Current through Register Vol. 56, No. 18, September 16, 2024
(a) Homes that choose to
utilize restrictive behavior management practices shall develop policies and
procedures that assist children in gaining control of their behavior, protect the
children from self-harm, protect other children or staff members, and prevent the
destruction of property.
(b) The home
shall:
1. Obtain written approval from the Office
of Licensing for restrictive behavior management practices that are not identified
in (i) and (j) below, that the home plans to utilize, prior to their implementation
with children; and
2. Not utilize
restrictive behavior management practices as a means of punishment, for the
convenience of staff members, or as a substitute for a treatment program.
(c) Prior to the child's admission, the
home shall:
1. Explain to the parents, the child,
the Division's worker, or other placing agency any restrictive behavior management
practice that is used, the circumstances under which it will be employed, and the
possible risks involved; and
2. Obtain
written consent for the use of each restrictive behavior management practice the
home uses from the child's parents or legal guardian.
(d) The home shall ensure that the consent form is
written in plain language and is explained to the parents.
(e) Whenever the parents refuse to consent to a
restrictive behavior management practice, revoke their consent for the practice, or
cannot be located to give consent, the home shall:
1. Refrain from utilizing the practice unless the
child presents an imminent danger to self or others, and apply other,
non-restrictive interventions until such consent is obtained and continue to make
reasonable efforts to obtain informed consent; and
2. Request that the Division's worker and the
placing agency obtain the necessary consent, either through administrative action
pursuant to an agreement between the parent, the Division, and other placing agency
or through legal action, if necessary to protect the best interests of the
child.
(f) The home shall
maintain a copy of all signed consent forms in the child's records.
(g) At least 10 working days before each staffing
or treatment planning meeting for a child for whom the home uses a restrictive
behavior management practice, the home shall send a letter to the child's parents
and the Division's worker and other placing agency, which shall:
1. Inform them of the frequency and duration of
any restrictive behavior management practice that was used with the child;
2. Describe how the child responded to the
treatment; and
3. Invite them to the
treatment planning meeting to discuss the child's program and progress.
(h) The home shall develop and maintain
on file in the home or home's administrative office a policy indicating which
restrictive behavior management practices the home uses.
(i) Homes that utilize physical restraint with
children shall:
1. Ensure that physical restraint
is used only to protect a child from self-harm, or to protect other children or
staff members, or to prevent the destruction of property when the child fails to
respond to non-restrictive behavior management interventions;
2. Ensure that staff members only use physical
restraint techniques and holds, such as escort holds approved by the Office of
Licensing, which staff members may implement to move a child from one place to
another, the basket hold or restraining the child in the prone position and only
when the child:
i. Has received a medical
examination that documents that the child is in good health; and
ii. Does not have a documented respiratory ailment
such as asthma, a spinal condition, fractures, seizure disorder or other physical
condition that would preclude the child from being restrained, unless the physician
authorizes such techniques;
3. Ensure that a minimum of two staff members are
involved in the physical restraint and at least one staff member monitors the
child's breathing by maintaining constant visual face-to-face contact with the child
during the restraint;
4. Ensure that a
child is released from restraint as soon as he or she has gained control;
5. Document each physical restraint incident in an
incident report that reflects the following:
i.
The name of the child;
ii. The date and
time of day the restraint occurred;
iii.
The name(s) of all staff members involved in the restraint;
iv. Precipitating factors that led to the
restraint;
v. Other non-restraint
interventions attempted;
vi. The time
the restraint ended;
vii. The condition
of the child upon release; and
viii. A
medical review by the nurse or physician if injury to the child is
suspected;
6. Ensure that all
restraint incidents are:
i. Reviewed by a
supervisory staff member within one working day after the incident; and
ii. If needed, discussed with the staff member
involved in the restraint incident within one working day after the
incident.
7. Ensure that
staff members who are involved in the restraint of a child receive training in safe
techniques for physical restraint and that such training is updated at least
annually;
8. Prohibit staff members from
utilizing the following practices during a physical restraint:
i. Pulling a child's hair;
ii. Pinching a child's skin;
iii. Twisting a child's arm or leg in such a
manner that would cause the child pain;
iv. Kneeling, straddling or sitting on the chest
or back of a child in such a manner as to inhibit the child's breathing;
v. Placing a choke hold on a child;
vi. Bending back a child's fingers;
vii. Intentionally shoving a child into walls and
objects; and
viii. Allowing other
children to assist in the restraint; and
9. Ensure that staff members are trained in
escape, release and defensive blocking techniques approved by the Office of
Licensing, to be used when staff members are placed at risk of physical injury
during the implementation of a physical restraint.
(j) Homes that utilize exclusion shall:
1. Inform staff members through written policy of
the circumstances when exclusion may be utilized as a behavior management
intervention, such as:
i. Disruptive behavior,
including fighting, name calling and pushing;
ii. Increased agitation on the part of the
child;
iii. Non-compliant behavior or
failure to participate in the program; and
iv. Uncontrollable emotional outbursts such as
crying, screaming and inappropriate laughter;
2. Ensure that the child being excluded has no
record of suicidal behavior;
3. Prohibit
more than one child from being excluded in a room or area at a time;
4. Ensure that at least one staff member is
responsible to make visual contact with the child every 10 minutes and is within
hearing distance of a child when the child is removed from the group;
5. Ensure that the home does not utilize a closet,
bathroom, unfinished basement, unfinished attic, stairway, locked room or other
unapproved area when excluding a child from the group;
6. Ensure that the exclusion of a child from the
other children does not exceed 30 consecutive minutes, unless there is direct verbal
contact by a staff member to assess if the child is ready to return to the other
children prior to the end of the 30 minutes and a child is not excluded from the
group for more than a total of two hours in a 24-hour period, unless there are
circumstances documented in the child's treatment plan by a physician's written
order, or a physician's verbal order to the nurse documented in the child's record
extending the exclusion time;
7.
Document each exclusion of a child in an incident report that reflects the
following:
i. The name of the child;
ii. The date and time of day the exclusion
occurred;
iii. The name(s) of all staff
members observing the child;
iv.
Precipitating factors that led to the exclusion;
v. Other intervention attempted;
vi. The time the exclusion ended; and
vii. The condition of the child upon release;
and
8. Ensure that the child
is reintroduced to the group in a sensitive and non-punitive manner as soon as he or
she has gained control.
(k)
The home shall not utilize mechanical restraint on any child, such as:
1. A straight jacket;
2. Leg irons;
3. A papoose board;
4. A rope;
5. Metal handcuffs;
6. Body wraps;
7. Body tubes;
8. Teflon handcuffs;
9. Blanketing; and
10. Four and five point restraint.
(l) The home shall not have a behavior
management room, which is a room specifically designed and constructed for the
isolation of children.