Administration for Native Americans; Funding Opportunity, 30738-30751 [05-10661]
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and adopt universal messaging and
clinical health data standards, and
represents CMS and HHS in national
projects supporting the national health
enterprise architecture and the national
health information infrastructure.
• Coordinates and provides guidance
on legislative and regulatory issues
related to e-health standards and
services.
• Collaborates with HHS on policy
issues related to e-health standards, and
serves as the central point of contact for
the Office of the National Coordinator
for Health Information Technology.
15. Office of Acquisition and Grants
Management (FKA)
• Serves as the Agency’s Head of the
Contracting Activity. Plans, organizes,
coordinates and manages the activities
required to maintain an agency-wide
acquisition program.
• Serves as the Agency’s Grants
Management Office, with responsibility
for all CMS discretionary grants.
• Ensures the effective management
of the Agency’s acquisition and grant
resources.
• Serves as the lead for developing
and overseeing the Agency’s acquisition
planning efforts.
• Develops policy and procedures for
use by acquisition staff and internal
CMS staff necessary to maintain
efficient and effective acquisition and
grant programs.
• Advises and assists the
Administrator, senior staff, and Agency
components on acquisition and grant
related issues.
• Plans, develops, and interprets
comprehensive policies, procedures,
regulations, and directives for CMS
acquisition functions.
• Represents CMS at departmental
acquisition and grant forums and
functions, such as the Executive Council
on Acquisition and the Executive
Council for Grants Administration
Policy.
• Serves as the CMS contact point
with HHS and other Federal agencies
relative to grant and cooperative
agreement policy matters.
• Coordinates and/or conducts
training for contracts and grant
personnel, as well as project officers in
CMS components.
• Develops agency-specific
procurement guidelines for the
utilization of small and disadvantaged
business concerns in achieving an
equitable percentage of CMS’
contracting requirements.
• Provides cost/price analyses and
evaluations required for the review,
negotiation, award, administration, and
closeout of grants and contracts.
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Provides support for field audit
capability during the pre-award and
closeout phases of contract and grant
activities.
• Develops and maintains an
automated procurement management
system. Manages procurement
information activities (i.e., collecting,
reporting, and analyzing procurement
data).
Dated: April 28, 2005.
Karen Pellham O’Steen,
Director, Office of Operations Management,
Centers for Medicare & Medicaid Services.
[FR Doc. 05–10262 Filed 5–26–05; 8:45 am]
BILLING CODE 4120–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Administration for Children and
Families
Administration for Native Americans;
Funding Opportunity
Funding Opportunity Title: Projects
that Improve Child Well-Being by
Fostering Healthy Marriages within
Native Communities.
Announcement Type: Initial.
Funding Opportunity Number: HHS–
2005–ACF–ANA–NA–0021.
CFDA Number: 93.612.
Due Date for Applications: 07/8/2005.
Executive Summary: The
Administration for Native Americans,
within the Administration for Children
and Families, announces the availability
of fiscal year (FY) 2005 funds for
projects that include approaches to
improve child well-being by removing
barriers associated with forming and
sustaining healthy families and
marriages in Native American
communities. The Administration for
Native Americans (ANA’s) FY 2005
goals and program areas of interest are
focused on strengthening children,
families, and communities through
financial assistance to community-based
organizations including faith-based
organizations, Tribes, and Village
governments.
The Program Areas of Interest are
projects that ANA considers supportive
to Native American communities.
Eligibility for funding is restricted to
projects of the type listed in this
program announcement and these
Program Areas of Interest are ones
which ANA sees as particularly
beneficial to the development of healthy
Native American communities. The
primary objectives of these projects are
pre-marital education, marriage
education and relationship skills for
youth, adults, and couples. Project
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components may include but are not
limited to: Healthy relationship skills,
communication skills, conflict
resolution, foster parenting, marital
counseling, abstinence education, and
fatherhood accountability.
Financial assistance under this
program is provided utilizing a
competitive process in accordance with
the Native American Programs Act of
1974, as amended. The purpose of this
Act is to promote the goal of social selfsufficiency for American Indians, Native
Hawaiians, Alaskan Natives, and other
Native American Pacific Islanders,
including American Samoa natives.
I. Funding Opportunity Description
This funding announcement seeks to
fund projects that offer approaches to
remove barriers to forming lasting
families and healthy marriages in Native
communities. Such projects shall
consider activities that provide
community supports, relationship skills
education, and other activities necessary
to promote the well-being of Native
American children and families.
The Administration for Children and
Families (ACF) Healthy Marriage
Initiative (HMI) seeks to improve child
well-being by helping those who choose
marriage for themselves to develop the
skills and knowledge necessary to form
and sustain healthy marriages. Research
demonstrates the strong correlation
between family structure and a family’s
social and economic well-being. More
information on the HMI is available at
https://www.acf.hhs.gov/
healthymarriage/.
The Native American Healthy
Marriage Initiative (NAHMI) is a
component of the ACF Healthy Marriage
Initiative and specifically promotes a
culturally competent strategy for
fostering healthy marriage, responsible
fatherhood, child well-being, and
strengthening families within the Native
American Community. ANA believes a
focused strategy is needed to support
the Native American Community
because:
• There is a perception the Healthy
Marriage Initiative has not considered
the unique experiences of the Native
American population;
• There is a clear link between
healthy marriage and child well-being;
• There are crisis-level statistics (e.g.
rates of divorce and non-married childbearing).
Æ 34.4% of Native-American (NA)
adults are married, compared to 51.3%
of white adults, 41% of African
Americans, and 60% of Hispanic adults
(2002).
Æ 25.6% of NA couples divorce per
year, compared to 20.4% of white
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couples, 22.7% of African Americans,
and 15.2% of Hispanic couples (2002).
Æ 58.7% of NA births are to
unmarried women, compared to 27.7%
for white women, 68.4% for AfricanAmerican women, and 42.5% of
Hispanic women (2001).
Æ 36.6% of NA children live with
single parents, compared to 18.7% of
white children, and 32.6% of Hispanic
children (2000).
The NAHMI focused strategy includes
three components:
1. Education and Communication.
2. Creation and Enhancement of
Collaborations and Partnerships.
3. Identifying Resources.
NAHMI Goals and Objectives are to:
• Improve the well-being of Native
American children.
• Improve the well-being of Native
American children living in healthy,
two-parent married households.
• Improve the number of healthy
marriages in the Native American
community.
• Improve the overall well-being of
the Native American community.
• Develop and improve the capacity
within the Native American community
to provide healthy marriage activities.
Projects funded under this
announcement will be expected to:
Provide for the project director and
the evaluator to attend an early kickoff
meeting for grantees funded under this
priority area to be held within the first
three months of the project (first year
only) in Washington, DC.
ANA Administrative Policies:
Applicants must comply with the
following ANA Administrative Policies:
• An applicant must provide a 20%
non-Federal match of the approved
project costs. Applications originating
from American Samoa, Guam, or the
Commonwealth of the Northern Mariana
Islands are covered under section 501(d)
of Public Law 95–134, as amended (48
U.S.C. 1469a), under which HHS waives
any requirement for matching funds
under $200,000 (including in-kind
contributions).
• An application from a Tribe, Alaska
Native Village or Native American
organization must be from the governing
body.
• A non-profit organization
submitting an application must submit
proof of its non-profit status at the time
of submission. The non-profit
organization can accomplish this by
providing one of the following verifiable
documents: (i) A reference to the
applicant organization’s listing in the
Internal Revenue Service’s (IRS) most
recent list of tax-exempt organizations
described in the IRS Code; or (ii) a copy
of the currently valid IRS tax exemption
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certificate; or (iii) a statement from a
State taxing body, State Attorney
General, or other appropriate State
official certifying that the applicant
organization has a non-profit status and
none of the net earnings accrue to any
private shareholders or individuals; or
(iv) a certified copy of the organization’s
certificate of incorporation or similar
document that clearly establishes nonprofit status; or (v) any of the items in
the subparagraphs immediately above
for a State or national parent
organization and a statement signed by
the parent organization that the
applicant organization is a local nonprofit affiliate. Organizations
incorporating in American Samoa are
cautioned that the Samoan government
relies exclusively upon IRS
determination of non-profit status;
therefore, articles of incorporation
approved by the Samoan government do
not establish non-profit status for the
purpose of ANA eligibility.
• If the applicant, other than a tribe
or an Alaska Native Village government,
is proposing a project benefiting Native
Americans, Alaska Natives, or both, it
must provide assurance that its duly
elected or appointed board of directors
is representative of the community to be
served. Applicants must provide
information that at least a majority of
the individuals serving on a non-profit
applicant’s board fall into one or more
of the following categories: (1) A current
or past member of the community to be
served; (2) a prospective participant or
beneficiary of the project to be funded;
or (3) have a cultural relationship with
the community be to served.
• Applicants must describe how the
proposed project objectives and
activities relate to a locally determined
strategy.
• ANA will review proposed projects
to ensure applicants have considered all
resources available to the community to
support the project.
• Proposed projects must present a
strategy to overcome the challenges that
hinder movement toward selfsufficiency in the community.
• All funded applications will be
reviewed to ensure that the applicant
has provided a positive statement to
give credit to ANA on all materials
developed using ANA funds.
• ANA will not accept applications
from tribal components that are tribally
authorized divisions unless the ANA
application includes a tribal resolution.
• ANA will only accept one
application per eligible entity. The first
application received by ANA shall be
the application considered for
competition unless ANA is notified in
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writing which application should be
considered for competitive review.
• ANA funds short-term projects not
programs. Projects must have definitive
goals and objectives that will be
achieved by the end of the project
period. All projects funded by ANA
must be complete, self-sustaining, or
supported by other than ANA funding at
the end of the project period.
• Before funding the second year of a
multi-year grant, ANA will require
verification and support documentation
from the grantee that objectives and
outcomes proposed in the preceding
year were accomplished, and the nonFederal share requirement has been met.
• ANA reviews the quarterly and
annual reports of grantees to determine
if the grantee is meeting its goals,
objectives and activities identified in
the Objective Work Plan (OWP).
• Applications from National and
Regional organizations must clearly
demonstrate a need for the project,
explain how the project originated, and
discuss the community-based delivery
strategy of the project, identify and
describe the intended beneficiaries,
describe and relate the actual project
benefits to the community and
organization, and describe a
community-based delivery system.
National and Regional organizations
must describe their membership, define
how the organization operates, and
demonstrate native community and/or
Tribal government support for the
project. The type of community to be
served will determine the type of
documentation necessary to support the
project.
Definitions
Program specific terms and concepts
are defined and must be used as a guide
in writing and submitting the proposed
project. The funding for allowable
projects in this program announcement
is based on the following definitions:
Authorized Representative: The
person or person(s) authorized by Tribal
or Organizational resolution to execute
documents and other actions required
by outside agencies.
Budget Period: The interval of time
into which the project period is divided
for budgetary or funding purposes, and
for which a grant is made. A budget
period usually lasts one year in a multiyear project period.
Community: A group of people
residing in the same geographic area
that can apply their own cultural and
socio-economic values in implementing
ANA’s program objectives and goals. In
discussing the applicant’s community,
the following information must be
provided: (1) A description of the
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population segment within the
community to be served or impacted; (2)
the size of the community; (3)
geographic description or location,
including the boundaries of the
community; (4) demographic data on
the target population; and (5) the
relationship of the community to any
larger group or tribe.
Community Involvement: How the
community participated in the
development of the proposed project,
how the community will be involved
during the project implementation and
after the project is completed. Evidence
of community involvement can include,
but is not limited to, certified petitions,
public meeting minutes, surveys, needs
assessments, newsletters, special
meetings, public Council meetings,
public committee meetings, public
hearings, and annual meetings with
representatives from the community.
Completed Project: A project funded
by ANA is finished, self-sustaining, or
funded by other than ANA funds, and
the results and outcomes are achieved
by the end of the project period.
Consortium-Tribal/Village: A group of
Tribes or Villages that join together
either for long-term purposes or for the
purpose of an ANA project.
Construction: The initial building of a
facility.
Core Administration: Salaries and
other expenses for those functions that
support the applicant’s organization as
a whole or for purposes unrelated to the
actual management or implementation
of the ANA project.
Economic Development: Involves the
promotion of the physical, commercial,
technological, industrial, and/or
agricultural capacities necessary for a
sustainable local community. Economic
development includes activities and
actions that develop sustainable, stable,
and diversified private sector local
economies. For example, initiatives that
support employment options, business
opportunities, development and
formation of a community’s economic
infrastructure, laws and policies that
result in the creation of businesses and
employment options, and opportunities
that provide for the foundation of
healthy communities and strong
families.
Equipment: Tangible, non-expendable
personal property, including exempt
property, charged directly to the award
having a useful life of more than one
year and an acquisition cost of $5,000 or
more per unit. However, consistent with
recipient policy, lower limits may be
established.
Governance: Involves assistance to
Tribal and Alaska Native village
governments to increase their ability to
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exercise local control and decisionmaking over their resources.
Impact Indicators: Measurement
descriptions used to identify the
outcomes or results of the project.
Outcomes or results must be
quantifiable, measurable, verifiable and
related to the outcome of the project to
determine that the project has achieved
its desired objective and can be
independently verified through ANA
monitoring and evaluation.
In-kind Contributions: In-kind
contributions are property or services
that benefit a federally assisted project
which are contributed by the grantee,
non-Federal third parties without charge
to the grantee, or a cost-type contractor
under the grant agreement. Any
proposed in-kind match must meet the
applicable requirements found in 45
CFR parts 74 and Part 92.
Letter of Commitment: A third party
statement to document the intent to
provide specific in-kind contributions
or cash to support the applicant. The
Letter of Commitment must state the
dollar amount (if applicable), the length
of time the commitment will be
honored, and the conditions under
which the organization will support the
proposed ANA project. If a dollar
amount is included, the amount must be
based on market and historical rates
charged and paid. The resources to be
committed may be human, natural,
physical, or financial, and may include
other Federal and non-Federal
resources. Statements in an application
about resources which have been
committed to or support a proposed
ANA project, but not supported with
documentation, will be disregarded.
Leveraged Resources: The total dollar
value of all non-ANA resources that are
committed to a proposed ANA project
and are supported by documentation
that exceed the 20% non-Federal match
required for an ANA grant. Such
resources may include any natural,
financial, and physical resources
available within the tribe, organization,
or community to assist in the successful
completion of the project. An example
would be a letter from an organization
that agrees to provide a supportive
action, product, and service, human or
financial contribution that will add to
the potential success of the project.
Minor Renovation or Alteration: Work
required to change the interior
arrangements or other physical
characteristics of an existing facility, or
install equipment so that it may be more
effectively used for the project. Minor
alteration and renovation may include
work referred to as improvements,
conversion, rehabilitation, remodeling,
or modernization, but is distinguished
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from construction and major
renovations. A minor alteration and or
renovation must be incidental and
essential for the project (‘‘incidental’’
meaning the total alteration and
renovation budget must not exceed the
lesser of $150,000 or 25 percent of total
direct costs approved for the entire
project period.).
Multi-purpose Organization: A
community-based corporation whose
charter specifies that the community
designates the Board of Directors and/or
officers of the organization through an
elective procedure and that the
organization functions in several
different areas of concern to the
members of the local Native American
community. These areas are specified in
the by-laws and/or policies adopted by
the organization. They may include, but
need not be limited to, economic,
artistic, cultural, and recreational
activities, and the delivery of human
services such as day care, education,
and training.
Multi-year Project: Encompasses a
single theme and requires more than 12
or 17 months and up to 24 or 36 months
to complete. A multi-year project affords
the applicant an opportunity to develop
and address more complex and in-depth
strategies that cannot be completed in
one year. A multi-year project is a series
of related objectives with activities
presented in chronological order over a
two or three-year period.
Objective(s): Specific outcomes or
results to be achieved within the
proposed project period that are
specified in the Objective Work Plan.
Completion of objectives must result in
specific, measurable outcomes that
would benefit the community and
directly contribute to the achievement
of the stated community goals.
Applicants should relate their proposed
project objectives to outcomes that
support the community’s long-range
goals. Objectives are an important
component of Criterion III and are the
foundation for the Objective Work
Plans.
Objective Work Plan (OWP): The
project plan the applicant will use in
meeting the results and benefits
expected for the project. The results and
benefits are directly related to the
Impact Indicators. The OWP provides
detailed descriptions of how, when,
where, by whom and why activities are
proposed for the project and is
complemented and condensed in the
Objective Work Plan. ANA will require
separate OWPs for each year of the
project (Form OMB# 0980–0204 exp 10/
31/2006).
Partnerships: Agreements between
two or more parties that will support the
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development and implementation of the
proposed project. Partnerships include
other community-based organizations or
associations including faith-based
organizations, Tribes, Federal and State
agencies, and private or non-profit
organizations.
Real Property: Land, including land
improvements, structures, and
appurtenances thereto, excluding
movable machinery and equipment.
Resolution: Applicants are required to
include a current signed and dated
Resolution (a formal decision voted on
by the official governing body) in
support of the project for the entire
project period. The Resolution must
indicate who is authorized to sign
documents and negotiate on behalf of
the Tribe or organization. The
Resolution must indicate that the
community was involved in the project
planning process, and indicate the
specific dollar amount of any eligible
matching funds (if applicable).
Sustainable Project: A sustainable
project is an ongoing program or service
that can be maintained without
additional ANA funds.
Self-Sufficiency: The ability to
generate resources to meet a
community’s needs in a sustainable
manner. A community’s progress
toward self-sufficiency is based on its
efforts to plan, organize, and direct
resources in a comprehensive manner
that is consistent with its established
long-range goals. For a community to be
self-sufficient, it must have local access
to, control of, and coordination of
services and programs that safeguard the
health, well-being, and culture of the
people that reside and work in the
community.
Social Development: Investment in
human and social capital for advancing
the well-being of members of the Native
American community served. Social
development is the action taken to
support the health, education, culture,
and employment options that expand an
individual’s capabilities and
opportunities, and that promote social
inclusion and combat social ills.
Total Approved Project Costs: The
sum of the Federal request plus the nonFederal share.
Priority Area 1
Projects That Improve Child Well-Being
by Fostering Healthy Marriage Within
Native Communities
Description:
Program Areas of Interest are:
• Projects that implement and test
new, unique or distinctive approaches
for delivering services to a specific
population.
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• Projects that test whether a program
or service that has proven successful in
one location or setting can work in a
different context.
• Projects that test a theory, idea, or
method that reflects a new and different
way of thinking about service delivery.
ACF strongly encourages applicants to
consult their local domestic violence
coalition to learn more about the
information and services they provide to
the community.
II. Award Information
Funding Instrument Type: Grant.
Anticipated Total Priority Area
Funding: $1,000,000.
Anticipated Number of Awards: 5 to
8.
Ceiling on Amount of Individual
Awards Per Budget Period: $150,000.
Floor on Amount of Individual
Awards Per Budget Period: $50,000.
Average Projected Award Amount Per
Budget Period: $125,000.
Length of Project Periods: 36 month
project with three 12 month budget
periods.
Applications that exceed the ceiling
amount will be considered nonresponsive and will not be considered
for competition.
III. Eligibility Information
1. Eligible Applicants
Native American tribal governments
(Federally recognized); Native American
tribal organizations (other than
Federally recognized tribal
governments);
Non-profits having a 501(c)(3) status
with the IRS, other than institutions of
higher education;
Non-profits that do not have a
501(c)(3) status with the IRS, other than
institutions of higher education.
Additional Information on Eligibility:
An applicant must be one of the
following to be eligible under this
announcement:
• Federally recognized Indian Tribes;
• Consortia of Indian Tribes;
• Incorporated non-Federally
recognized Tribes:
• Incorporated non-profit multipurpose community-based Indian
organizations;
• Urban Indian Centers;
• National or regional incorporated
non-profit Native American
organizations with Native American
community-specific objectives;
• Alaska Native villages, as defined in
the Alaska Native Claims Settlement Act
(ANCSA) and/or non-profit village
consortia;
• Incorporated non-profit Alaska
Native multi-purpose community-based
organizations;
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• Non-profit Alaska Native Regional
Corporations/Associations in Alaska
with village specific projects;
• Non-profit Native organizations in
Alaska with village specific projects;
• Public and non-profit private
agencies serving Native Hawaiians;
• Public and non-profit private
agencies serving native peoples from
Guam, American Samoa, or the
Commonwealth of the Northern Mariana
Islands (the populations served may be
located on these islands or in the United
States);
• Tribally-controlled Community
Colleges, Tribally-controlled PostSecondary Vocational Institutions, and
colleges and universities located in
Hawaii, Guam, American Samoa or the
Commonwealth of the Northern Mariana
Islands which serve Native Pacific
Islanders; and
• Non-profit Alaska Native
community entities or Tribal governing
bodies (Indian Reorganization Act or
Traditional Councils) as recognized by
the Bureau of Indian Affairs.
2. Cost Sharing/Matching
Yes
Grantees are required to meet a nonFederal share of the project costs, in
accordance with 42 U.S.C.
2991(b)(3)(e)(1). Grantees must provide
at least 20% of the total approved cost
of the project. The total approved cost
of the project is the sum of the ACF
share and the non-Federal share. The
non-Federal share may be met by cash
or in-kind contributions, although
applicants are encouraged to meet their
match requirements through cash
contributions. For example, in order to
meet the match requirements, a project
with a total approved cost of $125,000,
requesting $100,000 in ACF funds, must
provide a non-Federal share of at least
$25,000 (20% of total approved project
cost of $125,000.) Grantees will be held
accountable for commitments of nonfederal resources even if over the
amount of the required match. Failure to
provide the amount will result in
disallowance of Federal funds. Lack of
supporting documentation at the time of
application will not impact the
responsiveness of the application for
competitive review.
3. Other
All applicants must have a Dun &
Bradstreet number. On June 27, 2003 the
Office of Management and Budget
published in the Federal Register a new
Federal policy applicable to all Federal
grant applicants. The policy requires
Federal grant applicants to provide a
Dun & Bradstreet Data Universal
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Numbering System (DUNS) number
when applying for Federal grants or
cooperative agreements on or after
October 1, 2003. The DUNS number will
be required whether an applicant is
submitting a paper application or using
the government-wide electronic portal
(https://www.Grants.gov). A DUNS
number will be required for every
application for a new award or renewal/
continuation of an award, including
applications or plans under formula,
entitlement and block grant programs,
submitted on or after October 1, 2003.
Please ensure that your organization
has a DUNS number. You may acquire
a DUNS number at no cost by calling the
dedicated toll-free DUNS number
request line on 1–866–705–5711 or you
may request a number on-line at
https://www.dnb.com.
Non-profit organizations applying for
funding are required to submit proof of
their non-profit status. Proof of nonprofit status is any one of the following:
• A reference to the applicant
organization’s listing in the Internal
Revenue Service’s (IRS) most recent list
of tax-exempt organizations described in
the IRS Code.
• A copy of a currently valid IRS tax
exemption certificate.
• A statement from a State taxing
body, State attorney general, or other
appropriate State official certifying that
the applicant organization has a nonprofit status and that none of the net
earning accrue to any private
shareholders or individuals.
• A certified copy of the
organization’s certificate of
incorporation or similar document that
clearly establishes non-profit status.
• Any of the items in the
subparagraphs immediately above for a
State or national parent organization
and a statement signed by the parent
organization that the applicant
organization is a local non-profit
affiliate.
Private, non-profit organizations are
encouraged to submit with their
applications the survey located under
‘‘Grant Related Documents and Forms,’’
‘‘Survey for Private, Non-Profit Grant
Applicants,’’ titled, ‘‘Survey on
Ensuring Equal Opportunity for
Applicants,’’ at: https://www.acf.hhs.gov/
programs/ofs/forms.htm.
Disqualification Factors
Applications that exceed the ceiling
amount will be considered nonresponsive and will not be considered
for funding under this announcement.
Any application that fails to satisfy
the deadline requirements referenced in
Section IV.3 will be considered non-
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responsive and will not be considered
for funding under this announcement.
Applications that do not include a
current signed and dated Resolution (a
formal decision voted on by the official
governing body) in support of the
project for the entire project period will
be considered non-responsive and will
not be considered for competition. [See
Section I. Funding Opportunity
Description—Definitions, for
information on resolutions]
Applications, if the applicant is other
than a Tribe or Alaska Native Village
government, that do not include proof
that a majority of the governing board of
directors is representative of the
community to be served, will be
considered non-responsive and will not
be considered for competition.
Please see Section III.2 Other,
concerning requirements for the cost
matching which do not impact the
responsiveness of an application for
competitive review.
IV. Application and Submission
Information
1. Address To Request Application
Package
To learn more about ANA and receive
information about Training and
Technical Assistance (T/TA) contact:
Region I: AL, AR, CT, DC, DE, FL, GA,
IA, IL, IN, KS, KY, LA, MA, MD, ME,
MI, MN, MO, MS, NC, ND, NE, NH, NJ,
NY, OH, OK, PA, RI, SC, SD, TN, TX,
VA, VT, WI, WV. Native American
Management Services, Inc., 6858 Old
Dominion Drive, Suite 302, McLean, VA
22101, Phone: 888–221–9686, Fax: 703–
821–3680, Rondelle Clay, Project
Manager; Email: rclay@namsinc.org;
URL: https://www.anaeastern.org.
Region II: AZ, CA, CO, ID, MT, NM,
NV, OR, UT, WA, WY. ACKCO, Inc.,
1326 N. Central, Suite 208, Phoenix,
Arizona 85004, Toll Free: 800–525–
2859, Direct: 602–253–9211, Fax: 602–
253–9135, Theron Wauneka, Project
Manager; Email:
theron.wauneka@ackco.com; URL:
https://www.anawestern.org.
Region III: Alaska. Native American
Management Services, Inc., 11723 Old
Glenn Highway, Suite 201, Eagle River,
Alaska 99577, Toll Free: 877–770–6230,
Direct: 907–694–5711, Fax: 907–694–
5775, P.J. Bell, Project Manager; Email:
region3@gci.net; URL: https://
www.anaalaska.org.
Region IV: American Samoa (AS),
Guam, Hawaii (HI), Commonwealth of
Northern Mariana Islands (CNMI).
Council for Native Hawaiian
Advancement, 33 South King Street,
Suite 513, Honolulu, Hawaii 96813,
Toll-Free: 800–709–2642, Local: 808–
PO 00000
Frm 00068
Fmt 4703
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521–5011, Fax: 808–521–4111, Lilia
Kapuniai, Vice President, Community
Development; E-Mail:
info@anapacific.org; URL: https://
www.anapacific.org.
2. Content and Form of Application
Submission
Please refer to Section I. Funding
Opportunity Description, to review
general ANA Administrative Policies
and Section IV. 5. Funding Restrictions.
Application Submission: Each
application should include one signed
original and two additional copies of the
complete application. The original must
include all required forms,
certifications, assurances, and
appendices, contain an original
signature by an authorized
representative, and be submitted
unbound. The two additional copies of
the complete application must include
all required forms, certifications,
assurances, and appendices and must
also be submitted unbound.
Applicants have the option of
omitting from the application copies
(not the original) specific salary rates or
amounts for individuals specified in the
application budget. A complete
application for assistance under this
Program Announcement consists of
three parts. Part One includes the SF
424, other required government forms,
and other required documentation. Part
Two of the application is the project
narrative. This section of the application
may not exceed 40 pages. The line-item
budgets, budget justifications and the
OWP form (OMB Control Number 0980–
0204, exp 10/31/2006) will be exempt
from the page limitation. Part Three of
the application is the Appendix. This
section of the application may not
exceed 20 pages (the exception to this
20-page limit applies only to projects
that require, if relevant to the project, a
Business Plan or any Third-Party
Agreements).
Electronic Submission: While ACF
does have the capability to receive
program announcement applications
electronically through Grants.gov,
electronic submission of applications
will not be available for this particular
announcement. There are required
application form(s) specific to ANA that
have not yet received clearance from
Grants.gov. While electronic submission
of applications may be available in the
next fiscal year for this program, no
electronic submission of applications
will be accepted for this announcement
this year as they would be missing those
required ANA forms and be considered
incomplete.
Organization and Preparation of
Application: Due to the intensity and
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pace of the application review and
evaluation process, ANA strongly
recommends applicants organize, label,
and insert required information in
accordance with Part One, Part Two and
Part Three as presented in the table
below. ANA strongly suggests
applicants label the application for ease
of reviewing. The application must
begin with the information requested in
Part One of the chart in the prescribed
order. Utilizing this format will insure
all information submitted to support an
applicant’s request for funding is
thoroughly reviewed. Submitting
information in this format will assist the
panel reviewer in locating and
evaluating the information. Deviation
from this suggested format will reduce
the applicant’s ability to receive
maximum points, which are directly
related to ANA’s funding review
decisions.
ANA Application Format: ANA
requires all applications to be labeled in
compliance with the format provided in
the program announcement. This format
applies to all applicants submitting
applications for funding. All pages
submitted (including Government
Forms, certifications and assurances)
must be numbered consecutively (for
example, the first page of the
application is the SF 424 and must be
labeled as page one). The paper size
shall be 8.5 x 11 inches, line spacing
shall be a space and a half (1.5 line
spacing), printed only on one side, and
have a half-inch margin on all sides of
the paper. (Note: the 1.5 line spacing
does not apply to the Project Abstract
Form, Appendices, the Table of
Contents, the Objective Work Plans, and
the Budget.) The font size shall be 12point and the font type shall be Times
New Roman.
Private, non-profit organizations are
encouraged to submit with their
applications the survey located under
‘‘Grant Related Documents and Forms,’’
‘‘Survey for Private, Non-Profit Grant
Applicants,’’ titled, ‘‘Survey on
Ensuring Equal Opportunity for
Applicants,’’ at: https://www.acf.hhs.gov/
programs/ofs/forms.htm.
Standard Forms and Certifications:
The project description should include
all the information requirements
described in the specific evaluation
criteria outlined in the program
announcement under Section V
Application Review Information. In
addition to the project description, the
applicant needs to complete all the
standard forms required for making
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applications for awards under this
announcement.
Applicants seeking financial
assistance under this announcement
must file the Standard Form (SF) 424,
Application for Federal Assistance; SF–
424A, Budget Information—NonConstruction Programs; SF–424B,
Assurances—Non-Construction
Programs. The forms may be reproduced
for use in submitting applications.
Applicants must sign and return the
standard forms with their application.
Applicants must furnish prior to
award an executed copy of the Standard
Form LLL, Certification Regarding
Lobbying, when applying for an award
in excess of $100,000. Applicants who
have used non-Federal funds for
lobbying activities in connection with
receiving assistance under this
announcement shall complete a
disclosure form, if applicable, with their
applications (approved by the Office of
Management and Budget under control
number 0348–0046). Applicants must
sign and return the certification with
their application.
Applicants must also understand they
will be held accountable for the
smoking prohibition included within
Public Law 103–227, Title XII
Environmental Tobacco Smoke (also
known as the PRO-KIDS Act of 1994). A
copy of the Federal Register notice
which implements the smoking
prohibition is included with forms. By
signing and submitting the application,
applicants are providing the
certification and need not mail back the
certification with the application.
Applicants must make the appropriate
certification of their compliance with all
Federal statutes relating to
nondiscrimination. By signing and
submitting the applications, applicants
are providing the certification and need
not mail back the certification form.
Complete the standard forms and the
associated certifications and assurances
based on the instructions on the forms.
The forms and certifications may be
found at: https://www.acf.hhs.gov/
programs/ofs/forms.htm.
Those organizations required to
provide proof of non-profit status,
please refer to Section III.3.
Please see Section V.1, for
instructions on preparing the full
project description.
3. Submission Dates and Times
Due Date for Applications: 7/8/2005.
Explanation of Due Dates: The closing
date for receipt of applications is
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30743
referenced above. Applications received
after 4:30 p.m. eastern time on the
closing date will be classified as late.
Deadline: Applications shall be
considered as meeting an announced
deadline if they are received on or
before the deadline time and date
referenced in Section IV.6. Applicants
are responsible for ensuring
applications are mailed or submitted
electronically well in advance of the
application due date.
Applications hand carried by
applicants, applicant couriers, other
representatives of the applicant, or by
overnight/express mail couriers shall be
considered as meeting an announced
deadline if they are received on or
before the deadline date, between the
hours of 8 a.m. and 4:30 p.m., eastern
time, at the address referenced in
Section IV.6., between Monday and
Friday (excluding Federal holidays).
ACF cannot accommodate
transmission of applications by
facsimile. Therefore, applications
transmitted to ACF by fax will not be
accepted regardless of date or time of
submission and time of receipt.
Receipt acknowledgement for
application packages will not be
provided to applicants who submit their
package via mail, courier services, or by
hand delivery. However, applicants will
receive an electronic acknowledgement
for applications that are submitted via
https://www.Grants.gov.
Late Applications: Applications that
do not meet the criteria above are
considered late applications. ACF shall
notify each late applicant that its
application will not be considered in
the current competition.
Any application received after 4:30
p.m. eastern time on the deadline date
will not be considered for competition.
Applicants using express/overnight
mail services should allow two working
days prior to the deadline date for
receipt of applications. Applicants are
cautioned that express/overnight mail
services do not always deliver as agreed.
Extension of deadlines: ACF may
extend application deadlines when
circumstances such as acts of God
(floods, hurricanes, etc.) occur, or when
there are widespread disruptions of mail
service, or in other rare cases. A
determination to extend or waive
deadline requirements rests with the
Chief Grants Management Officer.
Checklist: You may use the checklist
below as a guide when preparing your
application package.
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PART ONE.—FEDERAL FORMS AND OTHER REQUIRED DOCUMENTS
What to submit
Required content
Required form or format
Table of Contents ........
See Section IV ........
By application due date.
SF424 ..........................
SF424A ........................
Assurances and Certifications.
Indirect Cost Agreement.
See Section IV ........
See Section IV ........
See Section IV ........
Applicant must include a table of contents that accurately
identifies the page number and where the information
can be located. Table of Contents does not count against
application page limit.
https://www.acf.hhs.gov/programs/ofs/forms.htm ....................
https://www.acf.hhs.gov/programs/ofs/forms.htm ....................
https://www.acf.hhs.gov/programs/ofs/forms.htm ....................
By award date.
Proof of Non-Profit Status.
Resolution ....................
See Section III ........
Board of Directors Documentation.
Audit Letter ...................
See Section I ..........
Non-Federal Share of
Waiver Request, per
CFR 1336.50(b).
See Section I ..........
Organizations and Tribes must submit a current indirect
cost agreement (if claiming indirect costs) that aligns with
the approved ANA project period. The Indirect Cost
Agreement must identify the individual components and
percentages that make up the indirect cost rate.
As described in this announcement under Section III ‘‘Additional Information on Eligibility’’.
Information for submission can be found in the Program
Announcement Section I, ‘‘Definitions’’.
As described in this announcement under Section I ‘‘ANA
Administrative Policies’’.
A Certified Public Accountant’s ‘‘Independent Auditors’ Report on Financial Statement.’’ This is usually only a two
to three page document. (This requirement applies only
to applicants with annual expenditures of $500,000 or
more of Federal funds). Applicant must also include that
portion of the audit document that identifies all other Federal sources of funding entitled ‘‘Supplemental Schedule
of Expenditures of Federal Awards’’.
A request for a waiver of the non-Federal share requirement may be submitted in accordance with 45 CFR
1336.50(b)(3) of the Native American Program regulations. (if applicable).
May be found at https://www.acf.hhs.gov/programs/ofs/
forms.htm.
May be found at https://www.acf.hhs.gov/programs/ofs/
forms.htm.
May be found
forms.htm.
By award date.
See Section V .........
See Section I ..........
See Section I ..........
Certification regarding
See Section IV.2 .....
Maintenance of Effort.
Certification regarding
See Section IV.2. ....
Lobbying Disclosure
of Lobbying Activities—SF LLL.
Environmental Tobacco See Section IV.2. ....
Smoke Certification.
at
When to submit
https://www.acf.hhs.gov/programs/ofs/
By application due date.
By application due date.
By award date.
By award date.
By application due date.
By application due date.
By application due date.
By award date.
By award date.
By award date.
PART TWO.—ANA APPLICATION REVIEW CRITERIA
What to submit
Required content
Criteria One (10 pts) ...........................
See Section V .........
Criteria Two (20 pts) ...........................
Criteria Three (25 pts) .........................
See Section V .........
See Section V .........
Criteria Four (15 pts) ...........................
Criteria Five (15 pts) ...........................
Criteria Six (15 pts) .............................
See Section V .........
See Section V .........
See Section V .........
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Frm 00070
Required form or format; ANA application review criteria; this section may not exceed 40
pages
Introduction and Project Summary/Application Format: Include the ANA Project Abstract form (OMB # 0980–0204 exp. 10/31/
2006).
Need for Assistance .......................................
Project Approach ............................................
Include an Objective Work Plan (OWP) form
(OMB # 0980–0204, exp. 10/31/2006) for
each 12-month budget period. A 17-month
project period requires only one OWP
Note: The OWP is not included in the page
count for this Part.
Organizational Capacity .................................
Project Impact/Evaluation ..............................
Budget and Budget Justification/Cost Effectiveness.
Note: The Budget and Budget Justification is
not included in the page count for this
Part.
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When to submit
By application due date.
By application due date.
By application due date.
By application due date.
By application due date.
By application due date.
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PART THREE.—APPENDIX
What to submit
Required content
Required form or format; this section may not exceed 20
pages
Appendix ......................
See Section I ..........
Part Three includes only supplemental information or required support documentation that addresses the applicant’s capacity to carry out and fulfill the proposed
project. These items include: Letters of agreement with
cooperating entities, in-kind commitment and support letters, business plans, and a summary of the Third Party
Agreements. Do not include books, videotapes, studies
or published reports and articles, as they will not be
made available to the reviewers or returned to the applicant.
Additional Forms
Private, non-profit organizations are
encouraged to submit with their
applications the survey located under
‘‘Grant Related Documents and Forms,’’
‘‘Survey for Private, Non-Profit Grant
Applicants,’’ titled, ‘‘Survey on
When to submit
By application due date.
Ensuring Equal Opportunity for
Applicants,’’ at: https://www.acf.hhs.gov/
programs/ofs/forms.htm.
What to submit
Required content
Location
Survey for Private,
Non-Profit Grant Applicants.
See form .................
Found in https://www.acf.hhs.gov/programs/ofs/forms.htm ....
4. Intergovernmental Review
This program is not subject to
Executive Order 12372,
‘‘Intergovernmental Review of Federal
Programs,’’ or 45 CFR Part 100,
‘‘Intergovernmental Review of
Department of Health and Human
Services Programs and Activities’’.
5. Funding Restrictions
ANA does not fund:
• Activities in support of any
foreseeable litigation against the United
States Government that are unallowable
under OMB Circulars A–87 and A–122.
• ANA does not fund duplicative
projects or allow any one community or
region to receive a disproportionate
share of the funds available for award.
When making decisions on awards of
grants the Agency will consider whether
the project is essentially identical or
similar, in whole or significant part, to
projects in the same community
previously funded or being funded
under the same competition. The
Agency will also consider whether the
grantee is already receiving funding for
a SEDS, Language, or Environmental
project from ANA. The Agency will also
take into account in making funding
decisions whether a proposed project
would require funding on an indefinite
or recurring basis. This determination
will be made after it is determined
whether the application meets the
requirements for eligibility as set forth
in 45 CFR 1336, Subpart C, but before
funding decisions are complete [See
Section I. Funding Opportunity
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Description—ANA Administrative
Policies regarding short-term projects].
• Projects in which a grantee would
provide training and/or technical
assistance (T/TA) to other tribes or
Native American organizations that are
otherwise eligible to apply for ANA
funding. However, ANA will fund T/TA
requested by a grantee for its own use
or for its members’ use (as in the case
of a consortium), when the T/TA is
necessary to carry out project objectives.
• The purchase of real property or
construction because these activities are
not authorized by the Native American
Programs Act of 1974, as amended.
• Core administration (See
Definitions) functions, or other
activities, that essentially support only
the applicant’s ongoing administrative
functions and are not related to the
proposed project.
• Costs associated with fundraising,
including financial campaigns,
endowment drives, solicitation of gifts
and bequests, and similar expenses
incurred solely to raise capital or obtain
contributions are unallowable under an
ANA grant award.
• Projects originated and designed by
consultants who provide a major role for
themselves and are not members of the
applicant organization, Tribe, or village.
• Major renovations or alterations are
prohibited activities because these
activities are not authorized under the
Native American Programs Act of 1974
as amended. Minor alterations, as
defined in this announcement, may be
allowable.
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When to submit
By application due date.
• Projects that request funds for
feasibility studies, business plans,
marketing plans or written materials,
such as manuals, that are not an
essential part of the applicant’s long
range development plan.
• The support of ongoing social
service delivery programs or the
expansion, or continuation, of existing
social service delivery programs.
• ANA will not fund activities by a
consortium of tribes that duplicate
activities for which a consortium
member tribe also receives funding from
ANA.
6. Other Submission Requirements
Submission by Mail: An applicant
must provide an original application
with all attachments, signed by an
authorized representative and two
copies. Please see Section IV.3 for an
explanation of due dates. Applications
should be mailed to: Tim Chappelle,
U.S. Department of Health and Human
Services, Administration for Children
and Families, Office of Grants
Management, Division of Discretionary
Grants, 370 L’Enfant Promenade SW.,
Washington, DC 20447.
Hand Delivery: An applicant must
provide an original application with all
attachments signed by an authorized
representative and two copies. The
application must be received at the
address below by 4:30 p.m. eastern time
on or before the closing date.
Applications that are hand delivered
will be accepted between the hours of
8 a.m. to 4:30 p.m. eastern time,
Monday through Friday. Applications
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should be delivered to: Tim Chappelle,
U.S. Department of Health and Human
Services, Administration for Children
and Families, Office of Grants
Management—Discretionary Grants,
ACF Mail Room, Second Floor Loading
Dock, Aerospace Center, 901 D Street
SW., Washington, DC 20447.
V. Application Review Information
The Paperwork Reduction Act of 1995
(Pub. L. 104–13)
Public reporting burden for this
collection of information is estimated to
average 20 hours per response,
including the time for reviewing
instructions, gathering and maintaining
the data needed and reviewing the
collection information.
The project description is approved
under OMB control number 0970–0139
which expires 4/30/2007.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number.
1. Criteria
The following are instructions and
guidelines on how to prepare the
‘‘project summary/abstract’’ and ‘‘full
project description’’ sections of the
application. Under the evaluation
criteria section, note that each criterion
is preceded by the generic evaluation
requirement under the ACF Uniform
Project Description (UPD).
Part I—The Project Description
Overview
Purpose
The project description provides a
major means by which an application is
evaluated and ranked to compete with
other applications for available
assistance. The project description
should be concise and complete and
should address the activity for which
Federal funds are being requested.
Supporting documents should be
included where they can present
information clearly and succinctly. In
preparing your project description,
information responsive to each of the
requested evaluation criteria must be
provided. Awarding offices use this and
other information in making their
funding recommendations. It is
important, therefore, that this
information be included in the
application in a manner that is clear and
complete.
General Instructions
ACF is particularly interested in
specific project descriptions that focus
on outcomes and convey strategies for
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achieving intended performance. Project
descriptions are evaluated on the basis
of substance and measurable outcomes,
not length. Extensive exhibits are not
required. Cross-referencing should be
used rather than repetition. Supporting
information concerning activities that
will not be directly funded by the grant
or information that does not directly
pertain to an integral part of the grant
funded activity should be placed in an
appendix. Pages should be numbered
and a table of contents should be
included for easy reference.
Introduction
Applicants required to submit a full
project description shall prepare the
project description statement in
accordance with the following
instructions while being aware of the
specified evaluation criteria. The text
options give a broad overview of what
your project description should include
while the evaluation criteria identifies
the measures that will be used to
evaluate applications.
Project Summary/Abstract
Provide a summary of the project
description (a page or less) with
reference to the funding request.
Objectives and Need for Assistance
Clearly identify the physical,
economic, social, financial,
institutional, and/or other problem(s)
requiring a solution. The need for
assistance must be demonstrated and
the principal and subordinate objectives
of the project must be clearly stated;
supporting documentation, such as
letters of support and testimonials from
concerned interests other than the
applicant, may be included. Any
relevant data based on planning studies
should be included or referred to in the
endnotes/footnotes. Incorporate
demographic data and participant/
beneficiary information, as needed. In
developing the project description, the
applicant may volunteer or be requested
to provide information on the total
range of projects currently being
conducted and supported (or to be
initiated), some of which may be
outside the scope of the program
announcement.
Results or Benefits Expected
Identify the results and benefits to be
derived.
Approach
Outline a plan of action that describes
the scope and detail of how the
proposed work will be accomplished.
Account for all functions or activities
identified in the application. Cite factors
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that might accelerate or decelerate the
work and state your reason for taking
the proposed approach rather than
others. Describe any unusual features of
the project such as design or
technological innovations, reductions in
cost or time, or extraordinary social and
community involvement.
Provide quantitative monthly or
quarterly projections of the
accomplishments to be achieved for
each function or activity in such terms
as the number of people to be served
and the number of activities
accomplished. When accomplishments
cannot be quantified by activity or
function, list them in chronological
order to show the schedule of
accomplishments and their target dates.
If any data is to be collected,
maintained, and/or disseminated,
clearance may be required from the U.S.
Office of Management and Budget
(OMB). This clearance pertains to any
‘‘collection of information that is
conducted or sponsored by ACF.’’
List organizations, cooperating
entities, consultants, or other key
individuals who will work on the
project, along with a short description of
the nature of their effort or contribution.
Organizational Profiles
Provide information on the applicant
organization(s) and cooperating
partners, such as organizational charts,
financial statements, audit reports or
statements from CPAs/Licensed Public
Accountants, Employer Identification
Numbers, names of bond carriers,
contact persons and telephone numbers,
child care licenses and other
documentation of professional
accreditation, information on
compliance with Federal/State/local
government standards, documentation
of experience in the program area, and
other pertinent information. If the
applicant is a non-profit organization,
submit proof of non-profit status in its
application.
The non-profit agency can accomplish
this by providing: (a) A reference to the
applicant organization’s listing in the
Internal Revenue Service’s (IRS) most
recent list of tax-exempt organizations
described in the IRS Code; (b) a copy of
a currently valid IRS tax exemption
certificate, (c) a statement from a State
taxing body, State attorney general, or
other appropriate State official
certifying that the applicant
organization has a non-profit status and
that none of the net earnings accrue to
any private shareholders or individuals;
(d) a certified copy of the organization’s
certificate of incorporation or similar
document that clearly establishes nonprofit status, (e) any of the items
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Travel
immediately above for a State or
national parent organization and a
statement signed by the parent
organization that the applicant
organization is a local non-profit
affiliate.
Budget and Budget Justification
Provide a budget with line item detail
and detailed calculations for each
budget object class identified on the
Budget Information form. Detailed
calculations must include estimation
methods, quantities, unit costs, and
other similar quantitative detail
sufficient for the calculation to be
duplicated. Also include a breakout by
the funding sources identified in Block
15 of the SF–424.
Provide a narrative budget
justification that describes how the
categorical costs are derived. Discuss
the necessity, reasonableness, and
allocability of the proposed costs.
General
Use the following guidelines for
preparing the budget and budget
justification. Both Federal and nonFederal resources shall be detailed and
justified in the budget and narrative
justification. ‘‘Federal resources’’ refers
only to the ACF grant for which you are
applying. ‘‘Non-Federal resources’’ are
all other Federal and non-Federal
resources. It is suggested that budget
amounts and computations be presented
in a columnar format: first column,
object class categories; second column,
Federal budget; next column(s), nonFederal budget(s), and last column, total
budget. The budget justification should
be a narrative.
Personnel
Description: Costs of employee
salaries and wages.
Justification: Identify the project
director or principal investigator, if
known. For each staff person, provide
the title, time commitment to the project
(in months), time commitment to the
project (as a percentage or full-time
equivalent), annual salary, grant salary,
wage rates, etc. Do not include the costs
of consultants or personnel costs of
delegate agencies or of specific
project(s) or businesses to be financed
by the applicant.
Fringe Benefits
Description: Costs of employee fringe
benefits unless treated as part of an
approved indirect cost rate.
Justification: Provide a breakdown of
the amounts and percentages that
comprise fringe benefit costs such as
health insurance, FICA, retirement
insurance, taxes, etc.
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Description: Costs of project-related
travel by employees of the applicant
organization (does not include costs of
consultant travel).
Justification: For each trip, show the
total number of traveler(s), travel
destination, duration of trip, per diem,
mileage allowances, if privately owned
vehicles will be used, and other
transportation costs and subsistence
allowances. Travel costs for key staff to
attend ACF-sponsored workshops
should be detailed in the budget.
Equipment
Description: ‘‘Equipment’’ means an
article of nonexpendable, tangible
personal property having a useful life of
more than one year and an acquisition
cost which equals or exceeds the lesser
of (a) the capitalization level established
by the organization for the financial
statement purposes, or (b) $5,000. (Note:
Acquisition cost means the net invoice
unit price of an item of equipment,
including the cost of any modifications,
attachments, accessories, or auxiliary
apparatus necessary to make it usable
for the purpose for which it is acquired.
Ancillary charges, such as taxes, duty,
protective in-transit insurance, freight,
and installation shall be included in or
excluded from acquisition cost in
accordance with the organization’s
regular written accounting practices.)
Justification: For each type of
equipment requested, provide a
description of the equipment, the cost
per unit, the number of units, the total
cost, and a plan for use on the project,
as well as use or disposal of the
equipment after the project ends. An
applicant organization that uses its own
definition for equipment should provide
a copy of its policy or section of its
policy which includes the equipment
definition.
Supplies
Description: Costs of all tangible
personal property other than that
included under the Equipment category.
Justification: Specify general
categories of supplies and their costs.
Show computations and provide other
information which supports the amount
requested.
Contractual
Description: Costs of all contracts for
services and goods except for those that
belong under other categories such as
equipment, supplies, construction, etc.
Include third party evaluation contracts
(if applicable) and contracts with
secondary recipient organizations,
including delegate agencies and specific
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30747
project(s) or businesses to be financed
by the applicant.
Justification: Demonstrate that all
procurement transactions will be
conducted in a manner to provide, to
the maximum extent practical, open and
free competition. Recipients and
subrecipients, other than States that are
required to use Part 92 procedures, must
justify any anticipated procurement
action that is expected to be awarded
without competition and exceed the
simplified acquisition threshold fixed at
41 U.S.C. 403(11) (currently set at
$100,000).
Recipients might be required to make
available to ACF pre-award review and
procurement documents, such as
request for proposals or invitations for
bids, independent cost estimates, etc.
Note: Whenever the applicant intends to
delegate part of the project to another agency,
the applicant must provide a detailed budget
and budget narrative for each delegate
agency, by agency title, along with the
required supporting information referred to
in these instructions.
Other
Enter the total of all other costs. Such
costs, where applicable and appropriate,
may include but are not limited to
insurance, food, medical and dental
costs (noncontractual), professional
services costs, space and equipment
rentals, printing and publication,
computer use, training costs, such as
tuition and stipends, staff development
costs, and administrative costs.
Justification: Provide computations, a
narrative description and a justification
for each cost under this category.
Indirect Charges
Description: Total amount of indirect
costs. This category should be used only
when the applicant currently has an
indirect cost rate approved by the
Department of Health and Human
Services (HHS) or another cognizant
Federal agency.
Justification: An applicant that will
charge indirect costs to the grant must
enclose a copy of the current rate
agreement. If the applicant organization
is in the process of initially developing
or renegotiating a rate, upon notification
that an award will be made, it should
immediately develop a tentative indirect
cost rate proposal based on its most
recently completed fiscal year, in
accordance with the cognizant agency’s
guidelines for establishing indirect cost
rates, and submit it to the cognizant
agency. Applicants awaiting approval of
their indirect cost proposals may also
request indirect costs. When an indirect
cost rate is requested, those costs
included in the indirect cost pool
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should not also be charged as direct
costs to the grant. Also, if the applicant
is requesting a rate which is less than
what is allowed under the program, the
authorized representative of the
applicant organization must submit a
signed acknowledgement that the
applicant is accepting a lower rate than
allowed.
Program Income
Description: The estimated amount of
income, if any, expected to be generated
from this project.
Justification: Describe the nature,
source and anticipated use of program
income in the budget or refer to the
pages in the application which contain
this information.
Non-Federal Resources
Description: Amounts of non-Federal
resources that will be used to support
the project as identified in Block 15 of
the SF–424.
Justification: The firm commitment of
these resources must be documented
and submitted with the application so
the applicant is given credit in the
review process. A detailed budget must
be prepared for each funding source.
Evaluation Criteria: The following
evaluation criteria appear in weighted
descending order. The corresponding
score values indicate the relative
importance that ACF places on each
evaluation criterion; however,
applicants need not develop their
applications precisely according to the
order presented. Application
components may be organized such that
a reviewer will be able to follow a
seamless and logical flow of information
(i.e., from a broad overview of the
project to more detailed information
about how it will be conducted).
In considering how applicants will
carry out the responsibilities addressed
under this announcement, competing
applications for financial assistance will
be reviewed and evaluated against the
following criteria:
Approach—25 Points
Project Approach: The applicant’s
narrative must be clear and concise. The
narrative must include a detailed project
description with goals and objectives. It
must discuss the project strategy and
implementation plan over the project
period. The applicant must use the
Objective Work Plan (OWP) form to
identify the project objectives, time
frames, proposed activities, results and
benefits expected and criteria for
evaluating results and benefits, as well
as the individuals responsible for
completing the objectives and
performing the activities. Within the
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results and benefits section of the OWP,
the applicant must provide quantitative
quarterly projections of the
accomplishments to be achieved for
each function or activity. The extent to
which the applicant can effectively
demonstrate that they have adequate
knowledge of the information and
services provided by domestic violence
coalitions within their community.
The applicant must also include the
names and activities of any
organizations, consultants, or other key
individuals who will contribute to the
project, utilizing the column for NonSalaried Personnel to list the hours
incurred for these activities. The
applicant must discuss ‘‘Leveraged
Resources’’ (see Definitions) used to
strengthen and broaden the impact of
the proposed project. The applicant
must discuss how commitments and
contributions from other entities will
enhance the project. Applicants must
discuss the relationship of non-ANA
funded activities to those objectives and
activities that will be funded with ANA
grant funds.
Objectives and Need for Assistance—20
Points
Need for Assistance: Applicant must
show a clear relationship between the
proposed project, the social and
economic development strategy, and the
community’s long-range goals. The need
for assistance must clearly identify the
physical, economic, social, financial,
governmental, and institutional
challenges and problem(s) requiring a
solution that supports the funding
request. Describe the community (see
Definitions) to be affected by the project
and the community involvement in the
project. The applicant must describe the
community’s long-range goals, the
community planning process, and how
the project supports the community
goals. The applicant must describe how
the proposed goals, objectives, and
activities reflect either the economic
and social development or governance
needs of the local community. Discuss
the geographic location of the project
and where the project and grant will be
administered. Applicant must describe
how the proposed project objectives and
activities relate to a locally determined
strategy.
The applicant must provide
documentation of the community’s
support for the proposed project.
Applications from National and
Regional organizations must clearly
demonstrate a need for the project,
explain how the project originated,
identify the intended beneficiaries,
describe and relate the actual project
benefits to the community and
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organization, and describe a
community-based project delivery
strategy. National and Regional
organizations must also identify their
membership and specifically discuss
how the organization operates and
impacts Native American people and
communities. Proposed project
objectives support the identified need
and must be measurable.
Budget and Budget Justification—15
Points
Budget and Budget Justification/Cost
Effectiveness: An applicant must submit
an itemized budget detailing the
applicant’s Federal and non-Federal
share and cite source(s) of funding. The
applicant must provide a detailed lineitem Federal and Non-Federal share
budget by year for each year of project
funds requested. A budget justification
narrative to support the line-item budget
request must be included for each year
of project funds requested. The budget
must include a line-item justification for
each Object Class Category listed under
Section B ‘‘Budget Categories’’ of the SF
424 A ‘‘Budget Information-Non
Construction Programs’’ form. The lineitem budget and budget justification
narrative must include the necessary
details to facilitate the determination of
allowable costs and the relevance of
these costs to the proposed project.
The non-Federal budget share must
identify the source and be supported by
letters of commitment (see Definitions).
Letters of commitment are binding
when they specifically state the nature,
the amount, and conditions under
which another agency or organization or
individual will support a project. These
resources may be human, natural, or
financial, and may include other
Federal and non-Federal resources.
Statements that additional funding will
be sought from other specific sources
are not considered a binding
commitment of outside resources.
Letters of Support merely express
another organization’s endorsement of a
proposed project. Support letters are not
binding commitment letters, as they do
not factually establish the authenticity
of other resources and do not offer or
bind specific resources to the project.
If an applicant plans to charge or
otherwise seek credit for indirect costs
in its ANA application, a copy of its
current Indirect Cost Rate Agreement
must be included in the application,
with all costs broken down by category
so ANA reviewers can be certain that no
budgeted line items are included in the
indirect cost pool. Applicants that do
not submit a current Indirect Cost Rate
Agreement may not be able to claim the
allowable cost, may have the grant
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award amount reduced, or may
experience a delay in grant award.
Applicants are strongly encouraged to
include sufficient funds for principal
representatives, such as the applicant’s
chief financial officer or project director
to travel to one ANA post-award grant
training and technical assistance
workshop. This expenditure is
allowable for new grant recipients and
optional for grantees that have had
previous ANA grant awards. Applicants
may also include costs for two staff
persons to attend the ACF National
Native American Conference, Marriage
Best Practices Conference, and an ACF
Consultation Conference.
Cost Effectiveness: This section of the
criterion reflects ANA’s concern with
ensuring that the expenditure of its
limited resources yields the greatest
benefit possible in achieving economic
and social self-sufficiency for Native
American communities. Applicants
demonstrate this by: summarizing
partnerships and the efficient use of
leveraged resources; explaining the
impact on the identified community
through measurable project outcomes,
and presenting a project that is
completed, self-sustaining or supported
by other than ANA funds by the end of
the project period.
Results or Benefits Expected—15 Points
Project Impact/Evaluation:
In this criterion, the applicant will
discuss the ‘‘Impact Indicators’’ (see
Definitions) and the benefits expected as
a result of this project. Impact indicators
identify qualitative and quantitative
data directly associated with the project.
Each applicant must submit five impact
indicators to support the applicant’s
project. Two of the five are standard and
required across all ANA programs. For
each impact indicator submitted the
applicant must discuss the relevance of
the impact indicator to the project, the
method used to track the indicator, and
the method used to determine project
success. Impact indicators will be
reported to ANA in the grantee’s
quarterly report. The applicant must
indicate a target number to be achieved
for the required standard impact
indicators. In addition to the two
standard required impact indicators, an
applicant must also submit three
additional impact indicators. These
three impact indicators may be selected
from the suggested list given below, or
they may be developed for the specific
proposed project, or the applicant may
submit a combination of both the ANA
suggested indicators and applicant
project-specific indicators. The two
standard required impact indicators are;
(a) Number of partnerships formed; and
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(b) Amount of dollars leveraged beyond
the required NFS match. The applicant
must also choose three indicators from
the list below or submit three other
project specific indicators: (1) Number
of infrastructures and administrative
systems, including policies and
procedures developed and
implemented; (2) Number of people to
successfully complete a workshop/
training; (3) Number of children, youth,
families or elders assisted or
participating; (4) Number of volunteer
hours; (5) Number of faith-based and
community-based partnerships; (6)
Number of jobs created.
The applicant should discuss the
projects value and long-tem impact to
the participants and the community and
explain how the information relates to
the proposed project goals, objectives
and outcomes. The applicant should
discuss how the project will be
complete, self-sustaining, or supported
by other than ANA funds at the end of
the project period. Applicants should
discuss and present objectives and goals
to be achieved and evaluated at the end
of each budget period or quarter (if
applicable). Project outcomes should
support the identified need and should
be measurable and quantifiable.
ANA suggests applicants describe a
logic model that presents the conceptual
framework for the proposed project and
the linkages among the project elements.
While there are many versions of the
logic model, they generally summarize
the logical connections among the needs
that are the focus of the project, project
goals and objectives, the target
population, project resources, the
proposed activities/processes/outcomes
directed toward the target population,
the expected short- and long-term
outcomes the initiative is designed to
achieve, and the evaluation plan for
measuring the extent to which proposed
processes and outcomes actually occur.
Organizational Profiles—15 Points
Organizational Capacity: In this
criterion, the application provides
information on the management
structure of the applicant and the
organizational relationships with its
cooperating partners. Applicants and
their partner organizations (if any)
should demonstrate experience and
background in providing family support
and healthy marriage activities. Include
an organizational chart that indicates
where the proposed project will fit in
the existing structure. Demonstrate
experience in the program area.
Describe the administrative structure,
and the applicant’s ability to administer
and implement a project of the proposed
scope and its capacity to fulfill the
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30749
implementation plan. Applicants are
required to affirm that they will credit
the Administration for Native
Americans, and reference the ANA
funded project on any audio, video,
and/or printed materials developed in
whole or in part with ANA funds.
Applicants must list all current
sources of Federal funding, the agency,
purpose, amount, and provide the most
recent certified signed audit letter for
the organization to be included in Part
One of the application. If the applicant
has audit exceptions, these issues must
be discussed in this criterion.
Applicants must provide ‘‘staffing and
position data’’ to include a proposed
staffing pattern for the project where the
applicant highlights the new project
staff. Positions discussed in this section
must match the positions identified in
the Objective Work Plan and in the
proposed budget. Applicant must
provide a paragraph of the duties and
skills required for the proposed staff and
a paragraph on qualifications and
experience of current staff. Full position
descriptions are required to be
submitted and included in the
Appendix. Applicant must explain how
the current and future staff will manage
the proposed project. Brief biographies
of key positions or individuals must be
included. Note: Applicants are strongly
encouraged to give preference to
qualified Native Americans in hiring
project staff and in contracting services
under an approved ANA grant.
If applicable, applicant must identify
consortium membership. The
consortium applicant must be the
recipient of the funds. A consortium
applicant must be an ‘‘eligible entity’’ as
defined by this Program Announcement
and the ANA regulations. Consortium
applicants must include documentation
(a resolution adopted pursuant to the
organization’s established procedures
and signed by an authorized
representative) from all consortium
members supporting the ANA
application. An application from a
consortium must have goals and
objectives that will create positive
impacts and outcomes in the
communities of its members. ANA will
not fund activities by a consortium of
tribes that duplicate activities for which
member Tribes also receive funding
from ANA. The consortium application
must identify the role and responsibility
of each participating consortia member
and a copy of the consortia legal
agreement or Memoranda of Agreement
to support the proposed project.
If relevant to the project, applicants
must provide a Business Plan or any
Third-Party Agreements in the
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appendices. (Not counted in Appendix
page limit).
Introduction Project Summary/
Abstract—10 Points
Introduction and Project Summary/
Application Format: Using the ANA
Project Abstract form (OMB Control
Number 0980–0204, Exp. 10/31/2006),
the applicant must include: the name of
the applicant, the project title, the
Federal amount requested, the amount
of matching funds to be provided,
length of time required to accomplish
the project, the goal of the project, a list
of the project objectives (not activities),
the estimated number of people to be
served, and the expected outcomes of
the project.
In addition to the Project Abstract
form, the applicant will provide an
introductory narrative that includes: an
overview of the project, a description of
the community to be served, the
location of the identified community, a
declarative statement identifying the
need for the project, and a brief
overview of the project objectives,
strategy and community or
organizational impact.
Application Format: Applicants are
required to submit applications in a
standard format, following the ANA
requirements on application length,
font, numbering, line spacing, etc.
Please refer to Section IV Part 2,
‘‘Content and Form of Application
Submission’’ for detailed formatting
instructions.
2. Review and Selection Process
No grant award will be made under
this announcement on the basis of an
incomplete application.
Initial Screening: Each application
submitted under an ANA program
announcement will undergo a prereview screening for: (a) timeliness-the
application was received by 4:30 pm
eastern time on the closing date; (b) the
applicant has submitted a current dated
and signed resolution from the
governing body; (c) the federal request
does not exceed the upper value of the
dollar range specified; and, (d) if the
applicant is not a Tribe or Alaska Native
village government, there is proof a
majority of the board of directors is
representative of the community to be
served. An application that does not
meet one of the above elements will be
determined to be incomplete and
excluded from the competitive review
process. Applicants, with incomplete
applications, will be notified by mail
within 30 business days from the
closing date of this program
announcement. ANA staff cannot
respond to requests for information
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regarding funding decisions prior to the
official applicant notification. After the
Commissioner has made decisions on
all applications, unsuccessful applicants
will be notified in writing within 90
days. The notification will include the
reviewer comments. Applicants are not
ranked based on general financial need.
Applicants, who are initially excluded
from competition because of
ineligibility, may appeal the agency’s
decision. Applicants may also appeal an
ANA decision that an applicant’s
proposed activities are ineligible for
funding consideration. The appeals
process is stated in the final rule
published in the Federal Register on
August 19, 1996 (61 FR 42817 and 45
CFR part 1336, subpart C).
Competitive Review Process:
Applications that pass the initial ANA
screening process will be analyzed,
evaluated and rated by a review panel
on the basis of the Evaluation Criteria.
The evaluation criteria were designed to
analyze and assess the quality of a
proposed community-based project, the
likelihood of its success, and the ability
of ANA to monitor and evaluate
community impact and long-term
results. The evaluation criteria and
analysis are closely related and are
wholly considered in judging the overall
quality of an application. In addition,
the evaluation criteria standardizes the
review of each application and
distributes the number of points more
equitably. Applications will be
evaluated in accordance with the
program announcement criteria and
ANA’s program areas of interest. A
determination will be made as to
whether the project is an effective use
of Federal funds.
Application Review Criteria:
Applicants will be reviewed based on
the following criteria and points: ANA’s
six criteria categories are Introduction
and Project Summary/Application
Format; Need for Assistance; Project
Approach; Organizational Capacity;
Project Impact/Evaluation; and Budget
and Budget Narrative/Cost
Effectiveness.
Application Consideration: The
Commissioner’s funding decision is
based on an analysis of the application
by the review panel, panel review scores
and recommendations; an analysis by
ANA staff; review of previous ANA
grantee’s past performance; comments
from State and Federal agencies having
contract and grant performance related
information; and other interested
parties. The Commissioner makes grant
awards consistent with the purpose of
the Native American Programs Act
(NAPA), all relevant statutory and
regulatory requirements, this program
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announcement, and the availability of
appropriated funds. The Commissioner
reserves the right to award more, or less,
than the funds described or under such
circumstances as may be deemed to be
in the best interest of the Federal
Government. Applicants may be
required to reduce the scope of projects
based on the amount of approved
award.
Since ACF will be using non-Federal
reviewers in the process, applicants
have the option of omitting from the
application copies (not the original)
specific salary rates or amounts for
individuals specified in the application
budget and Social Security Numbers, if
otherwise required for individuals. The
copies may include summary salary
information.
Approved but Unfunded
Applications: Applications that are
approved but unfunded may be held
over for funding in the next funding
cycle, pending the availability of funds,
for a period not to exceed one year.
3. Anticipated Announcement and
Award Dates
Approximately 120 days after the
application due date, the successful
applicants will be notified by mail
through the issuance of a Financial
Assistance Award document which will
set forth the amount of funds granted,
the terms and conditions of the grant,
the effective date of the grant, the
budget period for which initial support
will be given, the non-Federal share to
be provided and the total project period
for which support is contemplated. The
Financial Assistance Award will be
signed by the Grants Officer and sent to
the applicants Authorizing Official.
Applications not funded in this
competition will be notified in writing.
VI. Award Administration Information
1. Award Notices
The successful applicants will be
notified through the issuance of a
Financial Assistance Award document
which sets forth the amount of funds
granted, the terms and conditions of the
grant, the effective date of the grant, the
budget period for which initial support
will be given, the non-Federal share to
be provided (if applicable), and the total
project period for which support is
contemplated. The Financial Assistance
Award will be signed by the Grants
Officer and transmitted via postal mail.
Organizations whose applications will
not be funded will be notified in
writing.
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2. Administrative and National Policy
Requirements
Grantees are subject to the
requirements in 45 CFR part 74 (nongovernmental) or 45 CFR part 92
(governmental); 45 CFR part 1336,
subpart C; and, 42 U.S.C. 2991 et seq.—
Native American Programs Act of 1974.
Direct Federal grants, subaward
funds, or contracts under this Program
shall not be used to support inherently
religious activities such as religious
instruction, worship, or proselytization.
Therefore, organizations must take steps
to separate, in time or location, their
inherently religious activities from the
services funded under this Program.
Regulations pertaining to the Equal
Treatment For Faith-Based
Organizations, which includes the
prohibition against Federal funding of
inherently religious activities, can be
found at either 45 CFR 87.1 or the HHS
Web site at: https://www.os.dhhs.gov/
fbci/waisgate21.pdf.
3. Reporting Requirements
Program Progress Reports: Quarterly.
Financial Reports: Quarterly.
An original and one copy of each
performance report and financial status
report must be submitted to the Grants
Officer. Failure to submit these reports
when required will mean the grantee is
non-compliant with the terms and
conditions of the grant award and
subject to administrative action or
termination. Program Progress reports
are submitted 30 days after each quarter
(3-month intervals) of the budget period.
The final Program Progress report, due
90 days after the project period end
date, shall cover grantee performance
during the entire project period. All
grantees shall use the SF 269 (Long
Form) to report the status of funds.
Financial Status Reports are submitted
30 days after each quarter (3-month
intervals) of the budget period. The final
SF 269 report shall be due 90 days after
the end of the project period. In
addition, these demonstration projects
will participate in monthly regional
conference calls to discuss the
implementation of the NAHMI project.
Washington, DC 20447, Phone: 202–
401–2344; Email:
tichappelle@acf.hhs.gov.
VIII. Other Information
Notice: Beginning with FY 2006, the
Administration for Children and Families
(ACF) will no longer publish grant
announcements in the Federal Register.
Beginning October 1, 2005 applicants will be
able to find a synopsis of all ACF grant
opportunities and apply electronically for
opportunities via: https://www.Grants.gov.
Applicants will also be able to find the
complete text of all ACF grant
announcements on the ACF Web site located
at: https://www.acf.hhs.gov/grants/.
Training and Technical Assistance:
All potential ANA applicants are
eligible to receive free T&TA in this
program area. Prospective applicants
must check ANA’s Web site for training
and technical assistance dates and
locations, or contact the ANA Help Desk
at 1–877–922–9262.
Please reference Section IV.3 for
details about acknowledgement of
received applications.
Dated: May 24, 2005.
Kimberly Romine,
Deputy Commissioner, Administration for
Native Americans.
[FR Doc. 05–10661 Filed 5–26–05; 8:45 am]
BILLING CODE 4184–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Administration for Children and
Families
[CFDA No.: 93.566, Refugee Assistance—
State Administered Programs]
Office of Refugee Resettlement;
Proposed Notice of Allocations to
States of FY 2005 Funds for Refugee
Social Services
Office of Refugee Resettlement
(ORR), ACF, HHS.
ACTION: Proposed notice of allocations to
States of FY 2005 funds for refugee
social services.
AGENCY:
VII. Agency Contacts
SUMMARY: This notice establishes the
proposed allocations to States of FY
2005 funds for refugee 1 social services
Program Office Contact: ANA
Applicant Help Desk, Aerospace Center,
8th Floor West, 370 L’Enfant Promenade
SW., Washington, DC 20447, Phone:
877–922–9262; Email: ana@acf.hhs.gov.
Grants Management Office Contact:
Tim Chappelle, Administration for
Children and Families, Office of Grants
Management, Division of Discretionary
Grants Aerospace Center—8th Floor
West, 370 L’Enfant Promenade SW.,
1 Eligibility for refugee social services include
refugees, asylees, Cuban and Haitian entrants,
certain Amerasians from Viet Nam who are
admitted to the U.S. as immigrants, certain
Amerasians from Viet Nam who are U.S. citizens,
and victims of a severe form of trafficking who
receive certification or eligibility letters from ORR,
and certain other specified family members. See 45
CFR 400.43 and ORR State Letter #01–13 on the
Trafficking Victims Protection Act, dated May 3,
2001, as modified by ORR State Letter #02–01,
January 4, 2002, and ORR State Letter #04–12, June
18, 2004.
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16:42 May 26, 2005
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30751
under the Refugee Resettlement Program
(RRP). The final notice will reflect
amounts adjusted based upon final
adjustments to FY 2002, FY 2003 and
FY 2004 (October 1, 2001 through
September 30, 2004) data submitted to
ORR by States.
FOR FURTHER INFORMATION CONTACT:
Kathy Do, Division of Budget, Policy,
and Data Analysis (BPDA), telephone:
(202) 401–4579, e-mail:
kdo@acf.hhs.gov.
SUPPLEMENTARY INFORMATION:
I. Amounts for Allocation
The Office of Refugee Resettlement
(ORR) has available (after rescission and
adjustments) $164,888,000 in Fiscal
Year 2005 refugee social service funds
as part of the FY 2005 appropriation
under the Consolidated Appropriations
Act, 2005, (Pub. L. 108–447). This
amount reflects a rescission of 0.008
applied across the board to all line
items.
The FY 2005 Conference Report (H.
Rpt. No. 108–792) reads as follows with
respect to Refugee and Entrant
Assistance:
‘‘The conference agreement includes
$488,336,000 for the refugee and entrant
assistance programs rather than $491,336,000
as proposed by the House and $477,239,000
as proposed by the Senate * * *
The conference agreement provides
$166,218,000 for social services, the same
level as proposed in the House bill. The
Senate had proposed $155,121,000 for this
program. Within the funds provided, the
conference agreement includes $19,000,000
as outlined in the House report. The
conferees intend that funds provided above
the request for social services shall be used
for refugee school impact grants and for
additional assistance in resettling and
meeting the needs of the Hmong and Somali
Bantu refugees expected to arrive during
2004 and 2005.
The conferees also urge the Office of
Refugee Resettlement to continue supporting
discretionary grant activities, such as the
individual development accounts,
community service employment, and elderly
refugee programs to the extent they have
been successful in integrating refugees into
society and promoting their self sufficiency.’’
The House Committee Report, H. Rpt.
No. 108–636 states under Social
Services:
‘‘The Committee provides $166,218,000 for
social services. This is $15,097,000 more
than the budget request and $14,000,000
more than the fiscal year 2004 level. Funds
are distributed by formula as well as through
the discretionary grant making process for
special projects. The Committee intends that
The term ‘‘refugee,’’ used in this notice for
convenience, is intended to encompass such
additional persons who are eligible to participate in
refugee program services.
E:\FR\FM\27MYN1.SGM
27MYN1
Agencies
[Federal Register Volume 70, Number 102 (Friday, May 27, 2005)]
[Notices]
[Pages 30738-30751]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-10661]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Administration for Children and Families
Administration for Native Americans; Funding Opportunity
Funding Opportunity Title: Projects that Improve Child Well-Being
by Fostering Healthy Marriages within Native Communities.
Announcement Type: Initial.
Funding Opportunity Number: HHS-2005-ACF-ANA-NA-0021.
CFDA Number: 93.612.
Due Date for Applications: 07/8/2005.
Executive Summary: The Administration for Native Americans, within
the Administration for Children and Families, announces the
availability of fiscal year (FY) 2005 funds for projects that include
approaches to improve child well-being by removing barriers associated
with forming and sustaining healthy families and marriages in Native
American communities. The Administration for Native Americans (ANA's)
FY 2005 goals and program areas of interest are focused on
strengthening children, families, and communities through financial
assistance to community-based organizations including faith-based
organizations, Tribes, and Village governments.
The Program Areas of Interest are projects that ANA considers
supportive to Native American communities. Eligibility for funding is
restricted to projects of the type listed in this program announcement
and these Program Areas of Interest are ones which ANA sees as
particularly beneficial to the development of healthy Native American
communities. The primary objectives of these projects are pre-marital
education, marriage education and relationship skills for youth,
adults, and couples. Project components may include but are not limited
to: Healthy relationship skills, communication skills, conflict
resolution, foster parenting, marital counseling, abstinence education,
and fatherhood accountability.
Financial assistance under this program is provided utilizing a
competitive process in accordance with the Native American Programs Act
of 1974, as amended. The purpose of this Act is to promote the goal of
social self-sufficiency for American Indians, Native Hawaiians, Alaskan
Natives, and other Native American Pacific Islanders, including
American Samoa natives.
I. Funding Opportunity Description
This funding announcement seeks to fund projects that offer
approaches to remove barriers to forming lasting families and healthy
marriages in Native communities. Such projects shall consider
activities that provide community supports, relationship skills
education, and other activities necessary to promote the well-being of
Native American children and families.
The Administration for Children and Families (ACF) Healthy Marriage
Initiative (HMI) seeks to improve child well-being by helping those who
choose marriage for themselves to develop the skills and knowledge
necessary to form and sustain healthy marriages. Research demonstrates
the strong correlation between family structure and a family's social
and economic well-being. More information on the HMI is available at
https://www.acf.hhs.gov/healthymarriage/.
The Native American Healthy Marriage Initiative (NAHMI) is a
component of the ACF Healthy Marriage Initiative and specifically
promotes a culturally competent strategy for fostering healthy
marriage, responsible fatherhood, child well-being, and strengthening
families within the Native American Community. ANA believes a focused
strategy is needed to support the Native American Community because:
There is a perception the Healthy Marriage Initiative has
not considered the unique experiences of the Native American
population;
There is a clear link between healthy marriage and child
well-being;
There are crisis-level statistics (e.g. rates of divorce
and non-married child-bearing).
[cir] 34.4% of Native-American (NA) adults are married, compared to
51.3% of white adults, 41% of African Americans, and 60% of Hispanic
adults (2002).
[cir] 25.6% of NA couples divorce per year, compared to 20.4% of
white
[[Page 30739]]
couples, 22.7% of African Americans, and 15.2% of Hispanic couples
(2002).
[cir] 58.7% of NA births are to unmarried women, compared to 27.7%
for white women, 68.4% for African-American women, and 42.5% of
Hispanic women (2001).
[cir] 36.6% of NA children live with single parents, compared to
18.7% of white children, and 32.6% of Hispanic children (2000).
The NAHMI focused strategy includes three components:
1. Education and Communication.
2. Creation and Enhancement of Collaborations and Partnerships.
3. Identifying Resources.
NAHMI Goals and Objectives are to:
Improve the well-being of Native American children.
Improve the well-being of Native American children living
in healthy, two-parent married households.
Improve the number of healthy marriages in the Native
American community.
Improve the overall well-being of the Native American
community.
Develop and improve the capacity within the Native
American community to provide healthy marriage activities.
Projects funded under this announcement will be expected to:
Provide for the project director and the evaluator to attend an
early kickoff meeting for grantees funded under this priority area to
be held within the first three months of the project (first year only)
in Washington, DC.
ANA Administrative Policies: Applicants must comply with the
following ANA Administrative Policies:
An applicant must provide a 20% non-Federal match of the
approved project costs. Applications originating from American Samoa,
Guam, or the Commonwealth of the Northern Mariana Islands are covered
under section 501(d) of Public Law 95-134, as amended (48 U.S.C.
1469a), under which HHS waives any requirement for matching funds under
$200,000 (including in-kind contributions).
An application from a Tribe, Alaska Native Village or
Native American organization must be from the governing body.
A non-profit organization submitting an application must
submit proof of its non-profit status at the time of submission. The
non-profit organization can accomplish this by providing one of the
following verifiable documents: (i) A reference to the applicant
organization's listing in the Internal Revenue Service's (IRS) most
recent list of tax-exempt organizations described in the IRS Code; or
(ii) a copy of the currently valid IRS tax exemption certificate; or
(iii) a statement from a State taxing body, State Attorney General, or
other appropriate State official certifying that the applicant
organization has a non-profit status and none of the net earnings
accrue to any private shareholders or individuals; or (iv) a certified
copy of the organization's certificate of incorporation or similar
document that clearly establishes non-profit status; or (v) any of the
items in the subparagraphs immediately above for a State or national
parent organization and a statement signed by the parent organization
that the applicant organization is a local non-profit affiliate.
Organizations incorporating in American Samoa are cautioned that the
Samoan government relies exclusively upon IRS determination of non-
profit status; therefore, articles of incorporation approved by the
Samoan government do not establish non-profit status for the purpose of
ANA eligibility.
If the applicant, other than a tribe or an Alaska Native
Village government, is proposing a project benefiting Native Americans,
Alaska Natives, or both, it must provide assurance that its duly
elected or appointed board of directors is representative of the
community to be served. Applicants must provide information that at
least a majority of the individuals serving on a non-profit applicant's
board fall into one or more of the following categories: (1) A current
or past member of the community to be served; (2) a prospective
participant or beneficiary of the project to be funded; or (3) have a
cultural relationship with the community be to served.
Applicants must describe how the proposed project
objectives and activities relate to a locally determined strategy.
ANA will review proposed projects to ensure applicants
have considered all resources available to the community to support the
project.
Proposed projects must present a strategy to overcome the
challenges that hinder movement toward self-sufficiency in the
community.
All funded applications will be reviewed to ensure that
the applicant has provided a positive statement to give credit to ANA
on all materials developed using ANA funds.
ANA will not accept applications from tribal components
that are tribally authorized divisions unless the ANA application
includes a tribal resolution.
ANA will only accept one application per eligible entity.
The first application received by ANA shall be the application
considered for competition unless ANA is notified in writing which
application should be considered for competitive review.
ANA funds short-term projects not programs. Projects must
have definitive goals and objectives that will be achieved by the end
of the project period. All projects funded by ANA must be complete,
self-sustaining, or supported by other than ANA funding at the end of
the project period.
Before funding the second year of a multi-year grant, ANA
will require verification and support documentation from the grantee
that objectives and outcomes proposed in the preceding year were
accomplished, and the non-Federal share requirement has been met.
ANA reviews the quarterly and annual reports of grantees
to determine if the grantee is meeting its goals, objectives and
activities identified in the Objective Work Plan (OWP).
Applications from National and Regional organizations must
clearly demonstrate a need for the project, explain how the project
originated, and discuss the community-based delivery strategy of the
project, identify and describe the intended beneficiaries, describe and
relate the actual project benefits to the community and organization,
and describe a community-based delivery system. National and Regional
organizations must describe their membership, define how the
organization operates, and demonstrate native community and/or Tribal
government support for the project. The type of community to be served
will determine the type of documentation necessary to support the
project.
Definitions
Program specific terms and concepts are defined and must be used as
a guide in writing and submitting the proposed project. The funding for
allowable projects in this program announcement is based on the
following definitions:
Authorized Representative: The person or person(s) authorized by
Tribal or Organizational resolution to execute documents and other
actions required by outside agencies.
Budget Period: The interval of time into which the project period
is divided for budgetary or funding purposes, and for which a grant is
made. A budget period usually lasts one year in a multi-year project
period.
Community: A group of people residing in the same geographic area
that can apply their own cultural and socio-economic values in
implementing ANA's program objectives and goals. In discussing the
applicant's community, the following information must be provided: (1)
A description of the
[[Page 30740]]
population segment within the community to be served or impacted; (2)
the size of the community; (3) geographic description or location,
including the boundaries of the community; (4) demographic data on the
target population; and (5) the relationship of the community to any
larger group or tribe.
Community Involvement: How the community participated in the
development of the proposed project, how the community will be involved
during the project implementation and after the project is completed.
Evidence of community involvement can include, but is not limited to,
certified petitions, public meeting minutes, surveys, needs
assessments, newsletters, special meetings, public Council meetings,
public committee meetings, public hearings, and annual meetings with
representatives from the community.
Completed Project: A project funded by ANA is finished, self-
sustaining, or funded by other than ANA funds, and the results and
outcomes are achieved by the end of the project period.
Consortium-Tribal/Village: A group of Tribes or Villages that join
together either for long-term purposes or for the purpose of an ANA
project.
Construction: The initial building of a facility.
Core Administration: Salaries and other expenses for those
functions that support the applicant's organization as a whole or for
purposes unrelated to the actual management or implementation of the
ANA project.
Economic Development: Involves the promotion of the physical,
commercial, technological, industrial, and/or agricultural capacities
necessary for a sustainable local community. Economic development
includes activities and actions that develop sustainable, stable, and
diversified private sector local economies. For example, initiatives
that support employment options, business opportunities, development
and formation of a community's economic infrastructure, laws and
policies that result in the creation of businesses and employment
options, and opportunities that provide for the foundation of healthy
communities and strong families.
Equipment: Tangible, non-expendable personal property, including
exempt property, charged directly to the award having a useful life of
more than one year and an acquisition cost of $5,000 or more per unit.
However, consistent with recipient policy, lower limits may be
established.
Governance: Involves assistance to Tribal and Alaska Native village
governments to increase their ability to exercise local control and
decision-making over their resources.
Impact Indicators: Measurement descriptions used to identify the
outcomes or results of the project. Outcomes or results must be
quantifiable, measurable, verifiable and related to the outcome of the
project to determine that the project has achieved its desired
objective and can be independently verified through ANA monitoring and
evaluation.
In-kind Contributions: In-kind contributions are property or
services that benefit a federally assisted project which are
contributed by the grantee, non-Federal third parties without charge to
the grantee, or a cost-type contractor under the grant agreement. Any
proposed in-kind match must meet the applicable requirements found in
45 CFR parts 74 and Part 92.
Letter of Commitment: A third party statement to document the
intent to provide specific in-kind contributions or cash to support the
applicant. The Letter of Commitment must state the dollar amount (if
applicable), the length of time the commitment will be honored, and the
conditions under which the organization will support the proposed ANA
project. If a dollar amount is included, the amount must be based on
market and historical rates charged and paid. The resources to be
committed may be human, natural, physical, or financial, and may
include other Federal and non-Federal resources. Statements in an
application about resources which have been committed to or support a
proposed ANA project, but not supported with documentation, will be
disregarded.
Leveraged Resources: The total dollar value of all non-ANA
resources that are committed to a proposed ANA project and are
supported by documentation that exceed the 20% non-Federal match
required for an ANA grant. Such resources may include any natural,
financial, and physical resources available within the tribe,
organization, or community to assist in the successful completion of
the project. An example would be a letter from an organization that
agrees to provide a supportive action, product, and service, human or
financial contribution that will add to the potential success of the
project.
Minor Renovation or Alteration: Work required to change the
interior arrangements or other physical characteristics of an existing
facility, or install equipment so that it may be more effectively used
for the project. Minor alteration and renovation may include work
referred to as improvements, conversion, rehabilitation, remodeling, or
modernization, but is distinguished from construction and major
renovations. A minor alteration and or renovation must be incidental
and essential for the project (``incidental'' meaning the total
alteration and renovation budget must not exceed the lesser of $150,000
or 25 percent of total direct costs approved for the entire project
period.).
Multi-purpose Organization: A community-based corporation whose
charter specifies that the community designates the Board of Directors
and/or officers of the organization through an elective procedure and
that the organization functions in several different areas of concern
to the members of the local Native American community. These areas are
specified in the by-laws and/or policies adopted by the organization.
They may include, but need not be limited to, economic, artistic,
cultural, and recreational activities, and the delivery of human
services such as day care, education, and training.
Multi-year Project: Encompasses a single theme and requires more
than 12 or 17 months and up to 24 or 36 months to complete. A multi-
year project affords the applicant an opportunity to develop and
address more complex and in-depth strategies that cannot be completed
in one year. A multi-year project is a series of related objectives
with activities presented in chronological order over a two or three-
year period.
Objective(s): Specific outcomes or results to be achieved within
the proposed project period that are specified in the Objective Work
Plan. Completion of objectives must result in specific, measurable
outcomes that would benefit the community and directly contribute to
the achievement of the stated community goals. Applicants should relate
their proposed project objectives to outcomes that support the
community's long-range goals. Objectives are an important component of
Criterion III and are the foundation for the Objective Work Plans.
Objective Work Plan (OWP): The project plan the applicant will use
in meeting the results and benefits expected for the project. The
results and benefits are directly related to the Impact Indicators. The
OWP provides detailed descriptions of how, when, where, by whom and why
activities are proposed for the project and is complemented and
condensed in the Objective Work Plan. ANA will require separate OWPs
for each year of the project (Form OMB 0980-0204 exp 10/31/
2006).
Partnerships: Agreements between two or more parties that will
support the
[[Page 30741]]
development and implementation of the proposed project. Partnerships
include other community-based organizations or associations including
faith-based organizations, Tribes, Federal and State agencies, and
private or non-profit organizations.
Real Property: Land, including land improvements, structures, and
appurtenances thereto, excluding movable machinery and equipment.
Resolution: Applicants are required to include a current signed and
dated Resolution (a formal decision voted on by the official governing
body) in support of the project for the entire project period. The
Resolution must indicate who is authorized to sign documents and
negotiate on behalf of the Tribe or organization. The Resolution must
indicate that the community was involved in the project planning
process, and indicate the specific dollar amount of any eligible
matching funds (if applicable).
Sustainable Project: A sustainable project is an ongoing program or
service that can be maintained without additional ANA funds.
Self-Sufficiency: The ability to generate resources to meet a
community's needs in a sustainable manner. A community's progress
toward self-sufficiency is based on its efforts to plan, organize, and
direct resources in a comprehensive manner that is consistent with its
established long-range goals. For a community to be self-sufficient, it
must have local access to, control of, and coordination of services and
programs that safeguard the health, well-being, and culture of the
people that reside and work in the community.
Social Development: Investment in human and social capital for
advancing the well-being of members of the Native American community
served. Social development is the action taken to support the health,
education, culture, and employment options that expand an individual's
capabilities and opportunities, and that promote social inclusion and
combat social ills.
Total Approved Project Costs: The sum of the Federal request plus
the non-Federal share.
Priority Area 1
Projects That Improve Child Well-Being by Fostering Healthy Marriage
Within Native Communities
Description:
Program Areas of Interest are:
Projects that implement and test new, unique or
distinctive approaches for delivering services to a specific
population.
Projects that test whether a program or service that has
proven successful in one location or setting can work in a different
context.
Projects that test a theory, idea, or method that reflects
a new and different way of thinking about service delivery.
ACF strongly encourages applicants to consult their local domestic
violence coalition to learn more about the information and services
they provide to the community.
II. Award Information
Funding Instrument Type: Grant.
Anticipated Total Priority Area Funding: $1,000,000.
Anticipated Number of Awards: 5 to 8.
Ceiling on Amount of Individual Awards Per Budget Period: $150,000.
Floor on Amount of Individual Awards Per Budget Period: $50,000.
Average Projected Award Amount Per Budget Period: $125,000.
Length of Project Periods: 36 month project with three 12 month
budget periods.
Applications that exceed the ceiling amount will be considered non-
responsive and will not be considered for competition.
III. Eligibility Information
1. Eligible Applicants
Native American tribal governments (Federally recognized); Native
American tribal organizations (other than Federally recognized tribal
governments);
Non-profits having a 501(c)(3) status with the IRS, other than
institutions of higher education;
Non-profits that do not have a 501(c)(3) status with the IRS, other
than institutions of higher education.
Additional Information on Eligibility: An applicant must be one of
the following to be eligible under this announcement:
Federally recognized Indian Tribes;
Consortia of Indian Tribes;
Incorporated non-Federally recognized Tribes:
Incorporated non-profit multi-purpose community-based
Indian organizations;
Urban Indian Centers;
National or regional incorporated non-profit Native
American organizations with Native American community-specific
objectives;
Alaska Native villages, as defined in the Alaska Native
Claims Settlement Act (ANCSA) and/or non-profit village consortia;
Incorporated non-profit Alaska Native multi-purpose
community-based organizations;
Non-profit Alaska Native Regional Corporations/
Associations in Alaska with village specific projects;
Non-profit Native organizations in Alaska with village
specific projects;
Public and non-profit private agencies serving Native
Hawaiians;
Public and non-profit private agencies serving native
peoples from Guam, American Samoa, or the Commonwealth of the Northern
Mariana Islands (the populations served may be located on these islands
or in the United States);
Tribally-controlled Community Colleges, Tribally-
controlled Post-Secondary Vocational Institutions, and colleges and
universities located in Hawaii, Guam, American Samoa or the
Commonwealth of the Northern Mariana Islands which serve Native Pacific
Islanders; and
Non-profit Alaska Native community entities or Tribal
governing bodies (Indian Reorganization Act or Traditional Councils) as
recognized by the Bureau of Indian Affairs.
2. Cost Sharing/Matching
Yes
Grantees are required to meet a non-Federal share of the project
costs, in accordance with 42 U.S.C. 2991(b)(3)(e)(1). Grantees must
provide at least 20% of the total approved cost of the project. The
total approved cost of the project is the sum of the ACF share and the
non-Federal share. The non-Federal share may be met by cash or in-kind
contributions, although applicants are encouraged to meet their match
requirements through cash contributions. For example, in order to meet
the match requirements, a project with a total approved cost of
$125,000, requesting $100,000 in ACF funds, must provide a non-Federal
share of at least $25,000 (20% of total approved project cost of
$125,000.) Grantees will be held accountable for commitments of non-
federal resources even if over the amount of the required match.
Failure to provide the amount will result in disallowance of Federal
funds. Lack of supporting documentation at the time of application will
not impact the responsiveness of the application for competitive
review.
3. Other
All applicants must have a Dun & Bradstreet number. On June 27,
2003 the Office of Management and Budget published in the Federal
Register a new Federal policy applicable to all Federal grant
applicants. The policy requires Federal grant applicants to provide a
Dun & Bradstreet Data Universal
[[Page 30742]]
Numbering System (DUNS) number when applying for Federal grants or
cooperative agreements on or after October 1, 2003. The DUNS number
will be required whether an applicant is submitting a paper application
or using the government-wide electronic portal (https://www.Grants.gov).
A DUNS number will be required for every application for a new award or
renewal/continuation of an award, including applications or plans under
formula, entitlement and block grant programs, submitted on or after
October 1, 2003.
Please ensure that your organization has a DUNS number. You may
acquire a DUNS number at no cost by calling the dedicated toll-free
DUNS number request line on 1-866-705-5711 or you may request a number
on-line at https://www.dnb.com.
Non-profit organizations applying for funding are required to
submit proof of their non-profit status. Proof of non-profit status is
any one of the following:
A reference to the applicant organization's listing in the
Internal Revenue Service's (IRS) most recent list of tax-exempt
organizations described in the IRS Code.
A copy of a currently valid IRS tax exemption certificate.
A statement from a State taxing body, State attorney
general, or other appropriate State official certifying that the
applicant organization has a non-profit status and that none of the net
earning accrue to any private shareholders or individuals.
A certified copy of the organization's certificate of
incorporation or similar document that clearly establishes non-profit
status.
Any of the items in the subparagraphs immediately above
for a State or national parent organization and a statement signed by
the parent organization that the applicant organization is a local non-
profit affiliate.
Private, non-profit organizations are encouraged to submit with
their applications the survey located under ``Grant Related Documents
and Forms,'' ``Survey for Private, Non-Profit Grant Applicants,''
titled, ``Survey on Ensuring Equal Opportunity for Applicants,'' at:
https://www.acf.hhs.gov/programs/ofs/forms.htm.
Disqualification Factors
Applications that exceed the ceiling amount will be considered non-
responsive and will not be considered for funding under this
announcement.
Any application that fails to satisfy the deadline requirements
referenced in Section IV.3 will be considered non-responsive and will
not be considered for funding under this announcement.
Applications that do not include a current signed and dated
Resolution (a formal decision voted on by the official governing body)
in support of the project for the entire project period will be
considered non-responsive and will not be considered for competition.
[See Section I. Funding Opportunity Description--Definitions, for
information on resolutions]
Applications, if the applicant is other than a Tribe or Alaska
Native Village government, that do not include proof that a majority of
the governing board of directors is representative of the community to
be served, will be considered non-responsive and will not be considered
for competition.
Please see Section III.2 Other, concerning requirements for the
cost matching which do not impact the responsiveness of an application
for competitive review.
IV. Application and Submission Information
1. Address To Request Application Package
To learn more about ANA and receive information about Training and
Technical Assistance (T/TA) contact:
Region I: AL, AR, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA,
MD, ME, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NY, OH, OK, PA, RI, SC, SD,
TN, TX, VA, VT, WI, WV. Native American Management Services, Inc., 6858
Old Dominion Drive, Suite 302, McLean, VA 22101, Phone: 888-221-9686,
Fax: 703-821-3680, Rondelle Clay, Project Manager; Email:
rclay@namsinc.org; URL: https://www.anaeastern.org.
Region II: AZ, CA, CO, ID, MT, NM, NV, OR, UT, WA, WY. ACKCO, Inc.,
1326 N. Central, Suite 208, Phoenix, Arizona 85004, Toll Free: 800-525-
2859, Direct: 602-253-9211, Fax: 602-253-9135, Theron Wauneka, Project
Manager; Email: theron.wauneka@ackco.com; URL: https://
www.anawestern.org.
Region III: Alaska. Native American Management Services, Inc.,
11723 Old Glenn Highway, Suite 201, Eagle River, Alaska 99577, Toll
Free: 877-770-6230, Direct: 907-694-5711, Fax: 907-694-5775, P.J. Bell,
Project Manager; Email: region3@gci.net; URL: https://www.anaalaska.org.
Region IV: American Samoa (AS), Guam, Hawaii (HI), Commonwealth of
Northern Mariana Islands (CNMI). Council for Native Hawaiian
Advancement, 33 South King Street, Suite 513, Honolulu, Hawaii 96813,
Toll-Free: 800-709-2642, Local: 808-521-5011, Fax: 808-521-4111, Lilia
Kapuniai, Vice President, Community Development; E-Mail:
info@anapacific.org; URL: https://www.anapacific.org.
2. Content and Form of Application Submission
Please refer to Section I. Funding Opportunity Description, to
review general ANA Administrative Policies and Section IV. 5. Funding
Restrictions.
Application Submission: Each application should include one signed
original and two additional copies of the complete application. The
original must include all required forms, certifications, assurances,
and appendices, contain an original signature by an authorized
representative, and be submitted unbound. The two additional copies of
the complete application must include all required forms,
certifications, assurances, and appendices and must also be submitted
unbound.
Applicants have the option of omitting from the application copies
(not the original) specific salary rates or amounts for individuals
specified in the application budget. A complete application for
assistance under this Program Announcement consists of three parts.
Part One includes the SF 424, other required government forms, and
other required documentation. Part Two of the application is the
project narrative. This section of the application may not exceed 40
pages. The line-item budgets, budget justifications and the OWP form
(OMB Control Number 0980-0204, exp 10/31/2006) will be exempt from the
page limitation. Part Three of the application is the Appendix. This
section of the application may not exceed 20 pages (the exception to
this 20-page limit applies only to projects that require, if relevant
to the project, a Business Plan or any Third-Party Agreements).
Electronic Submission: While ACF does have the capability to
receive program announcement applications electronically through
Grants.gov, electronic submission of applications will not be available
for this particular announcement. There are required application
form(s) specific to ANA that have not yet received clearance from
Grants.gov. While electronic submission of applications may be
available in the next fiscal year for this program, no electronic
submission of applications will be accepted for this announcement this
year as they would be missing those required ANA forms and be
considered incomplete.
Organization and Preparation of Application: Due to the intensity
and
[[Page 30743]]
pace of the application review and evaluation process, ANA strongly
recommends applicants organize, label, and insert required information
in accordance with Part One, Part Two and Part Three as presented in
the table below. ANA strongly suggests applicants label the application
for ease of reviewing. The application must begin with the information
requested in Part One of the chart in the prescribed order. Utilizing
this format will insure all information submitted to support an
applicant's request for funding is thoroughly reviewed. Submitting
information in this format will assist the panel reviewer in locating
and evaluating the information. Deviation from this suggested format
will reduce the applicant's ability to receive maximum points, which
are directly related to ANA's funding review decisions.
ANA Application Format: ANA requires all applications to be labeled
in compliance with the format provided in the program announcement.
This format applies to all applicants submitting applications for
funding. All pages submitted (including Government Forms,
certifications and assurances) must be numbered consecutively (for
example, the first page of the application is the SF 424 and must be
labeled as page one). The paper size shall be 8.5 x 11 inches, line
spacing shall be a space and a half (1.5 line spacing), printed only on
one side, and have a half-inch margin on all sides of the paper. (Note:
the 1.5 line spacing does not apply to the Project Abstract Form,
Appendices, the Table of Contents, the Objective Work Plans, and the
Budget.) The font size shall be 12-point and the font type shall be
Times New Roman.
Private, non-profit organizations are encouraged to submit with
their applications the survey located under ``Grant Related Documents
and Forms,'' ``Survey for Private, Non-Profit Grant Applicants,''
titled, ``Survey on Ensuring Equal Opportunity for Applicants,'' at:
https://www.acf.hhs.gov/programs/ofs/forms.htm.
Standard Forms and Certifications: The project description should
include all the information requirements described in the specific
evaluation criteria outlined in the program announcement under Section
V Application Review Information. In addition to the project
description, the applicant needs to complete all the standard forms
required for making applications for awards under this announcement.
Applicants seeking financial assistance under this announcement
must file the Standard Form (SF) 424, Application for Federal
Assistance; SF-424A, Budget Information--Non-Construction Programs; SF-
424B, Assurances--Non-Construction Programs. The forms may be
reproduced for use in submitting applications. Applicants must sign and
return the standard forms with their application.
Applicants must furnish prior to award an executed copy of the
Standard Form LLL, Certification Regarding Lobbying, when applying for
an award in excess of $100,000. Applicants who have used non-Federal
funds for lobbying activities in connection with receiving assistance
under this announcement shall complete a disclosure form, if
applicable, with their applications (approved by the Office of
Management and Budget under control number 0348-0046). Applicants must
sign and return the certification with their application.
Applicants must also understand they will be held accountable for
the smoking prohibition included within Public Law 103-227, Title XII
Environmental Tobacco Smoke (also known as the PRO-KIDS Act of 1994). A
copy of the Federal Register notice which implements the smoking
prohibition is included with forms. By signing and submitting the
application, applicants are providing the certification and need not
mail back the certification with the application.
Applicants must make the appropriate certification of their
compliance with all Federal statutes relating to nondiscrimination. By
signing and submitting the applications, applicants are providing the
certification and need not mail back the certification form. Complete
the standard forms and the associated certifications and assurances
based on the instructions on the forms. The forms and certifications
may be found at: https://www.acf.hhs.gov/programs/ofs/forms.htm.
Those organizations required to provide proof of non-profit status,
please refer to Section III.3.
Please see Section V.1, for instructions on preparing the full
project description.
3. Submission Dates and Times
Due Date for Applications: 7/8/2005.
Explanation of Due Dates: The closing date for receipt of
applications is referenced above. Applications received after 4:30 p.m.
eastern time on the closing date will be classified as late.
Deadline: Applications shall be considered as meeting an announced
deadline if they are received on or before the deadline time and date
referenced in Section IV.6. Applicants are responsible for ensuring
applications are mailed or submitted electronically well in advance of
the application due date.
Applications hand carried by applicants, applicant couriers, other
representatives of the applicant, or by overnight/express mail couriers
shall be considered as meeting an announced deadline if they are
received on or before the deadline date, between the hours of 8 a.m.
and 4:30 p.m., eastern time, at the address referenced in Section
IV.6., between Monday and Friday (excluding Federal holidays).
ACF cannot accommodate transmission of applications by facsimile.
Therefore, applications transmitted to ACF by fax will not be accepted
regardless of date or time of submission and time of receipt.
Receipt acknowledgement for application packages will not be
provided to applicants who submit their package via mail, courier
services, or by hand delivery. However, applicants will receive an
electronic acknowledgement for applications that are submitted via
https://www.Grants.gov.
Late Applications: Applications that do not meet the criteria above
are considered late applications. ACF shall notify each late applicant
that its application will not be considered in the current competition.
Any application received after 4:30 p.m. eastern time on the
deadline date will not be considered for competition.
Applicants using express/overnight mail services should allow two
working days prior to the deadline date for receipt of applications.
Applicants are cautioned that express/overnight mail services do not
always deliver as agreed.
Extension of deadlines: ACF may extend application deadlines when
circumstances such as acts of God (floods, hurricanes, etc.) occur, or
when there are widespread disruptions of mail service, or in other rare
cases. A determination to extend or waive deadline requirements rests
with the Chief Grants Management Officer.
Checklist: You may use the checklist below as a guide when
preparing your application package.
[[Page 30744]]
Part One.--Federal Forms and Other Required Documents
--------------------------------------------------------------------------------------------------------------------------------------------------------
What to submit Required content Required form or format When to submit
--------------------------------------------------------------------------------------------------------------------------------------------------------
Table of Contents.................... See Section IV................... Applicant must include a By application due date.
table of contents that
accurately identifies the
page number and where the
information can be located.
Table of Contents does not
count against application
page limit.
SF424................................ See Section IV................... https://www.acf.hhs.gov/ By application due date.
programs/ofs/forms.htm.
SF424A............................... See Section IV................... https://www.acf.hhs.gov/ By application due date.
programs/ofs/forms.htm.
Assurances and Certifications........ See Section IV................... https://www.acf.hhs.gov/ By award date.
programs/ofs/forms.htm.
Indirect Cost Agreement.............. See Section V.................... Organizations and Tribes By award date.
must submit a current
indirect cost agreement (if
claiming indirect costs)
that aligns with the
approved ANA project
period. The Indirect Cost
Agreement must identify the
individual components and
percentages that make up
the indirect cost rate.
Proof of Non-Profit Status........... See Section III.................. As described in this By award date.
announcement under Section
III ``Additional
Information on
Eligibility''.
Resolution........................... See Section I.................... Information for submission By application due date.
can be found in the Program
Announcement Section I,
``Definitions''.
Board of Directors Documentation..... See Section I.................... As described in this By application due date.
announcement under Section
I ``ANA Administrative
Policies''.
Audit Letter......................... See Section I.................... A Certified Public By application due date.
Accountant's ``Independent
Auditors' Report on
Financial Statement.'' This
is usually only a two to
three page document. (This
requirement applies only to
applicants with annual
expenditures of $500,000 or
more of Federal funds).
Applicant must also include
that portion of the audit
document that identifies
all other Federal sources
of funding entitled
``Supplemental Schedule of
Expenditures of Federal
Awards''.
Non-Federal Share of Waiver Request, See Section I.................... A request for a waiver of By award date.
per CFR 1336.50(b). the non-Federal share
requirement may be
submitted in accordance
with 45 CFR 1336.50(b)(3)
of the Native American
Program regulations. (if
applicable).
Certification regarding Maintenance See Section IV.2................. May be found at https:// By award date.
of Effort. www.acf.hhs.gov/programs/
ofs/forms.htm.
Certification regarding Lobbying See Section IV.2................. May be found at https:// By award date.
Disclosure of Lobbying Activities-- www.acf.hhs.gov/programs/
SF LLL. ofs/forms.htm.
Environmental Tobacco Smoke See Section IV.2................. May be found at https:// By award date.
Certification. www.acf.hhs.gov/programs/
ofs/forms.htm.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Part Two.--ANA Application Review Criteria
--------------------------------------------------------------------------------------------------------------------------------------------------------
Required form or format; ANA
application review criteria;
What to submit Required content this section may not exceed When to submit
40 pages
--------------------------------------------------------------------------------------------------------------------------------------------------------
Criteria One (10 pts)................ See Section V.................... Introduction and Project By application due date.
Summary/Application Format:
Include the ANA Project
Abstract form (OMB 0980-0204 exp. 10/31/
2006).
Criteria Two (20 pts)................ See Section V.................... Need for Assistance......... By application due date.
Criteria Three (25 pts).............. See Section V.................... Project Approach............ By application due date.
Include an Objective Work
Plan (OWP) form (OMB 0980-0204, exp. 10/31/
2006) for each 12-month
budget period. A 17-month
project period requires
only one OWP.
Note: The OWP is not
included in the page count
for this Part..
Criteria Four (15 pts)............... See Section V.................... Organizational Capacity..... By application due date.
Criteria Five (15 pts)............... See Section V.................... Project Impact/Evaluation... By application due date.
Criteria Six (15 pts)................ See Section V.................... Budget and Budget By application due date.
Justification/Cost
Effectiveness.
Note: The Budget and Budget
Justification is not
included in the page count
for this Part..
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 30745]]
Part Three.--Appendix
--------------------------------------------------------------------------------------------------------------------------------------------------------
Required form or format;
What to submit Required content this section may not exceed When to submit
20 pages
--------------------------------------------------------------------------------------------------------------------------------------------------------
Appendix............................. See Section I.................... Part Three includes only By application due date.
supplemental information or
required support
documentation that
addresses the applicant's
capacity to carry out and
fulfill the proposed
project. These items
include: Letters of
agreement with cooperating
entities, in-kind
commitment and support
letters, business plans,
and a summary of the Third
Party Agreements. Do not
include books, videotapes,
studies or published
reports and articles, as
they will not be made
available to the reviewers
or returned to the
applicant.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Additional Forms
Private, non-profit organizations are encouraged to submit with
their applications the survey located under ``Grant Related Documents
and Forms,'' ``Survey for Private, Non-Profit Grant Applicants,''
titled, ``Survey on Ensuring Equal Opportunity for Applicants,'' at:
https://www.acf.hhs.gov/programs/ofs/forms.htm.
--------------------------------------------------------------------------------------------------------------------------------------------------------
What to submit Required content Location When to submit
--------------------------------------------------------------------------------------------------------------------------------------------------------
Survey for Private, Non-Profit Grant See form......................... Found in https:// By application due date.
Applicants. www.acf.hhs.gov/programs/
ofs/forms.htm.
--------------------------------------------------------------------------------------------------------------------------------------------------------
4. Intergovernmental Review
This program is not subject to Executive Order 12372,
``Intergovernmental Review of Federal Programs,'' or 45 CFR Part 100,
``Intergovernmental Review of Department of Health and Human Services
Programs and Activities''.
5. Funding Restrictions
ANA does not fund:
Activities in support of any foreseeable litigation
against the United States Government that are unallowable under OMB
Circulars A-87 and A-122.
ANA does not fund duplicative projects or allow any one
community or region to receive a disproportionate share of the funds
available for award. When making decisions on awards of grants the
Agency will consider whether the project is essentially identical or
similar, in whole or significant part, to projects in the same
community previously funded or being funded under the same competition.
The Agency will also consider whether the grantee is already receiving
funding for a SEDS, Language, or Environmental project from ANA. The
Agency will also take into account in making funding decisions whether
a proposed project would require funding on an indefinite or recurring
basis. This determination will be made after it is determined whether
the application meets the requirements for eligibility as set forth in
45 CFR 1336, Subpart C, but before funding decisions are complete [See
Section I. Funding Opportunity Description--ANA Administrative Policies
regarding short-term projects].
Projects in which a grantee would provide training and/or
technical assistance (T/TA) to other tribes or Native American
organizations that are otherwise eligible to apply for ANA funding.
However, ANA will fund T/TA requested by a grantee for its own use or
for its members' use (as in the case of a consortium), when the T/TA is
necessary to carry out project objectives.
The purchase of real property or construction because
these activities are not authorized by the Native American Programs Act
of 1974, as amended.
Core administration (See Definitions) functions, or other
activities, that essentially support only the applicant's ongoing
administrative functions and are not related to the proposed project.
Costs associated with fundraising, including financial
campaigns, endowment drives, solicitation of gifts and bequests, and
similar expenses incurred solely to raise capital or obtain
contributions are unallowable under an ANA grant award.
Projects originated and designed by consultants who
provide a major role for themselves and are not members of the
applicant organization, Tribe, or village.
Major renovations or alterations are prohibited activities
because these activities are not authorized under the Native American
Programs Act of 1974 as amended. Minor alterations, as defined in this
announcement, may be allowable.
Projects that request funds for feasibility studies,
business plans, marketing plans or written materials, such as manuals,
that are not an essential part of the applicant's long range
development plan.
The support of ongoing social service delivery programs or
the expansion, or continuation, of existing social service delivery
programs.
ANA will not fund activities by a consortium of tribes
that duplicate activities for which a consortium member tribe also
receives funding from ANA.
6. Other Submission Requirements
Submission by Mail: An applicant must provide an original
application with all attachments, signed by an authorized
representative and two copies. Please see Section IV.3 for an
explanation of due dates. Applications should be mailed to: Tim
Chappelle, U.S. Department of Health and Human Services, Administration
for Children and Families, Office of Grants Management, Division of
Discretionary Grants, 370 L'Enfant Promenade SW., Washington, DC 20447.
Hand Delivery: An applicant must provide an original application
with all attachments signed by an authorized representative and two
copies. The application must be received at the address below by 4:30
p.m. eastern time on or before the closing date. Applications that are
hand delivered will be accepted between the hours of 8 a.m. to 4:30
p.m. eastern time, Monday through Friday. Applications
[[Page 30746]]
should be delivered to: Tim Chappelle, U.S. Department of Health and
Human Services, Administration for Children and Families, Office of
Grants Management--Discretionary Grants, ACF Mail Room, Second Floor
Loading Dock, Aerospace Center, 901 D Street SW., Washington, DC 20447.
V. Application Review Information
The Paperwork Reduction Act of 1995 (Pub. L. 104-13)
Public reporting burden for this collection of information is
estimated to average 20 hours per response, including the time for
reviewing instructions, gathering and maintaining the data needed and
reviewing the collection information.
The project description is approved under OMB control number 0970-
0139 which expires 4/30/2007.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number.
1. Criteria
The following are instructions and guidelines on how to prepare the
``project summary/abstract'' and ``full project description'' sections
of the application. Under the evaluation criteria section, note that
each criterion is preceded by the generic evaluation requirement under
the ACF Uniform Project Description (UPD).
Part I--The Project Description Overview
Purpose
The project description provides a major means by which an
application is evaluated and ranked to compete with other applications
for available assistance. The project description should be concise and
complete and should address the activity for which Federal funds are
being requested. Supporting documents should be included where they can
present information clearly and succinctly. In preparing your project
description, information responsive to each of the requested evaluation
criteria must be provided. Awarding offices use this and other
information in making their funding recommendations. It is important,
therefore, that this information be included in the application in a
manner that is clear and complete.
General Instructions
ACF is particularly interested in specific project descriptions
that focus on outcomes and convey strategies for achieving intended
performance. Project descriptions are evaluated on the basis of
substance and measurable outcomes, not length. Extensive exhibits are
not required. Cross-referencing should be used rather than repetition.
Supporting information concerning activities that will not be directly
funded by the grant or information that does not directly pertain to an
integral part of the grant funded activity should be placed in an
appendix. Pages should be numbered and a table of contents should be
included for easy reference.
Introduction
Applicants required to submit a full project description shall
prepare the project description statement in accordance with the
following instructions while being aware of the specified evaluation
criteria. The text options give a broad overview of what your project
description should include while the evaluation criteria identifies the
measures that will be used to evaluate applications.
Project Summary/Abstract
Provide a summary of the project de