Phytophthora Ramorum; Quarantine and Regulations, 8585-8604 [07-892]
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8585
Rules and Regulations
Federal Register
Vol. 72, No. 38
Tuesday, February 27, 2007
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents. Prices of
new books are listed in the first FEDERAL
REGISTER issue of each week.
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection
Service
7 CFR Part 301
[Docket No. 01–054–3]
RIN 0579–AB82
Phytophthora Ramorum; Quarantine
and Regulations
Animal and Plant Health
Inspection Service, USDA.
ACTION: Interim rule and request for
comments.
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AGENCY:
SUMMARY: We are amending the
Phytophthora ramorum regulations to
establish restrictions on the interstate
movement of nursery stock from
nurseries in nonquarantined areas in
California, Oregon, and Washington. We
are also amending the regulations to
update conditions for the movement of
regulated articles of nursery stock from
quarantined areas, to add restrictions on
the movement of decorative trees
without roots from quarantined areas, as
well as to restrict the interstate
movement of all other nursery stock
from nurseries in quarantined areas. We
are also updating the list of plants
regulated because of P. ramorum and
the list of areas that are quarantined for
P. ramorum, and making other
miscellaneous amendments to the
regulations. These actions are necessary
to prevent the spread of P. ramorum to
noninfested areas of the United States.
DATES: This interim rule is effective
February 27, 2007. We will consider all
comments that we receive on or before
April 30, 2007.
ADDRESSES: You may submit comments
by either of the following methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov, select
‘‘Animal and Plant Health Inspection
Service’’ from the agency drop-down
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menu, then click ‘‘Submit.’’ In the
Docket ID column, select APHIS–2005–
0102 to submit or view public
comments and to view supporting and
related materials available
electronically. Information on using
Regulations.gov, including instructions
for accessing documents, submitting
comments, and viewing the docket after
the close of the comment period, is
available through the site’s ‘‘User Tips’’
link.
• Postal Mail/Commercial Delivery:
Please send four copies of your
comment (an original and three copies)
to Docket No. 01–054–1, Regulatory
Analysis and Development, PPD,
APHIS, Station 3C71, 4700 River Road
Unit 118, Riverdale, MD 20737–1238.
Please state that your comment refers to
Docket No. 01–054–3.
Reading Room: You may read any
comments that we receive on this
docket in our reading room. The reading
room is located in room 1141 of the
USDA South Building, 14th Street and
Independence Avenue SW.,
Washington, DC. Normal reading room
hours are 8 a.m. to 4:30 p.m., Monday
through Friday, except holidays. To be
sure someone is there to help you,
please call (202) 690–2817 before
coming.
Other Information: Additional
information about APHIS and its
programs is available on the Internet at
https://www.aphis.usda.gov.
FOR FURTHER INFORMATION CONTACT: Mr.
Jonathan Jones, National Phytophthora
ramorum Program Manager, Pest
Detection and Management Programs,
PPQ, APHIS, 4700 River Road Unit 160,
Riverdale, MD 20737; (301) 734–8247.
SUPPLEMENTARY INFORMATION:
Background
Under the regulations in ‘‘SubpartPhytophthora Ramorum’’ (7 CFR 301.92
through 301.92–11, referred to below as
the regulations), the Animal and Plant
Health Inspection Service (APHIS) of
the U.S. Department of Agriculture
(USDA) restricts the interstate
movement of certain regulated and
restricted articles from quarantined
areas in California and Oregon to
prevent the artificial spread of
Phytophthora ramorum, the pathogen
that causes the plant diseases commonly
known as sudden oak death, ramorum
leaf blight, and ramorum dieback.
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The regulations, which were
established in February 2002,
quarantined 10 counties in California
and part of 1 county in Oregon, and
restrict the interstate movement of
regulated and restricted articles from
those areas. Regulated articles, which
may be moved interstate from
quarantined areas contingent upon the
application of certain phytosanitary
measures, include soil and nursery
stock (except acorns and seeds),
unprocessed wood and wood products
(including firewood, logs, and lumber),
and plant products (including wreaths,
garlands, and greenery) of 14 species
and 1 genus of plants. Restricted articles
from quarantined areas, which are
prohibited from moving interstate
except under departmental permit,
include bark chips, forest stock, and
mulch of the same 14 species and 1
genus of plants. The regulations also
include provisions for the issuance of
certificates and compliance agreements,
as well as provisions regarding
treatments for regulated articles and
inspection and sampling protocols for
nurseries shipping host plants
interstate.
The regulatory changes codified by
this rule are consistent with an order
issued by APHIS on December 21, 2004,
that restricted the interstate movement
of nursery stock from California,
Oregon, and Washington nurseries.1 The
requirements established by this rule
supercede the requirements of the order.
In this interim rule, we are amending
the regulations to establish restrictions
on the interstate movement of nursery
stock from nurseries in nonquarantined
counties in California, Oregon, and
Washington. We are also amending the
regulations to update conditions for the
movement of regulated articles of
nursery stock from quarantined areas, to
add restrictions on the movement of
decorative trees without roots from
quarantined areas, as well as to restrict
the interstate movement of all other
nursery stock from nurseries in
quarantined areas. We are also updating
the list of plants regulated because of P.
ramorum and the list of areas that are
quarantined for P. ramorum, and
making other miscellaneous
amendments to the regulations. These
actions are necessary to prevent the
1 The emergency order can be viewed on the
Internet at: https://www.aphis.usda.gov/ppq/ispm/
pramorum/.
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spread of P. ramorum to noninfested
areas of the United States.
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Changes to the Regulations Made by
this Rule
Since 2002, P. ramorum has been
confirmed to be established in natural
areas in four additional counties in
California and a small additional area in
Curry County, OR, and many additional
plants have been confirmed as hosts of
the pathogen. In this document, we are
updating the regulations to reflect these
developments.
Specifically, we are adding Contra
Costa, Humboldt, Lake, and San
Francisco Counties in California to the
list of quarantined areas and revising
the description of the portion of Curry
County, OR, that is a quarantined area
to reflect the fact that the previously
quarantined area has been expanded,
and that the area remains under an
eradication program. The updated list of
quarantined areas appears in § 301.92–
3(a)(3) in this rule.
We are also amending the regulations
in § 301.92–2 that designate regulated
and restricted articles to include
additional taxa of P. ramorum hosts.
The complete list of proven host taxa
can be found in § 301.92–2(d) in the rule
portion of this document. The proven
genera, species, or hybrids added by this
rule are:
• Acer pseudoplatanus Planetree maple
• Adiantum aleuticum Western
maidenhair fern
• Adiantum jordanii California
maidenhair fern
• Aesculus hippocastanum horse
chestnut
• Calluna vulgaris Scotch heather
• Camellia spp. Camellia—all species,
hybrids, and cultivars
• Castanea sativa Sweet chestnut
• Fagus sylvatica European beech
• Frangula purshiana (≡Rhamnus
purshiana) Cascara
• Fraxinus excelsior European ash
• Griselinia littoralis Griselinia
• Hamamelis virginiana Witch hazel
• Kalmia spp. Kalmia-all species,
hybrids, and cultivars
• Laurus nobilis Bay laurel
• Maianthemum racemosum
(≡Smilacina racemosa) False
Solomon’s seal
• Michelia doltsopa Michelia
• Parrotia persica Persian ironwood
• Photinia fraseri Red tip photinia
• Pieris spp. Pieris-all species, hybrids,
and cultivars
• Pseudotsuga menziesii var. menziesii
Douglas fir and all nursery-grown P.
menziesii
• Quercus cerris European turkey oak
• Quercus chrysolepis Canyon live oak
• Quercus falcata Southern red oak
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•
•
•
•
•
•
•
•
Quercus ilex Holm oak
Rosa gymnocarpa Wood rose
Salix caprea Goat willow
Sequoia sempervirens Coast redwood
Syringa vulgaris Lilac
Taxus baccata European yew
Trientalis latifolia Western starflower
Viburnum spp. Viburnum-all species,
hybrids, and cultivars
The plant taxa listed above are proven
hosts of P. ramorum based upon
completion, documentation, review, and
acceptance of traditional Koch’s
postulates. Note that several updates
have been made to previously listed
taxa:
• Black oak is now listed as California
black oak;
• The scientific name for California
coffeeberry has been corrected;
• Huckleberry is now listed as
evergreen huckleberry;
• Arrowwood is now listed as
Bodnant viburnum;
• All nursery-grown Quercus parvula
are now regulated;
• All species, hybrids, and cultivars
of Pieris spp. are now regulated;
• All species, hybrids, and cultivars
of Kalmia spp. are now regulated;
• All species, hybrids, and cultivars
of Rhododendron spp. are now
regulated; and
• The listing for Umbellularia
californica is clarified to include other
recognized common names—
pepperwood and Oregon myrtle.
We are also clarifying that firewood,
logs, and lumber of specific proven host
plant taxa are not regulated because
available research shows that P.
ramorum infections are limited to other
parts (i.e., twigs, leaves, and sprouts) of
those hosts. These hosts are indicated
with an asterisk in revised § 301.92–
2(d).
In addition to amending the lists of
regulated and restricted articles, we are
adding a new category of article to the
regulations: Associated articles. Several
plant species have been associated with
P. ramorum after symptoms were
observed on the plants and culture or
polymerase chain reaction (PCR) tests of
the plants returned positive results for
P. ramorum. Traditional Koch’s
postulates, which will confirm or
exclude them as hosts, have not yet
been completed for any of these plant
species, but the positive results of
culture or PCR tests indicate that they
present a risk of transmitting P.
ramorum. We are, therefore, imposing
restrictions on their interstate
movement (discussed in detail later in
this document) until the results of the
application of Koch’s postulates are
known. At that time, we will list proven
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hosts as regulated and restricted articles
and remove from the list of associated
articles those plant species that are not
proven hosts of P. ramorum via
application of Koch’s postulates.
Associated plant taxa are listed in
§ 301.92–2(e); only nursery stock of
these plant taxa are regulated under this
rule (i.e., interstate movement of
unprocessed wood and wood products,
and plant products, including bark
chips, mulch, firewood, logs, lumber,
wreaths, garlands, and greenery of
associated plant taxa are not regulated).
• Abies concolor White fir
• Abies grandis Grand fir
• Abies magnifica Red fir
• Acer circinatum Vine maple
• Acer davidii Striped bark maple
• Acer laevigatum Evergreen maple
• Arbutus unedo Strawberry tree
• Arctostaphylos columbiana
Manzanita
• Arctostaphylos uva-ursi Kinnikinnick,
bearberry
• Ardisia japonica Ardisia
• Calycanthus occidentalis Spicebush
• Castanopsis orthacantha Castanopsis
• Ceanothus thyrsiflorus Blueblossom
• Cinnamomum camphora Camphor
tree
• Clintonia andrewsiana Andrew’s
clintonia bead lily
• Corylus cornuta California hazelnut
• Cornus kousa x Cornus capitata
Cornus Norman Haddon
• Distylium myricoides Myrtle-leafed
distylium
• Drimys winteri Winter’s bark
• Dryopteris arguta California wood
fern
• Eucalyptus haemastoma Scribbly
gum
• Euonymus kiautschovicus Spreading
euonymus
• Fraxinus latifolia Oregon ash
• Gaultheria shallon Salal, Oregon
wintergreen
• Hamamelis mollis Chinese witchhazel
• Hamamelis x intermedia (H. mollis &
H. japonica) Hybrid witchhazel
• Ilex purpurea Oriental holly
• Leucothoe axillaris Fetter-bush, dog
hobble
• Leucothoe fontanesiana Drooping
leucothoe
• Loropetalum chinense Loropetalum
• Magnolia grandiflora Southern
magnolia
• Magnolia stellata Star magnolia
• Magnolia x loebneri Loebner magnolia
• Magnolia x soulangeana Saucer
magnolia
• Manglietia insignis Red lotus tree
• Michelia maudiae Michelia
• Michelia wilsonii Michelia
• Nerium oleander Oleander
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• Nothofagus obliqua Roble beech
• Osmanthus decorus (≡Phillyrea
decora; ≡P. vilmoriniana) Osmanthus
• Osmanthus delavayi Delavay
Osmanthus, Delavay tea olive
• Osmanthus fragrans Sweet olive
• Osmanthus heterophyllus Holly olive
• Osmorhiza berteroi Sweet Cicely
• Parakmeria lotungensis Eastern joy
lotus tree
• Pittosporum undulatum Victorian box
• Prunus laurocerasus English laurel,
cherry laurel
• Prunus lusitanica Portuguese laurel
cherry
• Pyracantha koidzumii Formosa
firethorn
• Quercus acuta Japanese evergreen oak
• Quercus petraea Sessile oak
• Quercus rubra Northern red oak
• Rosa (specific cultivars) hybrid roses
Royal Bonica (tagged: ‘‘MEImodac’’),
Pink Meidilland (tagged:
‘‘MEIpoque’’), Pink Sevillana (tagged:
‘‘MEIgeroka’’)
• Rosa rugosa Rugosa rose
• Rubus spectabilis Salmonberry
• Schima wallichii Chinese guger tree
• Taxus brevifolia Pacific yew
• Taxus x media Yew
• Torreya californica California nutmeg
• Toxicodendron diversilobum Poison
oak
• Vancouveria planipetala Redwood
ivy
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Nurseries Located Outside Quarantined
Areas
A primary purpose of this rule is to
address the discovery of P. ramorum in
nurseries in California, Oregon, and
Washington that are outside
quarantined areas. Nurseries outside the
quarantined area were not previously
covered by the regulations. While P.
ramorum is present and in some cases
widespread in the natural environment
in the quarantined areas of California
and Oregon, the detections of P.
ramorum in the nonquarantined areas of
California and Oregon and in the State
of Washington have been limited to
commercially produced nursery plants.
These nurseries are a proven source of
P. ramorum moved in the interstate
trade of nursery stock, therefore, we are
regulating the interstate movement of
nursery stock from nurseries in
nonquarantined areas in California,
Oregon, and Washington (referred to
elsewhere in this document and in the
amended regulations as regulated
areas 2) in order to prevent the spread of
2 Note the distinction between regulated areas
and quarantined areas. Quarantined areas include
the 14 counties in California and a portion of 1
county in Oregon listed in § 301.92–3(a)(3).
Regulated areas include all remaining areas of
California and Oregon, and the entire State of
Washington.
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P. ramorum to noninfested areas of the
United States. As stated in the previous
section, we are not regulating the
interstate movement of any other
restricted or regulated articles from
regulated areas because positive finds in
regulated areas have been limited to
nursery stock.
Specifically, any nursery located in a
regulated area that contains regulated
articles of nursery stock or associated
articles is prohibited from moving
nursery stock interstate until certain
conditions are met. In some cases,
nurseries may also be prohibited from
shipping non-host nursery stock 3 until
the same or similar conditions are met.
These conditions, which are contained
in § 301.92–11 of the regulations, are
described below.
Requirements for Moving Regulated
Articles of Nursery Stock and
Associated Articles Interstate From
Regulated Areas
Paragraph (c) of § 301.92–11 pertains
to nurseries located in regulated areas
that ship regulated articles of nursery
stock or associated articles interstate.
Under paragraph (c), such nurseries
must be inspected for symptoms of P.
ramorum by an APHIS, State, or county
inspector.4 Inspection will focus on, but
not be limited to, regulated articles of
nursery stock and associated articles.
Samples must be taken from all
symptomatic plants. If fewer than 40
symptomatic plants are present, each
symptomatic plant must be sampled and
additional samples must be taken from
asymptomatic plants so that the
minimum number of plants sampled
totals 40. If no symptomatic plants are
present, 40 asymptomatic plants must
be sampled. Each sample may contain
more than one leaf, and may come from
more than one plant, but all plants in
the sample must be from the same lot.5
If the samples are collected from
asymptomatic plants, the samples must
be taken from regulated and associated
articles and nearby plants. Inspectors
must conduct inspections at times when
the best expression of symptoms is
anticipated (typically within 30–90 days
of bud break) and must take nursery
fungicide programs into consideration
to maximize the opportunity to observe
3 Non-host nursery stock is defined as any taxa of
nursery stock not listed in § 301.92–2 as a regulated
or associated article.
4 Persons operating under compliance agreements
in accordance with § 301.92–6 are eligible to issue
certificates for the interstate movement of regulated
and associated articles, but only APHIS, State, and
county inspectors are authorized to conduct nursery
inspections required by the regulations.
5 ‘‘Lot’’ is defined as a contiguous block of plants
of the same species or cultivar, of the same
container size and from the same source, if known.
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symptoms. We recommend that
inspections be performed 2 to 9 weeks
after any application of fungicides that
are efficacious for Phytophthora spp. or
oomycetes, (depending on the type of
fungicide used and the plant treated),
and prior to any subsequent
applications of such fungicides. Nursery
owners must also keep records of
fungicide applications for 2 years and
must make them available to inspectors
upon request.
Annual Certification and Recordkeeping
All plant samples must be tested in
accordance with § 301.92–12. If samples
return negative results for P. ramorum,
an inspector may certify that the nursery
is free of evidence of Phytophthora
ramorum infestation at the time the
plants were inspected. Nurseries in a
regulated area must have current and
valid certification to ship regulated
articles of nursery stock and associated
articles interstate. If annual certification
expires prior to reinspection, all plants
in the nursery are prohibited interstate
movement until the nursery is
inspected, tested, and re-certified in
accordance with the regulations.
All nurseries that are operating under
compliance agreements must maintain
records of all incoming shipments of
plants for a minimum of 24 months and
must make them available to inspectors
upon request. In addition, all nurseries
that are operating under compliance
agreements, except retail dealers, must
maintain records of outgoing shipments
for a minimum of 24 months. This
recordkeeping will help to facilitate
tracebacks and traceforwards in the
event that articles infected with P.
ramorum are discovered upon
inspection.
Requirements for Moving Non-Host
Nursery Stock Interstate From Regulated
Areas
Paragraph (d) of § 301.92–11 pertains
to nurseries in regulated areas that
contain only non-host nursery stock. If
a nursery located in a regulated area
moves non-host nursery stock interstate
but the nursery contains regulated
articles of nursery stock or associated
articles, the nursery must meet the
requirements of § 301.92–11(c), which
are described above, even if the nursery
only ships non-host nursery stock
interstate. Alternately, under paragraph
(d), if there are no regulated or
associated articles in the nursery, a
nursery in a regulated area may ship
non-host nursery stock interstate if the
following conditions are met:
• The nursery must be visually
inspected annually and found free of
symptoms of P. ramorum at the time
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Sunset Clause
In the December 2004 Federal Order,
the provisions described above
pertaining to nurseries located in
regulated areas and the interstate
movement of nursery stock from
regulated areas were scheduled to
expire three years from the effective
date, unless APHIS issued another rule
before that time to extend or revise that
aspect of the P. ramorum regulatory
program. That expiration date only
pertained to regulated areas in
California, Oregon, and Washington that
are outside quarantined areas. We have
decided that the sunset clause included
in the Federal Order is no longer
necessary or appropriate, therefore we
are not including it in this rule and are
continuing the provisions described
above pertaining to nurseries located in
regulated areas and the interstate
movement of nursery stock from
regulated areas until further notice.
area that apply to regulated articles of
nursery stock; those conditions can be
found in revised § 301.92–11(a). Nonhost nursery stock must typically meet
the same conditions for interstate
movement from a quarantined area that
apply to regulated articles of nursery
stock, but if a nursery in a quarantined
area contains no regulated articles of
nursery stock or associated articles, nonhost nursery stock may be moved
interstate from that nursery provided
the nursery is inspected and found free
of evidence of P. ramorum in
accordance with revised § 301.92–11(b),
which contains essentially the same
inspection and sampling protocol
described above under the heading
‘‘Requirements for Moving Non-Host
Nursery Stock Interstate from Regulated
Areas.’’ Note that to be eligible for
interstate movement, non-host nursery
stock that is rooted in soil or growing
media requires certification that the soil
or growing media meets the
requirements of § 301.92–5(a)(1)(iii).
Most revisions made to the
regulations by this rule pertain to
inspection and sampling protocols for
nursery stock moving interstate from
California, Oregon, and Washington. In
order to eliminate confusion over what
provisions apply in a given situation,
we have prepared the following table.
when the best expression of symptoms
is anticipated (typically within 30–90
days of bud break).
• If symptomatic plants are found
upon inspection, all such plants must be
tested, and the following plants must be
withheld from interstate shipment until
testing is completed and the nursery is
found free of evidence of P. ramorum by
an inspector: All symptomatic plants,
any plants located in the same lot as the
symptomatic plant, and any plants
located within 2 meters of the affected
lot(s) of plants.
• If no symptomatic plants are found,
an inspector may certify that the nursery
is free of evidence of P. ramorum, and
non-host nursery stock will be eligible
for interstate movement. Note that no
certificate is required for non-host
plants moving interstate in accordance
with § 301.92–11(d).
The States of California, Oregon, and
Washington, and local governments
cooperate with APHIS in enforcing the
requirements of this rule. The States
have agreed to maintain on the Internet
a current list of nurseries that have been
certified as free of evidence of P.
ramorum infestation in accordance with
this rule. Links to the States’ lists can be
found at https://www.aphis.usda.gov/
ppq/ispm/pramorum/resources.html.
Additional Restrictions on the
Movement of Associated Articles and
Non-Host Nursery Stock From
Quarantined Areas
This rule also restricts the interstate
movement of associated articles 6 and
non-host nursery stock from
quarantined areas. Associated articles
must meet the same conditions for
interstate movement from a quarantined
Type(s) of plants in the nursery
Type(s) of plants shipped interstate
Origin: Quarantined
areas
Regulated articles only ......................................
Regulated articles only ......................................
Associated articles only ....................................
Associated articles only ....................................
Regulated and associated articles only ............
Regulated and associated articles and nonhosts.
Regulated and associated articles and nonhosts.
Regulated and associated articles and nonhosts.
Non-hosts only ..................................................
Non-hosts only ..................................................
Decorative trees without roots (e.g., Christmas
trees).
Decorative trees without roots (e.g., Christmas
trees).
None .................................................................
Regulated articles ............................................
None .................................................................
Associated articles ...........................................
Regulated or associated articles, or both ........
None .................................................................
Not regulated .............
§ 301.92–11(a) ..........
Not Regulated ...........
§ 301.92–11(a) ..........
§ 301.92–11(a) ..........
Not regulated .............
Not regulated.
§ 301.92–11(c).
Not Regulated.
§ 301.92–11(c).
§ 301.92–11(c).
Not regulated.
Regulated or associated articles, or both ........
§ 301.92–11(a) ..........
§ 301.92–11(c).
Non-hosts only .................................................
§ 301.92–11(a) ..........
§ 301.92–11(c).
None .................................................................
Non-hosts .........................................................
Proven host plant taxa .....................................
Not regulated .............
§ 301.92–11(b) 1 ........
§ 301.92–11(a) ..........
Not regulated.
§ 301.92–11(d).
Not regulated.
Associated plant taxa .......................................
Not regulated .............
Not regulated.
Inspection and certification protocol
Origin: Regulated
areas
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1 Under § 301.92–4, non-host nursery stock from a nursery in a quarantined area that contains no regulated or associated articles does not require a certificate for interstate movement, provided that the plants are moved bare-root; if soil or growing media is attached to non-host nursery
stock, to be eligible for interstate movement, the soil or growing media must be certified in accordance with § 301.92–5(a)(1)(iii).
This rule also amends certain existing
provisions pertaining to inspection and
testing of nurseries in quarantined areas.
Prior to the effective date of this interim
rule, the inspection and sampling
protocol contained in § 301.92–11
required nurseries that ship regulated
articles of nursery stock interstate to be
inspected and tested annually for P.
ramorum, and each shipment intended
for interstate movement to be inspected
for symptoms of P. ramorum, and if
6 As described earlier in this document,
associated articles include only nursery stock of
plant taxa listed in § 301.92–2(e).
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necessary, tested. This rule amends the
text of those provisions in order to
clarify them and improve their
effectiveness. Specifically, in this rule:
• The provisions for inspecting
nurseries are revised. We are requiring
the inspections to be focused on the
detection and identification of
symptomatic regulated articles of
nursery stock and associated articles,
and are requiring that all symptomatic
plants be sampled and tested. We
believe inspecting the entire nursery
and focusing on all proven host nursery
stock and associated plant taxa will best
enable us to determine if P. ramorum is
present in the nursery being inspected.
• The testing protocol is specified.
The regulations in effect prior to this
rule simply required samples to be sent
to an APHIS-approved laboratory for
testing. This rule requires samples to be
tested and evaluated using an APHISapproved method at an APHIS-approved
laboratory in order to ensure that the
tests produce accurate and consistent
results. This rule also describes the only
currently approved test protocol. The
protocol is described in detail later in
this document under the heading
‘‘Testing.’’
• We are clarifying that nurseries in
quarantined areas must have a current
and valid annual certification of
freedom from evidence of P. ramorum
in order to submit individual shipments
of nursery stock for inspection.
• We are specifying conditions under
which nurseries in quarantined and
regulated areas may continue to move
articles interstate if the nursery receives
articles from an uncertified nursery in a
quarantined or regulated area. These
conditions are located in § 301.92–5,
paragraphs (a)(1)(iv)(D) and (b)(1)(ii),
respectively.
New Proven Hosts or Associated Plants
and Effects on Regulated Nurseries
New hosts of P. ramorum are being
identified on a monthly, sometimes
weekly, basis. As such, the regulations
may not always reflect all known
proven hosts and associated plant taxa.
Under the regulations in § 301.92–2, an
inspector may notify a person that a
given product or article is subject to the
regulations, even if the product or
article is not specifically listed in the
regulations. This might occur if the
product or article (i.e. non-host nursery
stock, pots, or potting tools) was
associated with other products or
articles that are likely infected with P.
ramorum. In those instances, the
product or article would be held until
determined free from P. ramorum using
official, APHIS-approved testing. APHIS
inspectors provide notice to affected
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States and stakeholders when new hosts
are confirmed and associated plants are
identified. Such plants and their
products then become subject to the
regulations. Hosts are added when
official samples (samples taken by
Federal, State, or county inspectors and
submitted to APHIS) are confirmed to be
infected with P. ramorum. National
plant protection organizations (NPPO)
of foreign countries are also recognized
as credible sources for the identification
of new hosts, as well as known P.
ramorum researchers who publish their
new host findings in peer reviewed
journals or report their findings. When
researchers report new host finds, these
finds are verified either by the NPPO of
the country in which the researcher
resides or by APHIS.
In this rule, we clarify that the
following provisions apply when APHIS
informs a nursery owner that additional
proven hosts or associated plants have
been confirmed:
• Nurseries operating under a
compliance agreement in accordance
with § 301.92–6 may continue to ship
plants interstate in accordance with the
regulations.
• Nurseries that had not previously
contained any regulated or associated
articles, and that had been inspected in
accordance with § 301.92–11(b)(3) and
allowed to ship plants interstate without
a certificate, but that contain a newly
identified proven host or associated
plant must cease interstate shipments of
regulated and associated articles until
the nursery is reinspected and found
free of evidence of P. ramorum in
accordance with § 301.92–11. Nurseries
that come under regulation during
winter dormancy periods and that are
not able to be inspected in accordance
with § 301.92–11 prior to desired
shipments of non-host nursery stock
may be allowed to ship non-host
nursery stock interstate at the discretion
of an inspector.
These provisions provide clear
guidance to affected persons as to how
they will be affected by additions to the
lists of proven hosts and associated
plant taxa.
Testing
We are also amending the regulations
to clearly describe the testing protocols
that must be used to determine whether
plant samples taken in accordance with
the regulations are infected with P.
ramorum. These testing requirements
are located in a new § 301.92–12. Under
this section, samples must be analyzed
using a methodology approved by
APHIS at a laboratory approved by
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APHIS. The process for testing and
analyzing samples is described below.7
Any samples collected in accordance
with the regulations may be prescreened
using an APHIS-approved enzymelinked immunosorbent assay (ELISA) to
determine the presence of Phytophthora
spp. ELISA tests are optional; however,
if all samples collected from a single
nursery or a single shipment are found
to be negative through ELISA
prescreening, no further testing of the
plants sampled is required. A nursery or
shipment of plants may be considered
free of evidence of P. ramorum based on
negative results of ELISA tests, and
provided all other applicable
requirements are met, the plants are
eligible for interstate movement.8
If ELISA prescreening is not
performed, or if results of ELISA
prescreening are positive for
Phytophthora spp. in any sample, the
sample must be analyzed using an
APHIS-approved 9 test. Samples will be
considered positive for P. ramorum
based on positive results of any
approved test. Positive PCR or other
molecular tests do not require
confirmatory culture tests, nor do
positive culture tests require
confirmatory PCR or other molecular
tests; however, if culture tests return
other than positive results, an APHISapproved PCR or other molecular test
must be conducted, as described below.
No culture test is required if an APHISapproved PCR or other molecular test
returns negative results. Plants in the
nursery must be withheld from
interstate movement pending negative
test results in accordance with
applicable provisions of § 301.92–11.
PCR and Other Molecular Tests
If the results of PCR or other
molecular tests are negative for all
samples from a nursery or single
shipment, no further testing is required.
The nursery or shipment sampled may
be considered free of evidence of P.
ramorum.
If any samples tested using the PCR
protocol or another approved protocol
return positive results for P. ramorum,
the nursery from which they originate is
prohibited from moving plants interstate
until an inspector determines that
plants intended for interstate movement
are free of evidence of P. ramorum
7 Detailed descriptions of testing and sample
analysis procedures can be viewed on the Internet
at https://www.aphis.usda.gov/ppq/
ispm/pramorum/.
8 Nurseries in quarantined areas require both
current annual certification and certification of
individual interstate shipments of regulated articles
of nursery stock and associated articles.
9 See footnote 7.
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infection. When an inspector
determines that a nursery in a regulated
area is free of evidence of P. ramorum
infestation, the nursery will be eligible
to move plants interstate under
certificate. Nurseries in quarantined and
regulated areas that contain only nonhost nursery stock are eligible to move
plants interstate in accordance with
§ 301.92–11(b) and (d).
Similarly, when an inspector
determines that a shipment of nursery
stock intended for interstate movement
from a nursery in a quarantined area is
free of evidence of P. ramorum
infection, and provided the nursery has
current and valid annual certification in
accordance with the regulations, the
shipment of nursery stock is eligible for
interstate movement under certificate.
roots that are shipped interstate from
quarantined areas must originate from a
nursery that has current, valid annual
certification of freedom from evidence
of infestation by P. ramorum in
accordance with § 301.92–11(a)(1) and
individual shipments must also be
inspected and certified in accordance
with § 301.92–11(a)(2).
Note that locations that grow, store, or
distribute decorative trees without roots
that are not proven hosts of P. ramorum
are not regulated under this rule unless
the location contains proven hosts. If
the nursery ships interstate and contains
any proven hosts, the nursery is subject
to the regulations.
The interstate movement of decorative
trees without roots from regulated areas
is not regulated under this rule.
Culture Test
If the results of culture tests are other
than positive for any samples taken
from a nursery or a single shipment,
each plant sample that returns other
than positive culture results must be
tested again using an approved PCR or
other molecular test, and plants from
the nursery or shipment are only
eligible for interstate movement if
results of such tests are negative for all
samples taken.
If any culture tests return positive
results for P. ramorum, the movement of
nursery stock is restricted under the
same conditions described above for
positive PCR and other molecular tests.
Additional Provisions for the Interstate
Movement of Wreaths, Garlands, and
Greenery of Proven Host Taxa From
Quarantined Areas
Prior to this rule, the regulations only
allowed the movement of regulated
articles of wreaths, garlands, and
greenery from a quarantined area if the
articles were treated in accordance with
a treatment listed in 7 CFR part 305 or
a treatment listed in § 301.92–10. In this
rule, we are amending the regulations to
allow wreaths, garlands, and greenery of
proven P. ramorum host taxa to be
moved interstate from a quarantined
area if the articles originate from a
nursery that has current, valid annual
certification of freedom from evidence
of infestation by P. ramorum, in
accordance with § 301.92–11(a)(1), and
provided that individual shipments of
such articles are inspected and certified
in accordance with § 301.92–11(a)(2).
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Restrictions on the Interstate Movement
of Decorative Trees Without Roots From
Quarantined Areas
We are restricting the interstate
movement of decorative trees without
roots (e.g., Christmas trees) of proven P.
ramorum host taxa. Under the
regulations, locations where trees are
grown for sale as decorative trees
without roots, and locations where
decorative trees without roots are stored
or distributed are considered nurseries.
As such, any such location that ships
trees interstate and that grows
decorative trees without roots of proven
P. ramorum host taxa is subject to the
same inspection, testing, and
certification requirements as any other
nursery. Thus, decorative trees without
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Permits
The regulations in § 301.92–4 have
provided for the interstate movement of
restricted articles via departmental
permit.10 APHIS does issue permits for
the movement of restricted articles for
research purposes, but technically not
via a departmental permit. Therefore,
10 Permits are not required for the interstate
movement of regulated or associated articles, or
non-host nursery stock. A certificate issued in
accordance with § 301.92–5 is required for those
articles.
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we are amending the regulations in
§ 301.92–4 to provide that we will issue
permits for such movements in
accordance with the requirements of 7
CFR part 330, which provides for the
movement of plant pests and material
that may be infected or infested with
plants pests.
Miscellaneous
We are clarifying in revised § 301.92
that the interstate movement of
regulated, restricted, or associated
articles, or nursery stock that has been
tested with a test approved by APHIS
and found infected with P. ramorum, or
that is part of a plant that was found
infected with P. ramorum, is prohibited,
unless such movement is in accordance
with the plant pest regulations in 7 CFR
part 330.
In conjunction with the changes
described in this document, we are
adding definitions for the terms
associated article, from, lot, non-host
nursery stock, nursery, and regulated
area to § 301.92–1. The definitions for
associated article, lot, non-host nursery
stock and regulated area are described
earlier in this document. The term from
is defined in order to clarify when a
particular nursery requires inspection.
An article is considered to be ‘‘from’’ a
specific site or location if it was grown
or propagated in, stored or sold, or
distributed from the site or location.
The term nursery is defined in order
to clarify what types of businesses are
subject to the regulations pertaining to
the interstate movement of nursery
stock. Nursery is defined as any location
where nursery stock is grown,
propagated, stored, or sold; or any
location from which nursery stock is
distributed. Also, as described earlier in
this document, locations that grow trees
for sale without roots (e.g., as Christmas
trees) are considered to be nurseries for
the purpose of the regulations.
In addition, we are revising the
definitions of certificate, forest stock,
mulch, nursery stock, and soil in
§ 301.92–1. The definition of certificate
is revised to reflect the fact that
certificates issued in accordance with
the regulations may be in the form of a
stamp or imprint that looks like this:
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27FER1
The definition for mulch is revised to
clarify that plant material meeting the
definition of mulch (bark chips, wood
chips, wood shavings, or sawdust, or a
mixture thereof) is regulated as mulch if
used as part of a growing media
mixture.
The definition of nursery stock is
revised to (1) ensure that it applies to all
potential P. ramorum host materials,
bedding plants, and other herbaceous
plants, bulbs, and roots, (2) clarify that
it applies to tree seedlings being used
for reforestation, and (3) remove
references to seeds and fruit pits, as
those articles are not subject to
regulation under the quarantine. In
conjunction with this change, and with
the addition of a definition for nursery,
we are also revising the definition for
forest stock to reflect that forest stock
includes all flowers, trees, shrubs, vines,
scions, buds, or other plants that are
wild-grown, backyard-grown, or
naturally occurring.
The definition for soil is revised to
reflect the definition used by the
International Plant Protection
Convention glossary of phytosanitary
terms: 11 The loose surface material of
the earth in which plants grow, in most
cases consisting of disintegrated rock
with an admixture of organic material.
As a result of revising the definition of
soil, we also need to add provisions to
the regulations to ensure the regulations
continue to cover growing media
mixtures that were clearly regulated
under the prior regulations as soil. As
such, we are adding a definition of
growing media to the regulations, as
well as updating the regulations so that
growing media is regulated in the same
fashion as soil. Growing media is
11 Available
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at https://www.ippc.int/.
16:09 Feb 26, 2007
Jkt 211001
defined as any material in which plant
roots are growing or intended for that
purpose.
We are revising the provisions
pertaining to quarantined areas in
§ 301.92–3 to make it clear that APHIS
will quarantine an area based on
confirmed detections of P. ramorum in
the natural environment, not based on
detections in artificial environments
such as nurseries.
We are also clarifying provisions
throughout the regulations regarding
certifications of freedom from P.
ramorum. The regulations in effect prior
to this interim rule restricted the
interstate movement of regulated
articles from nurseries until such a time
as an inspector could determine that the
nurseries are free of evidence of P.
ramorum. This rule provides that
nurseries must be free of evidence of P.
ramorum infestation; certification of
‘‘pest freedom’’ can only be made if
each individual plant is tested for the
pathogen.
We are also updating § 301.92–7
regarding advance notice for the
services of an inspector to require that
a person wishing to move plants that
require a certificate for interstate
movement must notify the inspector as
far in advance of the desired interstate
movement as possible, but no less than
48 hours before the desired time of
inspection. This section had previously
stated that we require 14 days’ advance
notice, but we are able to respond with
48 hours’ notice.
We are updating § 301.92–10
pertaining to treatments to make it clear
that soil treated for P. ramorum must be
heated such that the temperature at the
center of the load reaches at least 180 °F
for 30 minutes. We are also clarifying
that the hot water dip for wreaths,
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8591
garlands, and greenery is applicable to
all regulated articles, including newly
listed ones, as well as referencing the
approved treatment for bay leaves listed
in 7 CFR part 305.
Need for Additional Revisions to the
Regulations
The study of P. ramorum is constantly
producing new information that allows
us to better regulate the interstate
movement of plant material to prevent
the spread of the diseases caused by the
pathogen. APHIS and the Forest Service,
USDA, have been conducting annual
national surveys to determine whether
and where P. ramorum exists in other
areas of the United States. If additional
hosts of P. ramorum are identified
during the course of the national survey
or by other scientific research, we will
add those hosts to the list of regulated
and restricted articles as appropriate.
Detection of P. ramorum on other
species through PCR or culture tests
could result in those species being
added to the list of associated articles.
Completion of Koch’s postulates would
prove them as hosts.
This rule is being promulgated on an
emergency basis to address specific
imminent risks. We recognize that
several facets of the regulations require
additional revision to bring them up to
date with current operational practices
and the state of scientific knowledge
regarding P. ramorum. We intend to
publish another document for public
comment in the future that will focus on
treatments. We also intend to update the
conditions for interstate movement for
certain articles other than nursery stock,
including wreaths and garlands, leaves,
stems and branches, green waste, and
other articles.
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We will continue to review our P.
ramorum regulatory program and
evaluate the new restrictions on
nurseries in regulated areas upon
receipt of comments on this rule, and
upon evaluation of data derived from
the program so far. We will provide
public notification of any changes to the
regulations via a document published in
the Federal Register.
Emergency Action
This rulemaking is necessary on an
emergency basis to prevent the spread of
P. ramorum outside quarantined areas
in California and Oregon and infected
nursery sites in California, Oregon, and
Washington. Under these
circumstances, the Administrator has
determined that prior notice and
opportunity for public comment are
contrary to the public interest and that
there is good cause under 5 U.S.C. 553
for making this rule effective less than
30 days after publication in the Federal
Register.
We will consider comments we
receive during the comment period for
this interim rule (see DATES above).
After the comment period closes, we
will publish another document in the
Federal Register. The document will
include a discussion of any comments
we receive and any amendments we are
making to the rule.
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Executive Order 12866 and Regulatory
Flexibility Act
This rule has been reviewed under
Executive Order 12866. The rule has
been determined to be significant for the
purposes of Executive Order 12866 and,
therefore, has been reviewed by the
Office of Management and Budget.
We have prepared an economic
analysis for this interim rule. It provides
a cost-benefit analysis as required by
Executive Order 12866, as well as an
initial regulatory flexibility analysis,
which considers the potential economic
effects of this interim rule on small
entities, as required by the Regulatory
Flexibility Act. The economic analysis
is summarized below. The full
economic analysis may be viewed on
the Regulations.gov Web site (see
ADDRESSES at the beginning of this
document for instructions for accessing
Regulations.gov). You may request
paper copies of the economic analysis
by calling or writing to the person listed
under FOR FURTHER INFORMATION
CONTACT. Please refer to Docket No. 01–
054–3 when requesting copies. The
economic analysis is also available for
review in our reading room (information
on the location and hours of the reading
room is listed under the heading
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14:03 Feb 26, 2007
Jkt 211001
at the beginning of this
document).
We do not currently have all of the
data necessary for a comprehensive
analysis of the effects of this interim
rule on small entities. Therefore, APHIS
welcomes public comment that would
enable us to more fully consider impacts
of the rule, specifically information on
costs that may be incurred due to
complying with the interstate movement
restrictions.
ADDRESSES
Expected Costs of the Interim Rule
This interim rule places restrictions
on the interstate movement of nursery
stock from California, Oregon, and
Washington. This economic analysis
will focus primarily on the effects of
restricting nursery stock from the
regulated and quarantined areas. While
there are other articles regulated besides
nursery stock, such as trees without
roots (i.e., Christmas trees), the
economic impacts of restricting the
movement of these other articles are
expected to be relatively smaller, and
therefore are not a primary focus of the
analysis.12
Those nurseries wishing to engage in
interstate movement of nursery stock of
proven and associated hosts of P.
ramorum may only do so if it is
accompanied by a certificate issued
under an APHIS Phytophthora ramorum
compliance agreement. Nurseries
located in the quarantined area that are
planning to ship host articles must
undergo annual inspection, as well as
inspection of individual shipments,
prior to being certified to ship interstate.
In order to ship non-host articles
interstate, nurseries in the quarantined
area must follow these same protocols,
with the exception that nurseries
containing no proven or associated host
stock may receive certification to ship
after undergoing annual inspection and
will not be required to inspect
individual shipments. On the other
hand, nurseries in the regulated area
that intend to ship nursery stock of
proven or associated host taxa must
undergo annual inspection to be
certified to ship interstate. Only those
nurseries that contain only non-host
nursery stock can ship without
certification, provided that they have
undergone annual inspection. In order
to enter into a compliance agreement
and obtain certification to ship
regulated articles, the nursery must take
certain steps, such as undergoing annual
12 The only species of Christmas tree that is
affected by the rule is the Douglas fir, which
reportedly is not a high volume product in the
quarantined area. As such, we do not believe this
particular aspect of the interim rule will cause
significant impact on affected nurseries.
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inspection and sampling of nursery
stock, and testing plant samples at a
USDA approved laboratory using
federally approved laboratory protocols.
Thus, there are two major components
to certification: Inspection and testing. It
is important to note that the costs
associated with entering into and
maintaining a compliance agreement
were covered by regulating agencies,
specifically USDA and State
departments of agriculture in 2005 and
2006. Funding for entering into and
maintaining a compliance agreement in
2007 will transition and have to be
borne by the entity under the
compliance agreement for any amount
not covered by available Federal or State
funding. APHIS will provide affected
entities with advance notice and
guidance before we change the way we
fund—including the possibility of
requiring additional funding support
from program participants and other
cooperators—the specific activities
associated with entering into and
maintaining compliance agreements.
Inspection
Nurseries will be required to undergo
annual inspection and be certified free
of P. ramorum. This inspection and
sampling will be provided by Federal
and State inspectors, the cost of which
was covered by USDA in 2005 and
2006, when conducted during normal
business hours. Individual nursery
operators are responsible for all costs
and charges arising from inspection and
other services provided outside normal
business hours. In addition, for those
nurseries that must undergo inspection
and sampling of individual shipments,
the costs of those services were also
covered by USDA in 2005 and 2006.
Likewise, Federal funds are expected to
cover the costs for these inspection and
sampling activities in 2007, to the extent
that funds are available. APHIS will
provide affected entities with advance
notice and guidance before we change
the way we fund those inspection and
sampling activities.
Testing
The interim rule will further amend
the regulations by specifically
describing the testing protocols that
must be used to determine whether
plant samples are infected with P.
ramorum. While samples are being
tested, nurseries must withhold
shipments from movement until
negative results are returned. The actual
cost impact on nurseries will vary,
depending on the classification of
article shipped and/or the type of
testing performed. Nurseries may
choose to prescreen samples by using
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the optional APHIS-approved ELISA
test to determine the presence of
Phytophthora spp. If all samples
collected from a single nursery or a
single shipment are found to be negative
through ELISA prescreening, no further
testing of the plants sampled is
required. If ELISA prescreening is not
performed, or if results of the
prescreening are positive for
Phytophthora spp. in any sample, the
sample must be analyzed using APHISapproved testing such as PCR or other
molecular tests, or a culture test.
Samples will be considered positive for
P. ramorum based on positive results of
any approved test. If the results of PCR
assay or other molecular tests are
negative for all samples in a nursery, no
further testing is required, and the
nursery may be considered free of P.
ramorum. In the case of any of the
samples tested using PCR or other
molecular tests, or a culture test,
returning a positive result for P.
ramorum, the nursery from which they
originated is prohibited from moving
plants interstate until an inspector
determines that those plants are free of
evidence of P. ramorum. In the event a
nursery opts to test samples using a
culture test, and the results are negative
for P. ramorum, it is important to note
that these samples must continue to be
withheld from shipment until they
return a negative result to a PCR or other
molecular test. General estimates
approximate the cost of ELISA, PCR and
other molecular tests to be $15 per test,
whereas the approximate cost of a
culture test is about $10 per test.13 This
testing has been provided by Federal
and State inspectors, the cost of which
was covered by USDA or States in 2005
and 2006. Funding for testing activities
in 2007 and beyond will transition to
the nursery for costs not covered by any
available Federal or State funding.
APHIS will provide affected entities
with advance notice and guidance
before we change the way we fund those
testing activities.
The P. ramorum program was fully
funded for the fiscal year (FY) 2006,
with the total available funds being
$8.353 million.14 In FY 2006, we
estimated spending approximately $6.35
million in P. ramorum activities in
California, Washington, and Oregon, of
13 Source: Phillip Berger, National Science
Program Leader—Molecular Diagnostics &
Biotechnology, USDA APHIS PPQ (Raleigh, NC).
NOTE: These estimates would cover the cost of
materials and supplies, and some but possibly not
all labor. These estimates do not consider the cost
of instrumentation, service contracts, maintenance,
etc.
14 Source: Jonathan Jones, APHIS/PPQ, and Rick
Lewis, APHIS/PPD.
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14:03 Feb 26, 2007
Jkt 211001
which approximately $4.15 million was
allocated to inspection, sampling,
testing, and certification activities. The
remainder of the spending was allocated
to national survey, trace forwards and
trace backs, eradication, and
enforcement activities of the regulation.
In addition to the monetary costs of
compliance agreements and nursery and
shipment certifications borne by the
public sector, there are also indirect
costs to the nurseries as a result of
regulation. For example, there could be
potential costs associated with lost sales
while withholding plants for shipment
during inspection and testing. Further,
the presence of P. ramorum, and the
accompanying movement restrictions
where there were none previously could
result in a potential loss in consumer
confidence for nursery stock from the
regulated area. These potential indirect
losses are not quantifiable; however, we
examine them to the extent possible in
the sections that follow. In researching
the possible impacts of the rule on
nurseries, we solicited comments from
State departments of agriculture, as well
as industry associations. In some cases,
no information was provided, either
because it was unavailable and/or
unidentifiable, or because it was
considered to be confidential business
information. We welcome public
comment on the impacts of the interim
rule.
California
As of July 2005, there were 861
nurseries in California that have been
inspected and determined to be free of
P. ramorum, and were authorized to
ship non-host nursery stock interstate
without a certificate. In addition, there
were 81 locations in the quarantined
area authorized to ship host material
under P. ramorum compliance
agreements, and 323 locations in the
regulated area operating under P.
ramorum compliance agreements.15 As
mentioned earlier, the majority of direct
enforcement costs of the regulation
associated with entering into
compliance agreements, such as
inspection, sampling, and testing, have
been paid for by regulatory agencies. In
2005, $4.2 million in regulatory funds
were allocated to P. ramorum
quarantine and survey activities in
California. In 2006, this amount
increased to $5.4 million. It is important
to note that these allocated funds do not
include costs associated with trace back,
trace forward, or eradication activities
15 Source: California Department of Food &
Agriculture, Quarantine and Survey Information
(https://www.cdfa.ca.gov/phpps/pe/sod_survey/).
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in the event of an infestation of
nurseries as a result of interstate trade.16
In addition, there are other costs of
the regulation, many of which are
indirect and more difficult to quantify.
For example, in the case of a nursery in
Azusa County found to be infected with
P. ramorum, there were both direct and
indirect losses. Direct losses due to
plants being destroyed at cost, not at the
wholesale value, as well as customer
credits and other expenses totaled over
$4.5 million for the 2004/2005 year.
Other costs, such as lost sales while
plants were on hold and possible loss of
customer base due to loss in confidence,
could not be quantified.17
Other potential indirect costs were
examined by a report on the economic
impact of P. ramorum on the Californian
nursery sector, prepared by researchers
at the University of California,
Berkeley.18 In their study they found
that many nurseries are investing in
preventative pest management actions
to reduce the risk of P. ramorum
infection, which in turn increased their
production expenses. These nurseries
invested in preventative pest
management by changing their
inventory and labor practices and by
applying fungicide to limit potential
exposure to P. ramorum. The additional
investments were estimated to account
for less than 3 percent of all production
expenses for the average nursery,
suggesting that the average nursery has
not been significantly impacted as a
result of P. ramorum. However, there
was evidence presented to suggest that
the implications of the presence of P.
ramorum are not borne equally among
large and small entities. Small nurseries
with a high percentage of host products
face cost constraints which make it
difficult to make the optimal investment
in inventory management, thereby
placing the smaller nurseries at greater
risk of P. ramorum infestation. It is
important to note that this impact is not
a direct result of the regulation, but
rather is a voluntary investment in
preventative management to lessen the
risk of P. ramorum infestation. Though
this study was prepared with respect to
nurseries in California, we can assume
nurseries in Oregon and Washington are
operating in much the same way, and
16 Source:
Jonathan Jones, APHIS/PPQ.
John Keller, Research Director for
Monrovia Growers, as reported by Carolyn Pizzo,
Operations Support Officer, California Plant Health
Director’s Office.
18 ‘‘The Economic Impact of Sudden Oak Death
on the California Nursery Sector’’ by Alix Peterson
Zwane and J. Keith Gilless March 2005.
Unpublished report prepared for the USDA-Forest
Service, Pacific Southwest Research Station. NOTE:
All information in this paragraph is adapted from
this study.
17 Source:
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face similar costs of P. ramorum
regulation.
Officials at the California Department
of Food and Agriculture (CDFA)
confirmed that while no concrete figures
are available, they have received reports
from several nurseries of having lost
revenue while holding plants during
inspection, sampling, and testing. In
addition, some in the industry feel the
emergency Federal order did not
adequately protect against further
sanctions of nursery products from
California by other nations.
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Oregon 19
The quarantined area of Oregon, an
11.5 square mile area as described in the
regulations, contains no nurseries, and
thus there are no entities subject to the
movement restrictions on plants within
the quarantined area. In the regulated
area, there are 778 nurseries that contain
host or associated plant material under
compliance agreement to ship interstate.
Additionally, there are 1,039 nurseries
only growing, distributing, and storing
non-host plant material under
compliance agreement to ship non-host
nursery stock interstate. The Oregon
Department of Agriculture (ODA)
estimates the total cost of certifying
nurseries within the regulated area with
proven and associated host nursery
stock to be $307,820 per year. For
nurseries containing only non-host
nursery stock located within the
regulated area, the total cost of annual
inspection is estimated at $122,936.
Neither of these estimates includes any
potential indirect costs. In 2005, over
$200,000 in regulatory funds was
allocated to P. ramorum survey and
quarantine activities in Oregon. In 2006,
this amount increased to over $549,000.
It is important to note that these
allocated funds do not include costs
associated with trace back, trace
forward, or eradication activities in the
event of an infestation of nurseries as a
result of interstate trade.20
Further, there may be indirect costs of
the regulation incurred by nurseries. For
example, ODA has received reports that
some out-of-State customers are
purchasing nursery stock from other
States rather than Oregon because of the
negative publicity related to finding a
limited number of infested nurseries
through inspection. While this
regulation only concerns restricting
interstate movement of nursery stock, it
is interesting to note the anecdotal
evidence of potential impacts of
19 Source: Gary McAninch, Program Manager of
Nursery and Christmas Tree Program (Oregon
Department of Agriculture).
20 Source: Jonathan Jones, APHIS/PPQ.
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quarantining portions of Curry County
for P. ramorum. For instance, Canada
has quarantined the entire county,
effectively prohibiting host plant genera
and soil. ODA reports that Easter lily
bulb growers have been particularly
impacted, as it is impossible to remove
all the soil from their bulbs. As a result,
shipments of this high-value commodity
to Canada have essentially been shut
down. As a point of interest, 99 percent
of Easter lily bulbs produced in the
United States are grown in Curry
County, OR, and Del Norte County, CA.
Again, it is important to note that
Canada’s decision to quarantine all of
Curry County is not an impact or result
of this interim rule.
Washington 21
As of August 11, 2005, there were 131
nurseries in Washington growing or
selling P. ramorum proven or associated
host plants that had been inspected, are
under a compliance agreement and are
authorized to ship host material
interstate. In addition, there are 138
nurseries under a compliance agreement
and certified to ship non-host plants
interstate. Again, it is important to note
that cost of nursery inspections were
covered by funds allotted to the
Washington State Department of
Agriculture (WSDA) by USDA–APHIS
in 2006, and will be in 2007, to the
extent that Federal funding is available.
APHIS will provide affected entities
with advance notice and guidance
before we change the way we fund those
inspection and testing activities.
Therefore, the non-Federal direct cost of
implementing the regulation will be
minimal. As a point of interest, WSDA
provided cost information of inspecting
nurseries and performing laboratory
tests on plant samples. In 2004, WSDA
incurred a cost of $500 per host nursery
for collecting samples and laboratory
testing, in addition to an inspection fee
of $31.10 per hour, bringing the average
cost to approximately $600 per nursery.
In 2005, over $104,000 in regulatory
funds was allocated to P. ramorum
survey and regulatory activities in
Washington. In 2006, this amount
increased to over $323,000. It is
important to note that these allocated
funds do not include costs associated
with trace back, trace forward, or
eradication activities in the event of an
infestation of nurseries as a result of
interstate trade.22 Nurseries under the
compliance agreement are permitted to
21 Source: Tom Wessels, Nursery Program
Manager (Washington State Department of
Agriculture), as reported by Linda Stark, State
Operations Support Officer, WA (APHIS), and
Jeanne McNeil, Executive Director (WSNLA).
22 Source: Jonathan Jones, APHIS/PPQ.
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bring in proven and associated host
stock from non-certified nurseries in
Oregon or California, provided that
these shipments are held separately
until they have been inspected, tested,
and found free of P. ramorum. WSDA
estimates that the cost of holding the
plants for inspection and testing is
probably negligible, since these
activities are usually done as soon as
requested. WSDA officials believe the
Federal response has assisted in
alleviating any misconceptions
regarding P. ramorum infestations of
West Coast nursery stock. Rather than
create any negative stigma, the
regulations and emergency Federal
order have actually worked to boost
sales which had been lagging in recent
years.
In summary, because USDA has been
covering the cost of inspection, testing,
and certification, the direct costs of the
interim rule for nurseries are expected
to be minimal. USDA–APHIS currently
covers some of the inspection and
testing charges for all nurseries under
the Federal Order. There are
approximately 4,000 nurseries subject to
the inspection requirements under the
interim rule.23 Approximately $4
million was expected to be spent in FY
2006 on inspection and testing activities
in the regulated area, which translates to
an average cost of $1,000 per nursery.
This cost estimate is expected to hold
for FY 2007 and FY 2008, to the extent
that Federal funding is available. Of
course there is a possibility that the
number of nurseries required to be
inspected subject to the rule may
increase in the event that the number of
host plants increases, thereby making
more nurseries subject to this part of the
regulations. In any case, to the extent
that Federal funding is not available, the
unfunded portion of the inspection and
testing activities would have to be borne
by the affected entity. APHIS plans to
issue guidance on the implementation
of transferring the costs of inspection
and testing to nurseries in the event
funding becomes unavailable.
Moreover, in the event that a nursery
is found infected with P. ramorum,
there will be additional costs of labor
and revenue loss associated with plant
destruction, but this cost would be
limited by the extent of infestation. For
example, the additional labor costs to
destroy one infected plant would be less
than that of a nursery full of infected
plants. In addition, this interim rule
requires nurseries to maintain fungicide
reports for at least 2 years; however,
regulated entities are already required to
maintain fungicide reports, and because
23 Source:
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Jonathan Jones, APHIS/PPQ.
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of that fact there are minimal
recordkeeping costs associated with this
interim rule. All nurseries that are
operating under compliance agreements
must also maintain records of all
incoming shipments of plants for a
minimum of 24 months and must make
them available to inspectors upon
request. In addition, all nurseries that
are operating under compliance
agreements, except retail dealers, must
maintain records of outgoing shipments
for a minimum of 24 months and make
them available to inspectors upon
request. Again, labor costs and
recordkeeping costs are difficult to
quantify as the magnitude varies by
each nursery and by the level of
infestation. As such, we welcome public
comment regarding estimates of these
costs as a result of the interim rule.
As is evident in each State’s analysis,
likely effects of the rule on consumer
confidence in nursery stock from the
West Coast are difficult to capture as it
is largely dependent on buyers’
perceptions. However, in light of the
public’s growing awareness of P.
ramorum’s threat to the natural
environment and nurseries, we believe
that failure to promulgate this interim
rule and place Federal restrictions on
the interstate movement of nursery
stock would further lessen consumer
confidence in West Coast nursery stock.
Hence, we believe the interim rule will
boost confidence in West Coast nursery
stock rather than lessen it. We welcome
public comment on this indirect cost of
the rule. In our research we have
discovered other impacts of the
regulation. For instance, the study
conducted in California suggests that, in
response to P. ramorum regulations,
some nurseries are engaging in
increased pest management activities so
as to avoid infestation. These additional
production expenses are not a result of
the interim rule. Rather, such
precautionary or risk-reducing activities
are a rational response to the potential
regulatory costs and production value
loss of infestation.
Expected Benefits of the Interim Rule
This interim rule will amend the P.
ramorum regulations to protect against
the artificial spread of P. ramorum. This
rule will provide two chief benefits: (1)
Protect the environment outside of the
quarantined area from the pathogen; and
(2) protect nurseries outside the
regulated area from becoming infected
with the pathogen, while facilitating
interstate sales of regulated articles from
West Coast nurseries. Benefits of the
rule will accrue both to entities in the
immediate regulated area as well as to
the general public and private
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14:03 Feb 26, 2007
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enterprises across the nation, as this
rule expands the quarantined boundary
in order to contain the pathogen’s
spread in the natural environment and
addresses the artificial spread via
interstate movement restrictions.
The extensive environmental damage
caused by P. ramorum makes its control
a matter of public interest, all the more
so given our incomplete understanding
of the range of susceptible species. By
expanding the quarantined area, we
hope to confine the spread of the
pathogen in the natural environment,
with the goal of protecting forests and
ecological areas in the regulated area
and beyond. Ecological threats include
a change in species composition in
infested forests and therefore, in
ecosystem functioning; loss of food
sources for wildlife; a change in fire
frequency or intensity; and decreased
water quality due to an increase in
exposed soil surfaces.24
We do not have an estimate of the
environmental costs that would be
incurred if P. ramorum were to become
widespread regionally or nationally.
Given the tens of thousands of oak trees
that have died in California, it is
reasonable to assume that movement of
the pathogen outside of the current area
of quarantine would be potentially
devastating.
With respect to benefits of the rule to
the nursery industry, we queried State
agricultural departments in the
regulated area on the benefits of the
emergency Federal order which went
into effect January 10, 2005. However,
that data was not available at the time
this analysis was completed. We
welcome public comment from the
greenhouse/nursery industry and others
on these benefits.
In the absence of data needed to
analyze commercial benefits of this
interim rule, we relate expected benefits
to the sales value of the West Coast
nursery industry. We present a
description of that industry.
The nursery stock industry ranks
second in value of agricultural
production in California, with cash
receipts totaling $2.44 billion in 2003.25
Nursery and greenhouse production in
California accounts for 11.9 percent of
the State’s total farm receipt value, and
contributes 21.8 percent of the Nation’s
nursery and greenhouse products
inventory.26 The top five counties in
24 Source: https://nature.berkeley.edu/comtf/html/
history_background.html.
25 NASS–CA, California Agricultural Overview.
Sacramento, CA: California Agricultural Statistics
Service, 2003.
26 California: Leading Commodities for Cash
Receipt, 2003. Washington, DC: Economic Research
Service, 2005.
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production are San Diego, Orange,
Riverside, Monterey, and Los Angeles.
Of these only one, Monterey, is located
in the area quarantined for P. ramorum.
In Oregon, the nursery and greenhouse
industry is the top agricultural industry,
with sales of $844 million in 2004.27
This equates to approximately 21
percent of the total value of agricultural
production in Oregon. The Oregon
Nursery and Greenhouse survey
estimates there were 2,073 operations in
2004, with over half of those operations
making less than $20,000 per year in
sales. As was mentioned previously,
there are no nursery operations in the
quarantined portion of Curry County. In
Washington, the value of production of
specialty products was approximately
$508 million in 2003. They include
forest products, Christmas trees,
floriculture, nursery and other
horticultural products, and mushrooms.
By itself, nursery and greenhouse
products (including floriculture) had a
total value of $313 million in 2003.28 As
a whole, the greenhouse/nursery
industry represents the sixth most
valuable category of agricultural
commodities in the United States, with
over $15 billion in cash receipts in
2003, and accounting for 7.2 percent of
U.S. total agricultural value.29
The interim rule will protect against
the artificial spread of P. ramorum in
commercial nurseries both in the
regulated areas as well as nationwide.
We do not have estimates of how the
rule will reduce the probability of such
spread. However, when the emergency
Federal order was issued in December
2004, the total number of confirmed
positive sites from the trace forward,
national, and other survey was 176 in 22
States. Since the Order went into effect,
the rate of new detections in nurseries
outside the regulated area has declined
sharply. Based on this experience, we
believe that this interim rule will
continue to protect commercial
nurseries outside of the regulated area
from artificial spread of the pathogen,
and will also support sales of regulated
articles from entities in the regulated
area.
In sum, there are far-reaching benefits
of the rule that we are unable to assess
and quantify at this time. In light of the
wide-ranging environmental resources
27 NASS–OR, 2004 Oregon Nursery and
Greenhouse Survey. Portland, OR: National
Agricultural Statistics Service—Oregon Field
Office, 2004.
28 NASS–WA, Washington 2004 Annual Bulletin.
Olympia, WA: NASS, Washington Agricultural
Statistics, 2004.
29 United States: Leading Commodities for Cash
Receipts, 2003. Washington, DC: Economic
Research Service, 2005.
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that will be protected by this rule as
well as the importance of the nursery
industry, nationally and in the regulated
area, the benefits of preventing the
artificial spread of P. ramorum via
interstate movement restrictions far
outweigh the costs of implementing and
complying with the interim rule.
Small Entities Potentially Affected
The interim rule will affect all
nurseries located in California, Oregon,
and Washington. The Oregon Nursery
and Greenhouse Survey estimates there
were 2,073 operations in 2004, with
over half having sales of less than
$20,000 per year. According to the 2002
Census of Agriculture, there were 4,388
operations in California, 4,291 in
Oregon, and 2,211 operations in
Washington engaged in greenhouse,
nursery, and floriculture production.30
Of the 4,388 operations in California,
there are 1,228 located within the
quarantined area. Again, according to
the ODA, there are no nurseries located
within the quarantined area of Curry
County, Oregon. We believe that the
majority of operations would be
considered small by SBA standards.
SBA size standards for operations in
nursery and tree production (North
American Industry Classification
System (NAICS) code 111421), or
floriculture production (NAICS code
111422) are $750,000 or less in annual
receipts. The SBA size standard for
retail nursery and garden center
operations (NAICS code 444220) is $6
million or less in annual receipts.
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Alternatives
As described in section I, subsection
C, of the full economic analysis, APHIS
does not believe that there are
alternatives to the interim rule that
would satisfactorily accomplish the
goals of the regulation. Our preferred
action balances the need to protect
forests and nurseries outside the
regulated area while facilitating the
interstate movement of proven and
associated host articles and non-host
articles.
This proposed rule contains certain
reporting and recordkeeping
requirements (see ‘‘Paperwork
Reduction Act’’ below).
Executive Order 12372
This program/activity is listed in the
Catalog of Federal Domestic Assistance
under No. 10.025 and is subject to
Executive Order 12372, which requires
30 USDA, 2002 Census of Agriculture, Table 51.
NAICS code: 1114 (Includes farms engaged in
greenhouse, nursery, and floriculture production).
Washington, DC: National Agricultural Statistics
Service.
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intergovernmental consultation with
State and local elected officials. (See 7
CFR part 3015, subpart V.)
Executive Order 12988
This rule has been reviewed under
Executive Order 12988, Civil Justice
Reform. This rule: (1) Preempts all State
and local laws and regulations that are
inconsistent with this rule; (2) has no
retroactive effect; and (3) does not
require administrative proceedings
before parties may file suit in court
challenging this rule.
Environmental Considerations
The regulation of potential host plants
and plant parts susceptible to P.
ramorum has developed as the
knowledge of the plant disease and the
understanding of the epidemiology of
the potential for spread of the causal
agent increase. This interim rule is
based on the best available science, and
applies to plants that are both proven
hosts or shown to be associated with
this plant pathogen based upon positive
test results. In addition, diagnostics to
be used in support of these regulations
have undergone a formal validation
process by APHIS to ensure that
regulatory actions are based upon
results obtained from the most sensitive
and accurate diagnostic tools available.
The purpose of this rule is to prevent
the spread of the plant diseases to other
parts of the United States; it is
specifically designed to avoid or
minimize adverse environmental
impacts. The rule’s expanded
quarantine and movement restrictions
do not pose any new environmental
hazards nor any new methods not
analyzed for potential risks. The
expanded inspection, sampling, and
testing are all requirements designed to
enhance the protection of the
environment.
Based upon the increased protection
of the environment afforded by this
interim rule and the recognition that
this rule will be subject to revision as
our knowledge of the disease and plant
pathogen increase, there is no need for
further environmental documentation at
this time. As additional information
becomes available, further decisions are
likely and public input will be
requested.
Paperwork Reduction Act
In accordance with section 3507(j) of
the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the information
collection and recordkeeping
requirements included in this interim
rule have been submitted for emergency
approval to the Office of Management
and Budget (OMB). OMB has assigned
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control number 0579–0310 to the
information collection and
recordkeeping requirements.
We plan to request continuation of
that approval for 3 years. Please send
written comments on the 3-year
approval request to the following
addresses: (1) Office of Information and
Regulatory Affairs, OMB, Attention:
Desk Officer for APHIS, Washington, DC
20503; and (2) Docket No. 01–054–3,
Regulatory Analysis and Development,
PPD, APHIS, Station 3C71, 4700 River
Road Unit 118, Riverdale, MD 20737–
1238. Please state that your comments
refer to Docket No. 01–054–3 and send
your comments within 60 days of
publication of this rule.
This interim rule restricts the
interstate movement of nursery stock
from nurseries in nonquarantined areas
in California, Oregon, and Washington,
updates conditions for the movement of
regulated articles of nursery stock from
quarantined areas, adds restrictions on
the movement of decorative trees
without roots from quarantined areas,
and restricts the interstate movement of
all other nursery stock from nurseries in
quarantined areas. This rule also
updates the list of plants regulated
because of P. ramorum and the list of
areas that are quarantined for P.
ramorum.
Its implementation will require us to
engage in certain information collection
activities, in that, in certain cases,
nursery stock may not be moved
interstate from nurseries in quarantined
or regulated areas unless they are
accompanied by a certificate. A
certificate may be issued by an inspector
(i.e., an APHIS employee, State, or
County inspector, or other person
authorized by the APHIS Administrator
to enforce the regulations) or by a
person who has entered into a written
compliance agreement with APHIS.
Nursery owners must also keep records
of fungicide applications for 2 years and
must make them available to inspectors
upon request. All nurseries that are
operating under compliance agreements
must also maintain records of all
incoming shipments of plants for a
minimum of 24 months and must make
them available to inspectors upon
request. In addition, all nurseries that
are operating under compliance
agreements, except retail dealers, must
maintain records of outgoing shipments
for a minimum of 24 months and must
make them available to inspectors upon
request. We are soliciting comments
from the public concerning our
information collection and
recordkeeping requirements. These
comments will help us:
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(1) Evaluate whether the information
collection is necessary for the proper
performance of our agency’s functions,
including whether the information will
have practical utility;
(2) Evaluate the accuracy of our
estimate of the burden of the
information collection, including the
validity of the methodology and
assumptions used;
(3) Enhance the quality, utility, and
clarity of the information to be
collected; and
(4) Minimize the burden of the
information collection on those who are
to respond (such as through the use of
appropriate automated, electronic,
mechanical, or other technological
collection techniques or other forms of
information technology; e.g., permitting
electronic submission of responses).
Estimate of burden: Public reporting
burden for this collection of information
is estimated to average 0.31313 hours
per response.
Respondents: Nurseries in the States
of California, Oregon, and Washington.
Estimated annual number of
respondents: 1,425.
Estimated annual number of
responses per respondent: 5.0715789.
Estimated annual number of
responses: 7,227.
Estimated total annual burden on
respondents: 2,263 hours. (Due to
averaging, the total annual burden hours
may not equal the product of the annual
number of responses multiplied by the
reporting burden per response.)
Copies of this information collection
can be obtained from Mrs. Celeste
Sickles, APHIS’ Information Collection
Coordinator, at (301) 734–7477.
E-Government Act Compliance
The Animal and Plant Health
Inspection Service is committed to
compliance with the E-Government Act
to promote the use of the Internet and
other information technologies, to
provide increased opportunities for
citizen access to Government
information and services, and for other
purposes. For information pertinent to
E-Government Act compliance related
to this interim rule, please contact Mrs.
Celeste Sickles, APHIS’ Information
Collection Coordinator, at (301) 734–
7477.
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List of Subjects in 7 CFR Part 301
Agricultural commodities, Plant
diseases and pests, Quarantine,
Reporting and recordkeeping
requirements, Transportation.
Accordingly, we are amending 7 CFR
part 301 as follows:
I
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8597
PART 301—DOMESTIC QUARANTINE
NOTICES
1. The authority citation for part 301
continues to read as follows:
ramorum, unless such movement is in
accordance with part 330 of this
chapter.
§ 301.92–1
I
Authority: 7 U.S.C. 7701–7772 and 7781–
7786; 7 CFR 2.22, 2.80, and 371.3.
Section 301.75–15 also issued under Sec.
204, Title II, Pub. L. 106–113, 113 Stat.
1501A–293; sections 301.75–15 and 301.75–
16 also issued under Sec. 203, Title II, Pub.
L. 106–224, 114 Stat. 400 (7 U.S.C. 1421
note).
2. Part 301 is amended by revising
‘‘Subpart-Phytophthora Ramorum,’’
§§ 301.92 through 301.92–11, to read as
follows:
I
Subpart—Phytophthora Ramorum
Sec.
301.92 Restrictions on interstate movement.
301.92–1 Definitions.
301.92–2 Restricted, regulated, and
associated articles; lists of proven hosts
and associated plant taxa.
301.92–3 Quarantined and regulated areas.
301.92–4 Conditions governing the
interstate movement of regulated,
restricted, and associated articles, and
non-host nursery stock from quarantined
and regulated areas.
301.92–5 Issuance and cancellation of
certificates.
301.92–6 Compliance agreements and
cancellation.
301.92–7 Availability of inspectors;
assembly for inspection.
301.92–8 Attachment and disposition of
certificates and recordkeeping.
301.92–9 Costs and charges.
301.92–10 Treatments.
301.92–11 Inspection and sampling
protocols.
301.92–12 Testing protocols.
§ 301.92 Restrictions on interstate
movement.
(a) No person may move interstate
from any quarantined area any
regulated, restricted, or associated
article or any other nursery stock except
in accordance with this subpart.1
(b) No person may move interstate
from any nursery in any regulated area
any nursery stock except in accordance
with this subpart.
(c) No person may move interstate
from any quarantined or regulated area
any regulated restricted, or associated
article or nursery stock that has been
tested with a test approved by APHIS
and found infected with Phytophthora
ramorum, or that is part of a plant that
was found infected with Phytophthora
1 Any properly identified inspector is authorized
to stop and inspect persons and means of
conveyance and to seize, quarantine, treat, apply
other remedial measures to, destroy, or otherwise
dispose of regulated or restricted articles as
provided in sections 414, 421, and 434 of the Plant
Protection Act (7 U.S.C. 7714, 7731, and 7754).
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Definitions.
Administrator. The Administrator,
Animal and Plant Health Inspection
Service, or any person authorized to act
for the Administrator.
Animal and Plant Health Inspection
Service. The Animal and Plant Health
Inspection Service (APHIS) of the
United States Department of
Agriculture.
Associated article. Any article listed
in § 301.92–2(c).
Bark chips. Bark fragments broken or
shredded from a log or tree.
Certificate. A document, stamp, or
imprint by which an inspector or person
operating under a compliance
agreement affirms that a specified
regulated or associated article meets
applicable requirements of this subpart
and may be moved interstate to any
destination.
Compliance agreement. A written
agreement between APHIS and a person
engaged in growing, processing,
handling, or moving regulated or
associated articles, wherein the person
agrees to comply with this subpart.
Duff. Decaying plant matter that
includes leaf litter, green waste, stem
material, bark, and any other plant
material that, upon visual inspection,
does not appear to have completely
decomposed.
Firewood. Wood that has been cut,
sawn, or chopped into a shape and size
commonly used for fuel, or other wood
intended for fuel.
Forest stock. All flowers, trees,
shrubs, vines, scions, buds, or other
plants that are wild-grown, backyardgrown, or naturally occurring.
From. An article is considered to be
‘‘from’’ a specific site or location for the
purposes of this subpart if it was grown
or propagated in, stored or sold, or
distributed from the site or location.
Growing media. Any material in
which plant roots are growing or
intended for that purpose.
Inspector. Any employee of APHIS,
the U.S. Department of Agriculture, or
other person authorized by the
Administrator to perform the duties
required under this subpart.
Interstate. From any State into or
through any other State.
Log. The bole of a tree; trimmed
timber that has not been sawn further
than to form cants.
Lot. A contiguous block of plants of
the same species or cultivar, of the same
container size and from the same
source, if known.
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Lumber. Logs that have been sawn
into boards, planks, or structural
members such as beams.
Moved (move, movement). Shipped,
offered for shipment, received for
transportation, transported, carried, or
allowed to be moved, shipped,
transported, or carried.
Mulch. Bark chips, wood chips, wood
shavings, or sawdust, or a mixture
thereof, that could be used as a
protective or decorative ground cover or
as part of a growing media mixture.
Non-host nursery stock. Any taxa of
nursery stock not listed in § 301.92–2 as
a regulated or associated article.
Nursery. Any location where nursery
stock is grown, propagated, stored, or
sold, or any location from which
nursery stock is distributed. Locations
that grow trees for sale without roots
(e.g., as Christmas trees) are considered
to be nurseries for the purposes of this
subpart.
Nursery stock. All plants for planting,
including houseplants, propagative
material that is grown in a nursery, and
tree seedlings for reforestation, except
the following: Seeds; turf or sod; bulbs,
tubers, corms, or rhizomes; 2 greenhouse
grown cactus, succulents, and orchids;
aquarium grown aquatic plants;
greenhouse, container, or field grown
palms; greenhouse, container, or field
grown cycads, and tissue culture plants
grown in vitro; and plants meeting the
definition of forest stock.
Permit. A written authorization issued
by APHIS to allow the interstate
movement of restricted articles in
accordance with part 330 of this
chapter.
Person. Any association, company,
corporation, firm, individual, joint stock
company, partnership, society, or other
entity.
Plant Protection and Quarantine. The
Plant Protection and Quarantine
program of the Animal and Plant Health
Inspection Service, United States
Department of Agriculture.
Quarantined area. Any State, or any
portion of a State, listed in § 301.92–
3(a)(3) of this subpart or otherwise
designated as a quarantined area in
accordance with § 301.92–3(a)(2) of this
subpart.
Regulated area. Any area listed in
§ 301.92–3(b) of this subpart.
Regulated article. Any article listed in
§ 301.92–2(b) of this subpart.
Restricted article. Any article listed in
§ 301.92–2(a) of this subpart.
2 Bulbs,
tubers, corms, or rhizomes are only
considered nursery stock (and therefore, regulated
under this subpart) if they are of plant taxa listed
in § 301.92–2 as regulated articles or associated
articles.
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Soil. The loose surface material of the
earth in which plants grow, in most
cases consisting of disintegrated rock
with an admixture of organic material.
State. The District of Columbia,
Puerto Rico, the Northern Mariana
Islands, or any State, territory, or
possession of the United States.
§ 301.92–2 Restricted, regulated, and
associated articles; lists of proven hosts
and associated plant taxa.
(a) Restricted articles. The following
are restricted articles:
(1) Bark chips or mulch 3 located in a
quarantined area and that are proven
host plant taxa listed in paragraph (d) of
this section.
(2) Forest stock located or grown in a
quarantined area and that are proven
host plant taxa or associated plant taxa
listed in paragraph (d) or (e) of this
section.
(3) Any other product or article that
an inspector determines to present a risk
of spreading Phytophthora ramorum, if
an inspector notifies the person in
possession of the product or article that
it is a restricted article.
(b) Regulated articles. The following
are regulated articles:
(1) Nursery stock, decorative trees
without roots, unprocessed wood and
wood products, and plant products,
including firewood, logs, lumber,4
wreaths, garlands, and greenery of
proven host plant taxa listed in
paragraph (d) of this section.
(2) Soil and growing media.
(3) Any other product or article that
an inspector determines to present a risk
of spreading Phytophthora ramorum if
an inspector notifies the person in
possession of the product or article that
it is subject to the restrictions in the
regulations.
(c) Associated articles. The following
are associated articles: Nursery stock of
associated plant taxa listed in paragraph
(e) of this section.
(d) Proven host plant taxa. The
following are proven hosts of
Phytophthora ramorum:
*Acer macrophyllum Bigleaf maple
Acer pseudoplatanus Planetree maple
*Adiantum aleuticum Western maidenhair
fern
*Adiantum jordanii California maidenhair
fern
*Aesculus californica California buckeye
Aesculus hippocastanum horse chestnut
*Arbutus menziesii Madrone
*Arctostaphylos manzanita Manzanita
*Calluna vulgaris Scotch heather
3 Bark chips or mulch of species listed in
paragraph (d) of this section and that are marked
with an asterisk (*) are not restricted articles.
4 Firewood, logs, and lumber of species listed in
paragraph (d) of this section and that are marked
with an asterisk (*) are not regulated articles.
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*Camellia spp. Camellia—all species,
hybrids and cultivars
*Castanea sativa Sweet chestnut
Fagus sylvatica European beech
*Frangula californica (≡Rhamnus
californica) California coffeeberry
*Frangula purshiana (≡Rhamnus purshiana)
Cascara
Fraxinus excelsior European ash
*Griselinia littoralis Griselinia
*Hamamelis virginiana Witch hazel
*Heteromeles arbutifolia Toyon
*Kalmia spp. Kalmia—includes all species,
hybrids, and cultivars
*Laurus nobilis Bay laurel
Lithocarpus densiflorus Tanoak
*Lonicera hispidula California honeysuckle
*Maianthemum racemosum (=Smilacina
racemosa) False Solomon’s seal
*Michelia doltsopa Michelia
*Parrotia persica Persian ironwood
*Photinia fraseri Red tip photinia
*Pieris spp. Pieris—includes all species,
hybrids, and cultivars
*Pseudotsuga menziesii var. menziesii and
all nursery-grown P. menziesii Douglas fir
Quercus agrifolia Coast live oak
Quercus cerris European turkey oak
Quercus chrysolepis Canyon live oak
Quercus falcata Southern red oak
*Quercus ilex Holm oak
Quercus kelloggii California black oak
Quercus parvula var. shrevei and all nursery
grown Q. parvula Shreve’s oak
*Rhododendron spp. Rhododendron
(including azalea)—includes all species,
hybrids, and cultivars
*Rosa gymnocarpa Wood rose
*Salix caprea Goat willow
*Sequoia sempervirens Coast redwood
*Syringa vulgaris Lilac
*Taxus baccata European yew
*Trientalis latifolia Western starflower
*Umbellularia californica California bay
laurel, pepperwood, Oregon myrtle
*Vaccinium ovatum Evergreen huckleberry
*Viburnum spp. Viburnum-all species,
hybrids, and cultivars
(e) Associated plant taxa. The
following plant taxa are considered to
be associated with Phytophthora
ramorum:
Abies concolor White fir
Abies grandis Grand fir
Abies magnifica Red fir
Acer circinatum Vine maple
Acer davidii Striped bark maple
Acer laevigatum Evergreen maple
Arbutus unedo Strawberry tree
Arctostaphylos columbiana Manzanita
Arctostaphylos uva-ursi Kinnikinnick,
bearberry
Ardisia japonica Ardisia
Calycanthus occidentalis Spicebush
Castanopsis orthacantha Castanopsis
Ceanothus thyrsiflorus Blueblossom
Cinnamomum camphora Camphor tree
Clintonia andrewsiana Andrew’s clintonia
bead lily
Cornus kousa x Cornus capitata Cornus
Norman Haddon
Corylus cornuta California hazelnut
Distylium myricoides Myrtle-leafed distylium
Drimys winteri Winter’s bark
Dryopteris arguta California wood fern
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Eucalyptus haemastoma Scribbly gum
Euonymus kiautschovicus Spreading
euonymus
Fraxinus latifolia Oregon ash
Gaultheria shallon Salal, Oregon wintergreen
Hamamelis mollis Chinese witch-hazel
Hamamelis x intermedia (H. mollis & H.
japonica) Hybrid witchhazel
Ilex purpurea Oriental holly
Leucothoe axillaris Fetter-bush, dog hobble
Leucothoe fontanesiana Drooping leucothoe
Loropetalum chinense Lorapetalum
Magnolia grandiflora Southern magnolia
Magnolia stellata Star magnolia
Magnolia x loebneri Loebner magnolia
Magnolia x soulangeana Saucer magnolia
Manglietia insignis Red lotus tree
Michelia maudiae Michelia
Michelia wilsonii Michelia
Nerium oleander Oleander
Nothofagus obliqua Roble beech
Osmanthus decorus (≡Phillyrea decora; ≡P.
vilmoriniana) Osmanthus
Osmanthus delavayi Delavay Osmanthus,
Delavay tea olive
Osmanthus fragrans Sweet olive
Osmanthus heterophyllus Holly olive
Osmorhiza berteroi Sweet Cicely
Parakmeria lotungensis Eastern joy lotus tree
Pittosporum undulatum Victorian box
Prunus laurocerasus English laurel, cherry
laurel
Prunus lusitanica Portuguese laurel cherry
Pyracantha koidzumii Formosa firethorn
Quercus acuta Japanese evergreen oak
Quercus petraea Sessile oak
Quercus rubra Northern red oak
Rosa (specific cultivars)
Royal Bonica (tagged: ‘‘MEImodac’’)
Pink Meidiland (tagged: ‘‘MEIpoque’’)
Pink Sevillana (tagged: ‘‘MEIgeroka’’)
Rosa rugosa Rugosa rose
Rubus spectabilis Salmonberry
Schima wallichii Chinese guger tree
Taxus brevifolia Pacific yew
Taxus x media Yew
Torreya californica California nutmeg
Toxicodendron diversilobum Poison oak
Vancouveria planipetala Redwood ivy
cprice-sewell on PROD1PC66 with RULES
§ 301.92–3
areas.
Quarantined and regulated
(a) Quarantined areas. (1) Except as
otherwise provided in paragraph (a)(2)
of this section, the Administrator will
list as a quarantined area in paragraph
(a)(3) of this section each State, or each
portion of a State, in which
Phytophthora ramorum has been
confirmed by an inspector to be
established in the natural environment,
in which the Administrator has reason
to believe that Phytophthora ramorum is
present in the natural environment, or
that the Administrator considers
necessary to quarantine because of its
inseparability for quarantine
enforcement purposes from localities in
which Phytophthora ramorum has been
found in the natural environment. Less
than an entire State will be designated
as a quarantined area only if the
Administrator determines that:
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(i) The State has adopted and is
enforcing restrictions on the intrastate
movement of the regulated, restricted,
and associated articles that are
substantially the same as those imposed
by this subpart on the interstate
movement of regulated, restricted, and
associated articles; and
(ii) The designation of less than the
entire State as a quarantined area will
prevent the interstate spread of
Phytophthora ramorum.
(2) The Administrator or an inspector
may temporarily designate any
nonquarantined area in a State as a
quarantined area in accordance with
paragraph (a)(1) of this section. The
Administrator will give a copy of this
regulation along with a written notice
for the temporary designation to the
owner or person in possession of the
nonquarantined area. Thereafter, the
interstate movement of any regulated,
restricted, or associated article from an
area temporarily designated as a
quarantined area will be subject to this
subpart. As soon as practicable, this area
will be added to the list in paragraph
(a)(3) of this section or the designation
will be terminated by the Administrator
or an inspector. The owner or person in
possession of an area for which
designation is terminated will be given
notice of the termination as soon as
practicable.
(3) The following areas are designated
as quarantined areas:
California
Alameda County. The entire county.
Contra Costa County. The entire county.
Humboldt County. The entire county.
Lake County. The entire county.
Marin County. The entire county.
Mendocino County. The entire county.
Monterey County. The entire county.
Napa County. The entire county.
San Francisco County. The entire county.
San Mateo County. The entire county.
Santa Clara County. The entire county.
Santa Cruz County. The entire county.
Solano County. The entire county.
Sonoma County. The entire county.
Oregon
Curry County. That portion of the county
as follows: In T. 39 S., R. 13 W., secs. 32, 33,
and 34; T. 40 S., R. 13 W., secs. 3, 4, 5, 8,
9, 10, southeast quarter of sec. 11, southwest
quarter of sec. 12, northwest quarter of sec.
13, northeast quarter of secs. 14, 15, 16, and
17, east half of sec. 18, east half of secs. 19,
20, 21, 22, 28, and 29, northeast quarter of
secs. 30, 32, 33, and 34; T. 40 S., R. 14 W.,
southeast quarter of sec. 23, southwest
quarter of sec. 24, northwest quarter of sec.
25, and the northeast quarter of sec. 26.
(b) Regulated areas. The following
areas are designated as regulated areas:
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8599
California
All counties in the State not listed in
paragraph (a) of this section as quarantined
areas.
Oregon
All areas in the State not listed in
paragraph (a) of this section as quarantined
areas.
Washington
The entire State.
§ 301.92–4 Conditions governing the
interstate movement of regulated,
restricted, and associated articles, and nonhost nursery stock from quarantined and
regulated areas.
(a) Interstate movement of regulated
and associated articles from
quarantined areas. Regulated and
associated articles may be moved
interstate from a quarantined area 5 only
in accordance with this subpart.
(1) With a certificate. Any regulated or
associated article may be moved
interstate from a quarantined area if
accompanied by a certificate issued and
attached in accordance with §§ 301.92–
5 and 301.92–8, and provided that the
regulated or associated article is moved
through the quarantined area without
stopping except for refueling, rest stops,
emergency repairs, and for traffic
conditions, such as traffic lights or stop
signs.
(2) Without a certificate.
(i) The regulated or associated article
originated outside the quarantined area
and the point of origin of the article is
indicated on the waybill of the vehicle
transporting the article; and
(ii) The regulated or associated article
is moved from outside the quarantined
area through the quarantined area
without stopping except for refueling or
for traffic conditions, such as traffic
lights or stop signs, and the article is not
unpacked or unloaded in the
quarantined area.
(b) Interstate movement of restricted
articles from quarantined areas.
Restricted articles may be moved
interstate from a quarantined area 6 only
in accordance with this section.
(1) With a permit. Any restricted
article may be moved interstate from a
quarantined area only if the article is
moved pursuant to a permit issued by
the Administrator in accordance with
part 330 of this chapter.
(2) Without a permit.
(i) The restricted article originated
outside the quarantined area and the
point of origin of the article is indicated
5 Requirements under all other applicable Federal
domestic plant quarantines and regulations must
also be met.
6 See footnote 4 of this subpart.
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on the waybill of the vehicle
transporting the article; and
(ii) The restricted article is moved
from outside the quarantined area
through the quarantined area without
stopping except for refueling or for
traffic conditions, such as traffic lights
or stop signs, and the article is not
unpacked or unloaded in the
quarantined area.
(c) Interstate movement of nursery
stock from nurseries in quarantined
areas—(1) Regulated articles of nursery
stock and associated articles. Regulated
articles of nursery stock and associated
articles may only be moved interstate
from nurseries in quarantined areas in
accordance with paragraph (a) of this
section.
(2) Non-host nursery stock. Any
nursery stock of a taxon not listed in
§ 301.92–2 as a regulated or associated
article may only be moved interstate
from nurseries in quarantined areas as
follows:
(i) With a certificate. If the non-host
nursery stock originates from a nursery
in a quarantined area that contains
regulated or associated articles, the
nursery stock must be accompanied by
a certificate issued and attached in
accordance with §§ 301.92–5 and
301.92–8, and be moved through the
quarantined area without stopping
except for refueling, rest stops,
emergency repairs, and for traffic
conditions, such as traffic lights or stop
signs.
(ii) Without a certificate. If the nonhost nursery stock originates from a
nursery in a quarantined area that does
not contain regulated or associated
articles, the nursery stock may be
moved interstate without a certificate,
provided that:
(A) The nursery from which plants
originate has been inspected and found
free of evidence of Phytophthora
ramorum in accordance with § 301.92–
11(b)(3), and
(B) The nursery stock is not rooted in
soil or growing media.7
(d) Interstate movement of nursery
stock from nurseries in regulated
areas—(1) Regulated and associated
articles of nursery stock. Regulated
articles of nursery stock and associated
articles may only be moved interstate
from nurseries in regulated areas if
accompanied by a certificate issued and
attached in accordance with §§ 301.92–
5 and 301.92–8, and provided that, if
moved through a quarantined area en
route to another State, the regulated
7 To be eligible for interstate movement, non-host
nursery stock that is rooted in soil or growing media
requires certification that the soil or growing media
meets the requirements of § 301.92–5(a)(1)(iii).
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Jkt 211001
articles of nursery stock or associated
articles are moved through the
quarantined area without stopping
except for refueling, rest stops,
emergency repairs, and for traffic
conditions, such as traffic lights or stop
signs.
(2) Non-host nursery stock. Any
nursery stock of a taxon not listed in
§ 301.92–2 as a regulated or associated
article may only be moved interstate
from nurseries in regulated areas as
follows:
(i) With a certificate. If non-host
nursery stock originates from a nursery
in a regulated area that contains
regulated or associated articles, the
nursery stock must be accompanied by
a certificate issued and attached in
accordance with §§ 301.92–5 and
301.92–8, and provided that, if moved
through a quarantined area en route to
another State, the nursery stock is
moved through the quarantined area
without stopping except for refueling,
rest stops, emergency repairs, and for
traffic conditions, such as traffic lights
or stop signs.
(ii) Without a certificate. If non-host
nursery stock originates from a nursery
in a regulated area that does not contain
regulated or associated articles, the
nursery stock may be moved interstate
without a certificate, provided that the
nursery from which plants originate has
been inspected and found free of
evidence of Phytophthora ramorum in
accordance with § 301.92–11(d)(3).
§ 301.92–5 Issuance and cancellation of
certificates.
(a) Movements from quarantined
areas. (1) An inspector 8 may issue a
certificate for the interstate movement of
regulated articles, associated articles, or
non-host nursery stock 9 from a
quarantined area if the inspector
determines that:
(i) The regulated articles have been
treated under the direction of an
inspector in accordance with § 301.92–
10 or part 305 of this chapter; or
(ii) The regulated articles are wood
products such as firewood, logs, or
lumber that are free of bark; 10 or
8 Services of an inspector may be requested by
contacting local offices of Plant Protection and
Quarantine, which are listed in telephone
directories. The addresses and telephone numbers
of local offices may also be obtained from the
Animal and Plant Health Inspection Service, Plant
Protection and Quarantine, Invasive Species and
Pest Management, 4700 River Road Unit 160,
Riverdale, MD 20737, or the APHIS Web site at
https://www.aphis.usda.gov/ppq/sphd/.
9 Paragraph (d)(2)(ii) of § 301.92–4 allows the
interstate movement of non-host nursery stock
without a certificate under certain conditions.
10 Firewood, logs, lumber of species listed in
301.92–2(d) and marked with an asterisk are not
regulated articles, as noted in § 301.92–2(b)(1).
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(iii) The regulated article is soil or
growing media that has not been in
direct physical contact with any article
infected with Phytophthora ramorum,
and from which all duff has been
removed; or
(iv) The articles are nursery stock or
regulated articles of decorative trees
without roots, wreaths, garlands, or
greenery that:
(A) Are shipped from a nursery in a
quarantined area that has been
inspected in accordance with the
inspection and sampling protocol
described in § 301.92–11(a)(1), and the
nursery is free of evidence of
Phytophthora ramorum infestation; and
(B) Are part of a shipment of nursery
stock, decorative trees without roots,
wreaths, garlands, or greenery that has
been inspected prior to interstate
movement in accordance with § 301.92–
11(a)(2), and the regulated articles in the
shipment are free of evidence of
Phytophthora ramorum infection; and
(C) Have been kept separate from
regulated and associated articles and
non-host nursery stock not inspected
between the time of the inspection and
the time of interstate movement; and
(D) Have not been grown in, or moved
from, other areas within a quarantined
area except nurseries that are annually
inspected for Phytophthora ramorum in
accordance with § 301.92–11 and that
have been found free of evidence of
Phytophthora ramorum infestation,
except that certified nurseries which
receive articles from a non-certified
nursery in a quarantined or regulated
area may continue to ship other plants
interstate, provided that the uncertified
plants are safeguarded, segregated, and
withheld from interstate movement
until the plants are inspected and tested
and found free of evidence of
Phytophthora ramorum.
(v) The regulated or associated article
or non-host nursery stock is to be moved
in compliance with any additional
emergency conditions the Administrator
may impose under section 414 of the
Plant Protection Act (7 U.S.C. 7714) 11 to
prevent the spread of Phytophthora
ramorum; and
(vi) The regulated or associated article
or non-host nursery stock is eligible for
unrestricted movement under all other
Federal domestic plant quarantines and
11 Sections 414, 421, and 434 of the Plant
Protection Act (7 U.S.C. 7714, 7731, and 7754)
provide that the Secretary of Agriculture may,
under certain conditions, hold, seize, quarantine,
treat, apply other remedial measures to destroy or
otherwise dispose of any plant, plant pest, plant
product, article, or means of conveyance that is
moving, or has moved into or through the United
States or interstate if the Secretary has reason to
believe the article is a plant pest or is infested with
a plant pest at the time of movement.
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regulations applicable to the regulated
or associated article.
(2) Reserved.
(b) Movements from regulated areas.
(1) An inspector 12 may issue a
certificate for the interstate movement of
regulated articles of nursery stock,
associated articles, or non-host nursery
stock 13 from a nursery in a regulated
area if an inspector determines that:
(i) The nursery from which the
nursery stock originates has been
inspected in accordance with § 301.92–
11(c) and found free of evidence of
Phytophthora ramorum infestation; and
(ii) All nursery stock in the nursery
have not been grown in, or moved from,
nurseries except those that have been
inspected for Phytophthora ramorum in
accordance with § 301.92–11(c) and that
have been found free of evidence of
Phytophthora ramorum infestation,
except that certified nurseries which
receive articles from a non-certified
nursery in a quarantined or regulated
area may continue to ship other plants
interstate, provided that the uncertified
plants are safeguarded, segregated, and
withheld from interstate movement
until the plants are inspected and tested
and found free of evidence of
Phytophthora ramorum; and
(iii) The nursery stock is to be moved
in compliance with any additional
emergency conditions the Administrator
may impose under section 414 of the
Plant Protection Act (7 U.S.C. 7714) 14 to
prevent the spread of Phytophthora
ramorum; and
(iv) The nursery stock is eligible for
unrestricted movement under all other
Federal domestic plant quarantines and
regulations applicable to the nursery
stock.
(2) Reserved.
(c) Certificates issued under
paragraphs (a) and (b) of this section
may be issued by any person engaged in
the business of growing, processing,
handling, or moving regulated or
associated articles or nursery stock
provided such person has entered into
and is operating under a compliance
agreement in accordance with § 301.92–
6. Any such person may execute and
issue a certificate for the interstate
movement of regulated or associated
articles or nursery stock if an inspector
has previously made the determination
that the article is eligible for a certificate
in accordance with any applicable
section of this subpart.
(d) Any certificate that has been
issued may be withdrawn, either orally
12 See
footnote 7 of this subpart.
(d)(2)(ii) of § 301.92–4 allows the
interstate movement of non-host nursery stock
without a certificate under certain conditions.
14 See footnote 7 of this subpart.
13 Paragraph
VerDate Aug<31>2005
16:09 Feb 26, 2007
Jkt 211001
or in writing, by an inspector if he or
she determines that the holder of the
certificate has not complied with all
conditions in this subpart for the use of
the certificate. If the withdrawal is oral,
the withdrawal and the reasons for the
withdrawal will be confirmed in writing
as promptly as circumstances allow.
Any person whose certificate has been
withdrawn may appeal the decision in
writing to the Administrator within 10
days after receiving the written
notification of the withdrawal. The
appeal must state all of the facts and
reasons upon which the person relies to
show that the certificate was wrongfully
withdrawn. As promptly as
circumstances allow, the Administrator
will grant or deny the appeal, in writing,
stating the reasons for the decision. A
hearing will be held to resolve any
conflict as to any material fact. Rules of
practice concerning a hearing will be
adopted by the Administrator.
8601
Administrator will grant or deny the
appeal, in writing, stating the reasons
for the decision. A hearing will be held
to resolve any conflict as to any material
fact. Rules of practice concerning a
hearing will be adopted by the
Administrator.
(Approved by the Office of Management and
Budget under control numbers 0579–0310)
§ 301.92–7 Availability of inspectors;
assembly for inspection.
(Approved by the Office of Management and
Budget under control numbers 0579–0310
and 0579–0088)
(a) Any person (other than a person
authorized to issue certificates under
§ 301.92–5(c)) who desires to move a
regulated or associated article or nonhost nursery stock interstate
accompanied by a certificate must notify
an inspector 16 as far in advance of the
desired interstate movement as possible,
but no less than 48 hours before the
desired time of inspection.
(b) The regulated or associated article
or non-host nursery stock must be
assembled at the place and in the
manner the inspector designates as
necessary to comply with this subpart.
§ 301.92–6 Compliance agreements and
cancellation.
§ 301.92–8 Attachment and disposition of
certificates and recordkeeping.
(a) Any person engaged in growing,
processing, handling, or moving
regulated articles, associated articles, or
non-host nursery stock may enter into a
compliance agreement when an
inspector determines that the person
understands this subpart, agrees to
comply with its provisions, and agrees
to comply with all the provisions
contained in the compliance
agreement.15
(b) Any compliance agreement may be
canceled, either orally or in writing, by
an inspector whenever the inspector
finds that the person who has entered
into the compliance agreement has
failed to comply with this subpart. If the
cancellation is oral, the cancellation and
the reasons for the cancellation will be
confirmed in writing as promptly as
circumstances allow. Any person whose
compliance agreement has been
canceled may appeal the decision, in
writing, within 10 days after receiving
written notification of the cancellation.
The appeal must state all of the facts
and reasons upon which the person
relies to show that the compliance
agreement was wrongfully canceled. As
promptly as circumstances allow, the
(a) A certificate required for the
interstate movement of a regulated
article, associated article, or non-host
nursery stock must, at all times during
the interstate movement, be:
(1) Attached to the outside of the
container containing the regulated
article, associated article, or non-host
nursery stock; or
(2) Attached to the regulated article,
associated article, or non-host nursery
stock itself if not in a container; or
(3) Attached to the consignee’s copy
of the accompanying waybill. If the
certificate is attached to the consignee’s
copy of the waybill, the regulated
article, associated article, or non-host
nursery stock must be sufficiently
described on the certificate and on the
waybill to identify the regulated article,
associated article, or non-host nursery
stock.
(b) The certificate for the interstate
movement of a regulated article,
associated article, or non-host nursery
stock must be furnished by the carrier
to the consignee listed on the certificate
upon arrival at the location provided on
the certificate.
(c) All nurseries that are operating
under compliance agreements must
maintain records of all incoming
shipments of plants for a minimum of
24 months and must make them
available to inspectors upon request. In
addition, all nurseries that are operating
under compliance agreements, except
15 Compliance agreement forms are available
without charge from the Animal and Plant Health
Inspection Service, Plant Protection and
Quarantine, Invasive Species and Pest Management,
4700 River Road Unit 160, Riverdale, MD 20737–
1236, and from local offices of the Plant Protection
and Quarantine, which are listed in telephone
directories. Forms are also available on the Internet
at https://www.aphis.usda.gov/ppq/ispm/pramorum/
resources.html.
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Fmt 4700
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16 See
E:\FR\FM\27FER1.SGM
footnote 7 of this subpart.
27FER1
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Federal Register / Vol. 72, No. 38 / Tuesday, February 27, 2007 / Rules and Regulations
retail dealers, must maintain records of
outgoing shipments for a minimum of
24 months and must make them
available to inspectors upon request.
cost. The user will be responsible for all
costs and charges arising from
inspection and other services provided
outside normal business hours.
(Approved by the Office of Management and
Budget under control numbers 0579–0088
and 0579–0310)
§ 301.92–10
§ 301.92–9
Costs and charges.
The services of the inspector during
normal business hours (8 a.m. to 4:30
p.m., Monday through Friday, except
holidays) will be furnished without
Treatments.
Treatment schedules listed in part 305
of this chapter are authorized for use on
certain regulated articles to prevent the
spread of Phytophthora ramorum. The
following treatments also may be used
for the regulated articles indicated:
(a) Soil—Heat to a temperature of at
least 180 °F at the center of the load for
30 minutes in the presence of an
inspector.
(b) Wreaths, garlands, and greenery of
host material—Dip for 1 hour in water
that is held at a temperature of at least
160 °F.
(c) Bay leaves—Treat with vacuum
heat in accordance with part 305 of this
chapter.
§ 301.92–11
protocols.
Inspection and sampling
Inspection and certification protocol
Type(s) of plants shipped interstate
Origin: Quarantined
areas
Regulated articles only ......................................
Regulated articles only ......................................
Associated articles only ....................................
Associated articles only ....................................
Regulated and associated articles only ............
Regulated and associated articles and nonhosts.
Regulated and associated articles and nonhosts.
Regulated and associated articles and nonhosts.
Non-hosts only ..................................................
Non-hosts only ..................................................
Decorative trees without roots (e.g., Christmas
trees).
Decorative trees without roots (e.g., Christmas
trees).
cprice-sewell on PROD1PC66 with RULES
Type(s) of plants in the nursery
None .................................................................
Regulated articles ............................................
None .................................................................
Associated articles ...........................................
Regulated or associated articles, or both ........
None .................................................................
Not regulated .............
§ 301.92–11(a) ..........
Not regulated .............
§ 301.92–11(a) ..........
§ 301.92–11(a) ..........
Not regulated .............
Not regulated.
§ 301.92–11(c).
Not regulated.
§ 301.92–11(c).
§ 301.92–11(c).
Not regulated.
Regulated or associated articles, or both ........
§ 301.92–11(a) ..........
§ 301.92–11(c).
Non-hosts only .................................................
§ 301.92–11(a) ..........
§ 301.92–11(c).
None .................................................................
Non-hosts .........................................................
Proven host plant taxa .....................................
Not regulated .............
§ 301.92–11(b) ..........
§301.92–11(a) ...........
Not regulated.
§ 301.92–11(d).
Not regulated.
Associated plant taxa .......................................
Not regulated .............
Not regulated.
(a) Nurseries in quarantined areas
shipping regulated articles of nursery
stock and associated articles interstate.
To meet the requirements of § 301.92–
5(a)(1)(iv), nurseries located in
quarantined areas and that move
regulated articles of nursery stock,
decorative trees without roots, wreaths,
garlands, or greenery, associated
articles, or non-host nursery stock
interstate must meet the requirements in
this section. Nurseries in quarantined
areas that do not meet the requirements
of this section are prohibited from
moving regulated articles and associated
articles interstate. Nurseries in
quarantined areas that do not meet the
requirements of this section or
paragraph (b) of this section are
prohibited from moving non-host
nursery stock interstate.
(1) Annual inspection, sampling, and
testing.
(i) Inspection. The nursery must be
inspected annually for symptoms of
Phytophthora ramorum by an
inspector.17 Inspectors will visually
inspect for symptomatic plants
throughout the nursery, and inspection
will focus on, but not be limited to,
regulated articles and associated
articles.
(ii) Sampling. A minimum of 40 plant
samples must be tested per nursery
location. Samples must be taken from
all symptomatic plants if symptomatic
plants are present. If fewer than 40
symptomatic plants are present, each
symptomatic plant must be sampled and
the remainder of the 40 sample
minimum must be taken from
asymptomatic plants. If no symptomatic
plants are present, 40 asymptomatic
plants must be sampled; biased toward
proven hosts. Each sample may contain
more than one leaf, and may come from
more than one plant, but all plants in
the sample must be from the same lot.
Asymptomatic samples, if collected,
must be taken from regulated and
associated articles and nearby plants.
Inspectors must conduct inspections at
times when the best expression of
symptoms is anticipated and must take
nursery fungicide programs into
consideration. Nursery owners must
keep records of fungicide applications
for 2 years and must make them
available to inspectors upon request.
(iii) Testing. Samples must be labeled
and sent for testing to a laboratory
approved by APHIS and must be tested
using a test method approved by APHIS,
in accordance with § 301.92–12.
(iv) Annual certification. If all plant
samples tested in accordance with this
section and § 301.92–12 return negative
results for Phytophthora ramorum, an
inspector may certify that the nursery is
free of evidence of Phytophthora
ramorum infestation at the time of
inspection, and the nursery will be
eligible to enter into a compliance
agreement in accordance with § 301.92–
6.18
(2) Pre-shipment inspection,
sampling, and testing.
(i) Inspection. During the 30 days
prior to interstate movement from a
nursery in a quarantined area, regulated
articles or associated articles intended
for interstate movement must be
inspected for symptoms of
Phytophthora ramorum by an
inspector.19 Inspection will focus on,
17 Persons operating under compliance
agreements are eligible to issue certificates for the
interstate movement of regulated and associated
articles, but only inspectors are authorized to
VerDate Aug<31>2005
14:03 Feb 26, 2007
Jkt 211001
conduct nursery inspections required under the
regulations.
PO 00000
Frm 00018
Fmt 4700
Sfmt 4700
18 See
19 See
E:\FR\FM\27FER1.SGM
Origin: Regulated
areas
footnote 14 of this subpart.
footnote 7 of this subpart.
27FER1
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Federal Register / Vol. 72, No. 38 / Tuesday, February 27, 2007 / Rules and Regulations
but not be limited to, regulated articles
and associated articles. No inspections
of shipments will be conducted unless
the nursery from which the shipment
originates has a current and valid
annual certification in accordance with
paragraph (a)(1)(iv) of this section.
(A) If no symptomatic plants are
found upon inspection, the shipment
may be considered free of evidence of
Phytophthora ramorum infection and is
eligible for interstate movement,
provided that the nursery is operating
under a compliance agreement with
APHIS in accordance with § 301.92–6.
(B) If symptomatic plants are found
upon inspection, the inspector will
collect at least one sample per
symptomatic plant, and one sample per
regulated article or associated article
that is in close proximity to, or that has
had physical contact with, a
symptomatic plant.
(ii) Testing and withholding from
interstate movement. Samples taken in
accordance with paragraph (a)(2)(i)(B) of
this section must be labeled and sent for
testing to a laboratory approved by
APHIS and must be tested using a test
method approved by APHIS, in
accordance with § 301.92–12. The
interstate movement of plants in the
shipment is prohibited until the plants
in the shipment are determined to be
free of evidence of Phytophthora
ramorum infection in accordance with
§ 301.92–12.
(b) Nurseries in quarantined areas
shipping non-host nursery stock
interstate. Nurseries located in
quarantined areas and that move nonhost nursery stock interstate must meet
the requirements of this paragraph or
the requirements of paragraph (a) of this
section.20 If such nurseries contain any
regulated or associated articles, the
nursery must meet the requirements of
paragraph (a). This paragraph (b) only
applies if there are no regulated or
associated articles of nursery stock in
the nursery. Nurseries that do not meet
the requirements of paragraphs (a) or (b)
of this section are prohibited from
moving non-host nursery stock
interstate.
(1) Annual visual inspection. The
nursery must be visually inspected
annually for symptoms of Phytophthora
ramorum. Inspections and
determinations of freedom from
evidence of Phytophthora ramorum
infestation must occur at the time when
the best expression of symptoms is
anticipated.
20 In addition, to be eligible for interstate
movement, non-host nursery stock that is rooted in
soil or growing media requires certification that the
soil or growing media meets the requirements of
§ 301.92–5(a)(1)(iii).
VerDate Aug<31>2005
14:03 Feb 26, 2007
Jkt 211001
(2) Sampling. All plants showing
symptoms of infection with
Phytophthora ramorum upon inspection
will be sampled and tested in
accordance with § 301.92–12. If
symptomatic plants are found upon
inspection, the following plants must be
withheld from interstate shipment until
testing is completed and the nursery is
found free of evidence of Phytophthora
ramorum in accordance with this
paragraph (b)(3) of this section and
§ 301.92–12: All symptomatic plants,
any plants located in the same lot as the
suspect plant, and any plants located
within 2 meters of this lot of plants.
(3) Certification. If all plant samples
tested in accordance with this section
and § 301.92–12 return negative results
for Phytophthora ramorum, or if an
inspector determines that plants in a
nursery exhibit no signs of infection
with Phytophthora ramorum, the
inspector may certify that the nursery is
free of evidence of Phytophthora
ramorum infestation at the time of
inspection. Certification is valid for 1
year and must be renewed each year to
continue shipping plants interstate.
(c) Nurseries in regulated areas
shipping regulated articles of nursery
stock or associated articles interstate.
To meet the conditions of § 301.92–5(b),
any nursery that is located in a
regulated area and contains regulated
articles of nursery stock or associated
articles, and ships any nursery stock
interstate must meet the following
requirements:
(1) Annual inspection. The nursery
must be inspected annually for
symptoms of Phytophthora ramorum by
an inspector.21 Inspection will focus on,
but not be limited to, regulated articles
of nursery stock and associated articles.
(2) Sampling. Samples must be taken
from all symptomatic plants. If fewer
than 40 symptomatic plants are present,
each symptomatic plant must be
sampled and additional samples must
be taken from asymptomatic plants so
that the minimum number of plants
sampled is 40. If no symptomatic plants
are present, 40 asymptomatic plants
must be sampled. Each sample may
contain more than one leaf, and may
come from more than one plant, but all
plants in the sample must be from the
same lot. If samples are collected from
asymptomatic plants, the samples must
be taken from regulated and associated
articles and nearby plants. Inspectors
must conduct inspections at times when
the best expression of symptoms is
anticipated and must take nursery
fungicide programs into consideration.
Nursery owners must keep records of
21 See
PO 00000
footnote 7 of this subpart.
Frm 00019
Fmt 4700
Sfmt 4700
8603
fungicide applications for 2 years and
must make them available to inspectors
upon request.
(3) Annual certification. If all plant
samples tested in accordance with this
section and § 301.92–12 return negative
results for Phytophthora ramorum, the
inspector may certify that the nursery is
free of evidence of Phytophthora
ramorum infestation at the time of
inspection. Nurseries in a regulated area
must have current and valid
certification to ship regulated articles of
nursery stock and associated articles
interstate. If annual certification expires
prior to reinspection, all plants in the
nursery are prohibited interstate
movement until the nursery is
inspected, tested, and re-certified in
accordance with this section and
§ 301.92–12.
(d) Nurseries in regulated areas
shipping non-host nursery stock
interstate. Nurseries located in regulated
areas and that move non-host nursery
stock interstate must meet the
requirements in this paragraph or the
requirements of paragraph (c) of this
section. If such nurseries contain any
regulated or associated articles, the
nursery must meet the requirements of
paragraph (c). This paragraph (d) only
applies if there are no regulated or
associated articles in the nursery.
Nurseries that do not meet the
requirements of paragraphs (c) or (d) of
this section are prohibited from moving
non-host nursery stock interstate.
(1) Annual visual inspection. The
nursery must be visually inspected
annually for symptoms of Phytophthora
ramorum. Inspections and
determinations of apparent pest freedom
for such nurseries must occur at the
time when the best expression of
symptoms is anticipated.
(2) Sampling. All plants showing
symptoms infection with Phytophthora
ramorum upon inspection will be
sampled and tested in accordance with
§ 301.92–12. If symptomatic plants are
found upon inspection, the following
plants must be withheld from interstate
shipment until testing is completed and
the nursery is found free of evidence of
Phytophthora ramorum in accordance
with § 301.92–12: All symptomatic
plants, any plants located in the same
lot as the symptomatic plant, and any
plants located within 2 meters of that lot
of plants.
(3) Certification. If all plant samples
tested in accordance with this section
and § 301.92–12 return negative results
for Phytophthora ramorum, or if an
inspector determines that plants in the
nursery exhibit no signs of infection
with Phytophthora ramorum, the
inspector may certify that the nursery is
E:\FR\FM\27FER1.SGM
27FER1
8604
Federal Register / Vol. 72, No. 38 / Tuesday, February 27, 2007 / Rules and Regulations
free of evidence of Phytophthora
ramorum infestation at the time of
inspection. Certification is valid for 1
year and must be renewed each year to
continue shipping plants interstate.
(e) Additions to the lists of proven
hosts and associated plants. In the event
that APHIS informs a nursery owner
that additional proven hosts or
associated plants exist, but those taxa
are not yet listed in this subpart, the
following provisions apply:
(1) Nurseries operating under a
compliance agreement in accordance
with § 301.92–6 may continue to ship
plants interstate in accordance with this
subpart.
(2) Nurseries that had not previously
contained any regulated or associated
articles, and that had been inspected in
accordance with § 301.92–11(b)(3) and
allowed to ship plants interstate without
certificate, but that contain a newly
identified proven host or associated
plant must cease interstate shipments of
regulated articles and associated hosts
until the nursery is reinspected and
found free of evidence of Phytophthora
ramorum in accordance with § 301.92–
11. Nurseries that come under
regulation during winter dormancy
periods and that are not able to be
inspected in accordance with § 301.92–
11 prior to desired shipments of nonhost nursery stock may be allowed to
ship non-host nursery stock interstate at
the discretion of an inspector.
(Approved by the Office of Management and
Budget under control number 0579–0310)
cprice-sewell on PROD1PC66 with RULES
§ 301.92–12
Testing protocols.
Samples must be analyzed using a
methodology approved by APHIS at a
laboratory approved by APHIS. The
following methodology is approved by
APHIS.
(a) Optional ELISA Prescreening. An
APHIS-approved ELISA may be used to
prescreen plant samples to determine
the presence of Phytophthora spp.
(1) Negative prescreening results. If all
samples from a single nursery are found
to be negative through APHIS-approved
ELISA prescreening, no further testing is
required. The nursery may be
considered free of evidence of
Phytophthora ramorum, and plants in
the nursery are eligible for interstate
movement under certificate in
accordance with § 301.92–5.
(2) Positive prescreening results. If
ELISA prescreening reveals the presence
of Phytophthora spp. in any plants, each
sample that returns positive ELISA
results must be tested as provided in
paragraph (b) of this section.
(b) Mandatory testing procedures. If
ELISA prescreening is not performed, or
if results of ELISA prescreening are
VerDate Aug<31>2005
14:03 Feb 26, 2007
Jkt 211001
positive for Phytophthora spp. in any
sample, the sample must be analyzed
using an APHIS-approved test. Samples
will be considered positive for
Phytophthora ramorum based on
positive results of any approved test.
Positive PCR or other molecular tests do
not require confirmatory culture tests,
nor do positive culture tests require
confirmatory PCR or other molecular
tests; however, if culture tests return
other than positive results, an APHISapproved PCR or other molecular test
must be conducted, as provided in
paragraph (b)(1) of this section.
(1) PCR or other molecular tests.
(i) Negative results. If the results of
PCR or other molecular tests are
negative for all samples in a nursery, no
further testing is required. The nursery
may be considered free of evidence of
Phytophthora ramorum and plants in
the nursery are eligible for interstate
movement under certificate in
accordance with § 301.92–5.
(ii) Positive results. If any samples
tested using PCR or other molecular
tests return positive results for
Phytophthora ramorum, the nursery
from which they originate is prohibited
from moving plants interstate. The
nursery will be eligible to ship certain
plants interstate when an inspector
determines that those plants are free of
evidence of Phytophthora ramorum.
(2) Culture Test.
(i) Negative results. If the results of
culture tests are other than positive for
any samples taken from a single
nursery, plants in the nursery must
continue to be withheld from shipment
in accordance with § 301.92–11 and
each plant sample must be tested again
using a PCR or other molecular test, as
described in this section.
(ii) Positive results. If any culture tests
return positive results for Phytophthora
ramorum, the nursery from which they
originate is prohibited from moving
plants interstate as directed by an
inspector. The nursery will be eligible to
ship certain plants interstate when an
inspector determines that those plants
are free of evidence of Phytophthora
ramorum.
(c) Other test methods. Other test
methods may be acceptable if approved
by APHIS.
Done in Washington, DC, this 16th day of
February 2007.
Bruce Knight,
Under Secretary for Marketing and Regulatory
Programs.
[FR Doc. 07–892 Filed 2–26–07; 8:45 am]
BILLING CODE 3410–34–P
PO 00000
Frm 00020
Fmt 4700
Sfmt 4700
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2006–25890; Directorate
Identifier 2006–NM–115–AD; Amendment
39–14943; AD 2007–04–11]
RIN 2120–AA64
Airworthiness Directives; Airbus Model
A300 B2 and B4 Series Airplanes
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
AGENCY:
SUMMARY: The FAA is superseding an
existing airworthiness directive (AD),
which applies to all Airbus Model A300
B2, B4–100, and B4–200 series
airplanes. That AD currently requires
supplemental structural inspections to
detect fatigue cracking, and repair of
cracked structure. This new AD requires
revising the maintenance program by
incorporating new and revised
supplemental structural inspections,
inspection intervals, and repairs; and
repair of any damaged, cracked, or
corroded structure; which would end
the existing supplement structural
inspections. This AD results from a
review of service history and reports
received from the current supplemental
structural inspection document
program. We are issuing this AD to
prevent reduced structural integrity of
these airplanes due to fatigue cracking.
DATES: This AD becomes effective April
3, 2007.
The Director of the Federal Register
approved the incorporation by reference
of certain publications listed in the AD
as of April 3, 2007.
On August 9, 1996 (61 FR 35122, July
5, 1996), the Director of the Federal
Register approved the incorporation by
reference of Airbus Industrie
Supplemental Structural Inspection
Document, dated September 1989; and
Airbus Industrie A300 Supplemental
Structural Inspection Document,
Revision 2, dated June 1994.
ADDRESSES: You may examine the AD
docket on the Internet at https://
dms.dot.gov or in person at the Docket
Management Facility, U.S. Department
of Transportation, 400 Seventh Street,
SW., Nassif Building, Room PL–401,
Washington, DC.
Contact Airbus, 1 Rond Point Maurice
Bellonte, 31707 Blagnac Cedex, France,
for service information identified in this
AD.
FOR FURTHER INFORMATION CONTACT: Tom
Stafford, Aerospace Engineer,
E:\FR\FM\27FER1.SGM
27FER1
Agencies
[Federal Register Volume 72, Number 38 (Tuesday, February 27, 2007)]
[Rules and Regulations]
[Pages 8585-8604]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 07-892]
========================================================================
Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
Prices of new books are listed in the first FEDERAL REGISTER issue of each
week.
========================================================================
Federal Register / Vol. 72, No. 38 / Tuesday, February 27, 2007 /
Rules and Regulations
[[Page 8585]]
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection Service
7 CFR Part 301
[Docket No. 01-054-3]
RIN 0579-AB82
Phytophthora Ramorum; Quarantine and Regulations
AGENCY: Animal and Plant Health Inspection Service, USDA.
ACTION: Interim rule and request for comments.
-----------------------------------------------------------------------
SUMMARY: We are amending the Phytophthora ramorum regulations to
establish restrictions on the interstate movement of nursery stock from
nurseries in nonquarantined areas in California, Oregon, and
Washington. We are also amending the regulations to update conditions
for the movement of regulated articles of nursery stock from
quarantined areas, to add restrictions on the movement of decorative
trees without roots from quarantined areas, as well as to restrict the
interstate movement of all other nursery stock from nurseries in
quarantined areas. We are also updating the list of plants regulated
because of P. ramorum and the list of areas that are quarantined for P.
ramorum, and making other miscellaneous amendments to the regulations.
These actions are necessary to prevent the spread of P. ramorum to
noninfested areas of the United States.
DATES: This interim rule is effective February 27, 2007. We will
consider all comments that we receive on or before April 30, 2007.
ADDRESSES: You may submit comments by either of the following methods:
Federal eRulemaking Portal: Go to https://
www.regulations.gov, select ``Animal and Plant Health Inspection
Service'' from the agency drop-down menu, then click ``Submit.'' In the
Docket ID column, select APHIS-2005-0102 to submit or view public
comments and to view supporting and related materials available
electronically. Information on using Regulations.gov, including
instructions for accessing documents, submitting comments, and viewing
the docket after the close of the comment period, is available through
the site's ``User Tips'' link.
Postal Mail/Commercial Delivery: Please send four copies
of your comment (an original and three copies) to Docket No. 01-054-1,
Regulatory Analysis and Development, PPD, APHIS, Station 3C71, 4700
River Road Unit 118, Riverdale, MD 20737-1238. Please state that your
comment refers to Docket No. 01-054-3.
Reading Room: You may read any comments that we receive on this
docket in our reading room. The reading room is located in room 1141 of
the USDA South Building, 14th Street and Independence Avenue SW.,
Washington, DC. Normal reading room hours are 8 a.m. to 4:30 p.m.,
Monday through Friday, except holidays. To be sure someone is there to
help you, please call (202) 690-2817 before coming.
Other Information: Additional information about APHIS and its
programs is available on the Internet at https://www.aphis.usda.gov.
FOR FURTHER INFORMATION CONTACT: Mr. Jonathan Jones, National
Phytophthora ramorum Program Manager, Pest Detection and Management
Programs, PPQ, APHIS, 4700 River Road Unit 160, Riverdale, MD 20737;
(301) 734-8247.
SUPPLEMENTARY INFORMATION:
Background
Under the regulations in ``Subpart-Phytophthora Ramorum'' (7 CFR
301.92 through 301.92-11, referred to below as the regulations), the
Animal and Plant Health Inspection Service (APHIS) of the U.S.
Department of Agriculture (USDA) restricts the interstate movement of
certain regulated and restricted articles from quarantined areas in
California and Oregon to prevent the artificial spread of Phytophthora
ramorum, the pathogen that causes the plant diseases commonly known as
sudden oak death, ramorum leaf blight, and ramorum dieback.
The regulations, which were established in February 2002,
quarantined 10 counties in California and part of 1 county in Oregon,
and restrict the interstate movement of regulated and restricted
articles from those areas. Regulated articles, which may be moved
interstate from quarantined areas contingent upon the application of
certain phytosanitary measures, include soil and nursery stock (except
acorns and seeds), unprocessed wood and wood products (including
firewood, logs, and lumber), and plant products (including wreaths,
garlands, and greenery) of 14 species and 1 genus of plants. Restricted
articles from quarantined areas, which are prohibited from moving
interstate except under departmental permit, include bark chips, forest
stock, and mulch of the same 14 species and 1 genus of plants. The
regulations also include provisions for the issuance of certificates
and compliance agreements, as well as provisions regarding treatments
for regulated articles and inspection and sampling protocols for
nurseries shipping host plants interstate.
The regulatory changes codified by this rule are consistent with an
order issued by APHIS on December 21, 2004, that restricted the
interstate movement of nursery stock from California, Oregon, and
Washington nurseries.\1\ The requirements established by this rule
supercede the requirements of the order.
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\1\ The emergency order can be viewed on the Internet at: http:/
/www.aphis.usda.gov/ppq/ispm/pramorum/.
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In this interim rule, we are amending the regulations to establish
restrictions on the interstate movement of nursery stock from nurseries
in nonquarantined counties in California, Oregon, and Washington. We
are also amending the regulations to update conditions for the movement
of regulated articles of nursery stock from quarantined areas, to add
restrictions on the movement of decorative trees without roots from
quarantined areas, as well as to restrict the interstate movement of
all other nursery stock from nurseries in quarantined areas. We are
also updating the list of plants regulated because of P. ramorum and
the list of areas that are quarantined for P. ramorum, and making other
miscellaneous amendments to the regulations. These actions are
necessary to prevent the
[[Page 8586]]
spread of P. ramorum to noninfested areas of the United States.
Changes to the Regulations Made by this Rule
Since 2002, P. ramorum has been confirmed to be established in
natural areas in four additional counties in California and a small
additional area in Curry County, OR, and many additional plants have
been confirmed as hosts of the pathogen. In this document, we are
updating the regulations to reflect these developments.
Specifically, we are adding Contra Costa, Humboldt, Lake, and San
Francisco Counties in California to the list of quarantined areas and
revising the description of the portion of Curry County, OR, that is a
quarantined area to reflect the fact that the previously quarantined
area has been expanded, and that the area remains under an eradication
program. The updated list of quarantined areas appears in Sec. 301.92-
3(a)(3) in this rule.
We are also amending the regulations in Sec. 301.92-2 that
designate regulated and restricted articles to include additional taxa
of P. ramorum hosts. The complete list of proven host taxa can be found
in Sec. 301.92-2(d) in the rule portion of this document. The proven
genera, species, or hybrids added by this rule are:
Acer pseudoplatanus Planetree maple
Adiantum aleuticum Western maidenhair fern
Adiantum jordanii California maidenhair fern
Aesculus hippocastanum horse chestnut
Calluna vulgaris Scotch heather
Camellia spp. Camellia--all species, hybrids, and cultivars
Castanea sativa Sweet chestnut
Fagus sylvatica European beech
Frangula purshiana ([equiv]Rhamnus purshiana) Cascara
Fraxinus excelsior European ash
Griselinia littoralis Griselinia
Hamamelis virginiana Witch hazel
Kalmia spp. Kalmia-all species, hybrids, and cultivars
Laurus nobilis Bay laurel
Maianthemum racemosum ([equiv]Smilacina racemosa) False
Solomon's seal
Michelia doltsopa Michelia
Parrotia persica Persian ironwood
Photinia fraseri Red tip photinia
Pieris spp. Pieris-all species, hybrids, and cultivars
Pseudotsuga menziesii var. menziesii Douglas fir and all
nursery-grown P. menziesii
Quercus cerris European turkey oak
Quercus chrysolepis Canyon live oak
Quercus falcata Southern red oak
Quercus ilex Holm oak
Rosa gymnocarpa Wood rose
Salix caprea Goat willow
Sequoia sempervirens Coast redwood
Syringa vulgaris Lilac
Taxus baccata European yew
Trientalis latifolia Western starflower
Viburnum spp. Viburnum-all species, hybrids, and cultivars
The plant taxa listed above are proven hosts of P. ramorum based
upon completion, documentation, review, and acceptance of traditional
Koch's postulates. Note that several updates have been made to
previously listed taxa:
Black oak is now listed as California black oak;
The scientific name for California coffeeberry has been
corrected;
Huckleberry is now listed as evergreen huckleberry;
Arrowwood is now listed as Bodnant viburnum;
All nursery-grown Quercus parvula are now regulated;
All species, hybrids, and cultivars of Pieris spp. are now
regulated;
All species, hybrids, and cultivars of Kalmia spp. are now
regulated;
All species, hybrids, and cultivars of Rhododendron spp.
are now regulated; and
The listing for Umbellularia californica is clarified to
include other recognized common names--pepperwood and Oregon myrtle.
We are also clarifying that firewood, logs, and lumber of specific
proven host plant taxa are not regulated because available research
shows that P. ramorum infections are limited to other parts (i.e.,
twigs, leaves, and sprouts) of those hosts. These hosts are indicated
with an asterisk in revised Sec. 301.92-2(d).
In addition to amending the lists of regulated and restricted
articles, we are adding a new category of article to the regulations:
Associated articles. Several plant species have been associated with P.
ramorum after symptoms were observed on the plants and culture or
polymerase chain reaction (PCR) tests of the plants returned positive
results for P. ramorum. Traditional Koch's postulates, which will
confirm or exclude them as hosts, have not yet been completed for any
of these plant species, but the positive results of culture or PCR
tests indicate that they present a risk of transmitting P. ramorum. We
are, therefore, imposing restrictions on their interstate movement
(discussed in detail later in this document) until the results of the
application of Koch's postulates are known. At that time, we will list
proven hosts as regulated and restricted articles and remove from the
list of associated articles those plant species that are not proven
hosts of P. ramorum via application of Koch's postulates.
Associated plant taxa are listed in Sec. 301.92-2(e); only nursery
stock of these plant taxa are regulated under this rule (i.e.,
interstate movement of unprocessed wood and wood products, and plant
products, including bark chips, mulch, firewood, logs, lumber, wreaths,
garlands, and greenery of associated plant taxa are not regulated).
Abies concolor White fir
Abies grandis Grand fir
Abies magnifica Red fir
Acer circinatum Vine maple
Acer davidii Striped bark maple
Acer laevigatum Evergreen maple
Arbutus unedo Strawberry tree
Arctostaphylos columbiana Manzanita
Arctostaphylos uva-ursi Kinnikinnick, bearberry
Ardisia japonica Ardisia
Calycanthus occidentalis Spicebush
Castanopsis orthacantha Castanopsis
Ceanothus thyrsiflorus Blueblossom
Cinnamomum camphora Camphor tree
Clintonia andrewsiana Andrew's clintonia bead lily
Corylus cornuta California hazelnut
Cornus kousa x Cornus capitata Cornus Norman Haddon
Distylium myricoides Myrtle-leafed distylium
Drimys winteri Winter's bark
Dryopteris arguta California wood fern
Eucalyptus haemastoma Scribbly gum
Euonymus kiautschovicus Spreading euonymus
Fraxinus latifolia Oregon ash
Gaultheria shallon Salal, Oregon wintergreen
Hamamelis mollis Chinese witch-hazel
Hamamelis x intermedia (H. mollis & H. japonica) Hybrid
witchhazel
Ilex purpurea Oriental holly
Leucothoe axillaris Fetter-bush, dog hobble
Leucothoe fontanesiana Drooping leucothoe
Loropetalum chinense Loropetalum
Magnolia grandiflora Southern magnolia
Magnolia stellata Star magnolia
Magnolia x loebneri Loebner magnolia
Magnolia x soulangeana Saucer magnolia
Manglietia insignis Red lotus tree
Michelia maudiae Michelia
Michelia wilsonii Michelia
Nerium oleander Oleander
[[Page 8587]]
Nothofagus obliqua Roble beech
Osmanthus decorus ([equiv]Phillyrea decora; [equiv]P.
vilmoriniana) Osmanthus
Osmanthus delavayi Delavay Osmanthus, Delavay tea olive
Osmanthus fragrans Sweet olive
Osmanthus heterophyllus Holly olive
Osmorhiza berteroi Sweet Cicely
Parakmeria lotungensis Eastern joy lotus tree
Pittosporum undulatum Victorian box
Prunus laurocerasus English laurel, cherry laurel
Prunus lusitanica Portuguese laurel cherry
Pyracantha koidzumii Formosa firethorn
Quercus acuta Japanese evergreen oak
Quercus petraea Sessile oak
Quercus rubra Northern red oak
Rosa (specific cultivars) hybrid roses
Royal Bonica (tagged: ``MEImodac''), Pink Meidilland (tagged:
``MEIpoque''), Pink Sevillana (tagged: ``MEIgeroka'')
Rosa rugosa Rugosa rose
Rubus spectabilis Salmonberry
Schima wallichii Chinese guger tree
Taxus brevifolia Pacific yew
Taxus x media Yew
Torreya californica California nutmeg
Toxicodendron diversilobum Poison oak
Vancouveria planipetala Redwood ivy
Nurseries Located Outside Quarantined Areas
A primary purpose of this rule is to address the discovery of P.
ramorum in nurseries in California, Oregon, and Washington that are
outside quarantined areas. Nurseries outside the quarantined area were
not previously covered by the regulations. While P. ramorum is present
and in some cases widespread in the natural environment in the
quarantined areas of California and Oregon, the detections of P.
ramorum in the nonquarantined areas of California and Oregon and in the
State of Washington have been limited to commercially produced nursery
plants. These nurseries are a proven source of P. ramorum moved in the
interstate trade of nursery stock, therefore, we are regulating the
interstate movement of nursery stock from nurseries in nonquarantined
areas in California, Oregon, and Washington (referred to elsewhere in
this document and in the amended regulations as regulated areas \2\) in
order to prevent the spread of P. ramorum to noninfested areas of the
United States. As stated in the previous section, we are not regulating
the interstate movement of any other restricted or regulated articles
from regulated areas because positive finds in regulated areas have
been limited to nursery stock.
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\2\ Note the distinction between regulated areas and quarantined
areas. Quarantined areas include the 14 counties in California and a
portion of 1 county in Oregon listed in Sec. 301.92-3(a)(3).
Regulated areas include all remaining areas of California and
Oregon, and the entire State of Washington.
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Specifically, any nursery located in a regulated area that contains
regulated articles of nursery stock or associated articles is
prohibited from moving nursery stock interstate until certain
conditions are met. In some cases, nurseries may also be prohibited
from shipping non-host nursery stock \3\ until the same or similar
conditions are met. These conditions, which are contained in Sec.
301.92-11 of the regulations, are described below.
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\3\ Non-host nursery stock is defined as any taxa of nursery
stock not listed in Sec. 301.92-2 as a regulated or associated
article.
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Requirements for Moving Regulated Articles of Nursery Stock and
Associated Articles Interstate From Regulated Areas
Paragraph (c) of Sec. 301.92-11 pertains to nurseries located in
regulated areas that ship regulated articles of nursery stock or
associated articles interstate. Under paragraph (c), such nurseries
must be inspected for symptoms of P. ramorum by an APHIS, State, or
county inspector.\4\ Inspection will focus on, but not be limited to,
regulated articles of nursery stock and associated articles.
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\4\ Persons operating under compliance agreements in accordance
with Sec. 301.92-6 are eligible to issue certificates for the
interstate movement of regulated and associated articles, but only
APHIS, State, and county inspectors are authorized to conduct
nursery inspections required by the regulations.
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Samples must be taken from all symptomatic plants. If fewer than 40
symptomatic plants are present, each symptomatic plant must be sampled
and additional samples must be taken from asymptomatic plants so that
the minimum number of plants sampled totals 40. If no symptomatic
plants are present, 40 asymptomatic plants must be sampled. Each sample
may contain more than one leaf, and may come from more than one plant,
but all plants in the sample must be from the same lot.\5\ If the
samples are collected from asymptomatic plants, the samples must be
taken from regulated and associated articles and nearby plants.
Inspectors must conduct inspections at times when the best expression
of symptoms is anticipated (typically within 30-90 days of bud break)
and must take nursery fungicide programs into consideration to maximize
the opportunity to observe symptoms. We recommend that inspections be
performed 2 to 9 weeks after any application of fungicides that are
efficacious for Phytophthora spp. or oomycetes, (depending on the type
of fungicide used and the plant treated), and prior to any subsequent
applications of such fungicides. Nursery owners must also keep records
of fungicide applications for 2 years and must make them available to
inspectors upon request.
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\5\ ``Lot'' is defined as a contiguous block of plants of the
same species or cultivar, of the same container size and from the
same source, if known.
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Annual Certification and Recordkeeping
All plant samples must be tested in accordance with Sec. 301.92-
12. If samples return negative results for P. ramorum, an inspector may
certify that the nursery is free of evidence of Phytophthora ramorum
infestation at the time the plants were inspected. Nurseries in a
regulated area must have current and valid certification to ship
regulated articles of nursery stock and associated articles interstate.
If annual certification expires prior to reinspection, all plants in
the nursery are prohibited interstate movement until the nursery is
inspected, tested, and re-certified in accordance with the regulations.
All nurseries that are operating under compliance agreements must
maintain records of all incoming shipments of plants for a minimum of
24 months and must make them available to inspectors upon request. In
addition, all nurseries that are operating under compliance agreements,
except retail dealers, must maintain records of outgoing shipments for
a minimum of 24 months. This recordkeeping will help to facilitate
tracebacks and traceforwards in the event that articles infected with
P. ramorum are discovered upon inspection.
Requirements for Moving Non-Host Nursery Stock Interstate From
Regulated Areas
Paragraph (d) of Sec. 301.92-11 pertains to nurseries in regulated
areas that contain only non-host nursery stock. If a nursery located in
a regulated area moves non-host nursery stock interstate but the
nursery contains regulated articles of nursery stock or associated
articles, the nursery must meet the requirements of Sec. 301.92-11(c),
which are described above, even if the nursery only ships non-host
nursery stock interstate. Alternately, under paragraph (d), if there
are no regulated or associated articles in the nursery, a nursery in a
regulated area may ship non-host nursery stock interstate if the
following conditions are met:
The nursery must be visually inspected annually and found
free of symptoms of P. ramorum at the time
[[Page 8588]]
when the best expression of symptoms is anticipated (typically within
30-90 days of bud break).
If symptomatic plants are found upon inspection, all such
plants must be tested, and the following plants must be withheld from
interstate shipment until testing is completed and the nursery is found
free of evidence of P. ramorum by an inspector: All symptomatic plants,
any plants located in the same lot as the symptomatic plant, and any
plants located within 2 meters of the affected lot(s) of plants.
If no symptomatic plants are found, an inspector may
certify that the nursery is free of evidence of P. ramorum, and non-
host nursery stock will be eligible for interstate movement. Note that
no certificate is required for non-host plants moving interstate in
accordance with Sec. 301.92-11(d).
The States of California, Oregon, and Washington, and local
governments cooperate with APHIS in enforcing the requirements of this
rule. The States have agreed to maintain on the Internet a current list
of nurseries that have been certified as free of evidence of P. ramorum
infestation in accordance with this rule. Links to the States' lists
can be found at https://www.aphis.usda.gov/ppq/ispm/pramorum/
resources.html.
Sunset Clause
In the December 2004 Federal Order, the provisions described above
pertaining to nurseries located in regulated areas and the interstate
movement of nursery stock from regulated areas were scheduled to expire
three years from the effective date, unless APHIS issued another rule
before that time to extend or revise that aspect of the P. ramorum
regulatory program. That expiration date only pertained to regulated
areas in California, Oregon, and Washington that are outside
quarantined areas. We have decided that the sunset clause included in
the Federal Order is no longer necessary or appropriate, therefore we
are not including it in this rule and are continuing the provisions
described above pertaining to nurseries located in regulated areas and
the interstate movement of nursery stock from regulated areas until
further notice.
Additional Restrictions on the Movement of Associated Articles and Non-
Host Nursery Stock From Quarantined Areas
This rule also restricts the interstate movement of associated
articles \6\ and non-host nursery stock from quarantined areas.
Associated articles must meet the same conditions for interstate
movement from a quarantined area that apply to regulated articles of
nursery stock; those conditions can be found in revised Sec. 301.92-
11(a). Non-host nursery stock must typically meet the same conditions
for interstate movement from a quarantined area that apply to regulated
articles of nursery stock, but if a nursery in a quarantined area
contains no regulated articles of nursery stock or associated articles,
non-host nursery stock may be moved interstate from that nursery
provided the nursery is inspected and found free of evidence of P.
ramorum in accordance with revised Sec. 301.92-11(b), which contains
essentially the same inspection and sampling protocol described above
under the heading ``Requirements for Moving Non-Host Nursery Stock
Interstate from Regulated Areas.'' Note that to be eligible for
interstate movement, non-host nursery stock that is rooted in soil or
growing media requires certification that the soil or growing media
meets the requirements of Sec. 301.92-5(a)(1)(iii).
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\6\ As described earlier in this document, associated articles
include only nursery stock of plant taxa listed in Sec. 301.92-
2(e).
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Most revisions made to the regulations by this rule pertain to
inspection and sampling protocols for nursery stock moving interstate
from California, Oregon, and Washington. In order to eliminate
confusion over what provisions apply in a given situation, we have
prepared the following table.
----------------------------------------------------------------------------------------------------------------
Inspection and certification protocol
Type(s) of plants in the Type(s) of plants ---------------------------------------------------------
nursery shipped interstate Origin: Quarantined areas Origin: Regulated areas
----------------------------------------------------------------------------------------------------------------
Regulated articles only....... None.................. Not regulated.............. Not regulated.
Regulated articles only....... Regulated articles.... Sec. 301.92-11(a)........ Sec. 301.92-11(c).
Associated articles only...... None.................. Not Regulated.............. Not Regulated.
Associated articles only...... Associated articles... Sec. 301.92-11(a)........ Sec. 301.92-11(c).
Regulated and associated Regulated or Sec. 301.92-11(a)........ Sec. 301.92-11(c).
articles only. associated articles,
or both.
Regulated and associated None.................. Not regulated.............. Not regulated.
articles and non-hosts.
Regulated and associated Regulated or Sec. 301.92-11(a)........ Sec. 301.92-11(c).
articles and non-hosts. associated articles,
or both.
Regulated and associated Non-hosts only........ Sec. 301.92-11(a)........ Sec. 301.92-11(c).
articles and non-hosts.
Non-hosts only................ None.................. Not regulated.............. Not regulated.
Non-hosts only................ Non-hosts............. Sec. 301.92-11(b) \1\.... Sec. 301.92-11(d).
Decorative trees without roots Proven host plant taxa Sec. 301.92-11(a)........ Not regulated.
(e.g., Christmas trees).
Decorative trees without roots Associated plant taxa. Not regulated.............. Not regulated.
(e.g., Christmas trees).
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\1\ Under Sec. 301.92-4, non-host nursery stock from a nursery in a quarantined area that contains no
regulated or associated articles does not require a certificate for interstate movement, provided that the
plants are moved bare-root; if soil or growing media is attached to non-host nursery stock, to be eligible for
interstate movement, the soil or growing media must be certified in accordance with Sec. 301.92-
5(a)(1)(iii).
This rule also amends certain existing provisions pertaining to
inspection and testing of nurseries in quarantined areas. Prior to the
effective date of this interim rule, the inspection and sampling
protocol contained in Sec. 301.92-11 required nurseries that ship
regulated articles of nursery stock interstate to be inspected and
tested annually for P. ramorum, and each shipment intended for
interstate movement to be inspected for symptoms of P. ramorum, and if
[[Page 8589]]
necessary, tested. This rule amends the text of those provisions in
order to clarify them and improve their effectiveness. Specifically, in
this rule:
The provisions for inspecting nurseries are revised. We
are requiring the inspections to be focused on the detection and
identification of symptomatic regulated articles of nursery stock and
associated articles, and are requiring that all symptomatic plants be
sampled and tested. We believe inspecting the entire nursery and
focusing on all proven host nursery stock and associated plant taxa
will best enable us to determine if P. ramorum is present in the
nursery being inspected.
The testing protocol is specified. The regulations in
effect prior to this rule simply required samples to be sent to an
APHIS-approved laboratory for testing. This rule requires samples to be
tested and evaluated using an APHIS-approved method at an APHIS-
approved laboratory in order to ensure that the tests produce accurate
and consistent results. This rule also describes the only currently
approved test protocol. The protocol is described in detail later in
this document under the heading ``Testing.''
We are clarifying that nurseries in quarantined areas must
have a current and valid annual certification of freedom from evidence
of P. ramorum in order to submit individual shipments of nursery stock
for inspection.
We are specifying conditions under which nurseries in
quarantined and regulated areas may continue to move articles
interstate if the nursery receives articles from an uncertified nursery
in a quarantined or regulated area. These conditions are located in
Sec. 301.92-5, paragraphs (a)(1)(iv)(D) and (b)(1)(ii), respectively.
New Proven Hosts or Associated Plants and Effects on Regulated
Nurseries
New hosts of P. ramorum are being identified on a monthly,
sometimes weekly, basis. As such, the regulations may not always
reflect all known proven hosts and associated plant taxa. Under the
regulations in Sec. 301.92-2, an inspector may notify a person that a
given product or article is subject to the regulations, even if the
product or article is not specifically listed in the regulations. This
might occur if the product or article (i.e. non-host nursery stock,
pots, or potting tools) was associated with other products or articles
that are likely infected with P. ramorum. In those instances, the
product or article would be held until determined free from P. ramorum
using official, APHIS-approved testing. APHIS inspectors provide notice
to affected States and stakeholders when new hosts are confirmed and
associated plants are identified. Such plants and their products then
become subject to the regulations. Hosts are added when official
samples (samples taken by Federal, State, or county inspectors and
submitted to APHIS) are confirmed to be infected with P. ramorum.
National plant protection organizations (NPPO) of foreign countries are
also recognized as credible sources for the identification of new
hosts, as well as known P. ramorum researchers who publish their new
host findings in peer reviewed journals or report their findings. When
researchers report new host finds, these finds are verified either by
the NPPO of the country in which the researcher resides or by APHIS.
In this rule, we clarify that the following provisions apply when
APHIS informs a nursery owner that additional proven hosts or
associated plants have been confirmed:
Nurseries operating under a compliance agreement in
accordance with Sec. 301.92-6 may continue to ship plants interstate
in accordance with the regulations.
Nurseries that had not previously contained any regulated
or associated articles, and that had been inspected in accordance with
Sec. 301.92-11(b)(3) and allowed to ship plants interstate without a
certificate, but that contain a newly identified proven host or
associated plant must cease interstate shipments of regulated and
associated articles until the nursery is reinspected and found free of
evidence of P. ramorum in accordance with Sec. 301.92-11. Nurseries
that come under regulation during winter dormancy periods and that are
not able to be inspected in accordance with Sec. 301.92-11 prior to
desired shipments of non-host nursery stock may be allowed to ship non-
host nursery stock interstate at the discretion of an inspector.
These provisions provide clear guidance to affected persons as to
how they will be affected by additions to the lists of proven hosts and
associated plant taxa.
Testing
We are also amending the regulations to clearly describe the
testing protocols that must be used to determine whether plant samples
taken in accordance with the regulations are infected with P. ramorum.
These testing requirements are located in a new Sec. 301.92-12. Under
this section, samples must be analyzed using a methodology approved by
APHIS at a laboratory approved by APHIS. The process for testing and
analyzing samples is described below.\7\
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\7\ Detailed descriptions of testing and sample analysis
procedures can be viewed on the Internet at https://
www.aphis.usda.gov/ppq/ ispm/pramorum/.
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Any samples collected in accordance with the regulations may be
prescreened using an APHIS-approved enzyme-linked immunosorbent assay
(ELISA) to determine the presence of Phytophthora spp. ELISA tests are
optional; however, if all samples collected from a single nursery or a
single shipment are found to be negative through ELISA prescreening, no
further testing of the plants sampled is required. A nursery or
shipment of plants may be considered free of evidence of P. ramorum
based on negative results of ELISA tests, and provided all other
applicable requirements are met, the plants are eligible for interstate
movement.\8\
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\8\ Nurseries in quarantined areas require both current annual
certification and certification of individual interstate shipments
of regulated articles of nursery stock and associated articles.
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If ELISA prescreening is not performed, or if results of ELISA
prescreening are positive for Phytophthora spp. in any sample, the
sample must be analyzed using an APHIS-approved \9\ test. Samples will
be considered positive for P. ramorum based on positive results of any
approved test. Positive PCR or other molecular tests do not require
confirmatory culture tests, nor do positive culture tests require
confirmatory PCR or other molecular tests; however, if culture tests
return other than positive results, an APHIS-approved PCR or other
molecular test must be conducted, as described below. No culture test
is required if an APHIS-approved PCR or other molecular test returns
negative results. Plants in the nursery must be withheld from
interstate movement pending negative test results in accordance with
applicable provisions of Sec. 301.92-11.
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\9\ See footnote 7.
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PCR and Other Molecular Tests
If the results of PCR or other molecular tests are negative for all
samples from a nursery or single shipment, no further testing is
required. The nursery or shipment sampled may be considered free of
evidence of P. ramorum.
If any samples tested using the PCR protocol or another approved
protocol return positive results for P. ramorum, the nursery from which
they originate is prohibited from moving plants interstate until an
inspector determines that plants intended for interstate movement are
free of evidence of P. ramorum
[[Page 8590]]
infection. When an inspector determines that a nursery in a regulated
area is free of evidence of P. ramorum infestation, the nursery will be
eligible to move plants interstate under certificate. Nurseries in
quarantined and regulated areas that contain only non-host nursery
stock are eligible to move plants interstate in accordance with Sec.
301.92-11(b) and (d).
Similarly, when an inspector determines that a shipment of nursery
stock intended for interstate movement from a nursery in a quarantined
area is free of evidence of P. ramorum infection, and provided the
nursery has current and valid annual certification in accordance with
the regulations, the shipment of nursery stock is eligible for
interstate movement under certificate.
Culture Test
If the results of culture tests are other than positive for any
samples taken from a nursery or a single shipment, each plant sample
that returns other than positive culture results must be tested again
using an approved PCR or other molecular test, and plants from the
nursery or shipment are only eligible for interstate movement if
results of such tests are negative for all samples taken.
If any culture tests return positive results for P. ramorum, the
movement of nursery stock is restricted under the same conditions
described above for positive PCR and other molecular tests.
Restrictions on the Interstate Movement of Decorative Trees Without
Roots From Quarantined Areas
We are restricting the interstate movement of decorative trees
without roots (e.g., Christmas trees) of proven P. ramorum host taxa.
Under the regulations, locations where trees are grown for sale as
decorative trees without roots, and locations where decorative trees
without roots are stored or distributed are considered nurseries. As
such, any such location that ships trees interstate and that grows
decorative trees without roots of proven P. ramorum host taxa is
subject to the same inspection, testing, and certification requirements
as any other nursery. Thus, decorative trees without roots that are
shipped interstate from quarantined areas must originate from a nursery
that has current, valid annual certification of freedom from evidence
of infestation by P. ramorum in accordance with Sec. 301.92-11(a)(1)
and individual shipments must also be inspected and certified in
accordance with Sec. 301.92-11(a)(2).
Note that locations that grow, store, or distribute decorative
trees without roots that are not proven hosts of P. ramorum are not
regulated under this rule unless the location contains proven hosts. If
the nursery ships interstate and contains any proven hosts, the nursery
is subject to the regulations.
The interstate movement of decorative trees without roots from
regulated areas is not regulated under this rule.
Additional Provisions for the Interstate Movement of Wreaths, Garlands,
and Greenery of Proven Host Taxa From Quarantined Areas
Prior to this rule, the regulations only allowed the movement of
regulated articles of wreaths, garlands, and greenery from a
quarantined area if the articles were treated in accordance with a
treatment listed in 7 CFR part 305 or a treatment listed in Sec.
301.92-10. In this rule, we are amending the regulations to allow
wreaths, garlands, and greenery of proven P. ramorum host taxa to be
moved interstate from a quarantined area if the articles originate from
a nursery that has current, valid annual certification of freedom from
evidence of infestation by P. ramorum, in accordance with Sec. 301.92-
11(a)(1), and provided that individual shipments of such articles are
inspected and certified in accordance with Sec. 301.92-11(a)(2).
Permits
The regulations in Sec. 301.92-4 have provided for the interstate
movement of restricted articles via departmental permit.\10\ APHIS does
issue permits for the movement of restricted articles for research
purposes, but technically not via a departmental permit. Therefore, we
are amending the regulations in Sec. 301.92-4 to provide that we will
issue permits for such movements in accordance with the requirements of
7 CFR part 330, which provides for the movement of plant pests and
material that may be infected or infested with plants pests.
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\10\ Permits are not required for the interstate movement of
regulated or associated articles, or non-host nursery stock. A
certificate issued in accordance with Sec. 301.92-5 is required for
those articles.
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Miscellaneous
We are clarifying in revised Sec. 301.92 that the interstate
movement of regulated, restricted, or associated articles, or nursery
stock that has been tested with a test approved by APHIS and found
infected with P. ramorum, or that is part of a plant that was found
infected with P. ramorum, is prohibited, unless such movement is in
accordance with the plant pest regulations in 7 CFR part 330.
In conjunction with the changes described in this document, we are
adding definitions for the terms associated article, from, lot, non-
host nursery stock, nursery, and regulated area to Sec. 301.92-1. The
definitions for associated article, lot, non-host nursery stock and
regulated area are described earlier in this document. The term from is
defined in order to clarify when a particular nursery requires
inspection. An article is considered to be ``from'' a specific site or
location if it was grown or propagated in, stored or sold, or
distributed from the site or location.
The term nursery is defined in order to clarify what types of
businesses are subject to the regulations pertaining to the interstate
movement of nursery stock. Nursery is defined as any location where
nursery stock is grown, propagated, stored, or sold; or any location
from which nursery stock is distributed. Also, as described earlier in
this document, locations that grow trees for sale without roots (e.g.,
as Christmas trees) are considered to be nurseries for the purpose of
the regulations.
In addition, we are revising the definitions of certificate, forest
stock, mulch, nursery stock, and soil in Sec. 301.92-1. The definition
of certificate is revised to reflect the fact that certificates issued
in accordance with the regulations may be in the form of a stamp or
imprint that looks like this:
[[Page 8591]]
[GRAPHIC] [TIFF OMITTED] TR27FE07.007
The definition for mulch is revised to clarify that plant material
meeting the definition of mulch (bark chips, wood chips, wood shavings,
or sawdust, or a mixture thereof) is regulated as mulch if used as part
of a growing media mixture.
The definition of nursery stock is revised to (1) ensure that it
applies to all potential P. ramorum host materials, bedding plants, and
other herbaceous plants, bulbs, and roots, (2) clarify that it applies
to tree seedlings being used for reforestation, and (3) remove
references to seeds and fruit pits, as those articles are not subject
to regulation under the quarantine. In conjunction with this change,
and with the addition of a definition for nursery, we are also revising
the definition for forest stock to reflect that forest stock includes
all flowers, trees, shrubs, vines, scions, buds, or other plants that
are wild-grown, backyard-grown, or naturally occurring.
The definition for soil is revised to reflect the definition used
by the International Plant Protection Convention glossary of
phytosanitary terms: \11\ The loose surface material of the earth in
which plants grow, in most cases consisting of disintegrated rock with
an admixture of organic material. As a result of revising the
definition of soil, we also need to add provisions to the regulations
to ensure the regulations continue to cover growing media mixtures that
were clearly regulated under the prior regulations as soil. As such, we
are adding a definition of growing media to the regulations, as well as
updating the regulations so that growing media is regulated in the same
fashion as soil. Growing media is defined as any material in which
plant roots are growing or intended for that purpose.
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\11\ Available at https://www.ippc.int/.
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We are revising the provisions pertaining to quarantined areas in
Sec. 301.92-3 to make it clear that APHIS will quarantine an area
based on confirmed detections of P. ramorum in the natural environment,
not based on detections in artificial environments such as nurseries.
We are also clarifying provisions throughout the regulations
regarding certifications of freedom from P. ramorum. The regulations in
effect prior to this interim rule restricted the interstate movement of
regulated articles from nurseries until such a time as an inspector
could determine that the nurseries are free of evidence of P. ramorum.
This rule provides that nurseries must be free of evidence of P.
ramorum infestation; certification of ``pest freedom'' can only be made
if each individual plant is tested for the pathogen.
We are also updating Sec. 301.92-7 regarding advance notice for
the services of an inspector to require that a person wishing to move
plants that require a certificate for interstate movement must notify
the inspector as far in advance of the desired interstate movement as
possible, but no less than 48 hours before the desired time of
inspection. This section had previously stated that we require 14 days'
advance notice, but we are able to respond with 48 hours' notice.
We are updating Sec. 301.92-10 pertaining to treatments to make it
clear that soil treated for P. ramorum must be heated such that the
temperature at the center of the load reaches at least 180 [deg]F for
30 minutes. We are also clarifying that the hot water dip for wreaths,
garlands, and greenery is applicable to all regulated articles,
including newly listed ones, as well as referencing the approved
treatment for bay leaves listed in 7 CFR part 305.
Need for Additional Revisions to the Regulations
The study of P. ramorum is constantly producing new information
that allows us to better regulate the interstate movement of plant
material to prevent the spread of the diseases caused by the pathogen.
APHIS and the Forest Service, USDA, have been conducting annual
national surveys to determine whether and where P. ramorum exists in
other areas of the United States. If additional hosts of P. ramorum are
identified during the course of the national survey or by other
scientific research, we will add those hosts to the list of regulated
and restricted articles as appropriate. Detection of P. ramorum on
other species through PCR or culture tests could result in those
species being added to the list of associated articles. Completion of
Koch's postulates would prove them as hosts.
This rule is being promulgated on an emergency basis to address
specific imminent risks. We recognize that several facets of the
regulations require additional revision to bring them up to date with
current operational practices and the state of scientific knowledge
regarding P. ramorum. We intend to publish another document for public
comment in the future that will focus on treatments. We also intend to
update the conditions for interstate movement for certain articles
other than nursery stock, including wreaths and garlands, leaves, stems
and branches, green waste, and other articles.
[[Page 8592]]
We will continue to review our P. ramorum regulatory program and
evaluate the new restrictions on nurseries in regulated areas upon
receipt of comments on this rule, and upon evaluation of data derived
from the program so far. We will provide public notification of any
changes to the regulations via a document published in the Federal
Register.
Emergency Action
This rulemaking is necessary on an emergency basis to prevent the
spread of P. ramorum outside quarantined areas in California and Oregon
and infected nursery sites in California, Oregon, and Washington. Under
these circumstances, the Administrator has determined that prior notice
and opportunity for public comment are contrary to the public interest
and that there is good cause under 5 U.S.C. 553 for making this rule
effective less than 30 days after publication in the Federal Register.
We will consider comments we receive during the comment period for
this interim rule (see DATES above). After the comment period closes,
we will publish another document in the Federal Register. The document
will include a discussion of any comments we receive and any amendments
we are making to the rule.
Executive Order 12866 and Regulatory Flexibility Act
This rule has been reviewed under Executive Order 12866. The rule
has been determined to be significant for the purposes of Executive
Order 12866 and, therefore, has been reviewed by the Office of
Management and Budget.
We have prepared an economic analysis for this interim rule. It
provides a cost-benefit analysis as required by Executive Order 12866,
as well as an initial regulatory flexibility analysis, which considers
the potential economic effects of this interim rule on small entities,
as required by the Regulatory Flexibility Act. The economic analysis is
summarized below. The full economic analysis may be viewed on the
Regulations.gov Web site (see ADDRESSES at the beginning of this
document for instructions for accessing Regulations.gov). You may
request paper copies of the economic analysis by calling or writing to
the person listed under FOR FURTHER INFORMATION CONTACT. Please refer
to Docket No. 01-054-3 when requesting copies. The economic analysis is
also available for review in our reading room (information on the
location and hours of the reading room is listed under the heading
ADDRESSES at the beginning of this document).
We do not currently have all of the data necessary for a
comprehensive analysis of the effects of this interim rule on small
entities. Therefore, APHIS welcomes public comment that would enable us
to more fully consider impacts of the rule, specifically information on
costs that may be incurred due to complying with the interstate
movement restrictions.
Expected Costs of the Interim Rule
This interim rule places restrictions on the interstate movement of
nursery stock from California, Oregon, and Washington. This economic
analysis will focus primarily on the effects of restricting nursery
stock from the regulated and quarantined areas. While there are other
articles regulated besides nursery stock, such as trees without roots
(i.e., Christmas trees), the economic impacts of restricting the
movement of these other articles are expected to be relatively smaller,
and therefore are not a primary focus of the analysis.\12\
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\12\ The only species of Christmas tree that is affected by the
rule is the Douglas fir, which reportedly is not a high volume
product in the quarantined area. As such, we do not believe this
particular aspect of the interim rule will cause significant impact
on affected nurseries.
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Those nurseries wishing to engage in interstate movement of nursery
stock of proven and associated hosts of P. ramorum may only do so if it
is accompanied by a certificate issued under an APHIS Phytophthora
ramorum compliance agreement. Nurseries located in the quarantined area
that are planning to ship host articles must undergo annual inspection,
as well as inspection of individual shipments, prior to being certified
to ship interstate. In order to ship non-host articles interstate,
nurseries in the quarantined area must follow these same protocols,
with the exception that nurseries containing no proven or associated
host stock may receive certification to ship after undergoing annual
inspection and will not be required to inspect individual shipments. On
the other hand, nurseries in the regulated area that intend to ship
nursery stock of proven or associated host taxa must undergo annual
inspection to be certified to ship interstate. Only those nurseries
that contain only non-host nursery stock can ship without
certification, provided that they have undergone annual inspection. In
order to enter into a compliance agreement and obtain certification to
ship regulated articles, the nursery must take certain steps, such as
undergoing annual inspection and sampling of nursery stock, and testing
plant samples at a USDA approved laboratory using federally approved
laboratory protocols. Thus, there are two major components to
certification: Inspection and testing. It is important to note that the
costs associated with entering into and maintaining a compliance
agreement were covered by regulating agencies, specifically USDA and
State departments of agriculture in 2005 and 2006. Funding for entering
into and maintaining a compliance agreement in 2007 will transition and
have to be borne by the entity under the compliance agreement for any
amount not covered by available Federal or State funding. APHIS will
provide affected entities with advance notice and guidance before we
change the way we fund--including the possibility of requiring
additional funding support from program participants and other
cooperators--the specific activities associated with entering into and
maintaining compliance agreements.
Inspection
Nurseries will be required to undergo annual inspection and be
certified free of P. ramorum. This inspection and sampling will be
provided by Federal and State inspectors, the cost of which was covered
by USDA in 2005 and 2006, when conducted during normal business hours.
Individual nursery operators are responsible for all costs and charges
arising from inspection and other services provided outside normal
business hours. In addition, for those nurseries that must undergo
inspection and sampling of individual shipments, the costs of those
services were also covered by USDA in 2005 and 2006. Likewise, Federal
funds are expected to cover the costs for these inspection and sampling
activities in 2007, to the extent that funds are available. APHIS will
provide affected entities with advance notice and guidance before we
change the way we fund those inspection and sampling activities.
Testing
The interim rule will further amend the regulations by specifically
describing the testing protocols that must be used to determine whether
plant samples are infected with P. ramorum. While samples are being
tested, nurseries must withhold shipments from movement until negative
results are returned. The actual cost impact on nurseries will vary,
depending on the classification of article shipped and/or the type of
testing performed. Nurseries may choose to prescreen samples by using
[[Page 8593]]
the optional APHIS-approved ELISA test to determine the presence of
Phytophthora spp. If all samples collected from a single nursery or a
single shipment are found to be negative through ELISA prescreening, no
further testing of the plants sampled is required. If ELISA
prescreening is not performed, or if results of the prescreening are
positive for Phytophthora spp. in any sample, the sample must be
analyzed using APHIS-approved testing such as PCR or other molecular
tests, or a culture test. Samples will be considered positive for P.
ramorum based on positive results of any approved test. If the results
of PCR assay or other molecular tests are negative for all samples in a
nursery, no further testing is required, and the nursery may be
considered free of P. ramorum. In the case of any of the samples tested
using PCR or other molecular tests, or a culture test, returning a
positive result for P. ramorum, the nursery from which they originated
is prohibited from moving plants interstate until an inspector
determines that those plants are free of evidence of P. ramorum. In the
event a nursery opts to test samples using a culture test, and the
results are negative for P. ramorum, it is important to note that these
samples must continue to be withheld from shipment until they return a
negative result to a PCR or other molecular test. General estimates
approximate the cost of ELISA, PCR and other molecular tests to be $15
per test, whereas the approximate cost of a culture test is about $10
per test.\13\ This testing has been provided by Federal and State
inspectors, the cost of which was covered by USDA or States in 2005 and
2006. Funding for testing activities in 2007 and beyond will transition
to the nursery for costs not covered by any available Federal or State
funding. APHIS will provide affected entities with advance notice and
guidance before we change the way we fund those testing activities.
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\13\ Source: Phillip Berger, National Science Program Leader--
Molecular Diagnostics & Biotechnology, USDA APHIS PPQ (Raleigh, NC).
NOTE: These estimates would cover the cost of materials and
supplies, and some but possibly not all labor. These estimates do
not consider the cost of instrumentation, service contracts,
maintenance, etc.
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The P. ramorum program was fully funded for the fiscal year (FY)
2006, with the total available funds being $8.353 million.\14\ In FY
2006, we estimated spending approximately $6.35 million in P. ramorum
activities in California, Washington, and Oregon, of which
approximately $4.15 million was allocated to inspection, sampling,
testing, and certification activities. The remainder of the spending
was allocated to national survey, trace forwards and trace backs,
eradication, and enforcement activities of the regulation.
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\14\ Source: Jonathan Jones, APHIS/PPQ, and Rick Lewis, APHIS/
PPD.
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In addition to the monetary costs of compliance agreements and
nursery and shipment certifications borne by the public sector, there
are also indirect costs to the nurseries as a result of regulation. For
example, there could be potential costs associated with lost sales
while withholding plants for shipment during inspection and testing.
Further, the presence of P. ramorum, and the accompanying movement
restrictions where there were none previously could result in a
potential loss in consumer confidence for nursery stock from the
regulated area. These potential indirect losses are not quantifiable;
however, we examine them to the extent possible in the sections that
follow. In researching the possible impacts of the rule on nurseries,
we solicited comments from State departments of agriculture, as well as
industry associations. In some cases, no information was provided,
either because it was unavailable and/or unidentifiable, or because it
was considered to be confidential business information. We welcome
public comment on the impacts of the interim rule.
California
As of July 2005, there were 861 nurseries in California that have
been inspected and determined to be free of P. ramorum, and were
authorized to ship non-host nursery stock interstate without a
certificate. In addition, there were 81 locations in the quarantined
area authorized to ship host material under P. ramorum compliance
agreements, and 323 locations in the regulated area operating under P.
ramorum compliance agreements.\15\ As mentioned earlier, the majority
of direct enforcement costs of the regulation associated with entering
into compliance agreements, such as inspection, sampling, and testing,
have been paid for by regulatory agencies. In 2005, $4.2 million in
regulatory funds were allocated to P. ramorum quarantine and survey
activities in California. In 2006, this amount increased to $5.4
million. It is important to note that these allocated funds do not
include costs associated with trace back, trace forward, or eradication
activities in the event of an infestation of nurseries as a result of
interstate trade.\16\
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\15\ Source: California Department of Food & Agriculture,
Quarantine and Survey Information (https://www.cdfa.ca.gov/phpps/pe/
sod_survey/).
\16\ Source: Jonathan Jones, APHIS/PPQ.
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In addition, there are other costs of the regulation, many of which
are indirect and more difficult to quantify. For example, in the case
of a nursery in Azusa County found to be infected with P. ramorum,
there were both direct and indirect losses. Direct losses due to plants
being destroyed at cost, not at the wholesale value, as well as
customer credits and other expenses totaled over $4.5 million for the
2004/2005 year. Other costs, such as lost sales while plants were on
hold and possible loss of customer base due to loss in confidence,
could not be quantified.\17\
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\17\ Source: John Keller, Research Director for Monrovia
Growers, as reported by Carolyn Pizzo, Operations Support Officer,
California Plant Health Director's Office.
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Other potential indirect costs were examined by a report on the
economic impact of P. ramorum on the Californian nursery sector,
prepared by researchers at the University of California, Berkeley.\18\
In their study they found that many nurseries are investing in
preventative pest management actions to reduce the risk of P. ramorum
infection, which in turn increased their production expenses. These
nurseries invested in preventative pest management by changing their
inventory and labor practices and by applying fungicide to limit
potential exposure to P. ramorum. The additional investments were
estimated to account for less than 3 percent of all production expenses
for the average nursery, suggesting that the average nursery has not
been significantly impacted as a result of P. ramorum. However, there
was evidence presented to suggest that the implications of the presence
of P. ramorum are not borne equally among large and small entities.
Small nurseries with a high percentage of host products face cost
constraints which make it difficult to make the optimal investment in
inventory man