Securities and Exchange Commission August 2, 2010 – Federal Register Recent Federal Regulation Documents

Results 1 - 5 of 5
Proposed Collection; Comment Request
Document Number: 2010-18896
Type: Notice
Date: 2010-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/08/02/2010-18896.html
Self-Regulatory Organizations; New York Stock Exchange LLC and NYSE Amex LLC; Order Approving Proposed Rule Changes Amending the Exchanges' Rules To Incorporate the Receipt and Execution of Odd-Lot Interest Into the Round Lot Market and Decommission the Use of the “Odd-Lot System”
Document Number: 2010-18895
Type: Notice
Date: 2010-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/08/02/2010-18895.html
Virtus Opportunities Trust, et al.; Notice of Application
Document Number: 2010-18894
Type: Notice
Date: 2010-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/08/02/2010-18894.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 123G and Adopting New Rule 5290 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Document Number: 2010-18893
Type: Notice
Date: 2010-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/08/02/2010-18893.html
Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 123G-NYSE Amex Equities and Adopting New Rule 5290-NYSE Amex Equities to Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.
Document Number: 2010-18891
Type: Notice
Date: 2010-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/08/02/2010-18891.html
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