Securities and Exchange Commission August 23, 2010 – Federal Register Recent Federal Regulation Documents

Results 1 - 9 of 9
Sunshine Act Meeting
Document Number: 2010-21000
Type: Notice
Date: 2010-08-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/08/23/2010-21000.html
Privacy Act of 1974: Systems of Records
Document Number: 2010-20999
Type: Notice
Date: 2010-08-23
Agency: Securities and Exchange Commission, Agencies and Commissions
In accordance with the requirements of the Privacy Act of 1974, as amended, 5 U.S.C. 552a, the U.S. Securities and Exchange Commission (``Commission'' or ``SEC'') gives notice of a proposal to establish the following two new Privacy Act systems of records: ``Municipal Advisor Records (SEC-61)'' and ``Correspondence Files Pertaining to Municipal Advisors; Municipal Advisor Logs (SEC-62)''.
https://regulations.justia.com/regulations/fedreg/2010/08/23/2010-20999.html
Sunshine Act Meeting
Document Number: 2010-20927
Type: Notice
Date: 2010-08-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/08/23/2010-20927.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Regarding Routing to an Affiliated Exchange
Document Number: 2010-20820
Type: Notice
Date: 2010-08-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/08/23/2010-20820.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Relating to Listing of the Wilshire Micro-Cap ETF
Document Number: 2010-20819
Type: Notice
Date: 2010-08-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/08/23/2010-20819.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 4770 in Its Entirety and To Eliminate a Related Reference From the Rules
Document Number: 2010-20818
Type: Notice
Date: 2010-08-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/08/23/2010-20818.html
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change To Establish a Subscription To the Information Collected by the MSRB's Short-term Obligation Rate Transparency (“SHORT”) System
Document Number: 2010-20817
Type: Notice
Date: 2010-08-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/08/23/2010-20817.html
Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Revise its Procedures Regarding Securities Delivered to or From Participant Accounts Through the Automated Customer Account Transfer Service of National Securities Clearing Corporation
Document Number: 2010-20816
Type: Notice
Date: 2010-08-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/08/23/2010-20816.html
Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Enhance the Process for Transfers Through the Automated Customer Account Transfer Service
Document Number: 2010-20815
Type: Notice
Date: 2010-08-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/08/23/2010-20815.html
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