Oregon Administrative Rules
Chapter 441 - DEPARTMENT OF CONSUMER AND BUSINESS SERVICES, FINANCE AND SECURITIES REGULATION
Division 65 - REGISTRATION OF SECURITIES
Section 441-065-0010 - Types of Registration

Universal Citation: OR Admin Rules 441-065-0010

Current through Register Vol. 63, No. 9, September 1, 2024

Types of registration. Securities may be registered under one of the following provisions:

(1) Registration by qualification (OAR 441-065-0020).

(2) Registration by filing (OAR 441-065-0030).

(3) Registration by multijurisdictional coordination (OAR 441-065-0035).

(4) Registration for resale, trading, or dealing (OAR 441-065-0040).

(5) Registration for condominium securities (OAR 441-065-0050).

(6) Registration for Small Offering Abbreviated Registration (SOAR) Offerings not exceeding $1,000,000 including under SEC Rule 504 (OAR 441-065-0070 through 441-065-0210 and 441-065-0220 through 441-065-0222).

(7) Registration for the Small Corporate Offering Registration(SCOR) offerings not exceeding $5,000,000 including under Securities Act Rule 504 (OAR 441-065-0070 through 441-065-0210 and OAR 441-065-0225).

(8) Registration of securities in connection with a notice of offer to repay purchaser of an unlawfully sold security under ORS 59.125(4) or notice of offer to return an unlawfully purchased security under ORS 59.131(4).

(9) Registration for generic real estate paper offerings (OAR 441-065-0260).

Statutory/Other Authority: ORS 59.065 & 59.285

Statutes/Other Implemented: ORS 59.065

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