Oregon Administrative Rules
Chapter 441 - DEPARTMENT OF CONSUMER AND BUSINESS SERVICES, FINANCE AND SECURITIES REGULATION
Division 65 - REGISTRATION OF SECURITIES
- Section 441-065-0001 - Fees for Registration of Securities
- Section 441-065-0010 - Types of Registration
- Section 441-065-0015 - When Registration Application Deemed Abandoned
- Section 441-065-0020 - Registration by Qualification
- Section 441-065-0030 - Registration by Filing
- Section 441-065-0035 - Registration by Multijurisdictional Coordination
- Section 441-065-0040 - Registration for Resale, or Dealing and Trading
- Section 441-065-0050 - Condominium Securities
- Section 441-065-0060 - Creation of Classifications
- Section 441-065-0070 - Definitions
- Section 441-065-0080 - General Requirements and Limitations
- Section 441-065-0090 - Integration
- Section 441-065-0100 - Information Requirements - General
- Section 441-065-0110 - Public Advertising and General Solicitation
- Section 441-065-0130 - Bad Actor Disqualification
- Section 441-065-0140 - Limitation on Selling Expenses
- Section 441-065-0150 - Escrow of Proceeds
- Section 441-065-0160 - Rescission of Improvident Sales Including Oversales
- Section 441-065-0170
- Section 441-065-0180 - Licensing of Salespersons
- Section 441-065-0190 - Filings and Reports
- Section 441-065-0200 - Records
- Section 441-065-0210 - Waiver of Provisions
- Section 441-065-0220 - Small Offering Abbreviated Registration (SOAR) Procedure for Offerings Not Exceeding $1,000,000 (Including Under SEC Rule 504)
- Section 441-065-0221 - Application and Information Requirements for a SOAR Offering
- Section 441-065-0222 - SOAR Offering Disclosure Requirements
- Section 441-065-0223 - Denial or Approval of a SOAR Offering Application by the Director
- Section 441-065-0224 - Retroactive Registration of SOAR Securities that Exceed the Amount Registered
- Section 441-065-0225 - Registration for a Small Corporate Offering Registration (SCOR) Procedure for Offerings Not Exceeding $5,000,000
- Section 441-065-0230
- Section 441-065-0250 - Definitions
- Section 441-065-0260 - Optional Registration Procedures for Securities Involving Real Estate Paper
- Section 441-065-0270 - Compensatory Benefit Plans and Contracts
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