Nebraska Administrative Code
Topic - BANKING AND FINANCE, DEPARTMENT OF
Title 48 - DEPARTMENT OF BANKING AND FINANCE
- Chapter 1 - GENERAL PROVISIONS
- Chapter 2 - DEFINITIONS
- Chapter 3 - DEFINITION OF AN OFFER
- Chapter 4 - BROKER-DEALERS
- Chapter 5 - ISSUER-DEALERS
- Chapter 6 - AGENTS OF BROKER-DEALERS
- Chapter 7 - INVESTMENT ADVISERS
- Chapter 8 - FEDERAL COVERED ADVISERS
- Chapter 9 - INVESTMENT ADVISER REPRESENTATIVES
- Chapter 10 - RECORDKEEPING BY INVESTMENT ADVISERS
- Chapter 11 - PERFORMANCE BASED COMPENSATION
- Chapter 12 - FRAUDULENT, DISHONEST AND UNETHICAL BUSINESS PRACTICES
- Chapter 13 - APPROVED EXCHANGES FOR THE SECTION 8-1110(5) EXCHANGE EXEMPTION
- Chapter 14 - RECORD KEEPING REQUIREMENTS FOR THE SECTION 8-1111 (3) EXEMPTION
- Chapter 15 - INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(9) DE MINIMUS EXEMPTION
- Chapter 16 - INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(15) COOPERATIVE AND LIMITED COOPERATIVE ASSOCIATION EXEMPTION
- Chapter 17
- Chapter 18 - INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(20) NEBRASKA INTRASTATE ISSUER EXEMPTION
- Chapter 19 - REQUESTS FOR ORDERS CURING LATE NOTICE FILINGS
- Chapter 20 - FEDERAL COVERED SECURITIES
- Chapter 21 - NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATON STATEMENTS OF POLICY
- Chapter 22
- Chapter 23
- Chapter 24
- Chapter 25
- Chapter 26
- Chapter 27
- Chapter 28
- Chapter 29
- Chapter 30
- Chapter 31
- Chapter 32
- Chapter 33
- Chapter 34
- Chapter 35
- Chapter 36 - GENERAL OBLIGATION FINANCING BY RELIGIOUS DENOMINATIONS (REPEALED)
- Chapter 37 - SALES OF SECURITIES AT FINANCIAL INSTITUTIONS
- Chapter 38 - INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(23) EXEMPTION
- Chapter 39 - CONDITIONS AND INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(24) CROWDFUNDING EXEMPTION
- Chapter 40 - PORTAL OPERATORS
- Chapter 41 - INTEGRATION OF EXEMPT OFFERINGS PURSUANT TO SECTION 8-1111
- Chapter 42 - EXCLUSION OF INVESTMENT ADVISERS TO PRIVATE FUNDS FROM THE DEFINITION OF "INVESTMENT ADVISER"
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