Nebraska Administrative Code
Topic - BANKING AND FINANCE, DEPARTMENT OF
Title 48 - DEPARTMENT OF BANKING AND FINANCE
Chapter 5 - ISSUER-DEALERS
Section 48-5-005 - POST-REGISTRATION FILINGS
Universal Citation: 48 NE Admin Rules and Regs ch 5 ยง 005
Current through March 20, 2024
An issuer-dealer shall file quarterly reports with the Director indicating the amount of securities sold during the period.
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