New Jersey Administrative Code
Title 5 - COMMUNITY AFFAIRS
Chapter 37 - MUNICIPAL, COUNTY AND AUTHORITY EMPLOYEES DEFERRED COMPENSATION PLANS
Subchapter 7 - THE CONTRACTOR
Section 5:37-7.4 - Mutual fund companies
Universal Citation: NJ Admin Code 5:37-7.4
Current through Register Vol. 56, No. 6, March 18, 2024
An entity offering a mutual fund or other type of security as part of a deferred compensation plan shall be registered with the Security and Exchange Commission and shall submit to the Director a copy of a "Certification of Good Standing" from the New Jersey Secretary of State.
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