Oregon Administrative Rules
Chapter 441 - DEPARTMENT OF CONSUMER AND BUSINESS SERVICES, FINANCE AND SECURITIES REGULATION
Division 65 - REGISTRATION OF SECURITIES
Section 441-065-0190 - Filings and Reports
Universal Citation: OR Admin Rules 441-065-0190
Current through Register Vol. 63, No. 9, September 1, 2024
(1) For offerings registered as a SOAR Offering, the Director may, as a condition of registration, require the issuer to file one or more sales reports.
(2) For offerings registered as a SCOR Offering, the issuer shall file the following reports with the Director:
(a) If the offering is made in reliance on
Securities Act Rule 504(17
CFR §
230.504), a copy of any completed
Form D that is filed with the Securities and Exchange Commission; or
(b) If the offering is not made in reliance
on to Securities Act Rule 504(17
CFR §
230.504), a report on a form and
at times specified by the Director as a condition of registration.
Publications: The publication(s) referred to or incorporated by reference in this rule are available from the agency.
The Form(s) referenced in this rule is not printed in the OAR Compilation. Copies are available from the agency.
Statutory/Other Authority: ORS 59.085
Statutes/Other Implemented: ORS 59.085
Disclaimer: These regulations may not be the most recent version. Oregon may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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