season of the year presents producers with
unique climatic and environmental conditions, e.g., ground cover during
the winter or the increased presence of rodents during the harvest
seasons, that can make adherence to the good production practices
difficult, and that auditors must be able to assess in determining a
producer's ongoing adherence to those practices.
Increasing the time between subsequent audits while the Trichinae
Certification Program is still in its initial implementation may
adversely impact the program's credibility, and hinder it from
accomplishing its stated goal.
However, as the program gains acceptance within the United States
and is reviewed by export partners, the intervals between such audits
will be reviewed. If we deem longer intervals to be appropriate at that
time, we may initiate rulemaking to change them.
Comments Regarding Process-Verification Testing
In proposed Sec. 149.6(c), we stated that slaughter facilities
processing certified swine are responsible for performing process-
verification testing at their expense in order to determine the
Trichinella spp. infection status of certified swine under their
control. In proposed Sec. 149.6(c)(2), we stated that all testing must
be performed in a laboratory that has been approved for trichinae
testing by AMS. We further stated that the laboratory may be maintained
and operated by the slaughter facility or by another business entity,
and may be at the slaughter facility or offsite, but that, regardless
of its location, the laboratory staff performing the tests must be
approved by AMS, and will be subject to periodic proficiency test
panels from AMS that will have to be analyzed correctly in order to
maintain approved status.
One commenter asked for clarification regarding the process AMS
employs to approve a laboratory, the cost of this initial approval and
any subsequent audits/recertification, the possibility of combining
such audits and recertification with other programs administered by
AMS, the causes of decertification or withdrawal of approval of a
laboratory or its personnel, the procedure for recertification, and the
ramifications for deviations from standard operating procedures for the
laboratory.
Slaughter facilities and other business entities interested in more
information regarding the AMS approval process for process-verification
testing laboratories should contact the AMS Trichinae Analyst and
Laboratory Certification Program Manager. All correspondence should be
addressed to the AMS Trichinae Analyst and Laboratory Certification
Program Manager, USDA, AMS, Science and Technology Programs, Technical
Services Branch, 1400 Independence Ave., SW., Mail Stop 0272,
Washington, DC 20250-0272. The manager may be contacted by phone at
(202) 690-0621.
We recognize that this address differs slightly from that provided
in footnote 4 of Sec. 149.6 of the proposed rule. We have revised that
footnote to reflect this change.
In proposed Sec. 149.6(c)(3)(iii), we stated that, in order to
determine the sample size for such testing, the laboratory must use the
Trichinae Certification Slaughter Facility Sample Size Determination
Table set forth in that paragraph to determine the number
[[Page 60470]]
of samples they must collect from the population of swine from
certified sites. The table included in the proposed rule set sampling
sizes for facilities that expect to process 1,000, 5,000, 25,000,
100,000, 200,000, 400,000, 1 million, 2 million, 4 million, and 5
million certified swine annually, respectively. We stated that the
facility must collect the number of samples that reflects a 99 percent
confidence level of detecting a positive carcass in a certified herd,
based on a disease prevalence of 0.013 percent within that population,
and stated that, if the eligible population of swine is not listed in
the table, the facility must use the next largest number to determine
the number of samples to collect. The number of samples selected from
the table will be the total number of samples that slaughter facility
representatives must collect and test per year and per month during a
12-month period.
A commenter pointed out that, by requiring a facility that expects
to process a number of swine not listed on the table to obtain samples
from the next largest population, and by providing only 10 population
intervals, we will often require facilities to achieve a confidence
level of more than 99 percent. If, however, we regard a 99 percent
confidence level to be sufficient for the purposes of our program, the
commenter proposed that we revise the table to provide population
numbers in increments of 1,000 from 1,000 to 10,000, increments of
2,000 from 10,000 to 25,000, increments of 5,000 from 25,000 to
100,000, and increments of 50,000 from 100,000 to 5 million, and that
we revise the corresponding yearly and monthly sampling sizes
accordingly.
We agree with this commenter, and have therefore revised the table.
Because the revised table is large, and because the table does not
establish operational procedures but rather clarifies procedures
included in Sec. 149.6(c)(3)(iii) for the benefit of participating
slaughter facilities, we have removed the table from the regulatory
text of the final rule. It will be available on the Internet at https://
www.aphis.usda.gov/vs/trichinae. We have also added a footnote to Sec.
149.6(c)(3)(iii) stating that more information regarding sampling sizes
may be obtained by contacting APHIS' Trichinae Program Manager.
Comment Regarding the Results of Process-Verification Testing
In proposed Sec. 149.6(c)(4), we stated that the results of
process-verification testing relating to certified swine handled at the
slaughter facility must be retained in a separate file or notebook as
written records at the slaughter facility and must be available for
inspection by FSIS program employees.
Proposed paragraph (c)(4)(iii) stated that, in the event of a
positive test result, a representative of the slaughter facility must
notify an FSIS employee designated by the FSIS Administrator
immediately, who in turn will report the TIN of the certified
production site that was the source of the swine from which the sample
was taken and the test results of the affected sample to the respective
APHIS area office. We further stated that:
If a test sample yields a positive test result based on
the digestion method of detecting trichinae, then the certified
production site that was the source of the swine from which the sample
was taken will be decertified.
If a test sample yields a positive test result based on an
ELISA method, and is confirmed positive by further testing using the
digestion method, then the certified production site that was the
source of the swine from which the sample was taken will be
decertified.
If a test sample yields a positive test result based on an
ELISA method, but is not confirmed positive by further testing using
the digestion method, then the certified production site that was the
source of the swine from which the sample was taken will be
investigated by APHIS. This investigation may include a spot audit of
the affected site, as well as further testing of animals or carcasses
from the affected site. The investigation will determine if the site
has sufficient safeguards and is following good production practices.
One commenter understood the rule to state that a positive test
result will result in audits of the site that was the source of the
swine from which the sample was taken, and will cause additional
testing to be performed on swine from that site. The commenter
requested that APHIS provide more information regarding the nature of
this corroborative testing in a future program standards document.
A positive test result from a slaughter facility will result in
subsequent testing of other animals from the site that was the source
of the swine from which the positive sample was taken only if the
sample yields a positive test result under the ELISA method, but does
not do so under the digestion method. In such cases, additional testing
is necessary to help APHIS to resolve the discrepancy between the two
tests. We recognize, however, that we failed to specify the nature of
this subsequent testing in the proposed rule. The testing employed will
be the ELISA method. We will put such information in the forthcoming
program standards document.
In a related matter, however, we recognize that the proposed
provisions of this paragraph could be construed to suggest that, while
this corroborative testing is ongoing, and while the site is,
consequently, suspended from participation in the Trichinae
Certification Program, no swine may be sent to slaughter from the site.
This is not the case; swine may be sent to slaughter during this time,
but not identified as certified products from a certified production
site. We have modified the paragraph to reflect this clarification.
Comment Regarding Recordkeeping Requirements
In proposed Sec. 149.7(a), we set forth recordkeeping requirements
for producers participating in the program. We stated that all sites
would have to maintain the following program records: Animal disposal
plan, animal movement record, feed mill quality assurance affidavit (if
applicable), and rodent control logbook. As part of the provisions
regarding the animal movement record, we stated that producers must
document the number of dead non-breeding swine that are removed from
the site, as well as the number of non-breeding swine that are buried
or composted at the site, if swine burial or composting is permitted in
that State or locality.
One commenter stated that information regarding the number of non-
breeding swine that are buried or composted at the site constitutes
confidential business information, and requested clarification
regarding our need to retain such records.
APHIS representatives may need to review this information in order
to corroborate the results of an audit. It will be the site owner, not
APHIS, who will retain the records.
Comment Regarding QAV Standards
In proposed Sec. 161.5, we set forth requirements for
veterinarians who wish to be recognized as qualified accredited
veterinarians (QAVs) for the Trichinae Certification Program. We
stipulated that, in addition to existing accreditation requirements,
such veterinarians need to complete an APHIS-approved orientation or
training program regarding the specializations particular to the
certification program. Thus, an accredited veterinarian who completes
APHIS-approved training in good production practices in swine
management could become a QAV and be authorized to perform site audits
within the program.
[[Page 60471]]
One commenter, upon evaluating the existing accreditation
requirements and our new proposed requirement, stated that it appeared
that the only prerequisites for obtaining certification as a QAV are
the possession of a doctorate in veterinary medicine and successful
completion of an APHIS-approved training program. The commenter asked
for further clarification regarding the knowledge and experience
necessary to obtain certification as a QAV.
QAVs must possess a Doctorate in Veterinary Medicine, must apply
for and obtain general accreditation from APHIS under the provisions of
9 CFR part 161, must undergo an APHIS-approved training program in good
production practices in swine management, must adhere to the
``Auditor's Handbook'' that we will issue upon implementation of the
program, and must seek recertification every two years.
In light of the commenter's question, we recognize that we did not
provide a point of contact in our proposal for accredited veterinarians
interested in obtaining specializations related to the Trichinae
Certification Program. They should contact APHIS' National Trichinae
Coordinator, or write to the Trichinae Certification Program office. We
are adding contact information for the coordinator and the mailing
address for the office to Sec. 149.1, as a footnote to our definition
of qualified accredited veterinarian.
Miscellaneous Changes
In proposed Sec. 149.2(d)(2), we stated that within 60 days of a
change of ownership of a Stage II or Stage III certified site, a site
audit must be performed in order for the site to maintain its certified
status. We further stated that if the site audit is satisfactory, then
the Stage II or Stage III certified site will continue in the program
``only as a Stage II certified site.''
In reviewing our proposal, we have determined that these provisions
could be construed as meaning that Stage II or Stage III certified
sites that change ownership will be precluded from obtaining Stage III
certified status. This is not the case. While a Stage II or Stage III
site that changes ownership and obtains a satisfactory site audit will
continue in the program initially as a Stage II site, a new program
anniversary date for that site will also be established based on the
date it was audited. Thus, such sites will be able to request an audit
in order to obtain Stage III status 240 days after the site audit
resulting from a change of ownership, and must request one no later
than 300 days after that audit.
Accordingly, in this final rule, Sec. 149.2(d)(2) states more
clearly that a Stage II or Stage III site can continue in the program
after a change in ownership initially as a Stage II site following a
satisfactory audit, and that a new program anniversary date for that
site will be established based on the date the site was audited to
continue in the program as a Stage II certified site. The producer of
the site will then arrange for a site audit to gain (or regain) Stage
III certified status based on that new anniversary date and according
to the timetable prescribed in Sec. 149.3(e).
In proposed Sec. 149.2(e)(ii), we stated that, no more than once
every two years, a producer may request that one or more certified
production sites be temporarily withdrawn from the program. In order to
obtain a withdrawal, the producer would have to submit a request in
writing to the Administrator.
During the period of withdrawal, swine from the site would not be
able to be identified as certified products from a certified production
site, but the producer would still have to continue to adhere to all
good production practices and other program requirements, unless the
Administrator specifically waived a certain requirement in granting the
withdrawal.
Before being reinstated, that is, while still under temporary
withdrawal status, the site would have to pass a site audit to indicate
that it is adhering to all good production practices (including any
practices previously waived by the Administrator). If swine 5 weeks of
age or older originating from noncertified sources are received at the
site during the time of withdrawal, then the site audit for
reinstatement must be performed within 30 days of the date the last
swine from noncertified sources was removed from the site, but no later
than 180 days from the date the site was granted temporary withdrawal
status. A site found during the audit not to be adhering to one or more
of the good production practices, including any waived during the
period of withdrawal, would be subject to decertification.
In reviewing our proposal, we have determined that these provisions
appear contradictory, insofar as we require a temporarily withdrawn
site to adhere to all the good production practices and program
requirements, unless a requirement is explicitly waived by the
Administrator, yet seem to allow all temporarily withdrawn sites to
receive swine 5 weeks of age or older from noncertified sources, in
contravention of one of the good production practices.
We intended these provisions to allow a temporarily withdrawn site
to receive swine from a noncertified source, only if the Administrator
specifically waived the good production practice prohibiting such
reception in granting the producer's request for withdrawal. Therefore,
in this final rule, Sec. 149.2(e)(ii) now explicitly states that, in
order to maintain status in the program, a temporarily withdrawn
production site must obtain a waiver from the Administrator before
receiving swine 5 weeks of age or older from a noncertified source.
In proposed Sec. 149.4, we stated that all certified production
sites would be subject to spot audits. Spot audits may be performed at
random to verify the integrity of the program or, in some cases, to
trace back and investigate a positive test result that results from the
testing of certified swine from that site at a slaughter facility. In
reviewing our proposal, we realize that we failed to state whether a
spot audit of a site will affect the timetable that site was following
for the completion of subsequent site audits, i.e., whether a new
anniversary date will be instituted for the site based on the date that
it undergoes the spot audit.
Sites subjected to a spot audit will maintain the same timetable
for completion of site audits that they had prior to the spot audit.
The reasons for this are twofold, depending on the nature of the spot
audit. A site that is the source of certified swine that test positive
for trichinae under process-verification testing at a slaughter
facility must be considered a potential source of future trichinae
infection, even if the site passes a spot audit for cause. It is
therefore important that the site maintain the same timetable for
completing subsequent audits that it had prior to the spot audit, in
order for us to adequately assess the safeguards it has in place and to
determine the site's ongoing adherence to the program's good production
practices.
A random spot audit does not affect the time table for completion
of subsequent audits because the primary aim of such an audit is not to
assess a production site for adherence to the good production practices
and other program standards, but to ensure the integrity of the
auditing process itself by verifying that it is being performed in a
consistent manner across the program.
Therefore, paragraph (b) of Sec. 149.4 now specifies that unless a
spot audit results in decertification, it does not otherwise affect the
timetables for the completion of site audits set forth in this rule.
[[Page 60472]]
In proposed Sec. 149.3(a)(5) and proposed Sec. 149.8(a)(1), we
stated that, if a QAV performs a site audit, the producer will pay the
QAV directly at a mutually agreed-upon time and rate. In reviewing our
proposal, we have determined that this provision presupposes that a QAV
will charge a producer for the cost of each site audit, and could be
construed to specify the nature of the agreement that would occur
between the two parties. For these reasons, we have removed this
provision from the two paragraphs. Similarly, since a QAV may decide
not to charge a producer for the cost of a site audit, we have removed
statements in the same proposed paragraphs that a producer is
responsible for the cost of the site audit.
Finally, in a related matter, in proposed Sec. 149.3, we twice
stated that a producer ``may'' have to contact either a QAV or QVMO in
order to conduct a site audit. In proposed paragraph (c)(1), we stated
that, when a producer and the producer's herd health personnel believe
that a site meets program standards, the producer may arrange for an
initial site audit, while, in proposed paragraph (a)(1), we stated
that, if a QAV is not available to perform this site audit, the
producer may then contact the APHIS area office to request that a QVMO
perform the audit.
In reviewing our proposal, we have determined that the use of
``may'' in these two paragraphs could be construed as allowing a
producer to forego an initial site audit and yet still become enrolled
in the program. This is not the case. We have therefore replaced
``may'' with ``must'' in these two paragraphs.
Therefore, for the reasons given in the proposed rule and in this
document, we are adopting the proposed rule as a final rule, with the
changes discussed in this document.
Executive Order 12866 and Regulatory Flexibility Act
This rule has been reviewed under Executive Order 12866. The rule
has been determined to be significant for the purposes of Executive
Order 12866 and, therefore, has been reviewed by the Office of
Management and Budget.
In accordance with the Animal Health Protection Act (7 U.S.C. 8301
et seq.), the Secretary of Agriculture has the authority to promulgate
regulations and conduct programs to detect, control, or eradicate any
pest or disease of livestock (including the drawing of blood and
diagnostic testing of animals). Such programs can include animals at a
slaughterhouse, stockyard, or other point of concentration. The
Secretary may also cooperate with State authorities, Indian tribal
authorities, or other persons in the administration of regulations for
the improvement of livesto