Oregon Administrative Rules
Chapter 441 - DEPARTMENT OF CONSUMER AND BUSINESS SERVICES, FINANCE AND SECURITIES REGULATION
Division 65 - REGISTRATION OF SECURITIES
Section 441-065-0200 - Records

Universal Citation: OR Admin Rules 441-065-0200

Current through Register Vol. 63, No. 9, September 1, 2024

As long as the offering remains open and for three years following the termination of the offering, the issuer shall maintain and keep open for inspection by the Director:

(1) Records relating to purchaser representatives used and materials and data relied upon to determine the qualifications of the purchaser representatives;

(2) Records relating to purchasers and materials and data relied upon to determine the qualifications of the purchasers;

(3) Records relating to securities sales following the close of the offering that are considered as part of the offering; and

(4) All written disclosure and other offering materials used in connection with the offer and sale of securities.

Statutory/Other Authority: ORS 59.235

Statutes/Other Implemented: ORS 59.235

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