New York Codes, Rules and Regulations
Title 3 - BANKING
Chapter III - SUPERINTENDENT'S REGULATIONS
Subchapter B - NON-BANKING ORGANIZATIONS
Part 410 - Mortgage Bankers: Licensing Requirements; Mortgage Brokers: Registration Requirements; Branch Applications: Notifications: Books And Records; Annual Reports; Surety Bonds; And Consultants Of Licensed Mortgage Bankers And Registered Mortgage Brokers
- Section 410.1 - Mortgage banking license; minimum standards
- Section 410.2 - Application procedure; licenses
- Section 410.3 - Mortgage broker registration; minimum standards
- Section 410.4 - Application for registration
- Section 410.5 - Branch application; investigation fees
- Section 410.6 - Changes in officers, directors, or control of mortgage banker or mortgage broker
- Section 410.7 - Books and records; annual reports
- Section 410.8 - Corporate surety bonds for mortgage bankers
- Section 410.9 - Deposit of assets
- Section 410.10 - Deposit agreement; certificate of licensee or registrant
- Section 410.11 - Assets that may be deposited
- Section 410.12 - Retention of receipts or statements
- Section 410.13 - Miscellaneous provisions
- Section 410.14 - Corporate surety bonds for mortgage brokers
- Section 410.15 - Release of corporate surety bond or deposit of assets
- Section 410.16 - Application by a mortgage broker for inactive status
- Section 410.17 - Consultants, employees and independent contractors of licensed mortgage bankers and registered mortgage brokers
- Section 410.18 - Filings
- Section 410.19 - Repealed
- Section 410.20 - Repealed
Current through Register Vol. 46, No. 12, March 20, 2024
Statutory authority: Banking Law, § 12, art. 12-D
Disclaimer: These regulations may not be the most recent version. New York may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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