Nebraska Administrative Code
Topic - BANKING AND FINANCE, DEPARTMENT OF
Title 48 - DEPARTMENT OF BANKING AND FINANCE
Chapter 5 - ISSUER-DEALERS
Section 48-5-014 - SALES LITERATURE
Universal Citation: 48 NE Admin Rules and Regs ch 5 ยง 014
Current through March 20, 2024
No sales literature, other than the prospectus which has been registered or filed as an exemption with the Department, may be used by the issuer-dealer or agent in connection with the sale of securities of the issuer-dealer.
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