New York Codes, Rules and Regulations
Title 13 - DEPARTMENT OF LAW
Chapter II - SECURITIES TRANSACTIONS AND PERSONNEL
Subchapter A - SECURITIES-GENERAL
Part 13 - COMMODITY BROKER-DEALERS, SALESPERSONS AND INVESTMENT ADVISORS
- Section 13.1 - Definitions
- Section 13.2 - Registration of commodity broker-dealers, salespersons and investment advisors
- Section 13.3 - Supplemental commodity statement
- Section 13.4 - Supplemental commodity salesperson's statement
- Section 13.5 - Filing fees
- Section 13.6 - Time and place for filing
- Section 13.7 - Duration of registration
- Section 13.8 - Fee receipt
Current through Register Vol. 46, No. 39, September 25, 2024
Statutory authority: General Business Law, art. 23-A
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