New York Codes, Rules and Regulations
Title 13 - DEPARTMENT OF LAW
Chapter II - SECURITIES TRANSACTIONS AND PERSONNEL
Subchapter A - SECURITIES-GENERAL
Part 13 - COMMODITY BROKER-DEALERS, SALESPERSONS AND INVESTMENT ADVISORS
Section 13.5 - Filing fees
Universal Citation: 13 NY Comp Codes Rules and Regs ยง 13.5
Current through Register Vol. 46, No. 12, March 20, 2024
The annual filing fee for each commodity broker-dealer and commodity investment advisor registration statement is $100. The annual filing fee for each commodity salesperson registration statement is $25. The filing fee for each supplemental statement is $10. Checks should be made payable to the New York State Department of Law. Personal checks or cash will not be accepted. Attorney's checks, bank checks, certified checks or money orders only will be accepted.
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