Requirements for Requests To Amend Import Regulations, 30563-30568 [E6-8238]
Download as PDF
Federal Register / Vol. 71, No. 103 / Tuesday, May 30, 2006 / Rules and Regulations
comment. The provisions of this final
rule reflect mandatory statutory
requirements which are nondiscretionary. See sec. 119(c), Public
Law 108–265, 118 stat. 753, June 30,
2004. Moreover, by law these provisions
became effective on October 1, 2004. Id.,
sec. 502(b)(2).
List of Subjects
7 CFR Part 210
Children, Commodity School
Program, Food assistance programs,
Grants programs—social programs,
National School Lunch Program,
Nutrition, Reporting and recordkeeping
requirements, Surplus agricultural
commodities.
7 CFR part 220
Children, Food assistance programs,
Grant programs—social programs,
Nutrition, Reporting and recordkeeping
requirements, School Breakfast Program.
7 CFR part 226
Accounting, Aged, Day care, Food
Assistance programs, Grant programs,
Grant programs—health, American
Indians, Individuals with disabilities,
Infants and children, Intergovernmental
relations, Loan programs, Reporting and
recordkeeping requirements, Surplus
agricultural commodities.
I Accordingly, 7 CFR parts 210, 220,
and 226 are amended as follows:
PART 210—NATIONAL SCHOOL
LUNCH PROGRAM
2. In § 210.19, paragraph (d) is
amended by removing the fourth and
fifth sentences and adding in their place
four new sentences to read as follows:
Additional responsibilities.
rmajette on PROD1PC67 with RULES1
*
*
*
*
(d) * * * In conducting management
evaluations, reviews, or audits in a
fiscal year, the State agency, FNS, or
OIG may disregard an overpayment if
the overpayment does not exceed $600.
A State agency may establish, through
State law, regulation or procedure, an
alternate disregard threshold that does
not exceed $600. This disregard may be
made once per each management
evaluation, review, or audit per Program
within a fiscal year. However, no
overpayment is to be disregarded where
there is substantial evidence of
violations of criminal law or civil fraud
statutes.
*
*
*
*
*
19:03 May 26, 2006
Jkt 208001
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection
Service
7 CFR Part 319
[Docket No. 02–132–2]
2. In § 220.15, paragraph (d) is revised
to read as follows:
RIN 0579–AB83
§ 220.15
audits.
Requirements for Requests To Amend
Import Regulations
I
Management evaluations and
*
*
*
*
*
(d) In conducting management
evaluations, reviews, or audits in a
fiscal year, the State agency, FNS, or
OIG may disregard an overpayment if
the overpayment does not exceed $600.
A State agency may establish, through
State law, regulation or procedure, an
alternate disregard threshold that does
not exceed $600. This disregard may be
made once per each management
evaluation, review, or audit per Program
within a fiscal year. However, no
overpayment is to be disregarded where
there is substantial evidence of
violations of criminal law or civil fraud
statutes.
PART 226—CHILD AND ADULT CARE
FOOD PROGRAM
1. The authority citation for part 226
continues to read as follows:
I
Authority: Secs 9, 11, 14, 16, and 17,
Richard B. Russell National School Lunch
Act, as amended (42 U.S.C. 1758, 1759a,
1762a, 1765 and 1766).
§ 226.8
I
VerDate Aug<31>2005
Authority: 42 U.S.C. 1773, 1779, unless
otherwise noted.
2. In § 226.8, paragraph (e) is revised
to read as follows:
Authority: 42 U.S.C. 1751–1760, 1779.
*
1. The authority citation for part 220
continues to read as follows:
I
I
1. The authority citation for part 210
continues to read as follows:
I
§ 210.19
PART 220—SCHOOL BREAKFAST
PROGRAM
30563
Audits.
*
*
*
*
*
(e) In conducting management
evaluations, reviews, or audits in a
fiscal year, the State agency, FNS, or
OIG may disregard an overpayment if
the overpayment does not exceed $600.
A State agency may establish, through
State law, regulation or procedure, an
alternate disregard threshold that does
not exceed $600. This disregard may be
made once per each management
evaluation, review, or audit per Program
within a fiscal year. However, no
overpayment is to be disregarded where
there is substantial evidence of
violations of criminal law or civil fraud
statutes.
*
*
*
*
*
Dated: May 18, 2006.
Kate Coler,
Deputy Under Secretary, Food, Nutrition, and
Consumer Services.
[FR Doc. E6–8201 Filed 5–26–06; 8:45 am]
BILLING CODE 3410–30–P
PO 00000
Frm 00003
Fmt 4700
Sfmt 4700
Animal and Plant Health
Inspection Service, USDA.
ACTION: Final rule.
AGENCY:
SUMMARY: We are establishing
regulations governing the submission of
requests for changes in our regulations
that restrict the importation of plants,
plant parts, and plant products. We are
taking this action because, despite
existing non-regulatory guidance on the
submission of requests, few applicants
provide the basic information we
require to properly consider their
requests. The new regulations will help
ensure that we are provided with the
information we need to prepare a risk
analysis and/or other analyses that
evaluate the risks and other effects
associated with a proposed change to
the regulations. This information is
needed for us to effectively consider the
request, and submission of the
information at the time the request is
made allows us to proceed with our
consideration of the request in a timely
manner.
DATES: Effective Date: June 29, 2006.
FOR FURTHER INFORMATION CONTACT: Mr.
Robert L. Griffin, Director, Plant
Epidemiology and Risk Analysis
Laboratory, Center for Plant Health,
Science, and Technology, PPQ, APHIS,
1730 Varsity Drive, Suite 300, Raleigh,
NC 27606; (919) 855–7400.
SUPPLEMENTARY INFORMATION:
Background
The regulations contained in 7 CFR
part 319 (referred to below as the
regulations) prohibit or restrict the
importation of plants, plant parts, and
plant products into the United States in
accordance with the authority conferred
on the Secretary of Agriculture by the
Plant Protection Act (7 U.S.C. 7701 et
seq.). The Animal and Plant Health
Inspection Service (APHIS) is the
United States Department of Agriculture
(USDA) agency responsible for (1)
enforcing the part 319 regulations and
(2) considering requests to amend the
part 319 regulations to allow the
importation of plants, plant parts, or
plant products that are not currently
E:\FR\FM\30MYR1.SGM
30MYR1
rmajette on PROD1PC67 with RULES1
30564
Federal Register / Vol. 71, No. 103 / Tuesday, May 30, 2006 / Rules and Regulations
allowed importation under the
regulations.
On October 28, 2004, we published in
the Federal Register (69 FR 62823–
62829, Docket No. 02–132–1) a proposal
to amend the regulations by establishing
regulations governing the submission of
requests to change the part 319 import
regulations. We proposed this action
because, despite our publication on June
19, 2001, of a notice in the Federal
Register (66 FR 32923–32928, Docket
No. 00–082–1) containing guidance on
the submission of information in
support of commodity import requests,
and despite other existing guidance on
this subject, few applicants provide the
basic information we require to properly
consider their requests. The proposed
regulations were designed to help
ensure that we are provided with the
information we need to prepare a risk
analysis and/or other analyses that
evaluate the risks and other effects
associated with a proposed change to
the regulations. This information is
needed for us to effectively consider the
request, and the submission of the
information at the time the request is
made allows us to proceed with our
consideration of the request in a timely
manner. Without the information, we
are unable to effectively consider such
requests.
We solicited comments concerning
our proposal for 60 days ending
December 27, 2004. We received nine
comments by that date. The comments
came from private citizens, nursery
owners and growers in the United
States, a State agriculture department,
and foreign agriculture agencies. The
comments were generally supportive of
the proposed changes but did raise
several concerns related to the proposed
rule. These issues are discussed below.
Issue: The information required when
import requests are submitted should
include the proposed destination of the
commodities (e.g., specific States) to
facilitate a more objective analysis of
risk.
Response: Exporters most often
request access to the entire United
States or just the continental United
States, and the scope of our pest risk
analysis (PRA) may reflect that request.
We often decide to expand or reduce the
scope based on several factors,
including in particular the existence of
other similar requests or our past
experience with trade of the commodity
in question. In some cases, an outcome
of the PRA process might be a
recommendation for limited distribution
within the United States as a mitigation
measure, but in those cases it is APHIS,
not the exporter, that designates the area
into which the particular article may be
VerDate Aug<31>2005
14:16 May 26, 2006
Jkt 208001
distributed. On rare occasions, an
exporter may request access to only a
portion of the United States (e.g., to
areas that cannot support fruit fly
populations); in such cases, limited
distribution is an important element of
the import request and is highlighted
accordingly in the request. Even in such
cases, however, it is likely that APHIS
would assess the risks associated with
the article in relation to the entire
United States or the continental United
States to ensure that limited distribution
can be expected to serve as an adequate
mitigation measure.
Issue: If a commodity is already
allowed entry into the United States, but
is only allowed to be distributed in
certain areas of the United States or may
only be exported from certain areas in
the exporting country, a list of all pests
and diseases associated with the
commodity proposed for exportation to
the United States should not be
required.
Response: We agree that in the case of
a commodity already allowed entry
under one set of mitigations, it may not
be necessary for us to prepare a new or
updated PRA in order to consider a
request to allow entry of the same
commodity under a different set of
mitigations. In such a case, an update to
or confirmation of previously submitted
pest and disease information, rather
than an entirely new submission, may
be appropriate. APHIS will decide on a
case-by-case basis whether a complete,
formal risk analysis may be required, or
whether our understanding of the pests
in the exporting country is sufficient to
allow us to proceed with our
consideration of the request without a
new or updated risk assessment. For
example, in the case of a request to
expand distribution of a commodity to
a new region (e.g., to allow an article to
be imported into the whole United
States when imports are currently
limited to the continental United
States), we might need to conduct
additional pest risk analysis and would
need more information. We have added
a footnote to § 319.5(d)(4) in this final
rule to point out that an update may be
appropriate and that a determination as
to whether or not that is the case may
be obtained by contacting APHIS.
Contacting APHIS will allow us to
identify the specific information that
would aid in our consideration of the
request. It is not possible for us to
anticipate and specify in advance all of
the possible information that may be
helpful to evaluating a particular change
in the status of a specific commodity.
For instance, a change associated with
a pest free area will require data
regarding pest freedom. The exact
PO 00000
Frm 00004
Fmt 4700
Sfmt 4700
nature (quantity and quality) of data
required for this purpose will vary with
pests, commodities, and origins.
Issue: The information requested
under ‘‘Additional Information’’ should
be made optional for the exporting
country, as some of the information
requested is very specific and there may
not be research available to provide the
necessary details.
Response: The information designated
by this rule as ‘‘required information’’
will be needed at minimum for all
commodities. The information
designated as ‘‘additional information’’
will vary for specific requests and may
be critical for determining whether
certain commodities should or should
not be allowed to enter the United
States. APHIS does not intend for all the
additional information to be provided
for every commodity, but some of it may
be required for certain commodities,
and it is normally in the exporter’s
interest to provide such information
because it provides details essential to
a proper analysis. For example, the
susceptibility of particular varieties of
fruit to pests can be an important factor
in determining host status. In most
cases, the variety is not important, but
it is a critical issue when the variety is
a factor in determining host status.
Papayas and avocados in general may
represent a risk of introducing fruit flies,
but Solo papayas and Hass avocados are
poor hosts for fruit flies. Similarly, the
unique characteristics of a production
area, such as its physical and
climatological description, may be
important. Altitude and physical
barriers such as mountains are likely to
play a role in understanding why the
pests of concern are not a concern in a
particular area. This is important
information for the recognition of pest
free (or low prevalence) areas.
Rather than make the additional
information optional, as suggested by
the commenter, we are clarifying in this
final rule that such information is not
required to be submitted with the initial
request, as does the required
information, but that APHIS may
request any of the additional
information if it determines it is
necessary for completion of a PRA in
accordance with international
standards, and because the information
is not available from other sources. In
such cases, APHIS will notify the plant
protection organization of the exporting
country in writing as to what specific
additional information is required. This
additional information applies to those
requests where APHIS needs to
understand additional details in order to
assess the specific situation accurately
in the PRA. For example, details such as
E:\FR\FM\30MYR1.SGM
30MYR1
rmajette on PROD1PC67 with RULES1
Federal Register / Vol. 71, No. 103 / Tuesday, May 30, 2006 / Rules and Regulations
whether a fruit is washed with soap,
waxed, and culled or only rinsed may
be important for determining if certain
pests remain associated with fruit or
not. In the proposed rule, the additional
information items were presented in the
SUPPLEMENTARY INFORMATION section and
not in the proposed regulatory text at
the end of the document. In this final
rule, we include the additional
information items, along with the above
explanation as to when and how APHIS
may request additional information, in
the text of § 319.5 as paragraph (e). The
information regarding the availability of
additional guidance that had been
paragraph (e) in the proposed rule is in
a new paragraph (f) in this final rule.
Issue: The required information
would be impossible for the discoverer
of new species or the small seed
importer to provide and would therefore
close down research, plant exploration,
and new variety introduction. This
would injure the small operations in the
ornamental horticulture business as
well as government crop researchers,
botanical gardens, and pharmaceutical
companies.
Response: This final rule applies only
to applications to change the existing
regulations and would primarily affect
the importation of fruits and vegetables;
it would not affect imported nursery
stock unless it was planted in a growing
medium. Bareroot plants, seeds,
cuttings, and other propagative
materials could still be imported
without a risk assessment provided
these materials are not listed among the
items specifically prohibited in the
regulations in ‘‘Subpart—Nursery Stock,
Plants, Roots, Bulbs, Seeds, and Other
Plant Products’’ (§§ 319.37 through
319.37–14).
While the rule is not intended to
restrict small imports, it may limit the
ability of individuals without resources
who wish to export unique fruits and
vegetables to the United States to pursue
a request to do so on their own.
However, every country that enters into
the World Trade Organization (WTO)
must have the infrastructure in place to
support their exporters. The exporting
country is obliged to certify its exports
and will need to (1) be able to provide
essentially the same information for
export certification purposes, and (2)
understand the pest situation associated
with the commodities it is certifying for
export. The rule serves to ensure that
the NPPO of the exporting country is
officially involved and able to meet its
export obligations.
New species for which there is little
information available may indeed be
adversely affected simply because the
uncertainty amplifies the risk. We do
VerDate Aug<31>2005
14:16 May 26, 2006
Jkt 208001
not agree that this rule closes down
research or injures small operations
since it is incumbent on both the
importing and exporting countries to
ensure that trade in new commodities
does not pose an unacceptable
phytosanitary risk.
Issue: Because an extensive
commodity-initiated PRA needs to be
completed by U.S. authorities before a
particular commodity can be imported,
and that commodity is prohibited
importation until then, the United
States is effectively taking phytosanitary
measures which are not technically
justified and are therefore not in
alignment with Article 5, section 1 of
the WTO’s Agreement on the
Application of Sanitary and
Phytosanitary Measures (SPS
Agreement). As part of international
standards, prohibition of commodities is
regarded as a last resort, to be used only
when no other satisfactory measure to
reduce risk to an acceptable level can be
found. USDA should therefore adapt its
procedures in accordance with
international agreements and standards,
such as by granting provisional
permission to import new commodities
subject to temporary measures such as
the requirement for a phytosanitary
certificate. Final measures could be
imposed following the completion of a
PRA.
Response: In this case we make a
distinction between commodities that
are ‘‘prohibited’’ and disciplined by
Article 5 of the SPS Agreement, and
commodities that are ‘‘not yet
approved’’ or ‘‘pending evaluation’’ and
disciplined by Annex C of the SPS
Agreement. Articles that are prohibited
have been evaluated and prohibition is
the measure that has been determined to
be appropriate. This status may be
changed based on new information and
a reevaluation using a PRA. Likewise,
pest risk analysis is used to evaluate the
risk associated with a request for a new
commodity not previously evaluated.
Many commodities are excluded from
importation by APHIS in our
regulations, and our regulations do not
make the distinction between (1)
commodities that have been evaluated
and prohibited, (2) commodities that are
not currently allowed importation but
that are undergoing risk evaluation, and
(3) commodities that are not allowed
importation and for which no request
for risk evaluation exists. We recognize
that our regulatory terminology is not
the same as that used in the SPS
Agreement; however, regardless of the
semantics, APHIS only allows new
imports of fruits and vegetables pending
completion of some form of risk analysis
that enables us to determine that the
PO 00000
Frm 00005
Fmt 4700
Sfmt 4700
30565
pest risks posed by the commodity are
known, and that the risks can and will
be mitigated. We believe that this policy
is consistent with the provisions of the
SPS Agreement.
Issue: APHIS should provide a target
timeline for the processing of an import
request at the time the request is made.
Response: It is not possible for APHIS
to provide timelines, as there are far too
many variables that can affect the
amount of time it takes to approve a
new import. Some data take longer to
get or generate than others, and
limitations on resources may affect how
quickly APHIS is able to generate
documents. If asked, APHIS will inform
an exporter about the status of a
particular risk assessment.
Issue: The requirement that the
national plant protection organization
(NPPO) of the exporting country provide
the requested information is not in line
with international agreements and may
delay the obtaining of the information.
Furthermore, the required information
may be better provided by other sources,
such as research institutions or growers
associations based in the country of
origin.
Response: The information does not
have to originate with the NPPO, but it
should be provided through the NPPO
to ensure its official status and to be
sure that both APHIS and the exporting
country’s NPPO have the same
information. It is essential for the
exporting country’s NPPO to be actively
involved because it will be responsible
for implementation of export
certification. We note that Article IV of
the International Plant Protection
Convention (IPPC) lists the
responsibilities of an NPPO, and that
these include surveillance of cultivated
and wild plants ‘‘with the object of
reporting the occurrence, outbreak, and
spread of pests’’ and the conduct of pest
risk analyses. Articles VII.2i and j of the
IPPC also refer to an NPPO’s
responsibility to maintain pest lists,
conduct surveillance, and make the
results of surveillance available to other
contracting parties.
Therefore, for the reasons given in the
proposed rule and in this document, we
are adopting the proposed rule as a final
rule, with the changes discussed in this
document.
Executive Order 12866 and Regulatory
Flexibility Act
This rule has been reviewed under
Executive Order 12866. The rule has
been determined to be significant for the
purposes of Executive Order 12866 and,
therefore, has been reviewed by the
Office of Management and Budget.
E:\FR\FM\30MYR1.SGM
30MYR1
30566
Federal Register / Vol. 71, No. 103 / Tuesday, May 30, 2006 / Rules and Regulations
We have prepared an economic
analysis for this rule. The economic
analysis provides a cost-benefit analysis
as required by Executive Order 12866
and an analysis of the potential
economic effects of this final rule on
small entities as required by the
Regulatory Flexibility Act. The
economic analysis is set out below.
Under the Plant Protection Act (7
U.S.C. 7701 et seq.), the Secretary of
Agriculture is authorized to regulate the
importation of plants, plant products,
and other articles to prevent the
introduction of injurious plant pests and
noxious weeds.
This rule will require that requests to
amend the regulations regarding
imported plants, plant parts, or plant
products be accompanied by the basic
information necessary for APHIS to
properly consider such requests. Receipt
of necessary information at the time a
request to import a currently prohibited
commodity is made will help to shorten
our process for considering and
responding to such requests by
minimizing delays in the preparation of
risk assessments and other required
analyses. Reducing delays in our
consideration of import requests will
help enhance the standing of the United
States as a responsive trading partner.
Commodities in 7 CFR Part 319
Potentially Affected by the Regulations
•
•
•
•
•
•
•
•
Fruits and Vegetables.
Cotton.
Logs, lumber.
Nursery Stock (planted in media).
Sugarcane.
Corn, Rice, Wheat, Coffee.
Packing Material.
Cut Flowers.
rmajette on PROD1PC67 with RULES1
Alternatives Considered
Two alternatives to this rule were
considered. The first alternative was to
do nothing. This alternative was
rejected because the increased volume
of import requests and the
corresponding increase in the number of
risk assessments to be prepared
necessitate a mechanism for facilitating
the import request process. The second
alternative considered was to limit the
rule to fresh fruits and vegetables only.
Excluding other plants and plant
products from this rule was not seen as
the most effective regulatory approach,
given the growing volume and value of
trade in commodities such as grains,
cotton, nursery stock, and cut flowers.
Benefits of the Rule
Trade Benefits
Establishing a more efficient process
for the consideration of import requests
VerDate Aug<31>2005
14:16 May 26, 2006
Jkt 208001
will benefit trading partners seeking to
sell their products in U.S. markets by
allowing them to bring products to
market in the United States in a more
timely fashion in those cases where our
analyses support a change in existing
prohibitions or restrictions. This rule
will have a positive effect on U.S.
consumers who benefit from increased
variety of imported products available
in domestic markets and from increased
competition and lower prices in affected
markets. Enhancing the standing of the
United States as a responsive trading
partner will help to foster a favorable
trade climate with other countries,
which can be expected to generally
benefit U.S. exporters of fruits,
vegetables, and other commodities.
Efficiency Gains
A related benefit of this rule for U.S.
interests is internal APHIS efficiency
and consistency gains related to
processing import requests. Collecting
data necessary for risk assessments
requires time, which delays processing
of import requests.
For the past several years, APHIS has
conducted approximately 100 risk
assessments associated with import
requests per year. Of those risk
assessments, 90 percent are routine and
10 percent are complex. Examples of
recent complex assessments relate to the
importation of citrus from Argentina,
clementines from Spain, and citrus from
Uruguay. Once initiated, complex risk
assessments typically require 2 to 3
months for data collection by APHIS,
plus trips to the country of origin; data
collection for routine risk assessments
usually requires 30 days or less.
Submission of basic information with
the import request will substantially
decrease the amount of time required for
data collection for both routine and
complex risk assessments and the need
for international travel to collect
information. Providing information at
the time an import request is made will
require some expenditure of time and
effort by the applicant. However,
assembling data is expected to require
substantially less time for the applicant
than for APHIS employees, especially if
the applicant is in the country of origin.
Applicants in the country of origin
should have knowledge of the
commodity they wish to export and
access to the required data.
Even when the risk analysis is not
complex, or in cases where a risk
analysis may not be required, the
information we will require can be used
to complete other analyses or
documentation required by certain U.S.
statutes, such as the Regulatory
Flexibility Act, the National
PO 00000
Frm 00006
Fmt 4700
Sfmt 4700
Environmental Policy Act, and the
Endangered Species Act, to support
changes in our regulations. Delays or
problems with any of these analyses can
affect the timely processing of import
requests.
Costs of the Regulations
The regulations will require that the
NPPOs of foreign countries provide
specific information in support of
import requests. This will require an
additional expenditure of time and
effort on the part of potential exporters
and the exporting country’s NPPO, but
APHIS does not expect major
adjustment problems for those entities.
Required information about
commodities should be known to
applicants and readily available.
APHIS believes that the benefits of
this rule (streamlining the process for
evaluating import requests and reducing
costs to APHIS) outweigh the costs to
applicants associated with gathering the
basic information required by this rule.
Regulatory Flexibility Analysis
As a part of the rulemaking process,
APHIS evaluates whether its regulations
are likely to have a significant economic
impact on a substantial number of small
entities. It is unclear whether or to what
extent the costs associated with meeting
the data requirements of the regulations
will be passed on to U.S. brokers/
shippers of plants and plant products.
More than 11,406 brokers/shippers of
plants and plant products would be
considered small entities under the
Small Business Administration’s (SBA)
criteria, but we do not expect that the
data requirements will have a
significant impact on them.
Under the SBA’s criteria, an import/
export merchant is classified as a small
entity if it has 100 or fewer employees.1
In all cases, these entities can be
expected to be affected only to the
extent that foreign producers or
exporters pass on their additional costs
associated with assembling the data
required for the original import request,
which are expected to be minimal.
According to the most recent
information available from the SBA’s
Office of Advocacy, a total of 5,403
firms comprised the ‘‘Fresh Fruit and
Vegetable Merchant Wholesalers’’
category in 1999.2 Seventy-eight percent
of these firms (4,227) employed 20 or
fewer individuals, and 99 percent of the
firms had 500 or fewer employees.
Clearly, the majority of fruit and
1 North American Industrial Classification System
code 424480, Fresh Fruit and Vegetable Merchant
Wholesalers.
2 See https://www.sba.gov/advo/stats/us99_n6.pdf.
E:\FR\FM\30MYR1.SGM
30MYR1
Federal Register / Vol. 71, No. 103 / Tuesday, May 30, 2006 / Rules and Regulations
vegetable wholesalers are small entities,
having 100 or fewer employees. Other
types of wholesalers potentially affected
by the regulations (wholesalers of cut
flowers and nursery stock, grain and
beans, and other farm product raw
materials) demonstrate similar
demographic profiles, with the majority
of firms in each industry considered
small under SBA’s criteria. Even though
the majority of potentially affected
wholesalers have 100 or fewer
employees, and will thus be classified
as small entities, the regulations are not
expected to have a significant economic
impact on them.
Under these circumstances, the
Administrator of the Animal and Plant
Health Inspection Service has
determined that this action will not
have a significant economic impact on
a substantial number of small entities.
Executive Order 12988
This final rule has been reviewed
under Executive Order 12988, Civil
Justice Reform. This rule: (1) Preempts
all State and local laws and regulations
that are inconsistent with this rule; (2)
has no retroactive effect; and (3) does
not require administrative proceedings
before parties may file suit in court
challenging this rule.
Paperwork Reduction Act
In accordance with Paperwork
Reduction Act of 1995 (44 U.S.C. 3501
et seq.), the information collection or
recordkeeping requirements included in
this rule have been approved by the
Office of Management and Budget
(OMB) under OMB control number
0579–0261.
Government Paperwork Elimination
Act Compliance
The Animal and Plant Health
Inspection Service is committed to
compliance with the Government
Paperwork Elimination Act (GPEA),
which requires Government agencies in
general to provide the public the option
of submitting information or transacting
business electronically to the maximum
extent possible. For information
pertinent to GPEA compliance related to
this rule, please contact Mrs. Celeste
Sickles, APHIS’ Information Collection
Coordinator, at (301) 734–7477.
rmajette on PROD1PC67 with RULES1
List of Subjects in 7 CFR Part 319
Coffee, Cotton, Fruits, Imports, Logs,
Nursery stock, Plant diseases and pests,
Quarantine, Reporting and
recordkeeping requirements, Rice,
Vegetables.
Accordingly, we are amending 7 CFR
part 319 as follows:
I
VerDate Aug<31>2005
14:16 May 26, 2006
Jkt 208001
PART 319—FOREIGN QUARANTINE
NOTICES
1. The authority citation for part 319
continues to read as follows:
I
Authority: 7 U.S.C. 450, 7701–7772, and
7781–7786; 21 U.S.C. 136 and 136a; 7 CFR
2.22, 2.80, and 371.3.
I 2. A new ‘‘Subpart-Requests To
Amend The Regulations’’ (§ 319.5) is
added to read as follows:
Subpart—Requests To Amend The
Regulations
§ 319.5 Requirements for submitting
requests to change the regulations in 7 CFR
part 319.
(a) Definitions.
Commodity. A plant, plant product, or
other agricultural product being moved
for trade or other purpose.
(b) Procedures for submitting requests
and supporting information. Persons
who request changes to the import
regulations contained in this part and
who wish to import plants, plant parts,
or plant products that are not allowed
importation under the conditions of this
part must file a request with the Animal
and Plant Health Inspection Service
(APHIS) in order for APHIS to consider
whether the new commodity can be
safely imported into the United States.
The initial request can be formal (e.g.,
a letter) or informal (e.g., made during
a bilateral discussion between the
United States and another country), and
can be made by any person. Upon
APHIS confirmation that granting a
person’s request would require
amendments to the regulations in this
part, the national plant protection
organization of the country from which
the commodity would be exported must
provide APHIS with the information
listed in paragraph (d) of this section
before APHIS can proceed with its
consideration of the request; requests
that are not supported with this
information in a timely manner will be
considered incomplete and APHIS may
not take further action on such requests
until all required information is
submitted.
(c) Addresses. The national plant
protection organization of the country
from which commodities would be
exported must submit the information
listed in paragraph (d) of this section to:
Commodity Import Analysis and
Operations, PPQ, APHIS, 4700 River
Road Unit 140, Riverdale, MD 20737.
(d) Information. The following
information must be provided to APHIS
in order for APHIS to consider a request
to change the regulations in part 319:
(1) Information about the party
submitting the request. The address,
PO 00000
Frm 00007
Fmt 4700
Sfmt 4700
30567
telephone and fax numbers, and e-mail
addresses of the national plant
protection organization of the country
from which commodities would be
exported; or, for requests that address a
multi-country region, the address,
telephone and fax numbers, and e-mail
addresses of the exporting countries’
national and regional plant protection
plant protection organizations.
(2) Information about the commodity
proposed for importation into the
United States. (i) A description and/or
map of the specific location(s) of the
areas in the exporting country where the
plants, plant parts, or plant products are
produced;
(ii) The scientific name (including
genus, species, and author names),
synonyms, and taxonomic classification
of the commodity;
(iii) Identification of the particular
plant or plant part (i.e., fruit, leaf, root,
entire plant, etc.) and any associated
plant part proposed for importation into
the United States;
(iv) The proposed end use of the
imported commodity (e.g., propagation,
consumption, milling, decorative,
processing, etc.); and
(v) The months of the year when the
commodity would be produced,
harvested, and exported.
(3) Shipping information: (i) Detailed
information as to the projected quantity
and weight/Volume of the proposed
importation, broken down according to
varieties, where applicable, and;
(ii) Method of shipping in
international commerce and under what
conditions, including type of
conveyance, and type, size, and capacity
of packing boxes and/or shipping
containers.
(4) Description of pests and diseases
associated with the commodity 1 (i)
Scientific name (including genus,
species, and author names) and
taxonomic classification of arthropods,
fungi, bacteria, nematodes, virus,
viroids, mollusks, phytoplasmas,
spiroplasmas, etc., attacking the crop;
(ii) Plant part attacked by each pest,
pest life stages associated with each
plant part attacked, and location of pest
(in, on, or with commodity); and
(iii) References.
(5) Current strategies for risk
mitigation or management. (i) Overview
of agronomic or horticultural
1 When a change is being sought to the conditions
governing the importation of a commodity that is
already authorized for importation into the United
States, an update to or confirmation of previously
submitted pest and disease information, rather than
a new, complete submission of that information,
may be appropriate. Persons seeking such a change
may contact APHIS for a determination as to
whether an update will be appropriate in a
particular case.
E:\FR\FM\30MYR1.SGM
30MYR1
rmajette on PROD1PC67 with RULES1
30568
Federal Register / Vol. 71, No. 103 / Tuesday, May 30, 2006 / Rules and Regulations
management practices used in
production of the commodity, including
methods of pest risk mitigation or
control programs; and
(ii) Identification of parties
responsible for pest management and
control.
(e) Additional information. None of
the additional information listed in this
paragraph need be provided at the same
time as information required under
paragraphs (a) through (d) of this
section; it is required only upon request
by APHIS. If APHIS determines that
additional information is required in
order to complete a pest risk analysis in
accordance with international standards
for pest risk analysis, we will notify the
party submitting the request in writing
what specific additional information is
required. If this information is not
provided, and is not available to APHIS
from other sources, a request may be
considered incomplete and APHIS may
be unable to take further action on the
request until the necessary additional
information is submitted. The
additional information may include one
or more of the following types of
information:
(1) Contact information: Address,
phone and fax numbers, and/or e-mail
address for local experts (e.g.,
academicians, researchers, extension
agents) most familiar with crop
production, entomology, plant
pathology, and other relevant
characteristics of the commodity
proposed for importation.
(2) Additional information about the
commodity: (i) Common name(s) in
English and the language(s) of the
exporting country;
(ii) Cultivar, variety, or group
description of the commodity;
(iii) Stage of maturity at which the
crop is harvested and the method of
harvest;
(iv) Indication of whether the crop is
grown from certified seed or nursery
stock, if applicable;
(v) If grown from certified seed or
stock, indication of the origin of the
stock or seed (country, State); and
(vi) Color photographs of plant, plant
part, or plant product itself.
(3) Information about the area where
the commodity is grown: (i) Unique
characteristics of the production area in
terms of pests or diseases;
(ii) Maps of the production regions,
pest-free areas, etc.;
(iii) Length of time the commodity has
been grown in the production area;
(iv) Status of growth of production
area (i.e., acreage expanding or stable);
and
(v) Physical and climatological
description of the growing area.
VerDate Aug<31>2005
14:16 May 26, 2006
Jkt 208001
(4) Information about post-harvest
transit and processing: (i) Complete
description of the post-harvest
processing methods used; and
(ii) Description of the movement of
the commodity from the field to
processing to exporting port (e.g.,
method of conveyance, shipping
containers, transit routes, especially
through different pest risk areas).
(5) Shipping methods: (i) Photographs
of the boxes and containers used to
transport the commodity; and
(ii) Identification of port(s) of export
and import and expected months
(seasons) of shipment, including
intermediate ports-of-call and time at
intermediate ports-of-call, if applicable.
(6) Additional description of all pests
and diseases associated with the
commodity to be imported: (i) Common
name(s) of the pest in English and local
language(s);
(ii) Geographic distribution of the pest
in the country, if it is a quarantine pest
and it follows the pathway;
(iii) Period of attack (e.g., attacks
young fruit beginning immediately after
blooming) and records of pest incidence
(e.g., percentage of infested plants or
infested fruit) over time (e.g., during the
different phenological stages of the
crops and/or times of the year);
(iv) Economic losses associated with
pests of concern in the country;
(v) Pest biology or disease etiology or
epidemiology; and
(vi) Photocopies of literature cited in
support of the information above.
(7) Current strategies for risk
mitigation or management: (i)
Description of pre-harvest pest
management practices (including target
pests, treatments [e.g., pesticides], or
other control methods) as well as
evidence of efficacy of pest management
treatments and other control methods;
(ii) Efficacy of post-harvest processing
treatments in pest control;
(iii) Culling percentage and efficacy of
culling in removing pests from the
commodity; and
(iv) Description of quality assurance
activities, efficacy, and efficiency of
monitoring implementation.
(8) Existing documentation: Relevant
pest risk analyses, environmental
assessment(s), biological assessment(s),
and economic information and analyses.
(f) Availability of additional guidance.
Information related to the processing of
requests to change the import
regulations contained in this part may
be found on the APHIS Web site at
https://www.aphis.usda.gov/ppq/pra/.
(Approved by the Office of Management and
Budget under control number 0579–0261)
PO 00000
Frm 00008
Fmt 4700
Sfmt 4700
Done in Washington, DC, this 23rd day of
May 2006.
Charles D. Lambert,
Acting Under Secretary for Marketing and
Regulatory Programs.
[FR Doc. E6–8238 Filed 5–26–06; 8:45 am]
BILLING CODE 3410–34–P
DEPARTMENT OF AGRICULTURE
Farm Service Agency
7 CFR Part 780
RIN 0560–AG88
Appeal Procedures
Farm Service Agency, USDA.
Final rule.
AGENCY:
ACTION:
SUMMARY: In an interim rule that was
published on July 27, 2005, and made
effective on August 26, 2005, the Farm
Service Agency (FSA) amended the
regulations for informal agency appeals
to make conforming and clarifying
changes. This rule adopts the interim
rule with some minor clarifying
amendments.
Effective Date: This rule is
effective June 29, 2006.
DATES:
H.
Talmage Day, Appeals and Litigation
Staff, Farm Service Agency, United
States Department of Agriculture, 1400
Independence Avenue, SW., AG STOP
0570, Washington, DC 20250–0570.
Telephone: 202–690–3297. E-mail:
Tal.Day@wdc.usda.gov.
FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
Background
On July 27, 2005, the Farm Service
Agency (FSA) published an interim
final rule amending the FSA appeal
regulations at 7 CFR part 780 (70 FR
43262–43270). The interim final rule
became effective on August 26, 2005.
Public Comment
FSA received 20 comments from the
public concerning the interim final rule:
one comment from the lead plaintiff in
class action litigation pending against
FSA, one comment from class counsel
in that litigation, one comment from a
minority advocacy organization, one
comment from a farm advocacy
organization, two comments from farm
advocates, one comment from an
organization of recipients of grants
under FSA’s Certified Agricultural
Mediation Program, 7 CFR part 785, and
13 comments from recipients of grants
under that program. These comments
and FSA’s responses are as follows:
E:\FR\FM\30MYR1.SGM
30MYR1
Agencies
[Federal Register Volume 71, Number 103 (Tuesday, May 30, 2006)]
[Rules and Regulations]
[Pages 30563-30568]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-8238]
-----------------------------------------------------------------------
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection Service
7 CFR Part 319
[Docket No. 02-132-2]
RIN 0579-AB83
Requirements for Requests To Amend Import Regulations
AGENCY: Animal and Plant Health Inspection Service, USDA.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: We are establishing regulations governing the submission of
requests for changes in our regulations that restrict the importation
of plants, plant parts, and plant products. We are taking this action
because, despite existing non-regulatory guidance on the submission of
requests, few applicants provide the basic information we require to
properly consider their requests. The new regulations will help ensure
that we are provided with the information we need to prepare a risk
analysis and/or other analyses that evaluate the risks and other
effects associated with a proposed change to the regulations. This
information is needed for us to effectively consider the request, and
submission of the information at the time the request is made allows us
to proceed with our consideration of the request in a timely manner.
DATES: Effective Date: June 29, 2006.
FOR FURTHER INFORMATION CONTACT: Mr. Robert L. Griffin, Director, Plant
Epidemiology and Risk Analysis Laboratory, Center for Plant Health,
Science, and Technology, PPQ, APHIS, 1730 Varsity Drive, Suite 300,
Raleigh, NC 27606; (919) 855-7400.
SUPPLEMENTARY INFORMATION:
Background
The regulations contained in 7 CFR part 319 (referred to below as
the regulations) prohibit or restrict the importation of plants, plant
parts, and plant products into the United States in accordance with the
authority conferred on the Secretary of Agriculture by the Plant
Protection Act (7 U.S.C. 7701 et seq.). The Animal and Plant Health
Inspection Service (APHIS) is the United States Department of
Agriculture (USDA) agency responsible for (1) enforcing the part 319
regulations and (2) considering requests to amend the part 319
regulations to allow the importation of plants, plant parts, or plant
products that are not currently
[[Page 30564]]
allowed importation under the regulations.
On October 28, 2004, we published in the Federal Register (69 FR
62823-62829, Docket No. 02-132-1) a proposal to amend the regulations
by establishing regulations governing the submission of requests to
change the part 319 import regulations. We proposed this action
because, despite our publication on June 19, 2001, of a notice in the
Federal Register (66 FR 32923-32928, Docket No. 00-082-1) containing
guidance on the submission of information in support of commodity
import requests, and despite other existing guidance on this subject,
few applicants provide the basic information we require to properly
consider their requests. The proposed regulations were designed to help
ensure that we are provided with the information we need to prepare a
risk analysis and/or other analyses that evaluate the risks and other
effects associated with a proposed change to the regulations. This
information is needed for us to effectively consider the request, and
the submission of the information at the time the request is made
allows us to proceed with our consideration of the request in a timely
manner. Without the information, we are unable to effectively consider
such requests.
We solicited comments concerning our proposal for 60 days ending
December 27, 2004. We received nine comments by that date. The comments
came from private citizens, nursery owners and growers in the United
States, a State agriculture department, and foreign agriculture
agencies. The comments were generally supportive of the proposed
changes but did raise several concerns related to the proposed rule.
These issues are discussed below.
Issue: The information required when import requests are submitted
should include the proposed destination of the commodities (e.g.,
specific States) to facilitate a more objective analysis of risk.
Response: Exporters most often request access to the entire United
States or just the continental United States, and the scope of our pest
risk analysis (PRA) may reflect that request. We often decide to expand
or reduce the scope based on several factors, including in particular
the existence of other similar requests or our past experience with
trade of the commodity in question. In some cases, an outcome of the
PRA process might be a recommendation for limited distribution within
the United States as a mitigation measure, but in those cases it is
APHIS, not the exporter, that designates the area into which the
particular article may be distributed. On rare occasions, an exporter
may request access to only a portion of the United States (e.g., to
areas that cannot support fruit fly populations); in such cases,
limited distribution is an important element of the import request and
is highlighted accordingly in the request. Even in such cases, however,
it is likely that APHIS would assess the risks associated with the
article in relation to the entire United States or the continental
United States to ensure that limited distribution can be expected to
serve as an adequate mitigation measure.
Issue: If a commodity is already allowed entry into the United
States, but is only allowed to be distributed in certain areas of the
United States or may only be exported from certain areas in the
exporting country, a list of all pests and diseases associated with the
commodity proposed for exportation to the United States should not be
required.
Response: We agree that in the case of a commodity already allowed
entry under one set of mitigations, it may not be necessary for us to
prepare a new or updated PRA in order to consider a request to allow
entry of the same commodity under a different set of mitigations. In
such a case, an update to or confirmation of previously submitted pest
and disease information, rather than an entirely new submission, may be
appropriate. APHIS will decide on a case-by-case basis whether a
complete, formal risk analysis may be required, or whether our
understanding of the pests in the exporting country is sufficient to
allow us to proceed with our consideration of the request without a new
or updated risk assessment. For example, in the case of a request to
expand distribution of a commodity to a new region (e.g., to allow an
article to be imported into the whole United States when imports are
currently limited to the continental United States), we might need to
conduct additional pest risk analysis and would need more information.
We have added a footnote to Sec. 319.5(d)(4) in this final rule to
point out that an update may be appropriate and that a determination as
to whether or not that is the case may be obtained by contacting APHIS.
Contacting APHIS will allow us to identify the specific information
that would aid in our consideration of the request. It is not possible
for us to anticipate and specify in advance all of the possible
information that may be helpful to evaluating a particular change in
the status of a specific commodity. For instance, a change associated
with a pest free area will require data regarding pest freedom. The
exact nature (quantity and quality) of data required for this purpose
will vary with pests, commodities, and origins.
Issue: The information requested under ``Additional Information''
should be made optional for the exporting country, as some of the
information requested is very specific and there may not be research
available to provide the necessary details.
Response: The information designated by this rule as ``required
information'' will be needed at minimum for all commodities. The
information designated as ``additional information'' will vary for
specific requests and may be critical for determining whether certain
commodities should or should not be allowed to enter the United States.
APHIS does not intend for all the additional information to be provided
for every commodity, but some of it may be required for certain
commodities, and it is normally in the exporter's interest to provide
such information because it provides details essential to a proper
analysis. For example, the susceptibility of particular varieties of
fruit to pests can be an important factor in determining host status.
In most cases, the variety is not important, but it is a critical issue
when the variety is a factor in determining host status. Papayas and
avocados in general may represent a risk of introducing fruit flies,
but Solo papayas and Hass avocados are poor hosts for fruit flies.
Similarly, the unique characteristics of a production area, such as its
physical and climatological description, may be important. Altitude and
physical barriers such as mountains are likely to play a role in
understanding why the pests of concern are not a concern in a
particular area. This is important information for the recognition of
pest free (or low prevalence) areas.
Rather than make the additional information optional, as suggested
by the commenter, we are clarifying in this final rule that such
information is not required to be submitted with the initial request,
as does the required information, but that APHIS may request any of the
additional information if it determines it is necessary for completion
of a PRA in accordance with international standards, and because the
information is not available from other sources. In such cases, APHIS
will notify the plant protection organization of the exporting country
in writing as to what specific additional information is required. This
additional information applies to those requests where APHIS needs to
understand additional details in order to assess the specific situation
accurately in the PRA. For example, details such as
[[Page 30565]]
whether a fruit is washed with soap, waxed, and culled or only rinsed
may be important for determining if certain pests remain associated
with fruit or not. In the proposed rule, the additional information
items were presented in the Supplementary Information section and not
in the proposed regulatory text at the end of the document. In this
final rule, we include the additional information items, along with the
above explanation as to when and how APHIS may request additional
information, in the text of Sec. 319.5 as paragraph (e). The
information regarding the availability of additional guidance that had
been paragraph (e) in the proposed rule is in a new paragraph (f) in
this final rule.
Issue: The required information would be impossible for the
discoverer of new species or the small seed importer to provide and
would therefore close down research, plant exploration, and new variety
introduction. This would injure the small operations in the ornamental
horticulture business as well as government crop researchers, botanical
gardens, and pharmaceutical companies.
Response: This final rule applies only to applications to change
the existing regulations and would primarily affect the importation of
fruits and vegetables; it would not affect imported nursery stock
unless it was planted in a growing medium. Bareroot plants, seeds,
cuttings, and other propagative materials could still be imported
without a risk assessment provided these materials are not listed among
the items specifically prohibited in the regulations in ``Subpart--
Nursery Stock, Plants, Roots, Bulbs, Seeds, and Other Plant Products''
(Sec. Sec. 319.37 through 319.37-14).
While the rule is not intended to restrict small imports, it may
limit the ability of individuals without resources who wish to export
unique fruits and vegetables to the United States to pursue a request
to do so on their own. However, every country that enters into the
World Trade Organization (WTO) must have the infrastructure in place to
support their exporters. The exporting country is obliged to certify
its exports and will need to (1) be able to provide essentially the
same information for export certification purposes, and (2) understand
the pest situation associated with the commodities it is certifying for
export. The rule serves to ensure that the NPPO of the exporting
country is officially involved and able to meet its export obligations.
New species for which there is little information available may
indeed be adversely affected simply because the uncertainty amplifies
the risk. We do not agree that this rule closes down research or
injures small operations since it is incumbent on both the importing
and exporting countries to ensure that trade in new commodities does
not pose an unacceptable phytosanitary risk.
Issue: Because an extensive commodity-initiated PRA needs to be
completed by U.S. authorities before a particular commodity can be
imported, and that commodity is prohibited importation until then, the
United States is effectively taking phytosanitary measures which are
not technically justified and are therefore not in alignment with
Article 5, section 1 of the WTO's Agreement on the Application of
Sanitary and Phytosanitary Measures (SPS Agreement). As part of
international standards, prohibition of commodities is regarded as a
last resort, to be used only when no other satisfactory measure to
reduce risk to an acceptable level can be found. USDA should therefore
adapt its procedures in accordance with international agreements and
standards, such as by granting provisional permission to import new
commodities subject to temporary measures such as the requirement for a
phytosanitary certificate. Final measures could be imposed following
the completion of a PRA.
Response: In this case we make a distinction between commodities
that are ``prohibited'' and disciplined by Article 5 of the SPS
Agreement, and commodities that are ``not yet approved'' or ``pending
evaluation'' and disciplined by Annex C of the SPS Agreement. Articles
that are prohibited have been evaluated and prohibition is the measure
that has been determined to be appropriate. This status may be changed
based on new information and a reevaluation using a PRA. Likewise, pest
risk analysis is used to evaluate the risk associated with a request
for a new commodity not previously evaluated.
Many commodities are excluded from importation by APHIS in our
regulations, and our regulations do not make the distinction between
(1) commodities that have been evaluated and prohibited, (2)
commodities that are not currently allowed importation but that are
undergoing risk evaluation, and (3) commodities that are not allowed
importation and for which no request for risk evaluation exists. We
recognize that our regulatory terminology is not the same as that used
in the SPS Agreement; however, regardless of the semantics, APHIS only
allows new imports of fruits and vegetables pending completion of some
form of risk analysis that enables us to determine that the pest risks
posed by the commodity are known, and that the risks can and will be
mitigated. We believe that this policy is consistent with the
provisions of the SPS Agreement.
Issue: APHIS should provide a target timeline for the processing of
an import request at the time the request is made.
Response: It is not possible for APHIS to provide timelines, as
there are far too many variables that can affect the amount of time it
takes to approve a new import. Some data take longer to get or generate
than others, and limitations on resources may affect how quickly APHIS
is able to generate documents. If asked, APHIS will inform an exporter
about the status of a particular risk assessment.
Issue: The requirement that the national plant protection
organization (NPPO) of the exporting country provide the requested
information is not in line with international agreements and may delay
the obtaining of the information. Furthermore, the required information
may be better provided by other sources, such as research institutions
or growers associations based in the country of origin.
Response: The information does not have to originate with the NPPO,
but it should be provided through the NPPO to ensure its official
status and to be sure that both APHIS and the exporting country's NPPO
have the same information. It is essential for the exporting country's
NPPO to be actively involved because it will be responsible for
implementation of export certification. We note that Article IV of the
International Plant Protection Convention (IPPC) lists the
responsibilities of an NPPO, and that these include surveillance of
cultivated and wild plants ``with the object of reporting the
occurrence, outbreak, and spread of pests'' and the conduct of pest
risk analyses. Articles VII.2i and j of the IPPC also refer to an
NPPO's responsibility to maintain pest lists, conduct surveillance, and
make the results of surveillance available to other contracting
parties.
Therefore, for the reasons given in the proposed rule and in this
document, we are adopting the proposed rule as a final rule, with the
changes discussed in this document.
Executive Order 12866 and Regulatory Flexibility Act
This rule has been reviewed under Executive Order 12866. The rule
has been determined to be significant for the purposes of Executive
Order 12866 and, therefore, has been reviewed by the Office of
Management and Budget.
[[Page 30566]]
We have prepared an economic analysis for this rule. The economic
analysis provides a cost-benefit analysis as required by Executive
Order 12866 and an analysis of the potential economic effects of this
final rule on small entities as required by the Regulatory Flexibility
Act. The economic analysis is set out below.
Under the Plant Protection Act (7 U.S.C. 7701 et seq.), the
Secretary of Agriculture is authorized to regulate the importation of
plants, plant products, and other articles to prevent the introduction
of injurious plant pests and noxious weeds.
This rule will require that requests to amend the regulations
regarding imported plants, plant parts, or plant products be
accompanied by the basic information necessary for APHIS to properly
consider such requests. Receipt of necessary information at the time a
request to import a currently prohibited commodity is made will help to
shorten our process for considering and responding to such requests by
minimizing delays in the preparation of risk assessments and other
required analyses. Reducing delays in our consideration of import
requests will help enhance the standing of the United States as a
responsive trading partner.
Commodities in 7 CFR Part 319 Potentially Affected by the Regulations
Fruits and Vegetables.
Cotton.
Logs, lumber.
Nursery Stock (planted in media).
Sugarcane.
Corn, Rice, Wheat, Coffee.
Packing Material.
Cut Flowers.
Alternatives Considered
Two alternatives to this rule were considered. The first
alternative was to do nothing. This alternative was rejected because
the increased volume of import requests and the corresponding increase
in the number of risk assessments to be prepared necessitate a
mechanism for facilitating the import request process. The second
alternative considered was to limit the rule to fresh fruits and
vegetables only. Excluding other plants and plant products from this
rule was not seen as the most effective regulatory approach, given the
growing volume and value of trade in commodities such as grains,
cotton, nursery stock, and cut flowers.
Benefits of the Rule
Trade Benefits
Establishing a more efficient process for the consideration of
import requests will benefit trading partners seeking to sell their
products in U.S. markets by allowing them to bring products to market
in the United States in a more timely fashion in those cases where our
analyses support a change in existing prohibitions or restrictions.
This rule will have a positive effect on U.S. consumers who benefit
from increased variety of imported products available in domestic
markets and from increased competition and lower prices in affected
markets. Enhancing the standing of the United States as a responsive
trading partner will help to foster a favorable trade climate with
other countries, which can be expected to generally benefit U.S.
exporters of fruits, vegetables, and other commodities.
Efficiency Gains
A related benefit of this rule for U.S. interests is internal APHIS
efficiency and consistency gains related to processing import requests.
Collecting data necessary for risk assessments requires time, which
delays processing of import requests.
For the past several years, APHIS has conducted approximately 100
risk assessments associated with import requests per year. Of those
risk assessments, 90 percent are routine and 10 percent are complex.
Examples of recent complex assessments relate to the importation of
citrus from Argentina, clementines from Spain, and citrus from Uruguay.
Once initiated, complex risk assessments typically require 2 to 3
months for data collection by APHIS, plus trips to the country of
origin; data collection for routine risk assessments usually requires
30 days or less.
Submission of basic information with the import request will
substantially decrease the amount of time required for data collection
for both routine and complex risk assessments and the need for
international travel to collect information. Providing information at
the time an import request is made will require some expenditure of
time and effort by the applicant. However, assembling data is expected
to require substantially less time for the applicant than for APHIS
employees, especially if the applicant is in the country of origin.
Applicants in the country of origin should have knowledge of the
commodity they wish to export and access to the required data.
Even when the risk analysis is not complex, or in cases where a
risk analysis may not be required, the information we will require can
be used to complete other analyses or documentation required by certain
U.S. statutes, such as the Regulatory Flexibility Act, the National
Environmental Policy Act, and the Endangered Species Act, to support
changes in our regulations. Delays or problems with any of these
analyses can affect the timely processing of import requests.
Costs of the Regulations
The regulations will require that the NPPOs of foreign countries
provide specific information in support of import requests. This will
require an additional expenditure of time and effort on the part of
potential exporters and the exporting country's NPPO, but APHIS does
not expect major adjustment problems for those entities. Required
information about commodities should be known to applicants and readily
available.
APHIS believes that the benefits of this rule (streamlining the
process for evaluating import requests and reducing costs to APHIS)
outweigh the costs to applicants associated with gathering the basic
information required by this rule.
Regulatory Flexibility Analysis
As a part of the rulemaking process, APHIS evaluates whether its
regulations are likely to have a significant economic impact on a
substantial number of small entities. It is unclear whether or to what
extent the costs associated with meeting the data requirements of the
regulations will be passed on to U.S. brokers/shippers of plants and
plant products. More than 11,406 brokers/shippers of plants and plant
products would be considered small entities under the Small Business
Administration's (SBA) criteria, but we do not expect that the data
requirements will have a significant impact on them.
Under the SBA's criteria, an import/export merchant is classified
as a small entity if it has 100 or fewer employees.\1\ In all cases,
these entities can be expected to be affected only to the extent that
foreign producers or exporters pass on their additional costs
associated with assembling the data required for the original import
request, which are expected to be minimal.
---------------------------------------------------------------------------
\1\ North American Industrial Classification System code 424480,
Fresh Fruit and Vegetable Merchant Wholesalers.
---------------------------------------------------------------------------
According to the most recent information available from the SBA's
Office of Advocacy, a total of 5,403 firms comprised the ``Fresh Fruit
and Vegetable Merchant Wholesalers'' category in 1999.\2\ Seventy-eight
percent of these firms (4,227) employed 20 or fewer individuals, and 99
percent of the firms had 500 or fewer employees. Clearly, the majority
of fruit and
[[Page 30567]]
vegetable wholesalers are small entities, having 100 or fewer
employees. Other types of wholesalers potentially affected by the
regulations (wholesalers of cut flowers and nursery stock, grain and
beans, and other farm product raw materials) demonstrate similar
demographic profiles, with the majority of firms in each industry
considered small under SBA's criteria. Even though the majority of
potentially affected wholesalers have 100 or fewer employees, and will
thus be classified as small entities, the regulations are not expected
to have a significant economic impact on them.
---------------------------------------------------------------------------
\2\ See https://www.sba.gov/advo/stats/us99_n6.pdf.
---------------------------------------------------------------------------
Under these circumstances, the Administrator of the Animal and
Plant Health Inspection Service has determined that this action will
not have a significant economic impact on a substantial number of small
entities.
Executive Order 12988
This final rule has been reviewed under Executive Order 12988,
Civil Justice Reform. This rule: (1) Preempts all State and local laws
and regulations that are inconsistent with this rule; (2) has no
retroactive effect; and (3) does not require administrative proceedings
before parties may file suit in court challenging this rule.
Paperwork Reduction Act
In accordance with Paperwork Reduction Act of 1995 (44 U.S.C. 3501
et seq.), the information collection or recordkeeping requirements
included in this rule have been approved by the Office of Management
and Budget (OMB) under OMB control number 0579-0261.
Government Paperwork Elimination Act Compliance
The Animal and Plant Health Inspection Service is committed to
compliance with the Government Paperwork Elimination Act (GPEA), which
requires Government agencies in general to provide the public the
option of submitting information or transacting business electronically
to the maximum extent possible. For information pertinent to GPEA
compliance related to this rule, please contact Mrs. Celeste Sickles,
APHIS' Information Collection Coordinator, at (301) 734-7477.
List of Subjects in 7 CFR Part 319
Coffee, Cotton, Fruits, Imports, Logs, Nursery stock, Plant
diseases and pests, Quarantine, Reporting and recordkeeping
requirements, Rice, Vegetables.
0
Accordingly, we are amending 7 CFR part 319 as follows:
PART 319--FOREIGN QUARANTINE NOTICES
0
1. The authority citation for part 319 continues to read as follows:
Authority: 7 U.S.C. 450, 7701-7772, and 7781-7786; 21 U.S.C. 136
and 136a; 7 CFR 2.22, 2.80, and 371.3.
0
2. A new ``Subpart-Requests To Amend The Regulations'' (Sec. 319.5) is
added to read as follows:
Subpart--Requests To Amend The Regulations
Sec. 319.5 Requirements for submitting requests to change the
regulations in 7 CFR part 319.
(a) Definitions.
Commodity. A plant, plant product, or other agricultural product
being moved for trade or other purpose.
(b) Procedures for submitting requests and supporting information.
Persons who request changes to the import regulations contained in this
part and who wish to import plants, plant parts, or plant products that
are not allowed importation under the conditions of this part must file
a request with the Animal and Plant Health Inspection Service (APHIS)
in order for APHIS to consider whether the new commodity can be safely
imported into the United States. The initial request can be formal
(e.g., a letter) or informal (e.g., made during a bilateral discussion
between the United States and another country), and can be made by any
person. Upon APHIS confirmation that granting a person's request would
require amendments to the regulations in this part, the national plant
protection organization of the country from which the commodity would
be exported must provide APHIS with the information listed in paragraph
(d) of this section before APHIS can proceed with its consideration of
the request; requests that are not supported with this information in a
timely manner will be considered incomplete and APHIS may not take
further action on such requests until all required information is
submitted.
(c) Addresses. The national plant protection organization of the
country from which commodities would be exported must submit the
information listed in paragraph (d) of this section to: Commodity
Import Analysis and Operations, PPQ, APHIS, 4700 River Road Unit 140,
Riverdale, MD 20737.
(d) Information. The following information must be provided to
APHIS in order for APHIS to consider a request to change the
regulations in part 319:
(1) Information about the party submitting the request. The
address, telephone and fax numbers, and e-mail addresses of the
national plant protection organization of the country from which
commodities would be exported; or, for requests that address a multi-
country region, the address, telephone and fax numbers, and e-mail
addresses of the exporting countries' national and regional plant
protection plant protection organizations.
(2) Information about the commodity proposed for importation into
the United States. (i) A description and/or map of the specific
location(s) of the areas in the exporting country where the plants,
plant parts, or plant products are produced;
(ii) The scientific name (including genus, species, and author
names), synonyms, and taxonomic classification of the commodity;
(iii) Identification of the particular plant or plant part (i.e.,
fruit, leaf, root, entire plant, etc.) and any associated plant part
proposed for importation into the United States;
(iv) The proposed end use of the imported commodity (e.g.,
propagation, consumption, milling, decorative, processing, etc.); and
(v) The months of the year when the commodity would be produced,
harvested, and exported.
(3) Shipping information: (i) Detailed information as to the
projected quantity and weight/Volume of the proposed importation,
broken down according to varieties, where applicable, and;
(ii) Method of shipping in international commerce and under what
conditions, including type of conveyance, and type, size, and capacity
of packing boxes and/or shipping containers.
(4) Description of pests and diseases associated with the commodity
\1\ (i) Scientific name (including genus, species, and author names)
and taxonomic classification of arthropods, fungi, bacteria, nematodes,
virus, viroids, mollusks, phytoplasmas, spiroplasmas, etc., attacking
the crop;
---------------------------------------------------------------------------
\1\ When a change is being sought to the conditions governing
the importation of a commodity that is already authorized for
importation into the United States, an update to or confirmation of
previously submitted pest and disease information, rather than a
new, complete submission of that information, may be appropriate.
Persons seeking such a change may contact APHIS for a determination
as to whether an update will be appropriate in a particular case.
---------------------------------------------------------------------------
(ii) Plant part attacked by each pest, pest life stages associated
with each plant part attacked, and location of pest (in, on, or with
commodity); and
(iii) References.
(5) Current strategies for risk mitigation or management. (i)
Overview of agronomic or horticultural
[[Page 30568]]
management practices used in production of the commodity, including
methods of pest risk mitigation or control programs; and
(ii) Identification of parties responsible for pest management and
control.
(e) Additional information. None of the additional information
listed in this paragraph need be provided at the same time as
information required under paragraphs (a) through (d) of this section;
it is required only upon request by APHIS. If APHIS determines that
additional information is required in order to complete a pest risk
analysis in accordance with international standards for pest risk
analysis, we will notify the party submitting the request in writing
what specific additional information is required. If this information
is not provided, and is not available to APHIS from other sources, a
request may be considered incomplete and APHIS may be unable to take
further action on the request until the necessary additional
information is submitted. The additional information may include one or
more of the following types of information:
(1) Contact information: Address, phone and fax numbers, and/or e-
mail address for local experts (e.g., academicians, researchers,
extension agents) most familiar with crop production, entomology, plant
pathology, and other relevant characteristics of the commodity proposed
for importation.
(2) Additional information about the commodity: (i) Common name(s)
in English and the language(s) of the exporting country;
(ii) Cultivar, variety, or group description of the commodity;
(iii) Stage of maturity at which the crop is harvested and the
method of harvest;
(iv) Indication of whether the crop is grown from certified seed or
nursery stock, if applicable;
(v) If grown from certified seed or stock, indication of the origin
of the stock or seed (country, State); and
(vi) Color photographs of plant, plant part, or plant product
itself.
(3) Information about the area where the commodity is grown: (i)
Unique characteristics of the production area in terms of pests or
diseases;
(ii) Maps of the production regions, pest-free areas, etc.;
(iii) Length of time the commodity has been grown in the production
area;
(iv) Status of growth of production area (i.e., acreage expanding
or stable); and
(v) Physical and climatological description of the growing area.
(4) Information about post-harvest transit and processing: (i)
Complete description of the post-harvest processing methods used; and
(ii) Description of the movement of the commodity from the field to
processing to exporting port (e.g., method of conveyance, shipping
containers, transit routes, especially through different pest risk
areas).
(5) Shipping methods: (i) Photographs of the boxes and containers
used to transport the commodity; and
(ii) Identification of port(s) of export and import and expected
months (seasons) of shipment, including intermediate ports-of-call and
time at intermediate ports-of-call, if applicable.
(6) Additional description of all pests and diseases associated
with the commodity to be imported: (i) Common name(s) of the pest in
English and local language(s);
(ii) Geographic distribution of the pest in the country, if it is a
quarantine pest and it follows the pathway;
(iii) Period of attack (e.g., attacks young fruit beginning
immediately after blooming) and records of pest incidence (e.g.,
percentage of infested plants or infested fruit) over time (e.g.,
during the different phenological stages of the crops and/or times of
the year);
(iv) Economic losses associated with pests of concern in the
country;
(v) Pest biology or disease etiology or epidemiology; and
(vi) Photocopies of literature cited in support of the information
above.
(7) Current strategies for risk mitigation or management: (i)
Description of pre-harvest pest management practices (including target
pests, treatments [e.g., pesticides], or other control methods) as well
as evidence of efficacy of pest management treatments and other control
methods;
(ii) Efficacy of post-harvest processing treatments in pest
control;
(iii) Culling percentage and efficacy of culling in removing pests
from the commodity; and
(iv) Description of quality assurance activities, efficacy, and
efficiency of monitoring implementation.
(8) Existing documentation: Relevant pest risk analyses,
environmental assessment(s), biological assessment(s), and economic
information and analyses.
(f) Availability of additional guidance. Information related to the
processing of requests to change the import regulations contained in
this part may be found on the APHIS Web site at https://
www.aphis.usda.gov/ppq/pra/.
(Approved by the Office of Management and Budget under control
number 0579-0261)
Done in Washington, DC, this 23rd day of May 2006.
Charles D. Lambert,
Acting Under Secretary for Marketing and Regulatory Programs.
[FR Doc. E6-8238 Filed 5-26-06; 8:45 am]
BILLING CODE 3410-34-P